| Filed | As-Of/On | Form | Fullname | Symbol | Country | Industry | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypothetical Return | Hypothetical Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-12 | 2009-09-30 | 13F-HR | Tongjitang Chinese Medicines Co | TCM | US | Medical-Drugs | 0 | Sold All | -74,665 | -100 % | - | - | - | 0.49 % | $-1,493 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Tongjitang Chinese Medicines Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | PNC | US | Super-Regional Banks-Us | 1,445,146 | Sold Some | -81,031 | -5.30 % | $78,529,234 | $79,251,807 | $722,573 | 0.92 % | $-40,516 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pnc Financial Services Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Novabay Pharmaceuticals Inc | NBY | US | Medical-Biomedical/Gene | 668,627 | Sold Some | -90,518 | -11.92 % | $1,363,999 | $1,310,509 | $-53,490 | -3.92 % | $7,241 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Novabay Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Metlife Inc | MET-A | US | Multi-Line Insurance | 1,638,183 | Sold Some | -157,768 | -8.78 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Metlife Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Interactive Brokers Group Inc | IBKR | US | Finance-Invest Bnkr/Brkr | 142,291 | No Change | 0 | 0 % | $2,428,907 | $2,401,872 | $-27,035 | -1.11 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Interactive Brokers Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gammon Gold Inc | GRS | US | Precious Metals | 1,119,640 | Sold Some | -84,167 | -6.99 % | $11,039,650 | $12,483,986 | $1,444,336 | 13.08 % | $-108,575 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Gammon Gold Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Echostar Corp | SATS | US | Satellite Telecom | 161,142 | New Holding | 161,142 | 100 % | $3,258,291 | $3,247,011 | $-11,280 | -0.34 % | $-11,280 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Echostar Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Discover Financial Services | DFS | US | Finance-Credit Card | 379,336 | Added More | 118 | 0.03 % | $5,841,774 | $5,822,808 | $-18,967 | -0.32 % | $-6 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Discover Financial Services |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aercap Holdings Nv | AER | US | Commercial Services | 104,678 | No Change | 0 | 0 % | $928,494 | $875,108 | $-53,386 | -5.74 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Aercap Holdings Nv |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intrepid Potash Inc | IPI | US | Agricultural Chemicals | 0 | Sold All | -100,135 | -100 % | - | - | - | 11.34 % | $-304,410 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Intrepid Potash Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | M And T Bank Corp | MTB | US | Commer Banks-Eastern Us | 696,579 | Added More | 39,500 | 6.01 % | $43,884,477 | $45,869,727 | $1,985,250 | 4.52 % | $112,575 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of M And T Bank Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Morgan Stanley | MS | US | Finance-Invest Bnkr/Brkr | 906,518 | Added More | 452,827 | 99.80 % | $29,924,159 | $29,099,228 | $-824,931 | -2.75 % | $-412,073 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Morgan Stanley |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kkr Financial Holdings Llc | KFN | US | Investment Companies | 2,010 | New Holding | 2,010 | 100 % | $11,759 | $10,955 | $-804 | -6.83 % | $-804 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kkr Financial Holdings Llc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Key Energy Services Inc | KEG | US | Oil-Field Services | 399,051 | Added More | 359,051 | 897.62 % | $3,064,712 | $3,052,740 | $-11,972 | -0.39 % | $-10,772 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Key Energy Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ford Motor Co | F | US | Unknown | 6,609,045 | Added More | 5,173,584 | 360.41 % | $54,194,169 | $57,102,149 | $2,907,980 | 5.36 % | $2,276,377 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ford Motor Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zions Bancorporation | ZB-A | US | Commer Banks-Western Us | 382,427 | Sold Some | -547,253 | -58.86 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Zions Bancorporation |
| 2009-11-12 | 2009-09-30 | 13F-HR | Yahoo Inc | YHOO | US | Web Portals/Isp | 1,581,061 | New Holding | 1,581,061 | 100 % | $25,296,976 | $24,316,718 | $-980,258 | -3.87 % | $-980,258 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Yahoo Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Xcel Energy Inc | XEL | US | Electric-Integrated | 1,697,650 | Added More | 62,650 | 3.83 % | $32,985,340 | $33,986,953 | $1,001,614 | 3.03 % | $36,964 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Xcel Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Xcel Energy Inc | XEL | US | Electric-Integrated | 1,697,650 | Added More | 945,650 | 125.75 % | $32,985,340 | $33,986,953 | $1,001,614 | 3.03 % | $557,934 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Xcel Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Xto Energy Inc | XTO | US | Oil Comp-Explor And Prodtn | 206,936 | Added More | 168,340 | 436.15 % | $8,912,734 | $8,507,139 | $-405,595 | -4.55 % | $-329,946 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Xto Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wyeth | WYE | US | Medical-Drugs | 51,783 | Sold Some | -5,361 | -9.38 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Wyeth |
| 2009-11-12 | 2009-09-30 | 13F-HR | Westamerica Bancorporation | WABC | US | Commer Banks-Western Us | 288,613 | No Change | 0 | 0 % | $14,589,387 | $15,036,737 | $447,350 | 3.06 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Westamerica Bancorporation |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wendysarbys Group Inc | TRY.B | US | Retail-Restaurants | 385 | New Holding | 385 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Wendysarbys Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wells Fargo And Co | WFC | US | Unknown | 3,685,165 | Added More | 361,489 | 10.87 % | $103,995,356 | $102,705,549 | $-1,289,808 | -1.24 % | $-126,521 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Wells Fargo And Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Waters Corp | WAT | US | Instruments-Scientific | 12,217 | No Change | 0 | 0 % | $726,667 | $721,292 | $-5,375 | -0.73 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Waters Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Washington Post Cothe | WPO | US | Publishing-Newspapers | 118,802 | Sold Some | -15,593 | -11.60 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Washington Post Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Warren Resources Inc | WRES | US | Oil Comp-Explor And Prodtn | 4,210,240 | Added More | 1,304,611 | 44.89 % | $9,515,142 | $10,104,576 | $589,434 | 6.19 % | $182,646 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Warren Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Walter Industries Inc | WLT | US | Coal | 21,889 | Sold Some | -66,503 | -75.23 % | $1,469,846 | $1,528,509 | $58,663 | 3.99 % | $-178,228 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Walter Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Walgreen Co | WAG | US | Retail-Drug Store | 2,221,788 | Added More | 173,116 | 8.45 % | $86,916,347 | $86,583,078 | $-333,268 | -0.38 % | $-25,967 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Walgreen Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wal-Mart Stores Inc | WMT | US | Retail-Discount | 1,315,109 | Added More | 626,381 | 90.94 % | $70,016,403 | $71,384,117 | $1,367,713 | 1.95 % | $651,436 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Wal-Mart Stores Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | WDR | US | Invest Mgmnt/Advis Serv | 37,821 | Sold Some | -61,369 | -61.87 % | $1,158,457 | $1,106,642 | $-51,815 | -4.47 % | $84,076 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Waddell And Reed Financial Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wsfs Financial Corp | WSFS | US | S And L/Thrifts-Eastern Us | 172,099 | No Change | 0 | 0 % | $4,811,888 | $4,612,253 | $-199,635 | -4.14 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Wsfs Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wms Industries Inc | WMS | US | Leisure And Rec Products | 0 | Sold All | -83,555 | -100 % | - | - | - | -4.56 % | $162,932 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Wms Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | W-H Energy Services Inc | WHQ | US | Oil-Field Services | 15,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of W-H Energy Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vocus Inc | VOCS | US | Internet Applic Sftwr | 0 | Sold All | -141,674 | -100 % | - | - | - | -1.98 % | $49,586 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Vocus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vertex Pharmaceuticals Inc | VRTX | US | Medical-Biomedical/Gene | 7,896 | Added More | 4,256 | 116.92 % | $322,473 | $304,312 | $-18,161 | -5.63 % | $-9,789 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Vertex Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Verizon Communications Inc | VZ | US | Telephone-Integrated | 944,301 | Added More | 616,496 | 188.06 % | $28,480,118 | $28,735,079 | $254,961 | 0.89 % | $166,454 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Verizon Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vectren Corp | VVC | US | Gas-Distribution | 966,903 | Added More | 52,603 | 5.75 % | $22,103,403 | $22,548,178 | $444,775 | 2.01 % | $24,197 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Vectren Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Varian Medical Systems Inc | VAR | US | Medical Products | 15,157 | Added More | 5,867 | 63.15 % | $682,520 | $691,311 | $8,791 | 1.28 % | $3,403 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Varian Medical Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Varian Semiconductor Equipment Associates Inc | VSEA | US | Semiconductor Equipment | 46,811 | Sold Some | -22,807 | -32.76 % | $1,461,908 | $1,421,182 | $-40,726 | -2.78 % | $19,842 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Varian Semiconductor Equipment Associates Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Valueclick Inc | VCLK | US | E-Marketing/Info | 175,987 | New Holding | 175,987 | 100 % | $1,798,587 | $1,759,870 | $-38,717 | -2.15 % | $-38,717 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Valueclick Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Valmont Industries Inc | VMI | US | Steel Pipe And Tube | 0 | Sold All | -3,635 | -100 % | - | - | - | -0.07 % | $218 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Valmont Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Valley National Bancorp | VLY | US | Commer Banks-Eastern Us | 636,346 | Added More | 520,290 | 448.30 % | $8,240,681 | $8,520,673 | $279,992 | 3.39 % | $228,928 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Valley National Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vf Corp | VFC | US | Apparel Manufacturers | 205 | Added More | 117 | 132.95 % | $15,227 | $14,854 | $-373 | -2.45 % | $-213 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Vf Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Urban Outfitters Inc | URBN | US | Retail-Apparel/Shoe | 0 | Sold All | -264,000 | -100 % | - | - | - | -1.89 % | $163,680 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Urban Outfitters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Univest Corp Of Pennsylvania | UVSP | US | Commer Banks-Eastern Us | 150,000 | New Holding | 150,000 | 100 % | $2,467,500 | $2,392,500 | $-75,000 | -3.03 % | $-75,000 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Univest Corp Of Pennsylvania |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Technologies Corp | UTX | US | Aerospace/Defense-Equip | 610,839 | Added More | 11,801 | 1.96 % | $40,742,961 | $41,518,727 | $775,766 | 1.90 % | $14,987 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of United Technologies Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Therapeutics Corp | UTHR | US | Therapeutics | 113,310 | Added More | 71,396 | 170.33 % | $4,780,549 | $5,088,752 | $308,203 | 6.44 % | $194,197 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of United Therapeutics Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Us Airways Group Inc | LCC | US | Airlines | 1,722,783 | Added More | 628,200 | 57.39 % | $5,426,766 | $5,340,627 | $-86,139 | -1.58 % | $-31,410 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Us Airways Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Parcel Service Inc | UPS | US | Transport-Services | 328,392 | Added More | 11,334 | 3.57 % | $18,662,517 | $18,885,824 | $223,307 | 1.19 % | $7,707 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of United Parcel Service Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Union Pacific Corp | UNP.BE | US | Transport-Rail | 3,927 | New Holding | 3,927 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Union Pacific Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Union Bankshares Corpva | UBSH | US | Commer Banks-Southern Us | 280,000 | New Holding | 280,000 | 100 % | $3,110,800 | $3,234,000 | $123,200 | 3.96 % | $123,200 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Union Bankshares Corpva |
| 2009-11-12 | 2009-09-30 | 13F-HR | Under Armour Inc | UA | US | Retail-Apparel/Shoe | 0 | Sold All | -66,900 | -100 % | - | - | - | 0.47 % | $-8,697 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Under Armour Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ultimate Software Group Inc | ULTI | US | Enterprise Software/Serv | 224,170 | Sold Some | -8,043 | -3.46 % | $6,021,206 | $6,272,277 | $251,070 | 4.16 % | $-9,008 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ultimate Software Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Usa Mobility Inc | USMO | US | Telecom Services | 117,168 | Added More | 440 | 0.37 % | $1,272,444 | $1,215,032 | $-57,412 | -4.51 % | $-216 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Usa Mobility Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United States Steel Corp | X | US | Steel-Producers | 5,894 | New Holding | 5,894 | 100 % | $230,102 | $243,540 | $13,438 | 5.84 % | $13,438 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of United States Steel Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Usg Corp | USG | US | Bldg And Construct Prod-Misc | 185 | No Change | 0 | 0 % | $2,596 | $2,605 | $9 | 0.35 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Usg Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Us Bancorp | USB | US | Super-Regional Banks-Us | 3,032,662 | Added More | 296,817 | 10.84 % | $72,783,888 | $70,630,698 | $-2,153,190 | -2.95 % | $-210,740 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Us Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ual Corp | UAUA | US | Airlines | 253,215 | No Change | 0 | 0 % | $1,802,891 | $1,777,569 | $-25,322 | -1.40 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ual Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Trico Bancshares | TCBK | US | Commer Banks-Western Us | 377,716 | No Change | 0 | 0 % | $5,669,517 | $6,137,885 | $468,368 | 8.26 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Trico Bancshares |
| 2009-11-12 | 2009-09-30 | 13F-HR | Transatlantic Holdings Inc | TRH | US | Reinsurance | 16,500 | No Change | 0 | 0 % | $877,470 | $902,880 | $25,410 | 2.89 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Transatlantic Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | 3m Co | MMM | US | Diversified Manufact Op | 495,023 | Added More | 82,117 | 19.88 % | $38,220,726 | $37,938,563 | $-282,163 | -0.73 % | $-46,807 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of 3m Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Thoratec Corp | THOR | US | Medical Instruments | 196,555 | Sold Some | -11,705 | -5.62 % | $5,633,266 | $5,711,888 | $78,622 | 1.39 % | $-4,682 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Thoratec Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Texas Roadhouse Inc | TXRH | US | Retail-Restaurants | 245,820 | Sold Some | -27,890 | -10.18 % | $2,563,903 | $2,578,652 | $14,749 | 0.57 % | $-1,673 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Texas Roadhouse Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Texas Instruments Inc | TXN | US | Electronic Compo-Semicon | 17,085 | Added More | 1,545 | 9.94 % | $433,446 | $422,683 | $-10,764 | -2.48 % | $-973 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Texas Instruments Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Texas Capital Bancshares Inc | TCBI | US | Commer Banks-Central Us | 0 | Sold All | -150,000 | -100 % | - | - | - | -0.21 % | $4,500 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Texas Capital Bancshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tenneco Inc | TEN | US | Auto/Trk Prts And Equip-Orig | 894 | No Change | 0 | 0 % | $13,017 | $13,616 | $599 | 4.60 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Tenneco Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tempur-Pedic International Inc | TPX | US | Home Furnishings | 605,682 | New Holding | 605,682 | 100 % | $12,555,788 | $12,634,527 | $78,739 | 0.62 % | $78,739 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Tempur-Pedic International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Techtarget Inc | TTGT | US | Internet Content-Info/Ne | 104,691 | New Holding | 104,691 | 100 % | $633,381 | $640,709 | $7,328 | 1.15 % | $7,328 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Techtarget Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Target Corp | TGT | US | Retail-Discount | 581,501 | New Holding | 581,501 | 100 % | $28,452,844 | $27,598,037 | $-854,806 | -3.00 % | $-854,806 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Target Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Txco Resources Inc | TXCO | US | Oil Comp-Explor And Prodtn | 742,406 | Sold Some | -37,577 | -4.81 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Txco Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tjx Cos Inc | TJX | US | Retail-Discount | 1,022,484 | Sold Some | -112,143 | -9.88 % | $39,600,805 | $39,672,379 | $71,574 | 0.18 % | $-7,850 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Tjx Cos Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tfs Financial Corp | TFSL | US | S And L/Thrifts-Central Us | 417,000 | New Holding | 417,000 | 100 % | $4,799,670 | $4,612,020 | $-187,650 | -3.90 % | $-187,650 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Tfs Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Teco Energy Inc | TE | US | Electric-Integrated | 957,800 | No Change | 0 | 0 % | $14,003,036 | $13,926,412 | $-76,624 | -0.54 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Teco Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tcf Financial Corp | TCB | US | Commer Banks-Central Us | 1,970,911 | Added More | 611,242 | 44.95 % | $22,862,568 | $24,439,296 | $1,576,729 | 6.89 % | $488,994 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Tcf Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sysco Corp | SYY | US | Food-Wholesale/Distrib | 949,707 | Added More | 19,438 | 2.08 % | $25,461,645 | $25,680,077 | $218,433 | 0.85 % | $4,471 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sysco Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Synovus Financial Corp | SNV | US | Commer Banks-Southern Us | 500,000 | Sold Some | -813,436 | -61.93 % | $910,000 | $840,000 | $-70,000 | -7.69 % | $113,881 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Synovus Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Symantec Corp | SYMC | US | Internet Security | 2,423,198 | Added More | 152,043 | 6.69 % | $42,018,253 | $42,939,069 | $920,815 | 2.19 % | $57,776 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Symantec Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | STI | US | Super-Regional Banks-Us | 736,706 | No Change | 0 | 0 % | $14,918,297 | $16,237,000 | $1,318,704 | 8.83 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Suntrust Banks Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sunoco Inc | SUN | US | Oil Refining And Marketing | 0 | Sold All | -40 | -100 % | - | - | - | -4.73 % | $52 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sunoco Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suncor Energy Inc | SU | US | Oil Comp-Integrated | 0 | Sold All | -3,752,288 | -100 % | - | - | - | 3.39 % | $-4,390,177 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Suncor Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Stryker Corp | SYK | US | Medical Products | 38,042 | No Change | 0 | 0 % | $1,873,569 | $1,853,787 | $-19,782 | -1.05 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Stryker Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Janus Capital Group Inc | JNS | US | Invest Mgmnt/Advis Serv | 85,473 | Sold Some | -296,761 | -77.63 % | $1,163,288 | $1,129,098 | $-34,189 | -2.93 % | $118,704 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Janus Capital Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Steel Dynamics Inc | STLD | US | Steel-Producers | 11,195 | Sold Some | -2,861 | -20.35 % | $165,238 | $180,799 | $15,561 | 9.41 % | $-3,977 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Steel Dynamics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | State Street Corp | STT | US | Fiduciary Banks | 2,106,865 | Added More | 993,779 | 89.28 % | $85,665,131 | $85,960,092 | $294,961 | 0.34 % | $139,129 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of State Street Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Standard Pacific Corp | SPF | US | Bldg-Residential/Commer | 0 | Sold All | -1,255,556 | -100 % | - | - | - | -8.09 % | $351,556 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Standard Pacific Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sprint Nextel Corp | S | US | Telephone-Integrated | 648,550 | No Change | 0 | 0 % | $1,978,078 | $2,438,548 | $460,471 | 23.27 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sprint Nextel Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Spectra Energy Corp | SE | US | Pipelines | 1,168,200 | Added More | 3,200 | 0.27 % | $22,160,754 | $22,312,620 | $151,866 | 0.68 % | $416 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Spectra Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Southwestern Energy Co | SWN | US | Oil Comp-Explor And Prodtn | 1,811,960 | Sold Some | -259,729 | -12.53 % | $77,135,137 | $75,178,220 | $-1,956,917 | -2.53 % | $280,507 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Southwestern Energy Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Southern Union Co | SUG | US | Gas-Distribution | 943,358 | Sold Some | -840,244 | -47.10 % | $18,772,824 | $18,612,453 | $-160,371 | -0.85 % | $142,841 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Southern Union Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Southern Co | SO | US | Electric-Integrated | 400,185 | Added More | 95,045 | 31.14 % | $12,641,844 | $12,565,809 | $-76,035 | -0.60 % | $-18,059 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Southern Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Southcoast Financial Corp | SOCB | US | Commer Banks-Southern Us | 202,633 | No Change | 0 | 0 % | - | $709,216 | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Southcoast Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | South Financial Group Incthe | TSFG | US | Commer Banks-Southern Us | 5,097,080 | Added More | 597,080 | 13.26 % | $3,364,073 | $3,211,160 | $-152,912 | -4.54 % | $-17,912 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of South Financial Group Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sonosite Inc | SONO | US | Ultra Sound Imaging Sys | 104,164 | Sold Some | -5,763 | -5.24 % | $2,521,810 | $2,437,438 | $-84,373 | -3.34 % | $4,668 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sonosite Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Somanetics Corp | SMTS | US | Patient Monitoring Equip | 170,815 | Added More | 35,786 | 26.50 % | $2,415,324 | $2,456,320 | $40,996 | 1.69 % | $8,589 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Somanetics Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Smithtown Bancorp Inc | SMTB | US | Commer Banks-Eastern Us | 299,500 | No Change | 0 | 0 % | $2,315,135 | $2,195,335 | $-119,800 | -5.17 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Smithtown Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Smith International Inc | SII | US | Oil-Field Services | 6,896 | Added More | 1,859 | 36.90 % | $200,329 | $185,985 | $-14,344 | -7.16 % | $-3,867 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Smith International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Smart Balance Inc | SMBL | US | Food-Misc/Diversified | 407,401 | Sold Some | -27,966 | -6.42 % | $2,045,153 | $2,236,631 | $191,478 | 9.36 % | $-13,144 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Skyworks Solutions Inc | SWKS | US | Electronic Compo-Semicon | 1,619,021 | New Holding | 1,619,021 | 100 % | $19,460,632 | $19,671,105 | $210,473 | 1.08 % | $210,473 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Skyworks Solutions Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sirius Xm Radio Inc | SIRI | US | Radio | 117,983,454 | Added More | 64,037,317 | 118.70 % | $77,869,080 | $74,329,576 | $-3,539,504 | -4.54 % | $-1,921,120 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sirius Xm Radio Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Silicon Laboratories Inc | SLAB | US | Electronic Compo-Semicon | 226,915 | Added More | 44,404 | 24.32 % | $9,684,732 | $9,580,351 | $-104,381 | -1.07 % | $-20,426 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Silicon Laboratories Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signature Banknew York Ny | SBNY | US | Commer Banks-Eastern Us | 1,533,671 | Sold Some | -14,892 | -0.96 % | $48,157,269 | $47,237,067 | $-920,203 | -1.91 % | $8,935 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Signature Banknew York Ny |
| 2009-11-12 | 2009-09-30 | 13F-HR | Senorx Inc | SENO | US | Medical Instruments | 417,991 | Sold Some | -3,153 | -0.74 % | $1,839,160 | $1,893,499 | $54,339 | 2.95 % | $-410 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Senorx Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Seagate Technology | STX | US | Computers-Memory Devices | 49,928 | Added More | 23,920 | 91.97 % | $838,790 | $778,378 | $-60,413 | -7.20 % | $-28,943 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Seagate Technology |
| 2009-11-12 | 2009-09-30 | 13F-HR | Charles Schwab Corpthe | SCHW | US | Finance-Invest Bnkr/Brkr | 7,108,205 | Added More | 800,742 | 12.69 % | $128,160,936 | $129,724,741 | $1,563,805 | 1.22 % | $176,163 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Charles Schwab Corpthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Schnitzer Steel Industries Inc | SCHN | US | Steel-Producers | 0 | Sold All | -2,258 | -100 % | - | - | - | 6.24 % | $-6,255 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Schnitzer Steel Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sasol Ltd | SSL | US | Oil Comp-Integrated | 361,955 | Added More | 360,010 | 18509.51 % | $14,007,659 | $13,960,604 | $-47,054 | -0.33 % | $-46,801 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sasol Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sandridge Energy Inc | SD | US | Oil Comp-Explor And Prodtn | 462,967 | Added More | 31,507 | 7.30 % | $4,416,705 | $4,259,296 | $-157,409 | -3.56 % | $-10,712 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sandridge Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sandisk Corp | SNDK | US | Computers-Memory Devices | 10,178 | New Holding | 10,178 | 100 % | $217,911 | $206,003 | $-11,908 | -5.46 % | $-11,908 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sandisk Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Salesforcecom Inc | CRM | US | Applications Software | 13,941 | Added More | 3,778 | 37.17 % | $876,889 | $872,149 | $-4,740 | -0.54 % | $-1,285 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Salesforcecom Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | St Jude Medical Inc | STJ | US | Medical Instruments | 281,325 | Added More | 275,009 | 4354.16 % | $9,773,231 | $9,655,074 | $-118,157 | -1.20 % | $-115,504 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of St Jude Medical Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Saia Inc | SAIA | US | Transport-Truck | 145,570 | New Holding | 145,570 | 100 % | $2,190,829 | $2,171,904 | $-18,924 | -0.86 % | $-18,924 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Saia Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sy Bancorp Inc | SYBT | US | Commer Banks-Southern Us | 88,010 | No Change | 0 | 0 % | $1,887,815 | $1,952,062 | $64,247 | 3.40 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sy Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Svb Financial Group | SIVB | US | Commer Banks-Western Us | 1,012,511 | No Change | 0 | 0 % | $42,079,957 | $38,677,920 | $-3,402,037 | -8.08 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Svb Financial Group |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sei Investments Co | SEIC | US | Data Processing/Mgmt | 38,760 | Sold Some | -217,889 | -84.89 % | $697,680 | $684,502 | $-13,178 | -1.88 % | $74,082 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sei Investments Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Scbt Financial Corp | SCBT | US | Commer Banks-Southern Us | 16,307 | Sold Some | -13,693 | -45.64 % | $423,656 | $437,191 | $13,535 | 3.19 % | $-11,365 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Scbt Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | S And T Bancorp Inc | STBA | US | Commer Banks-Eastern Us | 154,700 | No Change | 0 | 0 % | $2,331,329 | $2,442,713 | $111,384 | 4.77 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of S And T Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Gold Inc | RGLD | US | Gold Mining | 170,682 | Added More | 43,011 | 33.68 % | $8,523,859 | $9,035,905 | $512,046 | 6.00 % | $129,033 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Royal Gold Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Dutch Shell Plc | RDS.A | US | Oil Comp-Integrated | 501,877 | Added More | 16,174 | 3.33 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Royal Dutch Shell Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ross Stores Inc | ROST | US | Retail-Apparel/Shoe | 744,511 | Added More | 739,202 | 13923.56 % | $34,098,604 | $32,617,027 | $-1,481,577 | -4.34 % | $-1,471,012 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ross Stores Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rockwood Holdings Inc | ROC | US | Chemicals-Diversified | 82,913 | Sold Some | -110,784 | -57.19 % | $1,862,226 | $1,928,556 | $66,330 | 3.56 % | $-88,627 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Rockwood Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rigel Pharmaceuticals Inc | RIGL | US | Medical-Drugs | 50,000 | New Holding | 50,000 | 100 % | $375,500 | $389,000 | $13,500 | 3.59 % | $13,500 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Rigel Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rex Energy Corp | REXX | US | Oil Comp-Explor And Prodtn | 776,491 | Added More | 319,870 | 70.05 % | $7,182,542 | $6,910,770 | $-271,772 | -3.78 % | $-111,955 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Rex Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Retail Ventures Inc | RVI | US | Retail-Regnl Dept Store | 1,044,949 | New Holding | 1,044,949 | 100 % | $6,750,371 | $6,802,618 | $52,247 | 0.77 % | $52,247 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Retail Ventures Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Resmed Inc | RMD | US | Respiratory Products | 87,685 | Sold Some | -1,159 | -1.30 % | $4,296,565 | $4,406,171 | $109,606 | 2.55 % | $-1,449 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Resmed Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Republic Services Inc | RSG | US | Non-Hazardous Waste Disp | 2,673,318 | Added More | 175,439 | 7.02 % | $72,313,252 | $73,248,913 | $935,661 | 1.29 % | $61,404 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Republic Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Regions Financial Corp | RF | US | Commer Banks-Southern Us | 141,319 | Sold Some | -7,305,623 | -98.10 % | $674,092 | $770,189 | $96,097 | 14.25 % | $-4,967,824 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Regions Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Regis Corp Minn | RGS | US | Retail-Hair Salons | 478,911 | New Holding | 478,911 | 100 % | $7,600,318 | $7,720,045 | $119,728 | 1.57 % | $119,728 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Regis Corp Minn |
| 2009-11-12 | 2009-09-30 | 13F-HR | Regeneron Pharmaceuticals Inc | REGN | US | Medical-Biomedical/Gene | 82,140 | New Holding | 82,140 | 100 % | $1,559,839 | $1,516,304 | $-43,534 | -2.79 % | $-43,534 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Regeneron Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rti Biologics Inc | RTIX | US | Medical-Biomedical/Gene | 617,434 | Sold Some | -62,644 | -9.21 % | $2,321,552 | $2,401,818 | $80,266 | 3.45 % | $-8,144 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Rti Biologics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Red Robin Gourmet Burgers Inc | RRGB | US | Retail-Restaurants | 0 | Sold All | -142,146 | -100 % | - | - | - | 5.22 % | $-112,295 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Red Robin Gourmet Burgers Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Red Hat Inc | RHT | US | Applications Software | 337,381 | New Holding | 337,381 | 100 % | $9,436,547 | $9,139,651 | $-296,895 | -3.14 % | $-296,895 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Red Hat Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Raytheon Co | RTN | US | Aerospace/Defense | 0 | Sold All | -273,416 | -100 % | - | - | - | 4.18 % | $-555,034 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Raytheon Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Range Resources Corp | RRC | US | Oil Comp-Explor And Prodtn | 5,499 | Sold Some | -756 | -12.08 % | $269,341 | $255,649 | $-13,693 | -5.08 % | $1,882 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Range Resources Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Quidel Corp | QDEL | US | Diagnostic Kits | 93,837 | Sold Some | -46,295 | -33.03 % | $1,291,197 | $1,241,464 | $-49,734 | -3.85 % | $24,536 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Quidel Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Questcor Pharmaceuticals Inc | QSC | US | Therapeutics | 172,208 | Sold Some | -200,394 | -53.78 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Questcor Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Questar Corp | STR | US | Pipelines | 790,256 | Added More | 16,046 | 2.07 % | $33,222,362 | $31,286,235 | $-1,936,127 | -5.82 % | $-39,313 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Questar Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Qualcomm Inc | QCOM | US | Wireless Equipment | 499,883 | Sold Some | -28,651 | -5.42 % | $22,419,753 | $22,544,723 | $124,971 | 0.55 % | $-7,163 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Qualcomm Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pulte Homes Inc | PHM | US | Bldg-Residential/Commer | 2,816,003 | Added More | 500,969 | 21.63 % | $27,540,509 | $26,639,388 | $-901,121 | -3.27 % | $-160,310 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pulte Homes Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Public Service Enterprise Group Inc | PEG | US | Electric-Integrated | 352,830 | Added More | 22,830 | 6.91 % | $10,976,541 | $10,955,372 | $-21,170 | -0.19 % | $-1,370 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Public Service Enterprise Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Psychiatric Solutions Inc | PSYS | US | Phys Therapy/Rehab Cntrs | 197,492 | Sold Some | -32,955 | -14.30 % | $4,141,407 | $4,147,332 | $5,925 | 0.14 % | $-989 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Psychiatric Solutions Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Prosperity Bancshares Inc | PRSP | US | Commer Banks-Central Us | 0 | Sold All | -475,100 | -100 % | - | - | - | 8.50 % | $-1,444,304 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Prosperity Bancshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Progressive Corpthe | PGR | US | Property/Casualty Ins | 232,793 | No Change | 0 | 0 % | $3,966,793 | $3,922,562 | $-44,231 | -1.11 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Progressive Corpthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | PFG | US | Life/Health Insurance | 156,401 | Sold Some | -167,597 | -51.72 % | $3,994,482 | $4,032,018 | $37,536 | 0.93 % | $-40,223 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pride International Inc | PDE | US | Oil And Gas Drilling | 27,129 | No Change | 0 | 0 % | $858,633 | $846,696 | $-11,937 | -1.39 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pride International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | T Rowe Price Group Inc | TROW | US | Invest Mgmnt/Advis Serv | 712,663 | Added More | 12,821 | 1.83 % | $36,367,193 | $34,713,815 | $-1,653,378 | -4.54 % | $-29,745 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of T Rowe Price Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Praxair Inc | PX | US | Industrial Gases | 387,103 | Sold Some | -26,877 | -6.49 % | $31,920,513 | $31,978,579 | $58,065 | 0.18 % | $-4,032 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Praxair Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pliant Systems Inc | PLNS.PK | US | Telecommunication Equip | 223 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pliant Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Plains Exploration And Production Co | PXP | US | Oil Comp-Explor And Prodtn | 599,932 | Added More | 82,301 | 15.89 % | $16,684,109 | $15,832,205 | $-851,903 | -5.10 % | $-116,867 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Plains Exploration And Production Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pitney Bowes Inc | PBI | US | Office Automation And Equip | 0 | Sold All | -150 | -100 % | - | - | - | -4.79 % | $179 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pitney Bowes Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pinnacle West Capital Corp | PNW | US | Electric-Integrated | 215,245 | Added More | 245 | 0.11 % | $7,124,610 | $7,324,787 | $200,178 | 2.80 % | $228 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pinnacle West Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pinnacle Financial Partners Inc | PNFP | US | Commer Banks-Southern Us | 550,040 | Added More | 40 | 0.00 % | $6,451,969 | $6,600,480 | $148,511 | 2.30 % | $11 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pinnacle Financial Partners Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pinnacle Bankshares Corp | PLE | US | Commer Banks-Southern Us | 22,338 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pinnacle Bankshares Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pinnacle Entertainment Inc | PNK | US | Non-Hotel Gambling | 171,985 | Sold Some | -6,960 | -3.88 % | $1,768,006 | $1,872,917 | $104,911 | 5.93 % | $-4,246 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pinnacle Entertainment Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pinnacle Airlines Corp | PNCL | US | Airlines | 713,483 | No Change | 0 | 0 % | $4,587,696 | $4,659,044 | $71,348 | 1.55 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pinnacle Airlines Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pfizer Inc | PFE | US | Medical-Drugs | 8,182,675 | Added More | 2,131,846 | 35.23 % | $144,178,734 | $150,233,913 | $6,055,180 | 4.19 % | $1,577,566 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pfizer Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petsmart Inc | PETM | US | Retail-Pet Food And Supplies | 0 | Sold All | -7,170 | -100 % | - | - | - | 3.88 % | $-6,883 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Petsmart Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petroleo Brasileiro Sa | PBR | US | Oil Comp-Integrated | 130,247 | Added More | 123,305 | 1776.21 % | $6,418,572 | $6,520,165 | $101,593 | 1.58 % | $96,178 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Petroleo Brasileiro Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petrohawk Energy Corp | HK | US | Oil Comp-Explor And Prodtn | 994,294 | New Holding | 994,294 | 100 % | $22,331,843 | $20,969,660 | $-1,362,183 | -6.09 % | $-1,362,183 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Petrohawk Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pepsico Incnc | PEP | US | Beverages-Non-Alcoholic | 708,869 | Added More | 11,017 | 1.57 % | $43,432,404 | $44,006,588 | $574,184 | 1.32 % | $8,924 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pepsico Incnc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Peoples United Financial Inc | PBCT | US | S And L/Thrifts-Eastern Us | 1,817,191 | Added More | 200 | 0.01 % | $29,184,087 | $29,929,136 | $745,048 | 2.55 % | $82 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Peoples United Financial Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Penn National Gaming Inc | PENN | US | Racetracks | 231,107 | Added More | 7,711 | 3.45 % | $6,484,862 | $6,385,486 | $-99,376 | -1.53 % | $-3,316 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Penn National Gaming Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Paychex Inc | PAYX | US | Commercial Serv-Finance | 150,100 | New Holding | 150,100 | 100 % | $4,653,100 | $4,660,605 | $7,505 | 0.16 % | $7,505 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Paychex Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Patterson-Uti Energy Inc | PTEN | US | Oil And Gas Drilling | 179,210 | Sold Some | -56,914 | -24.10 % | $2,854,815 | $2,679,190 | $-175,626 | -6.15 % | $55,776 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Patterson-Uti Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Parkvale Financial Corp | PVSA | US | S And L/Thrifts-Eastern Us | 50,600 | No Change | 0 | 0 % | $445,280 | $429,594 | $-15,686 | -3.52 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Parkvale Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pactiv Corp | PTV | US | Containers-Paper/Plastic | 656,134 | Added More | 606,134 | 1212.26 % | $15,537,253 | $15,419,149 | $-118,104 | -0.76 % | $-109,104 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pactiv Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pacific Continental Corp | PCBK | US | Commer Banks-Western Us | 122,699 | No Change | 0 | 0 % | $1,226,990 | $1,317,787 | $90,797 | 7.40 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pacific Continental Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ppl Corp | PPL | US | Electric-Integrated | 0 | Sold All | -120 | -100 % | - | - | - | 0.19 % | $-7 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ppl Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ppg Industries Inc | PPG | US | Chemicals-Diversified | 90 | No Change | 0 | 0 % | $5,421 | $5,333 | $-88 | -1.62 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ppg Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pnm Resources Inc | PNM | US | Electric-Integrated | 558,000 | No Change | 0 | 0 % | $6,244,020 | $6,143,580 | $-100,440 | -1.60 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pico Holdings Inc | PICO | US | Water | 629,481 | Sold Some | -98,091 | -13.48 % | $21,056,139 | $19,583,154 | $-1,472,986 | -6.99 % | $229,533 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pico Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Owens-Illinois Inc | OI | US | Containers-Metal/Glass | 278,067 | Sold Some | -819,125 | -74.65 % | $9,434,813 | $8,984,345 | $-450,469 | -4.77 % | $1,326,983 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Owens-Illinois Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oreilly Automotive Inc | ORLY | US | Retail-Auto Parts | 92,043 | Added More | 28,520 | 44.89 % | $3,618,210 | $3,580,473 | $-37,738 | -1.04 % | $-11,693 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Oreilly Automotive Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oracle Corp | ORCL | US | Enterprise Software/Serv | 32,060 | Sold Some | -459 | -1.41 % | $706,602 | $716,220 | $9,618 | 1.36 % | $-138 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Oracle Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Onyx Pharmaceuticals Inc | ONXX | US | Therapeutics | 105,932 | Added More | 10,246 | 10.70 % | $3,036,011 | $2,965,037 | $-70,974 | -2.33 % | $-6,865 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Onyx Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oneok Inc | OKE | US | Pipelines | 546,182 | Added More | 26,182 | 5.03 % | $20,907,847 | $21,344,793 | $436,946 | 2.08 % | $20,946 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Oneok Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | On Semiconductor Corp | ONNN | US | Electronic Compo-Semicon | 81,197 | Added More | 42,297 | 108.73 % | $622,781 | $627,653 | $4,872 | 0.78 % | $2,538 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of On Semiconductor Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Omniture Inc | OMTR | US | Computer Software | 0 | Sold All | -288,168 | -100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Omniture Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Atwood Oceanics Inc | ATW | US | Oil And Gas Drilling | 41,202 | Added More | 1,202 | 3.00 % | $1,557,848 | $1,524,062 | $-33,786 | -2.16 % | $-986 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Atwood Oceanics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Occidental Petroleum Corp | OXY | US | Oil Comp-Explor And Prodtn | 5,212 | New Holding | 5,212 | 100 % | $426,394 | $416,908 | $-9,486 | -2.22 % | $-9,486 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Occidental Petroleum Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Osi Pharmaceuticals Inc | OSIP | US | Medical-Drugs | 393,407 | Added More | 61,846 | 18.65 % | $13,395,508 | $12,899,816 | $-495,693 | -3.70 % | $-77,926 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Osi Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oge Energy Corp | OGE | US | Electric-Integrated | 1,015,387 | Sold Some | -14,613 | -1.41 % | $34,259,157 | $34,523,158 | $264,001 | 0.77 % | $-3,799 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Oge Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nuvasive Inc | NUVA | US | Medical Instruments | 148,528 | Sold Some | -3,916 | -2.56 % | $5,823,783 | $5,020,246 | $-803,536 | -13.79 % | $21,186 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nuvasive Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nucor Corp | NUE | US | Steel-Producers | 560,378 | Added More | 506,378 | 937.73 % | $22,756,951 | $23,048,347 | $291,397 | 1.28 % | $263,317 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nucor Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nstar | NST | US | Electric-Integrated | 1,145,000 | Added More | 25,000 | 2.23 % | $37,086,550 | $36,697,250 | $-389,300 | -1.04 % | $-8,500 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nstar |
| 2009-11-12 | 2009-09-30 | 13F-HR | Novellus Systems Inc | NVLS | US | Semiconductor Equipment | 19,832 | New Holding | 19,832 | 100 % | $421,827 | $415,679 | $-6,148 | -1.45 % | $-6,148 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Novellus Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northwest Natural Gas Co | NWN | US | Gas-Distribution | 130,050 | Added More | 50 | 0.03 % | $5,510,219 | $5,568,741 | $58,523 | 1.06 % | $23 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Northwest Natural Gas Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northwest Bancorp Inc | NWSB | US | S And L/Thrifts-Eastern Us | 0 | Sold All | -289,464 | -100 % | - | - | - | 3.74 % | $-231,571 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Northwest Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northrim Bancorp Inc | NRIM | US | Commer Banks-Western Us | 77,232 | No Change | 0 | 0 % | $1,200,185 | $1,219,493 | $19,308 | 1.60 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Northrim Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northern Trust Corp | NTRS | US | Fiduciary Banks | 611,591 | Added More | 108,161 | 21.48 % | $30,078,045 | $28,891,559 | $-1,186,487 | -3.94 % | $-209,832 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Northern Trust Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northeast Utilities | NU | US | Electric-Integrated | 280,000 | New Holding | 280,000 | 100 % | $6,552,000 | $6,706,000 | $154,000 | 2.35 % | $154,000 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Northeast Utilities |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northeast Community Bancorp Inc | NECB | US | S And L/Thrifts-Eastern Us | 652,745 | Sold Some | -17,180 | -2.56 % | $4,360,337 | $4,379,919 | $19,582 | 0.44 % | $-515 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Northeast Community Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nortel Networks Corp | NT | US | Telecommunication Equip | 30,013 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nortel Networks Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Norfolk Southern Corp | NSC | US | Transport-Rail | 331,120 | Added More | 11,702 | 3.66 % | $16,973,211 | $17,019,568 | $46,357 | 0.27 % | $1,638 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Norfolk Southern Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nokia Oyj | NOK | US | Wireless Equipment | 15,324 | Sold Some | -815 | -5.04 % | $206,261 | $204,269 | $-1,992 | -0.96 % | $106 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nokia Oyj |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nisource Inc | NI | US | Gas-Distribution | 1,280,500 | No Change | 0 | 0 % | $17,389,190 | $17,594,070 | $204,880 | 1.17 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nisource Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nike Inc | NKE | US | Athletic Footwear | 0 | Sold All | -205,447 | -100 % | - | - | - | -0.26 % | $34,926 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nike Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Newfield Exploration Co | NFX | US | Oil Comp-Explor And Prodtn | 35,714 | Added More | 916 | 2.63 % | $1,564,273 | $1,468,560 | $-95,714 | -6.11 % | $-2,455 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Newfield Exploration Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | New York Community Bancorp Inc | NYB | US | S And L/Thrifts-Eastern Us | 1,956 | Added More | 1,731 | 769.33 % | $22,396 | $22,044 | $-352 | -1.57 % | $-312 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of New York Community Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Netsuite Inc | N | US | Applications Software | 369,165 | Sold Some | -42,238 | -10.26 % | $5,308,593 | $5,282,751 | $-25,842 | -0.48 % | $2,957 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Netsuite Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Netlogic Microsystems Inc | NETL | US | Electronic Compo-Semicon | 202,307 | Sold Some | -3,171 | -1.54 % | $8,351,233 | $8,417,994 | $66,761 | 0.79 % | $-1,046 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Netlogic Microsystems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nasdaq Omx Groupthe | NDAQ | US | Finance-Other Services | 1,496,324 | Added More | 416,682 | 38.59 % | $28,684,531 | $28,385,266 | $-299,265 | -1.04 % | $-83,336 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nasdaq Omx Groupthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nrdc Acquisition Corp | NAQ.U | US | Specified Purpose Acquis | 21,000 | New Holding | 21,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nrdc Acquisition Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nrg Energy Inc | NRG | US | Independ Power Producer | 16,704 | Added More | 7,796 | 87.51 % | $391,041 | $397,722 | $6,682 | 1.70 % | $3,118 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nrg Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mylan Incpa | MYL | US | Medical-Generic Drugs | 50,229 | Added More | 35,766 | 247.29 % | $866,450 | $881,519 | $15,069 | 1.73 % | $10,730 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mylan Incpa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Monster Worldwide Inc | MNST | US | Human Resources | 16,218 | New Holding | 16,218 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Monster Worldwide Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Monsanto Co | MON | US | Agricultural Chemicals | 115,897 | Added More | 43,897 | 60.96 % | $8,616,942 | $9,281,032 | $664,090 | 7.70 % | $251,530 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Monsanto Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Monotype Imaging Holdings Inc | TYPE | US | Computer Graphics | 557,061 | Sold Some | -23,952 | -4.12 % | $4,272,658 | $4,267,087 | $-5,571 | -0.13 % | $240 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Monotype Imaging Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Minefinders Corp | MFN | US | Precious Metals | 578,274 | Sold Some | -57,806 | -9.08 % | $5,759,609 | $6,569,193 | $809,584 | 14.05 % | $-80,928 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Minefinders Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Micrus Endovascular Corp | MEND | US | Medical Instruments | 312,645 | Sold Some | -87,905 | -21.94 % | $4,070,638 | $4,051,879 | $-18,759 | -0.46 % | $5,274 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Micrus Endovascular Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Microchip Technology Inc | MCHP | US | Electronic Compo-Semicon | 1,080,275 | Added More | 27,437 | 2.60 % | $28,627,288 | $27,579,421 | $-1,047,867 | -3.66 % | $-26,614 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Microchip Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Microsoft Corp | MSFT | US | Applications Software | 7,211,740 | Added More | 243,431 | 3.49 % | $211,736,686 | $213,611,739 | $1,875,052 | 0.88 % | $63,292 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Microsoft Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Metalico Inc | MEA | US | Recycling | 405,402 | New Holding | 405,402 | 100 % | $1,617,554 | $1,658,094 | $40,540 | 2.50 % | $40,540 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Metalico Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merck And Co Incnj | MRK | US | Medical-Drugs | 294,194 | Sold Some | -4,534 | -1.51 % | $9,702,518 | $10,726,313 | $1,023,795 | 10.55 % | $-15,778 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Merck And Co Incnj |
| 2009-11-12 | 2009-09-30 | 13F-HR | Medtronic Inc | MDT | US | Medical Instruments | 686,071 | Sold Some | -141,228 | -17.07 % | $27,326,208 | $27,182,133 | $-144,075 | -0.52 % | $29,658 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Medtronic Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Medco Health Solutions Inc | MHS | US | Pharmacy Services | 217,457 | Added More | 65,479 | 43.08 % | $13,323,590 | $13,397,526 | $73,935 | 0.55 % | $22,263 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Medco Health Solutions Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mcmoran Exploration Co | MMR-M | US | Oil Comp-Explor And Prodtn | 287,509 | Added More | 277,509 | 2775.09 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mcmoran Exploration Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mckesson Corp | MCK | US | Health Care Cost Contain | 1,340,872 | Sold Some | -87,222 | -6.10 % | $85,628,086 | $84,635,841 | $-992,245 | -1.15 % | $64,544 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mckesson Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mcdonalds Corp | MCD | US | Retail-Restaurants | 627 | Added More | 582 | 1293.33 % | $38,981 | $40,109 | $1,129 | 2.89 % | $1,048 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mcdonalds Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mcdermott International Inc | MDR | US | Engineering/R And D Services | 29,250 | Added More | 15,373 | 110.78 % | $675,090 | $631,508 | $-43,583 | -6.45 % | $-22,906 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mcdermott International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Maxim Integrated Products Inc | MXIM | US | Semicon Compo-Intg Circu | 1,060,915 | Added More | 1,060,685 | 461167.39 % | $18,852,460 | $18,364,439 | $-488,021 | -2.58 % | $-487,915 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Maxim Integrated Products Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marriott International Incde | MAR | US | Hotels And Motels | 859,182 | New Holding | 859,182 | 100 % | $22,974,527 | $22,450,426 | $-524,101 | -2.28 % | $-524,101 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Marriott International Incde |
| 2009-11-12 | 2009-09-30 | 13F-HR | Maiden Holdings Ltd | MHLD | US | Reinsurance | 401,608 | Added More | 1,878 | 0.46 % | $2,899,610 | $3,132,542 | $232,933 | 8.03 % | $1,089 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Maiden Holdings Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Macquarie Infrastructure Co Llc | MIC | US | Commercial Services | 35,500 | Added More | 1,500 | 4.41 % | $322,695 | $321,985 | $-710 | -0.22 % | $-30 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Macquarie Infrastructure Co Llc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mtr Gaming Group Inc | MNTG | US | Casino Hotels | 1,800 | No Change | 0 | 0 % | $3,060 | $2,844 | $-216 | -7.05 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mtr Gaming Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Msci Inc | MXB | US | Decision Support Softwar | 238,653 | Sold Some | -11,695 | -4.67 % | $7,634,509 | $7,367,218 | $-267,291 | -3.50 % | $13,098 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Msci Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mrv Communications Inc | MRVC | US | Telecom Eq Fiber Optics | 6,774,000 | Sold Some | -1,306,200 | -16.16 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mrv Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mgm Mirage | MGM | US | Casino Hotels | 0 | Sold All | -366,854 | -100 % | - | - | - | 1.51 % | $-58,697 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mgm Mirage |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mb Financial Inc | MBFI | US | Commer Banks-Central Us | 702,705 | Added More | 215,605 | 44.26 % | $12,522,203 | $12,894,637 | $372,434 | 2.97 % | $114,271 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mb Financial Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mbia Inc | MBI | US | Financial Guarantee Ins | 19,083 | Added More | 333 | 1.77 % | $71,370 | $66,600 | $-4,771 | -6.68 % | $-83 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mbia Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lubrizol Corp | LZ | US | Chemicals-Specialty | 3,787 | New Holding | 3,787 | 100 % | $278,345 | $283,608 | $5,264 | 1.89 % | $5,264 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lubrizol Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lowes Cos Inc | LOW | US | Retail-Building Products | 1,290,986 | Sold Some | -1,458,919 | -53.05 % | $27,717,469 | $27,562,551 | $-154,918 | -0.55 % | $175,070 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lowes Cos Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lone Star Technologies Inc | LSS | US | Oil Field Mach And Equip | 13,450 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lone Star Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lockheed Martin Corp | LMT | US | Aerospace/Defense | 0 | Sold All | -244,422 | -100 % | - | - | - | 2.69 % | $-488,844 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lockheed Martin Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Linear Technology Corp | LLTC | US | Semicon Compo-Intg Circu | 274,500 | Sold Some | -60,000 | -17.93 % | $7,425,225 | $7,257,780 | $-167,445 | -2.25 % | $36,600 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Linear Technology Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lincare Holdings Inc | LNCR | US | Medical-Outptnt/Home Med | 10,226 | New Holding | 10,226 | 100 % | $349,729 | $361,796 | $12,067 | 3.45 % | $12,067 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lincare Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eli Lilly And Co | LLY | US | Medical-Drugs | 114,055 | Sold Some | -103,740 | -47.63 % | $3,989,644 | $4,173,272 | $183,629 | 4.60 % | $-167,021 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Eli Lilly And Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liberty Media Corp - Capital | LCAPB | US | Broadcast Serv/Program | 600,197 | New Holding | 600,197 | 100 % | $14,218,667 | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Liberty Media Corp - Capital |
| 2009-11-12 | 2009-09-30 | 13F-HR | Leggett And Platt Inc | LEG | US | Diversified Manufact Op | 250 | No Change | 0 | 0 % | $4,920 | $4,883 | $-38 | -0.76 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Leggett And Platt Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Landstar System Inc | LSTR | US | Transport-Truck | 12,478 | Added More | 6,295 | 101.81 % | $457,943 | $465,180 | $7,237 | 1.58 % | $3,651 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Landstar System Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lakeland Financial Corp | LKFN | US | Commer Banks-Central Us | 144,802 | No Change | 0 | 0 % | $2,639,740 | $2,480,458 | $-159,282 | -6.03 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lakeland Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Laboratory Corp Of America Holdings | LH | US | Medical Labs And Testing Srv | 323,091 | Sold Some | -65,577 | -16.87 % | $23,437,021 | $23,798,883 | $361,862 | 1.54 % | $-73,446 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Laboratory Corp Of America Holdings |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsb Industries Inc | LXU | US | Diversified Manufact Op | 323,168 | Sold Some | -9,592 | -2.88 % | $3,493,446 | $3,829,541 | $336,095 | 9.62 % | $-9,976 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lsb Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsb Corp | LSBX | US | S And L/Thrifts-Eastern Us | 65,000 | No Change | 0 | 0 % | $747,500 | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lsb Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kroger Cothe | KR | US | Food-Retail | 1,769,890 | New Holding | 1,769,890 | 100 % | $41,061,448 | $40,459,685 | $-601,763 | -1.46 % | $-601,763 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kroger Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Knot Incthe | KNOT | US | Internet Content-Info/Ne | 964,722 | Sold Some | -86,596 | -8.23 % | $9,106,976 | $9,164,859 | $57,883 | 0.63 % | $-5,196 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Knot Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kirby Corp | KEX | US | Transport-Marine | 115,884 | New Holding | 115,884 | 100 % | $4,010,745 | $3,919,197 | $-91,548 | -2.28 % | $-91,548 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kirby Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinetic Concepts Inc | KCI | US | Hospital Beds/Equipment | 0 | Sold All | -29,200 | -100 % | - | - | - | -7.33 % | $77,088 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kinetic Concepts Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kimberly-Clark Corp | KMB | US | Consumer Products-Misc | 1,668 | Added More | 1,573 | 1655.78 % | $106,051 | $108,003 | $1,952 | 1.84 % | $1,840 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kimberly-Clark Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Keycorp | KEY | US | Super-Regional Banks-Us | 3,900,744 | Added More | 254,617 | 6.98 % | $22,312,256 | $22,351,263 | $39,007 | 0.17 % | $2,546 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Keycorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kansas City Southern | KSU | US | Transport-Rail | 20,326 | Sold Some | -197,720 | -90.67 % | $579,088 | $576,649 | $-2,439 | -0.42 % | $23,726 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kansas City Southern |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kaiser Group Holdings Inc | KGHI.OB | US | Environ Consulting And Eng | 81,949 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kaiser Group Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | K-Swiss Inc | KSWS | US | Athletic Footwear | 0 | Sold All | -230,807 | -100 % | - | - | - | 2.70 % | $-53,086 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of K-Swiss Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Johnson And Johnson | JNJ | US | Medical Products | 2,380,953 | Added More | 1,570,713 | 193.85 % | $145,595,276 | $148,357,181 | $2,761,905 | 1.89 % | $1,822,027 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Johnson And Johnson |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jetblue Airways Corp | JBLU | US | Airlines | 0 | Sold All | -33,925 | -100 % | - | - | - | -1.88 % | $3,393 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Jetblue Airways Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jpmorgan Chase And Co | JPM | US | Finance-Invest Bnkr/Brkr | 3,431,517 | Added More | 861,896 | 33.54 % | $148,584,686 | $145,702,212 | $-2,882,474 | -1.93 % | $-723,993 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Jpmorgan Chase And Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Itron Inc | ITRI | US | Electronic Measur Instr | 4,695 | Added More | 414 | 9.67 % | $296,912 | $291,982 | $-4,930 | -1.66 % | $-435 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Itron Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Isis Pharmaceuticals Inc | ISIS | US | Therapeutics | 163,470 | Added More | 47,245 | 40.64 % | $2,190,498 | $1,835,768 | $-354,730 | -16.19 % | $-102,522 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Isis Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Irobot Corp | IRBT | US | Industrial Automat/Robot | 431,608 | Sold Some | -50,926 | -10.55 % | $5,805,128 | $6,141,782 | $336,654 | 5.79 % | $-39,722 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Irobot Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Investors Bancorp Inc | ISBC | US | S And L/Thrifts-Eastern Us | 138,929 | No Change | 0 | 0 % | $1,519,883 | $1,496,265 | $-23,618 | -1.55 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Investors Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Invesco Ltd | AVZ | US | Invest Mgmnt/Advis Serv | 99,829 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Invesco Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | International Speedway Corp | ISCA | US | Racetracks | 149,312 | Sold Some | -62,731 | -29.58 % | $4,049,341 | $3,983,644 | $-65,697 | -1.62 % | $27,602 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of International Speedway Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | International Business Machines Corp | IBM | US | Computers | 1,070,759 | Added More | 596,989 | 126.00 % | $135,194,031 | $135,943,563 | $749,531 | 0.55 % | $417,892 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of International Business Machines Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | International Bancshares Corp | IBOC | US | Commer Banks-Central Us | 0 | Sold All | -166,029 | -100 % | - | - | - | 1.06 % | $-28,225 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of International Bancshares Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Integrys Energy Group Inc | TEG | US | Electric-Integrated | 820,000 | No Change | 0 | 0 % | $31,094,400 | $31,283,000 | $188,600 | 0.60 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Integrys Energy Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intel Corp | INTC | US | Electronic Compo-Semicon | 1,676,007 | Added More | 413,050 | 32.70 % | $32,983,818 | $32,246,375 | $-737,443 | -2.23 % | $-181,742 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Intel Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Inspire Pharmaceuticals Inc | ISPH | US | Therapeutics | 882,655 | Added More | 99,053 | 12.64 % | $4,289,703 | $4,448,581 | $158,878 | 3.70 % | $17,830 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Inspire Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Independent Bank Corprockland Ma | INDB | US | Commer Banks-Eastern Us | 685,389 | Added More | 53 | 0.00 % | $13,748,903 | $14,269,799 | $520,896 | 3.78 % | $40 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Independent Bank Corprockland Ma |
| 2009-11-12 | 2009-09-30 | 13F-HR | Illinois Tool Works Inc | ITW | US | Diversified Manufact Op | 9,820 | Sold Some | -2,275 | -18.80 % | $474,601 | $486,188 | $11,588 | 2.44 % | $-2,685 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Illinois Tool Works Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ihs Inc | IHS | US | Computer Services | 4,533 | Added More | 1,415 | 45.38 % | $240,748 | $236,396 | $-4,352 | -1.80 % | $-1,358 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ihs Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Idearc Inc | IAR | US | Publishing-Periodicals | 27,080 | Added More | 250 | 0.93 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Idearc Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Iberiabank Corp | IBKC | US | Commer Banks-Southern Us | 498,756 | Sold Some | -29,563 | -5.59 % | $21,825,563 | $27,207,140 | $5,381,577 | 24.65 % | $-318,985 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Iberiabank Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ims Health Inc | RX | US | Medical Information Sys | 18,873 | Sold Some | -36,352 | -65.82 % | $401,240 | $404,826 | $3,586 | 0.89 % | $-6,907 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ims Health Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Iacinteractivecorp | IACI | US | E-Commerce/Services | 111,009 | New Holding | 111,009 | 100 % | $2,183,547 | $2,154,685 | $-28,862 | -1.32 % | $-28,862 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Iacinteractivecorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hydril | HY6.BE | US | Oil Field Mach And Equip | 22,536 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hydril |
| 2009-11-12 | 2009-09-30 | 13F-HR | Huntsman Corp | HUN | US | Chemicals-Diversified | 47,550 | New Holding | 47,550 | 100 % | $408,455 | $417,014 | $8,559 | 2.09 % | $8,559 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Huntsman Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Huntington Bancshares Incoh | HBAN | US | Super-Regional Banks-Us | 0 | Sold All | -1,275,000 | -100 % | - | - | - | 0.80 % | $-38,250 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Huntington Bancshares Incoh |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jb Hunt Transport Services Inc | JBHT | US | Transport-Truck | 10,931 | Added More | 5,024 | 85.05 % | $350,011 | $349,901 | $-109 | -0.03 % | $-50 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Jb Hunt Transport Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hudson City Bancorp Inc | HCBK | US | S And L/Thrifts-Eastern Us | 2,042,172 | Added More | 56,608 | 2.85 % | $27,262,996 | $27,160,888 | $-102,109 | -0.37 % | $-2,830 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hudson City Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hub Group Inc | HUBG | US | Transport-Services | 150,772 | Sold Some | -45,574 | -23.21 % | $3,966,811 | $4,018,074 | $51,262 | 1.29 % | $-15,495 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hub Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hormel Foods Corp | HRL | US | Food-Meat Products | 7,397 | New Holding | 7,397 | 100 % | $282,270 | $283,231 | $962 | 0.34 % | $962 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hormel Foods Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Honeywell International Inc | HON | US | Diversified Manufact Op | 150 | No Change | 0 | 0 % | $5,786 | $5,706 | $-80 | -1.37 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Honeywell International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Home Depot Inc | HD | US | Retail-Building Products | 135 | No Change | 0 | 0 % | $3,677 | $3,669 | $-8 | -0.22 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Home Depot Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hologic Inc | HOLX | US | X-Ray Equipment | 0 | Sold All | -12,973 | -100 % | - | - | - | -6.55 % | $13,103 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hologic Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hingham Institution For Savings | HIFS | US | S And L/Thrifts-Eastern Us | 80,000 | No Change | 0 | 0 % | - | $2,480,800 | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hingham Institution For Savings |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hibbett Sports Inc | HIBB | US | Retail-Sporting Goods | 0 | Sold All | -87,191 | -100 % | - | - | - | 5.09 % | $-84,575 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hibbett Sports Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hewlett-Packard Co | HPQ | US | Computers | 708,667 | Added More | 341,352 | 92.93 % | $35,220,750 | $35,461,697 | $240,947 | 0.68 % | $116,060 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hewlett-Packard Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Heritage Oaks Bancorp | HEOP | US | Commer Banks-Western Us | 99,950 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Heritage Oaks Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Heritage Financial Corpwa | HFWA | US | Commer Banks-Western Us | 417,940 | Added More | 325,000 | 349.68 % | $5,337,094 | $5,433,220 | $96,126 | 1.80 % | $74,750 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Heritage Financial Corpwa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Inverness Medical Innovations Inc | IMA | US | Diagnostic Kits | 28,119 | Added More | 14,190 | 101.87 % | $1,172,000 | $1,169,750 | $-2,250 | -0.19 % | $-1,135 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Inverness Medical Innovations Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Harleysville National Corp | HNBC | US | Commer Banks-Eastern Us | 34,194 | Sold Some | -151,898 | -81.62 % | $203,796 | $206,532 | $2,736 | 1.34 % | $-12,152 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Harleysville National Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hansen Natural Corp | HANS | US | Beverages-Non-Alcoholic | 19,588 | Added More | 9,458 | 93.36 % | $672,064 | $693,807 | $21,743 | 3.23 % | $10,498 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hansen Natural Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hansen Medical Inc | HNSN | US | Diagnostic Equipment | 0 | Sold All | -141,097 | -100 % | - | - | - | -7.84 % | $32,452 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hansen Medical Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hancock Holding Co | HBHC | US | Commer Banks-Southern Us | 698,190 | Added More | 276 | 0.03 % | $25,190,695 | $28,430,297 | $3,239,602 | 12.86 % | $1,281 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hancock Holding Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Halliburton Co | HAL | US | Oil-Field Services | 131,089 | Added More | 129,687 | 9250.14 % | $3,971,997 | $3,916,939 | $-55,057 | -1.38 % | $-54,469 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Halliburton Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hcc Insurance Holdings Inc | HCC | US | Multi-Line Insurance | 83,153 | Added More | 636 | 0.77 % | $2,191,082 | $2,189,418 | $-1,663 | -0.07 % | $-13 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Hcc Insurance Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gulfport Energy Corp | GPOR | US | Oil Comp-Explor And Prodtn | 50,000 | No Change | 0 | 0 % | $428,500 | $471,000 | $42,500 | 9.91 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Gulfport Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Greenhill And Co Inc | GHL | US | Finance-Invest Bnkr/Brkr | 39,013 | Sold Some | -64,663 | -62.37 % | $3,483,861 | $3,215,451 | $-268,409 | -7.70 % | $444,881 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Greenhill And Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Plains Energy Inc | GXP | US | Unknown | 40,897 | Added More | 897 | 2.24 % | $723,877 | $727,149 | $3,272 | 0.45 % | $72 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Great Plains Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Granite Broadcasting Corp | GRRPL.PK | US | Wire And Cable Products | 11,688 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Granite Broadcasting Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gran Tierra Energy Inc | GTE | US | Oil Comp-Explor And Prodtn | 30,888 | Added More | 7,669 | 33.02 % | $165,251 | $172,973 | $7,722 | 4.67 % | $1,917 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Gran Tierra Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Google Inc | GOOG | US | Web Portals/Isp | 73,251 | Sold Some | -13,042 | -15.11 % | $41,595,580 | $41,750,140 | $154,560 | 0.37 % | $-27,519 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Google Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Goodyear Tire And Rubber Cothe | GT | US | Rubber-Tires | 150 | No Change | 0 | 0 % | $2,061 | $2,117 | $56 | 2.69 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Goodyear Tire And Rubber Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Goodrich Petroleum Corp | GDP | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -92,056 | -100 % | - | - | - | -8.26 % | $177,668 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Goodrich Petroleum Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Goldman Sachs Group Incthe | GS | US | Finance-Invest Bnkr/Brkr | 564,184 | Added More | 214,983 | 61.56 % | $100,695,560 | $95,916,922 | $-4,778,638 | -4.74 % | $-1,820,906 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Goldman Sachs Group Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Global Industries Ltd | GLBL | US | Oil-Field Services | 50,000 | No Change | 0 | 0 % | $301,000 | $294,500 | $-6,500 | -2.15 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Global Industries Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Glg Partners Inc | GLG | US | Invest Mgmnt/Advis Serv | 0 | Sold All | -103,713 | -100 % | - | - | - | 6.58 % | $-17,631 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Glg Partners Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Glacier Bancorp Inc | GBCI | US | Commer Banks-Western Us | 126,070 | Added More | 28,716 | 29.49 % | $1,531,751 | $1,660,342 | $128,591 | 8.39 % | $29,290 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Glacier Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gilead Sciences Inc | GILD | US | Therapeutics | 963,183 | Added More | 153,118 | 18.90 % | $45,154,019 | $44,682,059 | $-471,960 | -1.04 % | $-75,028 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Gilead Sciences Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Genzyme Corp | GENZ | US | Medical-Biomedical/Gene | 0 | Sold All | -132,728 | -100 % | - | - | - | -5.86 % | $414,111 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Genzyme Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Genesee And Wyoming Inc | GWR | US | Transport-Rail | 202,805 | Sold Some | -12,757 | -5.91 % | $6,530,321 | $6,526,265 | $-4,056 | -0.06 % | $255 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Genesee And Wyoming Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | General Electric Co | GE | US | Diversified Manufact Op | 2,711,546 | Added More | 1,107,184 | 69.01 % | $42,706,850 | $42,273,002 | $-433,847 | -1.01 % | $-177,149 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of General Electric Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gasco Energy Inc | GSX | US | Oil Comp-Explor And Prodtn | 250,000 | No Change | 0 | 0 % | $120,000 | $112,500 | $-7,500 | -6.25 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Gasco Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamestop Corp | GME | US | Retail-Computer Equip | 35,771 | Added More | 16,173 | 82.52 % | $880,682 | $911,803 | $31,121 | 3.53 % | $14,071 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Gamestop Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fushi Copperweld Inc | FSIN | US | Wire And Cable Products | 330,124 | Added More | 123,619 | 59.86 % | $2,495,737 | $2,617,883 | $122,146 | 4.89 % | $45,739 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fushi Copperweld Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fuelcell Energy Inc | FCEL | US | Energy-Alternate Sources | 70,000 | No Change | 0 | 0 % | $231,700 | $227,500 | $-4,200 | -1.81 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fuelcell Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Freeport-Mcmoran Copper And Gold Inc | FCX | US | Metal-Diversified | 322,287 | Sold Some | -45,828 | -12.44 % | $26,156,813 | $27,255,812 | $1,098,999 | 4.20 % | $-156,273 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Freeport-Mcmoran Copper And Gold Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | BEN | US | Invest Mgmnt/Advis Serv | 130,245 | New Holding | 130,245 | 100 % | $14,837,510 | $14,504,083 | $-333,427 | -2.24 % | $-333,427 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Franklin Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fortress Investment Group Llc | FIG | US | Invest Mgmnt/Advis Serv | 0 | Sold All | -219,530 | -100 % | - | - | - | -2.83 % | $26,344 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fortress Investment Group Llc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Force Protection Inc | FRPT | US | Auto-Med And Heavy Duty Trks | 477,913 | Added More | 40,617 | 9.28 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Force Protection Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Flushing Financial Corp | FFIC | US | S And L/Thrifts-Eastern Us | 721,929 | Added More | 325,000 | 81.87 % | $7,587,474 | $7,854,588 | $267,114 | 3.52 % | $120,250 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Flushing Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Flowserve Corp | FLS | US | Machinery-Pumps | 10,137 | Added More | 6,370 | 169.10 % | $1,042,590 | $1,029,615 | $-12,975 | -1.24 % | $-8,154 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Flowserve Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Flow International Corp | FLOW | US | Machinery-General Indust | 1,232,192 | Added More | 125,000 | 11.28 % | $3,080,480 | $3,105,124 | $24,644 | 0.80 % | $2,500 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Flow International Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fiserv Inc | FISV | US | Data Processing/Mgmt | 1,756,720 | Sold Some | -142,808 | -7.51 % | $83,918,514 | $83,005,020 | $-913,494 | -1.08 % | $74,260 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fiserv Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Bancorp Incme | FNLC | US | Commer Banks-Eastern Us | 146,499 | No Change | 0 | 0 % | $2,200,415 | $2,298,569 | $98,154 | 4.46 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of First Bancorp Incme |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | FITB | US | Super-Regional Banks-Us | 905,800 | Sold Some | -922,600 | -50.45 % | $8,641,332 | $9,030,826 | $389,494 | 4.50 % | $-396,718 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fifth Third Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ferro Corp | FOE | US | Chemicals-Specialty | 170,992 | New Holding | 170,992 | 100 % | $1,205,494 | $1,111,448 | $-94,046 | -7.80 % | $-94,046 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ferro Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fedex Corp | FDX | US | Transport-Services | 25 | No Change | 0 | 0 % | $2,019 | $2,045 | $26 | 1.26 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fedex Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Federated Investors Inc | FII | US | Invest Mgmnt/Advis Serv | 200,000 | Sold Some | -460,788 | -69.73 % | $5,452,000 | $5,328,000 | $-124,000 | -2.27 % | $285,689 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Federated Investors Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fcstone Group Inc | FCSX | US | Finance-Other Services | 587,485 | New Holding | 587,485 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fcstone Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fairpoint Communications Inc | FRP | US | Telecom Services | 6,752 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fairpoint Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fairchild Semiconductor International Inc | FCS | US | Electronic Compo-Semicon | 558,656 | Added More | 54,800 | 10.87 % | $4,681,537 | $4,536,287 | $-145,251 | -3.10 % | $-14,248 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fairchild Semiconductor International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fti Consulting Inc | FCN | US | Consulting Services | 138,150 | Added More | 24,397 | 21.44 % | $6,437,790 | $6,321,744 | $-116,046 | -1.80 % | $-20,493 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fti Consulting Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fpl Group Inc | FPL | US | Electric-Integrated | 611,077 | Sold Some | -345,750 | -36.13 % | $31,036,601 | $31,232,145 | $195,545 | 0.63 % | $-110,640 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fpl Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fnb United Corp | FNBN | US | Commer Banks-Southern Us | 2,953,453 | No Change | 0 | 0 % | $5,286,681 | $4,725,525 | $-561,156 | -10.61 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fnb United Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fmc Corp | FMC | US | Chemicals-Diversified | 9,908 | Added More | 4,600 | 86.66 % | $537,509 | $558,118 | $20,609 | 3.83 % | $9,568 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Fmc Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Exxon Mobil Corp | XOM | US | Oil Comp-Integrated | 1,280,053 | Added More | 549,133 | 75.12 % | $92,035,811 | $95,210,342 | $3,174,531 | 3.44 % | $1,361,850 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Exxon Mobil Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Express Scripts Inc | ESRX | US | Pharmacy Services | 438,553 | Sold Some | -12,911 | -2.85 % | $37,079,656 | $37,316,475 | $236,819 | 0.63 % | $-6,972 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Express Scripts Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Expeditors International Of Washington Inc | EXPD | US | Transport-Services | 0 | Sold All | -7,159 | -100 % | - | - | - | -0.77 % | $1,790 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Expeditors International Of Washington Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Expedia Inc | EXPE | US | Unknown | 31,236 | Added More | 14,322 | 84.67 % | $736,233 | $779,338 | $43,106 | 5.85 % | $19,764 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Expedia Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Evercore Partners Inc | EVR | US | Finance-Invest Bnkr/Brkr | 290,885 | Added More | 111,441 | 62.10 % | $9,872,637 | $9,125,062 | $-747,574 | -7.57 % | $-286,403 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Evercore Partners Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Euronet Worldwide Inc | EEFT | US | Commercial Serv-Finance | 300,634 | Sold Some | -43,674 | -12.68 % | $6,770,278 | $6,713,157 | $-57,120 | -0.84 % | $8,298 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Euronet Worldwide Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Essa Bancorp Inc | ESSA | US | S And L/Thrifts-Eastern Us | 213,457 | Sold Some | -34,377 | -13.87 % | $2,574,291 | $2,747,192 | $172,900 | 6.71 % | $-27,845 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Essa Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Enterprise Products Partners Lp | EPD | US | Pipelines | 265 | No Change | 0 | 0 % | $7,685 | $7,772 | $87 | 1.13 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Enterprise Products Partners Lp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Entergy Corp | ETR | US | Electric-Integrated | 27,500 | New Holding | 27,500 | 100 % | $2,111,725 | $2,139,225 | $27,500 | 1.30 % | $27,500 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Entergy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Enernoc Inc | ENOC | US | Electric-Distribution | 135,783 | New Holding | 135,783 | 100 % | $3,845,375 | $3,313,105 | $-532,269 | -13.84 % | $-532,269 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Enernoc Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Energy Transfer Partners Lp | ETP | US | Pipelines | 120 | No Change | 0 | 0 % | $5,158 | $5,207 | $49 | 0.95 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Energy Transfer Partners Lp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Emerson Electric Co | EMR | US | Electric Products-Misc | 1,415,978 | Added More | 439,064 | 44.94 % | $58,522,371 | $59,017,963 | $495,592 | 0.84 % | $153,672 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Emerson Electric Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Electronic Arts Inc | ERTS | US | Entertainment Software | 963,438 | Added More | 683,802 | 244.53 % | $17,553,840 | $16,667,477 | $-886,363 | -5.04 % | $-629,098 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Electronic Arts Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Electro-Optical Sciences Inc | MELA | US | Medical Instruments | 289,058 | Sold Some | -80,967 | -21.88 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Electro-Optical Sciences Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ehealth Inc | EHTH | US | Insurance Brokers | 781,417 | Sold Some | -113,172 | -12.65 % | $10,470,988 | $10,517,873 | $46,885 | 0.44 % | $-6,790 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ehealth Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ecolab Inc | ECL | US | Chemicals-Specialty | 1,574,622 | Sold Some | -225,836 | -12.54 % | $71,708,286 | $71,314,630 | $-393,656 | -0.54 % | $56,459 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ecolab Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ebay Inc | EBAY | US | E-Commerce/Services | 2,602,287 | Sold Some | -134,599 | -4.91 % | $62,220,682 | $59,306,121 | $-2,914,561 | -4.68 % | $150,751 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ebay Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eaton Corp | ETN | US | Diversified Manufact Op | 120 | New Holding | 120 | 100 % | $7,741 | $7,583 | $-158 | -2.04 % | $-158 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Eaton Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eastern Virginia Bankshares Inc | EVBS | US | Commer Banks-Southern Us | 100,000 | No Change | 0 | 0 % | $750,000 | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Eastern Virginia Bankshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Etrade Financial Corp | ETFC | US | Finance-Invest Bnkr/Brkr | 0 | Sold All | -1,025,000 | -100 % | - | - | - | 10.81 % | $-164,000 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Etrade Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eog Resources Inc | EOG | US | Oil Comp-Explor And Prodtn | 135,585 | Added More | 140 | 0.10 % | $12,048,083 | $11,724,035 | $-324,048 | -2.68 % | $-335 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Eog Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ensco International Inc | ESV | US | Oil And Gas Drilling | 419,716 | Added More | 402,903 | 2396.37 % | $18,929,192 | $18,610,207 | $-318,984 | -1.68 % | $-306,206 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ensco International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Emc Corpmassachusetts | EMC | US | Computers-Memory Devices | 3,725,968 | Sold Some | -280,618 | -7.00 % | $62,409,964 | $63,490,495 | $1,080,531 | 1.73 % | $-81,379 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Emc Corpmassachusetts |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ecb Bancorp Inc | ECBE | US | Commer Banks-Southern Us | 27,504 | No Change | 0 | 0 % | $351,776 | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ecb Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Duke Energy Corp | DUK | US | Electric-Integrated | 1,105,000 | Added More | 220,000 | 24.85 % | $17,691,050 | $17,923,100 | $232,050 | 1.31 % | $46,200 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Duke Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ei Du Pont De Nemours And Co | DD | US | Chemicals-Diversified | 185,128 | Sold Some | -1,586 | -0.84 % | $6,270,285 | $6,388,767 | $118,482 | 1.88 % | $-1,015 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ei Du Pont De Nemours And Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Drugstorecom | DSCM | US | E-Commerce/Products | 732,922 | Sold Some | -941,997 | -56.24 % | $1,934,914 | $2,132,803 | $197,889 | 10.22 % | $-254,339 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Drugstorecom |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dril-Quip Inc | DRQ | US | Oil Field Mach And Equip | 75,658 | Added More | 20,269 | 36.59 % | $4,152,111 | $4,012,144 | $-139,967 | -3.37 % | $-37,498 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dril-Quip Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dresser-Rand Group Inc | DRC | US | Oil Field Mach And Equip | 15,109 | Added More | 7,138 | 89.54 % | $447,982 | $437,859 | $-10,123 | -2.25 % | $-4,782 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dresser-Rand Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dow Chemical Cothe | DOW | US | Chemicals-Diversified | 0 | Sold All | -690,852 | -100 % | - | - | - | -2.34 % | $462,871 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dow Chemical Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Double Eagle Petroleum Co | DBLE | US | Oil Comp-Explor And Prodtn | 40,000 | No Change | 0 | 0 % | $176,000 | $181,600 | $5,600 | 3.18 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Double Eagle Petroleum Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dominos Pizza Inc | DPZ | US | Retail-Restaurants | 490,306 | Sold Some | -9,479 | -1.89 % | $3,819,484 | $3,736,132 | $-83,352 | -2.18 % | $1,611 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dominos Pizza Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dominion Resources Incva | D | US | Electric-Integrated | 1,021,451 | Added More | 561,451 | 122.05 % | $37,037,813 | $37,150,173 | $112,360 | 0.30 % | $61,760 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dominion Resources Incva |
| 2009-11-12 | 2009-09-30 | 13F-HR | Discovery Communications Inc | DISCA | US | Broadcast Serv/Program | 9,256 | New Holding | 9,256 | 100 % | $278,791 | $288,417 | $9,626 | 3.45 % | $9,626 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Discovery Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dime Community Bancshares | DCOM | US | S And L/Thrifts-Eastern Us | 404,677 | Added More | 142 | 0.03 % | $4,653,786 | $4,706,394 | $52,608 | 1.13 % | $18 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dime Community Bancshares |
| 2009-11-12 | 2009-09-30 | 13F-HR | Devry Inc | DV | US | Schools | 15,679 | Added More | 7,642 | 95.08 % | $836,161 | $847,136 | $10,975 | 1.31 % | $5,349 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Devry Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Devon Energy Corp | DVN | US | Oil Comp-Explor And Prodtn | 310,218 | Added More | 15,372 | 5.21 % | $20,877,671 | $20,939,715 | $62,044 | 0.29 % | $3,074 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Devon Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dentsply International Inc | XRAY | US | Dental Supplies And Equip | 1,261,903 | Added More | 444,813 | 54.43 % | $42,336,846 | $41,466,133 | $-870,713 | -2.05 % | $-306,921 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dentsply International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Denbury Resources Inc | DNR | US | Oil Comp-Explor And Prodtn | 4,496,836 | Added More | 1,576,432 | 53.97 % | $61,112,001 | $59,673,014 | $-1,438,988 | -2.35 % | $-504,458 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Denbury Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Delta Petroleum Corp | DPTR | US | Oil Comp-Explor And Prodtn | 65,000 | No Change | 0 | 0 % | $57,850 | $59,800 | $1,950 | 3.37 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Delta Petroleum Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Delta Air Lines Inc | DAL | US | Airlines | 10,956,281 | Added More | 89,828 | 0.82 % | $85,458,992 | $83,486,861 | $-1,972,131 | -2.30 % | $-16,169 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Delta Air Lines Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dell Inc | DELL | US | Computers | 6,287,564 | Added More | 1,123,374 | 21.75 % | $97,142,864 | $89,849,290 | $-7,293,574 | -7.50 % | $-1,303,114 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dell Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Darden Restaurants Inc | DRI | US | Retail-Restaurants | 799,313 | New Holding | 799,313 | 100 % | $25,482,098 | $25,130,401 | $-351,698 | -1.38 % | $-351,698 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Darden Restaurants Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Danaher Corp | DHR | US | Diversified Manufact Op | 296,032 | Sold Some | -116,468 | -28.23 % | $21,397,193 | $21,219,574 | $-177,619 | -0.83 % | $69,881 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Danaher Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dte Energy | DTE | US | Unknown | 1,154,421 | Added More | 119,421 | 11.53 % | $45,541,908 | $45,807,425 | $265,517 | 0.58 % | $27,467 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dte Energy |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dsw Inc | DSW | US | Retail-Apparel/Shoe | 143,796 | Sold Some | -45,279 | -23.94 % | $2,952,132 | $2,913,307 | $-38,825 | -1.31 % | $12,225 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dsw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dg Fastchannel Inc | DGIT | US | Broadcast Serv/Program | 857,000 | Added More | 166,030 | 24.02 % | $21,887,780 | $23,053,300 | $1,165,520 | 5.32 % | $225,801 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dg Fastchannel Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dnb Financial Corp | DNBF.OB | US | Commer Banks-Eastern Us | 78,515 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Dnb Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cullenfrost Bankers Inc | CFR | US | Commer Banks-Central Us | 893,427 | Added More | 3,810 | 0.42 % | $42,393,111 | $42,598,599 | $205,488 | 0.48 % | $876 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cullenfrost Bankers Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ctripcom International Ltd | CTRP | US | E-Commerce/Services | 4,679 | New Holding | 4,679 | 100 % | $322,945 | $318,500 | $-4,445 | -1.37 % | $-4,445 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ctripcom International Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cresud Sacif Y A | CRESY | US | Agricultural Operations | 324,050 | Sold Some | -31,174 | -8.77 % | $4,274,220 | $4,351,992 | $77,772 | 1.81 % | $-7,482 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cresud Sacif Y A |
| 2009-11-12 | 2009-09-30 | 13F-HR | Costco Wholesale Corp | COST | US | Retail-Discount | 365,827 | Added More | 67,619 | 22.67 % | $21,993,519 | $21,971,570 | $-21,950 | -0.09 % | $-4,057 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Costco Wholesale Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corrections Corp Of America | CXW | US | Private Corrections | 280,286 | Added More | 9,981 | 3.69 % | $7,040,784 | $6,768,907 | $-271,877 | -3.86 % | $-9,682 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Corrections Corp Of America |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corning Inc | GLW | US | Telecom Eq Fiber Optics | 4,227,666 | Sold Some | -168,578 | -3.83 % | $69,502,829 | $69,375,999 | $-126,830 | -0.18 % | $5,057 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Corning Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Core Laboratories Nv | CLB | US | Oil-Field Services | 1,979 | Sold Some | -1,247 | -38.65 % | $210,407 | $209,259 | $-1,148 | -0.54 % | $723 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Core Laboratories Nv |
| 2009-11-12 | 2009-09-30 | 13F-HR | Core-Mark Holding Co Inc | CORE | US | Distribution/Wholesale | 46,610 | Sold Some | -131,970 | -73.89 % | $1,305,546 | $1,361,478 | $55,932 | 4.28 % | $-158,364 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Core-Mark Holding Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Constant Contact Inc | CTCT | US | E-Marketing/Info | 419,462 | Sold Some | -48,921 | -10.44 % | $7,512,564 | $7,340,585 | $-171,979 | -2.28 % | $20,058 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Constant Contact Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Consolidated Edison Inc | ED | US | Electric-Integrated | 397,500 | Added More | 22,500 | 6.00 % | $16,762,575 | $16,655,250 | $-107,325 | -0.64 % | $-6,075 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Consolidated Edison Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Consol Energy Inc | CNX | US | Coal | 3,062 | New Holding | 3,062 | 100 % | $143,700 | $140,852 | $-2,848 | -1.98 % | $-2,848 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Consol Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Conocophillips | COP | US | Oil Comp-Integrated | 668,756 | Added More | 655,936 | 5116.50 % | $34,922,438 | $34,828,812 | $-93,626 | -0.26 % | $-91,831 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Conocophillips |
| 2009-11-12 | 2009-09-30 | 13F-HR | Concur Technologies Inc | CNQR | US | Enterprise Software/Serv | 298,914 | Sold Some | -27,360 | -8.38 % | $11,567,972 | $11,068,785 | $-499,186 | -4.31 % | $45,691 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Concur Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Conceptus Inc | CPTS | US | Medical Instruments | 195,531 | Sold Some | -7,500 | -3.69 % | $3,308,385 | $3,363,133 | $54,749 | 1.65 % | $-2,100 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Conceptus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Comverse Technology Inc | CMVT.OB | US | Telecommunication Equip | 0 | Sold All | -114,474 | -100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Comverse Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Comtech Telecommunications Corp | CMTL | US | Telecommunication Equip | 167,818 | Sold Some | -9,052 | -5.11 % | $5,343,325 | $5,103,345 | $-239,980 | -4.49 % | $12,944 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Comtech Telecommunications Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Comstock Resources Inc | CRK | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -72,760 | -100 % | - | - | - | -7.41 % | $210,276 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Comstock Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cia De Saneamento Basico Do Estado De Sao Paulo | SBS | US | Water | 417,453 | Added More | 314,087 | 303.85 % | $16,639,677 | $15,850,690 | $-788,986 | -4.74 % | $-593,624 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cia De Saneamento Basico Do Estado De Sao Paulo |
| 2009-11-12 | 2009-09-30 | 13F-HR | Commscope Inc | CTV | US | Telecommunication Equip | 17,115 | Added More | 7,755 | 82.85 % | $483,499 | $461,592 | $-21,907 | -4.53 % | $-9,926 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Commscope Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Commercial Metals Co | CMC | US | Metal Processors And Fabrica | 0 | Sold All | -217,507 | -100 % | - | - | - | 6.66 % | $-217,507 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Commercial Metals Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Commerce Bancshares Inckansas City Mo | CBSH | US | Commer Banks-Central Us | 539,030 | No Change | 0 | 0 % | $21,458,784 | $21,927,740 | $468,956 | 2.18 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Commerce Bancshares Inckansas City Mo |
| 2009-11-12 | 2009-09-30 | 13F-HR | Comerica Inc | CMA | US | Super-Regional Banks-Us | 420,630 | No Change | 0 | 0 % | $11,773,434 | $11,739,783 | $-33,650 | -0.28 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Comerica Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 1,020,912 | Added More | 24,000 | 2.40 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Comcast Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Colgate-Palmolive Co | CL | US | Cosmetics And Toiletries | 18,928 | Sold Some | -2,036 | -9.71 % | $1,523,704 | $1,589,384 | $65,680 | 4.31 % | $-7,065 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Colgate-Palmolive Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Coinstar Inc | CSTR | US | Commercial Serv-Finance | 227,060 | Added More | 126,482 | 125.75 % | $6,241,879 | $6,017,090 | $-224,789 | -3.60 % | $-125,217 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Coinstar Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cobiz Financial Inc | COBZ | US | Commer Banks-Western Us | 1,210,006 | Added More | 475,000 | 64.62 % | $5,239,326 | $5,348,227 | $108,901 | 2.07 % | $42,750 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cobiz Financial Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cleveland-Cliffs Inc | CLF | US | Metal-Iron | 7,695 | Sold Some | -946 | -10.94 % | $299,720 | $331,039 | $31,319 | 10.44 % | $-3,850 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cleveland-Cliffs Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Clean Harbors Inc | CLHB | US | Hazardous Waste Disposal | 0 | Sold All | -38,440 | -100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Clean Harbors Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | City Holding Co | CHCO | US | Commer Banks-Southern Us | 126,794 | No Change | 0 | 0 % | $3,802,552 | $4,117,001 | $314,449 | 8.26 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of City Holding Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cisco Systems Inc | CSCO | US | Networking Products | 1,712,055 | Sold Some | -35,551 | -2.03 % | $40,062,087 | $40,164,810 | $102,723 | 0.25 % | $-2,133 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cisco Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Church And Dwight Co Inc | CHD | US | Soap And Cleaning Prepar | 6,500 | New Holding | 6,500 | 100 % | $380,185 | $378,690 | $-1,495 | -0.39 % | $-1,495 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Church And Dwight Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chubb Corp | CB | US | Property/Casualty Ins | 529,557 | New Holding | 529,557 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Chubb Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chipotle Mexican Grill Inc | CMG.B | US | Retail-Restaurants | 6,301 | Added More | 1,712 | 37.30 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Chipotle Mexican Grill Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chinacast Education Corp | CASTU | US | Schools | 586,849 | Added More | 354,472 | 152.54 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Chinacast Education Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chesapeake Energy Corp | CHK | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -3,546 | -100 % | - | - | - | -6.79 % | $5,957 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Chesapeake Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cephalon Inc | CEPH | US | Medical-Drugs | 732,640 | Added More | 32,693 | 4.67 % | $43,108,538 | $43,672,670 | $564,133 | 1.30 % | $25,174 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cephalon Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Centerstate Banks Of Florida Inc | CSFL | US | Commer Banks-Southern Us | 750,000 | New Holding | 750,000 | 100 % | $6,082,500 | $6,502,500 | $420,000 | 6.90 % | $420,000 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Centerstate Banks Of Florida Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Celgene Corp | CELG | US | Medical-Biomedical/Gene | 247,681 | Added More | 232,999 | 1586.97 % | $13,307,900 | $13,600,164 | $292,264 | 2.19 % | $274,939 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Celgene Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Carrols Restaurant Group Inc | TAST | US | Retail-Restaurants | 871,648 | Sold Some | -260,803 | -23.02 % | $5,796,459 | $5,587,264 | $-209,196 | -3.60 % | $62,593 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Carrols Restaurant Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Carrizo Oil And Gas Inc | CRZO | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -114,173 | -100 % | - | - | - | -10.10 % | $269,448 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Carrizo Oil And Gas Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Carnival Corp | CCL | US | Cruise Lines | 0 | Sold All | -436,970 | -100 % | - | - | - | 2.26 % | $-310,249 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Carnival Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Carmax Inc | KMX | US | Retail-Automobile | 228,601 | Sold Some | -99,422 | -30.30 % | $4,754,901 | $4,594,880 | $-160,021 | -3.36 % | $69,595 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Carmax Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cvscaremark Corp | CVS | US | Retail-Drug Store | 1,750,716 | Added More | 447,815 | 34.37 % | $51,943,744 | $55,392,654 | $3,448,911 | 6.63 % | $882,196 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cvscaremark Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cardinal Health Inc | CAH | US | Medical-Whsle Drug Dist | 624,461 | New Holding | 624,461 | 100 % | $19,339,557 | $19,839,126 | $499,569 | 2.58 % | $499,569 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cardinal Health Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Camden National Corp | CAC | US | Commer Banks-Eastern Us | 36,776 | Sold Some | -32,442 | -46.86 % | $1,057,678 | $1,180,142 | $122,464 | 11.57 % | $-108,032 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Camden National Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cabot Oil And Gas Corp | COG | US | Oil Comp-Explor And Prodtn | 65,140 | Added More | 8,903 | 15.83 % | $2,574,984 | $2,489,651 | $-85,333 | -3.31 % | $-11,663 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cabot Oil And Gas Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cablevision Systems Corp | CVC | US | Cable Tv | 15,745 | Sold Some | -500 | -3.07 % | $386,697 | $403,072 | $16,375 | 4.23 % | $-520 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cablevision Systems Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cvb Financial Corp | CVBF | US | Commer Banks-Western Us | 600,000 | New Holding | 600,000 | 100 % | $4,602,000 | $4,662,000 | $60,000 | 1.30 % | $60,000 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cvb Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cms Energy Corp | CMS | US | Electric-Integrated | 0 | Sold All | -1,556,406 | -100 % | - | - | - | -0.42 % | $93,384 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cms Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cit Group Inc | CIT-A | US | Finance-Commercial | 749,599 | Added More | 117,038 | 18.50 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cit Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ch Energy Group Inc | CHG | US | Electric-Integrated | 950,019 | Added More | 15,019 | 1.60 % | $39,729,795 | $39,359,287 | $-370,507 | -0.93 % | $-5,857 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ch Energy Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cf Industries Holdings Inc | CF | US | Agricultural Chemicals | 78,415 | Added More | 76,966 | 5311.66 % | $6,346,126 | $6,487,273 | $141,147 | 2.22 % | $138,539 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cf Industries Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cbs Corp | CBS | US | Television | 0 | Sold All | -3,136,916 | -100 % | - | - | - | 0.23 % | $-94,107 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Cbs Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Burlington Northern Santa Fe Corp | BNI | US | Transport-Rail | 131,703 | Added More | 2,025 | 1.56 % | $12,905,577 | $12,920,064 | $14,487 | 0.11 % | $223 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Burlington Northern Santa Fe Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bryn Mawr Bank Corp | BMTC | US | Commer Banks-Eastern Us | 383,894 | No Change | 0 | 0 % | $5,624,047 | $5,769,927 | $145,880 | 2.59 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bryn Mawr Bank Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Brookline Bancorp Inc | BRKL | US | S And L/Thrifts-Eastern Us | 324,493 | Sold Some | -50,461 | -13.45 % | $3,085,928 | $3,050,234 | $-35,694 | -1.15 % | $5,551 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Brookline Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Brocade Communications Systems Inc | BRCD | US | Computers-Integrated Sys | 0 | Sold All | -284,902 | -100 % | - | - | - | -0.86 % | $19,943 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Brocade Communications Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Broadridge Financial Solutions Inc | BR | US | Data Processing/Mgmt | 1,228,790 | Added More | 786,117 | 177.58 % | $27,180,835 | $27,352,865 | $172,031 | 0.63 % | $110,056 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Broadridge Financial Solutions Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Broadcom Corp | BRCM | US | Electronic Compo-Semicon | 34,766 | Added More | 16,976 | 95.42 % | $987,702 | $999,870 | $12,168 | 1.23 % | $5,942 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Broadcom Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Brinks Cothe | BCO | US | Diversified Manufact Op | 309,470 | Added More | 140,983 | 83.67 % | $7,337,534 | $7,250,882 | $-86,652 | -1.18 % | $-39,475 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Brinks Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bridge Capital Holdings | BBNK | US | Commer Banks-Western Us | 150,564 | No Change | 0 | 0 % | $1,059,971 | $1,079,544 | $19,573 | 1.84 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bridge Capital Holdings |
| 2009-11-12 | 2009-09-30 | 13F-HR | Blackrock Inc | BLQA.BE | US | Invest Mgmnt/Advis Serv | 47,445 | Sold Some | -14,332 | -23.19 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Blackrock Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Black Hills Corp | BKH | US | Electric-Integrated | 650,000 | Added More | 115,000 | 21.49 % | $15,801,500 | $15,301,000 | $-500,500 | -3.16 % | $-88,550 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Black Hills Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bioform Medical Inc | BFRM | US | Medical-Drugs | 734,054 | Added More | 16,290 | 2.26 % | $2,664,616 | $2,598,551 | $-66,065 | -2.47 % | $-1,466 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bioform Medical Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Biogen Idec Inc | BIIB | US | Medical-Biomedical/Gene | 62,852 | No Change | 0 | 0 % | $2,922,618 | $2,915,076 | $-7,542 | -0.25 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Biogen Idec Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Biomarin Pharmaceutical Inc | BMRN | US | Therapeutics | 284,336 | Sold Some | -1,802 | -0.62 % | $4,739,881 | $4,825,182 | $85,301 | 1.79 % | $-541 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Biomarin Pharmaceutical Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Beverly National Corp | BNV | US | Commer Banks-Eastern Us | 0 | Sold All | -97,500 | -100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Beverly National Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Best Buy Co Inc | BBY | US | Retail-Consumer Electron | 1,290,857 | Sold Some | -14,446 | -1.10 % | $54,009,457 | $55,894,108 | $1,884,651 | 3.48 % | $-21,091 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Best Buy Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Berkshire Hills Bancorp Inc | BHLB | US | S And L/Thrifts-Eastern Us | 744,937 | No Change | 0 | 0 % | $14,064,411 | $14,034,613 | $-29,797 | -0.21 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Berkshire Hills Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 15,516 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Berkshire Hathaway Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 15,516 | Added More | 15,368 | 10383.78 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Berkshire Hathaway Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 148 | Sold Some | -15,368 | -99.04 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Berkshire Hathaway Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 148 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Berkshire Hathaway Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Beneficial Mutual Bancorp Inc | BNCL | US | S And L/Thrifts-Eastern Us | 22,401 | No Change | 0 | 0 % | $211,913 | $212,361 | $448 | 0.21 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Beneficial Mutual Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Becton Dickinson And Co | BDX | US | Medical Products | 545,350 | Added More | 34,615 | 6.77 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Becton Dickinson And Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baxter International Inc | BAX | US | Medical Products | 560,227 | Added More | 512,544 | 1074.89 % | $30,678,031 | $30,437,133 | $-240,898 | -0.78 % | $-220,394 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Baxter International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bankrate Inc | RATE | US | Commercial Serv-Finance | 0 | Sold All | -304,808 | -100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bankrate Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corpthe | BK | US | Unknown | 1,904,237 | Added More | 233,261 | 13.95 % | $51,985,670 | $49,871,967 | $-2,113,703 | -4.06 % | $-258,920 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bank Of New York Mellon Corpthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of Marin Bancorp | BMRC | US | Commer Banks-Western Us | 45,447 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bank Of Marin Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | BAC | US | Super-Regional Banks-Us | 9,880,740 | Added More | 849,056 | 9.40 % | $158,684,684 | $158,981,107 | $296,422 | 0.18 % | $25,472 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bank Of America Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bally Technologies Inc | BYI | US | Casino Services | 215,829 | Sold Some | -60,798 | -21.97 % | $9,168,416 | $9,153,308 | $-15,108 | -0.16 % | $4,256 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bally Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baker Hughes Inc | BHI | US | Oil-Field Services | 2,574 | New Holding | 2,574 | 100 % | $106,641 | $104,221 | $-2,420 | -2.26 % | $-2,420 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Baker Hughes Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bj Services Co | BJS | US | Oil-Field Services | 20,000 | Sold Some | -2,487 | -11.05 % | $379,400 | $374,000 | $-5,400 | -1.42 % | $671 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bj Services Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Avon Products Inc | AVP | US | Cosmetics And Toiletries | 6,190 | New Holding | 6,190 | 100 % | $213,369 | $210,646 | $-2,724 | -1.27 % | $-2,724 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Avon Products Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Autozone Inc | AZO | US | Retail-Auto Parts | 0 | Sold All | -179,017 | -100 % | - | - | - | 2.24 % | $-578,225 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Autozone Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Automatic Data Processing Inc | ADP | US | Commercial Serv-Finance | 22,711 | Sold Some | -6,560 | -22.41 % | $983,841 | $986,793 | $2,952 | 0.30 % | $-853 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Automatic Data Processing Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Atmos Energy Corp | ATO | US | Gas-Distribution | 782,434 | Sold Some | -19,366 | -2.41 % | $22,002,044 | $21,970,747 | $-31,297 | -0.14 % | $775 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Atmos Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Atlas America Inc | ATLS | US | Oil And Gas Drilling | 160,467 | New Holding | 160,467 | 100 % | $4,550,844 | $4,136,839 | $-414,005 | -9.09 % | $-414,005 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Atlas America Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Athenahealth Inc | ATHN | US | Phys Practice Mgmnt | 95,017 | Sold Some | -1,651 | -1.70 % | $3,967,910 | $4,016,369 | $48,459 | 1.22 % | $-842 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Athenahealth Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aspen Technology Inc | AZPN | US | Computer Aided Design | 331,500 | Sold Some | -101,218 | -23.39 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Aspen Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Archer-Daniels-Midland Co | ADM | US | Agricultural Operations | 1,975,781 | Added More | 6,389 | 0.32 % | $63,718,937 | $62,474,195 | $-1,244,742 | -1.95 % | $-4,025 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Archer-Daniels-Midland Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Arbitron Inc | ARB | US | Commercial Services | 394,099 | New Holding | 394,099 | 100 % | $8,453,424 | $8,780,526 | $327,102 | 3.86 % | $327,102 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Arbitron Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Applied Extrusion Technologies Inc | APXTA.PK | US | Chemicals-Plastics | 51,082 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Applied Extrusion Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Apple Inc | AAPL | US | Computers | 469,716 | Added More | 100,737 | 27.30 % | $94,877,935 | $93,905,623 | $-972,312 | -1.02 % | $-208,526 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Apple Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aon Corp | AOC | US | Insurance Brokers | 232,007 | No Change | 0 | 0 % | $9,308,121 | $9,055,233 | $-252,888 | -2.71 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Aon Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Anaren Inc | ANEN | US | Telecommunication Equip | 109,124 | New Holding | 109,124 | 100 % | $1,609,579 | $1,576,842 | $-32,737 | -2.03 % | $-32,737 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Anaren Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Analog Devices Inc | ADI | US | Semicon Compo-Intg Circu | 647,708 | Added More | 23,986 | 3.84 % | $17,747,199 | $17,799,016 | $51,817 | 0.29 % | $1,919 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Analog Devices Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Anadarko Petroleum Corp | APC | US | Oil Comp-Explor And Prodtn | 15,727 | Added More | 727 | 4.84 % | $983,724 | $963,908 | $-19,816 | -2.01 % | $-916 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Anadarko Petroleum Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Amphenol Corp | APH | US | Electronic Connectors | 27,635 | Added More | 13,315 | 92.98 % | $1,170,066 | $1,161,775 | $-8,291 | -0.70 % | $-3,995 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Amphenol Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Amgen Inc | AMGN | US | Medical-Biomedical/Gene | 664,500 | Added More | 200,556 | 43.22 % | $36,693,690 | $36,800,010 | $106,320 | 0.28 % | $32,089 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Amgen Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | AMP | US | Invest Mgmnt/Advis Serv | 439,872 | Added More | 354,012 | 412.31 % | $16,904,281 | $16,525,991 | $-378,290 | -2.23 % | $-304,450 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ameriprise Financial Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Amerisourcebergen Corp | ABC | US | Medical-Whsle Drug Dist | 319,344 | Added More | 4,567 | 1.45 % | $7,657,869 | $7,820,735 | $162,865 | 2.12 % | $2,329 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Amerisourcebergen Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Tower Corp | AMT | US | Wireless Equipment | 19,614 | Added More | 9,231 | 88.90 % | $773,184 | $797,113 | $23,929 | 3.09 % | $11,262 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of American Tower Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Public Education Inc | APEI | US | Schools | 89,958 | Added More | 6,988 | 8.42 % | $2,962,317 | $2,891,250 | $-71,067 | -2.39 % | $-5,521 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of American Public Education Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Physicians Capital Inc | ACAP | US | Property/Casualty Ins | 28,198 | Sold Some | -28,597 | -50.35 % | $799,695 | $775,445 | $-24,250 | -3.03 % | $24,593 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of American Physicians Capital Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Pacific Corp | APFC | US | Chemicals-Specialty | 248,600 | Added More | 24,760 | 11.06 % | $1,789,920 | $1,839,640 | $49,720 | 2.77 % | $4,952 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of American Pacific Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | American International Group Inc | AIG | US | Multi-Line Insurance | 0 | Sold All | -13,557 | -100 % | - | - | - | -3.19 % | $15,726 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of American International Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Express Co | AXP | US | Finance-Credit Card | 80 | No Change | 0 | 0 % | $3,160 | $3,274 | $114 | 3.62 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of American Express Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Electric Power Co Inc | AEP | US | Electric-Integrated | 1,936,380 | Sold Some | -207,278 | -9.66 % | $60,782,968 | $60,550,603 | $-232,366 | -0.38 % | $24,873 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of American Electric Power Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ameren Corp | AEE | US | Electric-Integrated | 635,000 | Sold Some | -85,400 | -11.85 % | $16,129,000 | $16,052,800 | $-76,200 | -0.47 % | $10,248 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ameren Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alpha Natural Resources Inc | ANR | US | Coal | 19,299 | Added More | 8,330 | 75.94 % | $758,065 | $773,890 | $15,825 | 2.08 % | $6,831 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Alpha Natural Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alliant Energy Corp | LNT | US | Electric-Integrated | 440,000 | Added More | 10,000 | 2.32 % | $11,990,000 | $12,047,200 | $57,200 | 0.47 % | $1,300 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Alliant Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allegiant Travel Co | ALGT | US | Airlines | 30,250 | Sold Some | -63,189 | -67.62 % | $1,208,185 | $1,229,360 | $21,175 | 1.75 % | $-44,232 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Allegiant Travel Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Align Technology Inc | ALGN | US | Dental Supplies And Equip | 221,727 | Added More | 1,190 | 0.53 % | $3,456,724 | $3,445,638 | $-11,086 | -0.32 % | $-60 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Align Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alexion Pharmaceuticals Inc | ALXN | US | Medical-Biomedical/Gene | 74,713 | Sold Some | -24,595 | -24.76 % | $3,253,004 | $3,264,958 | $11,954 | 0.36 % | $-3,935 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Alexion Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alberto-Culver Co | ACV | US | Cosmetics And Toiletries | 17,933 | Added More | 10,070 | 128.06 % | $494,592 | $502,303 | $7,711 | 1.55 % | $4,330 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Alberto-Culver Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alaska Communications Systems Group Inc | ALSK | US | Telephone-Integrated | 55,000 | No Change | 0 | 0 % | $365,200 | $372,900 | $7,700 | 2.10 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Alaska Communications Systems Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Akamai Technologies Inc | AKAM | US | Internet Infrastr Sftwr | 0 | Sold All | -122,726 | -100 % | - | - | - | 1.09 % | $-31,909 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Akamai Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Airgas Inc | ARG | US | Industrial Gases | 9,083 | Added More | 4,164 | 84.65 % | $433,168 | $427,355 | $-5,813 | -1.34 % | $-2,665 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Airgas Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Air Products And Chemicals Inc | APD | US | Industrial Gases | 155,015 | Added More | 39,015 | 33.63 % | $12,793,388 | $12,763,935 | $-29,453 | -0.23 % | $-7,413 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Air Products And Chemicals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Affiliated Managers Group Inc | AMG | US | Invest Mgmnt/Advis Serv | 0 | Sold All | -34,829 | -100 % | - | - | - | -4.24 % | $103,442 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Affiliated Managers Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aetna Inc | AET | US | Medical-Hmo | 482,335 | Added More | 432,727 | 872.29 % | $14,137,239 | $13,698,314 | $-438,925 | -3.10 % | $-393,782 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Aetna Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aerovironment Inc | AVAV | US | Aerospace/Defense | 159,254 | Sold Some | -68,817 | -30.17 % | $4,430,446 | $4,483,000 | $52,554 | 1.18 % | $-22,710 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Aerovironment Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Adesa Inc | EWU.BE | US | Auction House/Art Dealer | 106,997 | New Holding | 106,997 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Adesa Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Abbott Laboratories | ABT | US | Medical-Drugs | 1,904,517 | Added More | 1,121,918 | 143.35 % | $101,377,440 | $102,158,292 | $780,852 | 0.77 % | $459,986 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Abbott Laboratories |
| 2009-11-12 | 2009-09-30 | 13F-HR | At And T Inc | T | US | Telephone-Integrated | 2,428,438 | Added More | 1,134,133 | 87.62 % | $63,843,635 | $63,187,957 | $-655,678 | -1.02 % | $-306,216 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of At And T Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ak Steel Holding Corp | AKS | US | Steel-Producers | 152,227 | Added More | 145,462 | 2150.21 % | $2,630,483 | $2,845,123 | $214,640 | 8.15 % | $205,101 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ak Steel Holding Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aflac Inc | AFL | US | Life/Health Insurance | 212,909 | Added More | 23,456 | 12.38 % | $9,387,158 | $9,389,287 | $2,129 | 0.02 % | $235 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Aflac Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aar Corp | AIR | US | Aerospace/Defense-Equip | 585 | Added More | 270 | 85.71 % | $11,448 | $11,255 | $-193 | -1.68 % | $-89 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Aar Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Forestar Real Estate Group Inc | FOR | RO | Real Estate Oper/Develop | 431,112 | New Holding | 431,112 | 100 % | $7,479,793 | $8,169,572 | $689,779 | 9.22 % | $689,779 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Forestar Real Estate Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pioneer Natural Resources Co | PXD | PH | Oil Comp-Explor And Prodtn | 33,582 | Added More | 318 | 0.95 % | $1,433,951 | $1,373,840 | $-60,112 | -4.19 % | $-569 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pioneer Natural Resources Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Neteasecom | NTES | KY | Web Portals/Isp | 0 | Sold All | -35,341 | -100 % | - | - | - | -8.16 % | $120,159 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Neteasecom |
| 2009-11-12 | 2009-09-30 | 13F-HR | Melco Crown Entertainment Ltd | MPEL | KY | Casino Hotels | 0 | Sold All | -44,348 | -100 % | - | - | - | -1.34 % | $2,661 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Melco Crown Entertainment Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Greenlight Capital Re Ltd | GLRE | KY | Reinsurance | 110,800 | Sold Some | -17,321 | -13.51 % | $2,596,044 | $2,570,560 | $-25,484 | -0.98 % | $3,984 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Greenlight Capital Re Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baiducom | BIDU | KY | Internet Content-Info/Ne | 1,754 | Added More | 1,183 | 207.18 % | $749,221 | $749,993 | $772 | 0.10 % | $521 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Baiducom |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nexen Inc | NXY | KR | Oil Comp-Explor And Prodtn | 183 | Sold Some | -6,324 | -97.18 % | $4,394 | $4,469 | $75 | 1.70 % | $-2,593 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Nexen Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Glaxosmithkline Plc | GSK | IT | Medical-Drugs | 165 | No Change | 0 | 0 % | $6,841 | $6,852 | $12 | 0.16 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Glaxosmithkline Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Teva Pharmaceutical Industries Ltd | TEVA | IL | Medical-Generic Drugs | 461,948 | Added More | 3,113 | 0.67 % | $24,118,305 | $24,353,899 | $235,593 | 0.97 % | $1,588 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Teva Pharmaceutical Industries Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vodafone Group Plc | VOD | GB | Cellular Telecom | 2,318,004 | Added More | 1,282,684 | 123.89 % | $52,270,990 | $51,969,650 | $-301,341 | -0.57 % | $-166,749 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Vodafone Group Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Prudential Financial Inc | PRU | US | Life/Health Insurance | 123,616 | Added More | 5,074 | 4.28 % | $5,864,343 | $5,892,775 | $28,432 | 0.48 % | $1,167 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Prudential Financial Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eurovestech Plc | EWG.BE | GB | Investment Companies | 37,311 | New Holding | 37,311 | 100 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Eurovestech Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mcgraw-Hill Cos Incthe | MHP | FR | Multimedia | 16,550 | Sold Some | -735,776 | -97.80 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mcgraw-Hill Cos Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vistaprint Ltd | VPRT | FR | Printing-Commercial | 0 | Sold All | -154,139 | -100 % | - | - | - | -4.70 % | $379,182 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Vistaprint Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Philip Morris International Inc | PM | US | Tobacco | 1,193,700 | Added More | 443,034 | 59.01 % | $59,637,252 | $59,362,701 | $-274,551 | -0.46 % | $-101,898 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Philip Morris International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Total Sa | TOT | FR | Oil Comp-Integrated | 892,306 | Added More | 333,119 | 59.57 % | $55,215,895 | $55,242,664 | $26,769 | 0.04 % | $9,994 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Total Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Telvent Git Sa | TLVT | ES | Computer Services | 190,103 | Added More | 82,318 | 76.37 % | $6,033,869 | $5,845,667 | $-188,202 | -3.11 % | $-81,495 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Telvent Git Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Shire Plc | SHPGY | DE | Medical-Drugs | 22,668 | Added More | 5,775 | 34.18 % | $1,281,195 | $1,279,155 | $-2,040 | -0.15 % | $-520 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Shire Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diageo Plc | DEO | DE | Beverages-Wine/Spirits | 103,305 | Sold Some | -307,322 | -74.84 % | $6,921,435 | $7,019,575 | $98,140 | 1.41 % | $-291,956 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Diageo Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Arcelormittal | MT | DE | Steel-Producers | 459,656 | New Holding | 459,656 | 100 % | $16,777,444 | $17,411,769 | $634,325 | 3.78 % | $634,325 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Arcelormittal |
| 2009-11-12 | 2009-09-30 | 13F-HR | Qiagen Nv | QGEN | DE | Medical-Biomedical/Gene | 35,925 | Added More | 17,349 | 93.39 % | $798,254 | $772,747 | $-25,507 | -3.19 % | $-12,318 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Qiagen Nv |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Se | AZ | DE | Multi-Line Insurance | 150 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Allianz Se |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bp Plc | BP | DE | Oil Comp-Integrated | 200,000 | Added More | 114,842 | 134.85 % | $11,454,000 | $11,566,000 | $112,000 | 0.97 % | $64,312 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bp Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | News Corp | NWS | DE | Multimedia | 3,911,056 | Sold Some | -756,986 | -16.21 % | $56,632,091 | $55,263,221 | $-1,368,870 | -2.41 % | $264,945 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of News Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Deutsche Telekom Ag | DT | DE | Electric-Integrated | 8,253 | No Change | 0 | 0 % | $118,018 | $116,780 | $-1,238 | -1.04 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Deutsche Telekom Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Interoil Corp | IOC | CA | Oil Comp-Explor And Prodtn | 0 | Sold All | -9,019 | -100 % | - | - | - | 3.76 % | $-16,415 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Interoil Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Abb Ltd | ABB | DE | Engineering/R And D Services | 2,200,137 | Sold Some | -85,944 | -3.75 % | $42,924,673 | $41,142,562 | $-1,782,111 | -4.15 % | $69,615 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Abb Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bb And T Corp | BBT | US | Commer Banks-Southern Us | 1,311,507 | Sold Some | -4,905 | -0.37 % | $32,525,374 | $32,263,072 | $-262,301 | -0.80 % | $981 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bb And T Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sap Ag | SAP | DE | Enterprise Software/Serv | 0 | Sold All | -5,215 | -100 % | - | - | - | 0.86 % | $-2,138 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Sap Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbw Inc | KBW | CH | Finance-Invest Bnkr/Brkr | 180,822 | No Change | 0 | 0 % | $4,871,345 | $4,672,440 | $-198,904 | -4.08 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kbw Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Procter And Gamble Co | PG | CH | Cosmetics And Toiletries | 771,482 | Added More | 722,025 | 1459.90 % | $47,291,847 | $47,677,588 | $385,741 | 0.81 % | $361,013 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Procter And Gamble Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Celanese Corp | CE | CH | Chemicals-Diversified | 256,809 | Added More | 247,640 | 2700.83 % | $7,396,099 | $7,465,438 | $69,338 | 0.93 % | $66,863 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Celanese Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ultra Petroleum Corp | UPL | CA | Oil Comp-Explor And Prodtn | 3,981 | Added More | 2,290 | 135.42 % | $186,629 | $183,325 | $-3,304 | -1.77 % | $-1,901 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ultra Petroleum Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Toronto-Dominion Bank | TD | CA | Commer Banks Non-Us | 115 | Sold Some | -392,010 | -99.97 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Toronto-Dominion Bank |
| 2009-11-12 | 2009-09-30 | 13F-HR | Teck Cominco Ltd | TCK | CA | Diversified Minerals | 0 | Sold All | -470 | -100 % | - | - | - | 11.03 % | $-1,617 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Teck Cominco Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Talisman Energy Inc | TLM | CA | Oil Comp-Explor And Prodtn | 0 | Sold All | -5,638 | -100 % | - | - | - | 0.11 % | $-113 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Talisman Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tlc Vision Corp | TLCV | CA | Medical Laser Systems | 695 | Sold Some | -280,000 | -99.75 % | $146 | $153 | $7 | 4.76 % | $-2,800 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Tlc Vision Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Stantec Inc | SXC | CA | Consulting Services | 28,249 | Added More | 10,678 | 60.77 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Stantec Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Silver Wheaton Corp | SLW | CA | Unknown | 7,490 | Sold Some | -90,388 | -92.34 % | $111,451 | $116,769 | $5,318 | 4.77 % | $-64,175 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Silver Wheaton Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Silver Standard Resources Inc | SSRI | CA | Silver Mining | 319,932 | Added More | 274,493 | 604.09 % | $6,232,275 | $6,881,737 | $649,462 | 10.42 % | $557,221 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Silver Standard Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Progress Energy Inc | PGN | CA | Electric-Integrated | 903,665 | Added More | 15,035 | 1.69 % | $34,303,123 | $34,800,139 | $497,016 | 1.44 % | $8,269 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Progress Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manitoba Telecom Services Inc | MOBAF.PK | CA | Telecom Services | 910 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Manitoba Telecom Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mdc Partners Inc | MDCA | CA | Advertising Agencies | 653,144 | New Holding | 653,144 | 100 % | $5,551,724 | $5,499,472 | $-52,252 | -0.94 % | $-52,252 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Mdc Partners Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinross Gold Corp | KGC | CA | Gold Mining | 5,624 | Sold Some | -1,058 | -15.83 % | $105,844 | $107,643 | $1,800 | 1.70 % | $-339 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Kinross Gold Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Iamgold Corp | IAG | CA | Unknown | 0 | Sold All | -214,563 | -100 % | - | - | - | 10.96 % | $-401,233 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Iamgold Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Goldcorp Inc | GG | CA | Gold Mining | 3,663 | Sold Some | -123,053 | -97.10 % | $157,839 | $159,853 | $2,015 | 1.27 % | $-67,679 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Goldcorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Firstservice Corp | FSRV | CA | Divers Oper/Commer Serv | 0 | Sold All | -28,920 | -100 % | - | - | - | -3.43 % | $18,509 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Firstservice Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canadian Natural Resources Ltd | CNQ | CA | Oil Comp-Explor And Prodtn | 373,824 | Sold Some | -1,604 | -0.42 % | $24,560,237 | $24,706,028 | $145,791 | 0.59 % | $-626 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Canadian Natural Resources Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barrick Gold Corp | ABX | CA | Gold Mining | 2,839,792 | Added More | 379,013 | 15.40 % | $118,902,091 | $124,894,052 | $5,991,961 | 5.03 % | $799,717 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Barrick Gold Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Willis Group Holdings Ltd | WSH | BM | Insurance Brokers | 270,858 | Added More | 495 | 0.18 % | $7,565,064 | $7,500,058 | $-65,006 | -0.85 % | $-119 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Willis Group Holdings Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Platinum Underwriters Holdings Ltd | PTP | BM | Reinsurance | 157,836 | No Change | 0 | 0 % | $5,694,723 | $5,708,928 | $14,205 | 0.24 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Platinum Underwriters Holdings Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Partnerre Ltd | PRE-D | BM | Reinsurance | 155,635 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Partnerre Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marvell Technology Group Ltd | MRVL | BM | Semicon Compo-Intg Circu | 29,865 | Added More | 15,241 | 104.21 % | $456,337 | $456,337 | $0 | 0.00 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Marvell Technology Group Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lazard Ltd | LAZ | BM | Finance-Invest Bnkr/Brkr | 467,591 | Added More | 94,503 | 25.32 % | $18,876,649 | $18,147,207 | $-729,442 | -3.86 % | $-147,425 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Lazard Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Joes Jeans Inc | JOEZ | BM | Retail-Apparel/Shoe | 5,444,157 | Sold Some | -675,816 | -11.04 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Joes Jeans Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bunge Ltd | BG | BM | Agricultural Operations | 331,050 | Sold Some | -18,947 | -5.41 % | $18,926,129 | $20,958,776 | $2,032,647 | 10.73 % | $-116,335 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Bunge Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Assured Guaranty Ltd | AGO | BM | Financial Guarantee Ins | 332,875 | Sold Some | -38,413 | -10.34 % | $6,025,038 | $8,182,068 | $2,157,030 | 35.80 % | $-248,916 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Assured Guaranty Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Agrium Inc | AGU | BE | Agricultural Chemicals | 3,852 | Added More | 2,301 | 148.35 % | $203,540 | $220,797 | $17,257 | 8.47 % | $10,308 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Agrium Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Imax Corp | IMA.BE | BE | Industr Audio And Video Prod | 963,198 | Sold Some | -223,238 | -18.81 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Imax Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ace Ltd | ACE | BE | Multi-Line Insurance | 1,809,666 | Added More | 530,213 | 41.44 % | $93,342,572 | $89,994,690 | $-3,347,882 | -3.58 % | $-980,894 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ace Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Williams Cos Inc | WMB | BE | Pipelines | 1,897,075 | Sold Some | -1,382,366 | -42.15 % | $37,637,968 | $37,656,939 | $18,971 | 0.05 % | $-13,824 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Williams Cos Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Amag Pharmaceuticals Inc | AMAG | BE | Medical-Biomedical/Gene | 148,796 | Added More | 25,325 | 20.51 % | $6,457,746 | $5,914,641 | $-543,105 | -8.41 % | $-92,436 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Amag Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Copa Holdings Sa | CPA | BE | Airlines | 194,582 | Added More | 11,032 | 6.01 % | $9,194,000 | $9,627,917 | $433,918 | 4.71 % | $24,601 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Copa Holdings Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chevron Corp | CVX | BE | Oil Comp-Integrated | 765,897 | Added More | 261,549 | 51.85 % | $59,295,746 | $58,797,913 | $-497,833 | -0.83 % | $-170,007 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Chevron Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Encana Corp | ECA | BE | Oil Comp-Explor And Prodtn | 142,535 | Added More | 117,456 | 468.34 % | $7,997,639 | $7,525,848 | $-471,791 | -5.89 % | $-388,779 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Encana Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intercontinentalexchange Inc | ICE | BE | Finance-Other Services | 0 | Sold All | -2,460 | -100 % | - | - | - | -0.98 % | $2,608 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Intercontinentalexchange Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Caterpillar Inc | CAT | BE | Machinery-Constr And Mining | 130,275 | No Change | 0 | 0 % | $7,630,207 | $7,549,436 | $-80,771 | -1.05 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Caterpillar Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ivanhoe Energy Inc | IVAN | AU | Oil Comp-Explor And Prodtn | 100,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Ivanhoe Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Exco Resources Inc | XCO | US | Oil Comp-Explor And Prodtn | 30,000 | No Change | 0 | 0 % | $498,600 | $480,900 | $-17,700 | -3.54 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Exco Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Schlumberger Ltd | SLB | AN | Oil-Field Services | 14,800 | Added More | 3,800 | 34.54 % | $956,080 | $937,432 | $-18,648 | -1.95 % | $-4,788 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Schlumberger Ltd |
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