| Filed | As-Of/On | Form | Fullname | Symbol | Country | Industry | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypothetical Return | Hypothetical Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-10-29 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | PNC | US | Super-Regional Banks-Us | 5,986 | New Holding | 5,986 | 100 % | $313,008 | $320,071 | $7,063 | 2.25 % | $7,063 | | | | | | News Article | History of Catawba Capital Management Ownership Of Pnc Financial Services Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Oneok Partners Lp | OKS | US | Pipelines | 30,841 | Sold Some | -300 | -0.96 % | $1,695,021 | $1,761,946 | $66,925 | 3.94 % | $-651 | | | | | | News Article | History of Catawba Capital Management Ownership Of Oneok Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Medical Properties Trust Inc | MPW | US | Reits-Health Care | 16,335 | Sold Some | -315 | -1.89 % | $133,294 | $139,174 | $5,881 | 4.41 % | $-113 | | | | | | News Article | History of Catawba Capital Management Ownership Of Medical Properties Trust Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Zimmer Holdings Inc | ZMH | US | Medical Products | 64,672 | Sold Some | -445 | -0.68 % | $3,464,479 | $3,477,413 | $12,934 | 0.37 % | $-89 | | | | | | News Article | History of Catawba Capital Management Ownership Of Zimmer Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wyeth | WYE | US | Medical-Drugs | 20,594 | Sold Some | -342 | -1.63 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Wyeth |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wells Fargo And Co | WFC | US | Unknown | 90,161 | Added More | 2,291 | 2.60 % | $2,575,900 | $2,445,166 | $-130,733 | -5.07 % | $-3,322 | | | | | | News Article | History of Catawba Capital Management Ownership Of Wells Fargo And Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wellpoint Inc | WLP | US | Medical-Hmo | 80,076 | Sold Some | -1,022 | -1.26 % | $3,803,610 | $4,083,876 | $280,266 | 7.36 % | $-3,577 | | | | | | News Article | History of Catawba Capital Management Ownership Of Wellpoint Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Waste Management Inc | WMI | US | Non-Hazardous Waste Disp | 72,135 | Sold Some | -400 | -0.55 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Waste Management Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wal-Mart Stores Inc | WMT | US | Retail-Discount | 6,265 | Added More | 727 | 13.12 % | $315,756 | $321,081 | $5,325 | 1.68 % | $618 | | | | | | News Article | History of Catawba Capital Management Ownership Of Wal-Mart Stores Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Vulcan Materials Co | VMC | US | Quarrying | 6,735 | No Change | 0 | 0 % | $321,933 | $323,011 | $1,078 | 0.33 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Vulcan Materials Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Verizon Communications Inc | VZ | US | Telephone-Integrated | 62,273 | Added More | 13 | 0.02 % | $1,870,681 | $1,840,790 | $-29,891 | -1.59 % | $-6 | | | | | | News Article | History of Catawba Capital Management Ownership Of Verizon Communications Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Valley Financial Corproanoke Va | VYFC | US | Commer Banks-Southern Us | 11,643 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Valley Financial Corproanoke Va |
| 2009-10-29 | 2009-09-30 | 13F-HR | United Technologies Corp | UTX | US | Aerospace/Defense-Equip | 17,741 | Added More | 471 | 2.72 % | $1,127,973 | $1,154,407 | $26,434 | 2.34 % | $702 | | | | | | News Article | History of Catawba Capital Management Ownership Of United Technologies Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Union Pacific Corp | UNP.BE | US | Transport-Rail | 71,236 | Added More | 330 | 0.46 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Union Pacific Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Us Bancorp | USB | US | Super-Regional Banks-Us | 15,840 | Added More | 2,900 | 22.41 % | $383,486 | $375,883 | $-7,603 | -1.98 % | $-1,392 | | | | | | News Article | History of Catawba Capital Management Ownership Of Us Bancorp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Udr Inc | UDR | US | Reits-Apartments | 40,289 | Sold Some | -270 | -0.66 % | $583,385 | $568,881 | $-14,504 | -2.48 % | $97 | | | | | | News Article | History of Catawba Capital Management Ownership Of Udr Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Transwitch Corp | TXCC | US | Electronic Compo-Semicon | 10,860 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Transwitch Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | 3m Co | MMM | US | Diversified Manufact Op | 7,690 | Sold Some | -525 | -6.39 % | $580,441 | $579,903 | $-538 | -0.09 % | $37 | | | | | | News Article | History of Catawba Capital Management Ownership Of 3m Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Texas Instruments Inc | TXN | US | Electronic Compo-Semicon | 23,297 | Sold Some | -700 | -2.91 % | $557,264 | $560,060 | $2,796 | 0.50 % | $-84 | | | | | | News Article | History of Catawba Capital Management Ownership Of Texas Instruments Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Target Corp | TGT | US | Retail-Discount | 95,568 | Sold Some | -750 | -0.77 % | $4,733,483 | $4,749,730 | $16,247 | 0.34 % | $-128 | | | | | | News Article | History of Catawba Capital Management Ownership Of Target Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Teppco Partners Lp | TPP | US | Pipelines | 27,116 | Sold Some | -434 | -1.57 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Teppco Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Tc Pipelines Lp | TCLP | US | Pipelines | 8,290 | Sold Some | -35 | -0.42 % | $325,383 | $321,569 | $-3,813 | -1.17 % | $16 | | | | | | News Article | History of Catawba Capital Management Ownership Of Tc Pipelines Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Sysco Corp | SYY | US | Food-Wholesale/Distrib | 62,305 | Added More | 350 | 0.56 % | $1,707,780 | $1,676,628 | $-31,153 | -1.82 % | $-175 | | | | | | News Article | History of Catawba Capital Management Ownership Of Sysco Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | STI | US | Super-Regional Banks-Us | 42,244 | Sold Some | -900 | -2.08 % | $830,095 | $841,923 | $11,828 | 1.42 % | $-252 | | | | | | News Article | History of Catawba Capital Management Ownership Of Suntrust Banks Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Suncor Energy Inc | SU | US | Oil Comp-Integrated | 0 | Sold All | -51,645 | -100 % | - | - | - | -4.68 % | $83,665 | | | | | | News Article | History of Catawba Capital Management Ownership Of Suncor Energy Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Suburban Propane Partners Lp | SPH | US | Retail-Propane Distrib | 7,950 | No Change | 0 | 0 % | $351,788 | $349,403 | $-2,385 | -0.67 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Suburban Propane Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Steel Dynamics Inc | STLD | US | Steel-Producers | 31,176 | Sold Some | -300 | -0.95 % | $434,905 | $438,958 | $4,053 | 0.93 % | $-39 | | | | | | News Article | History of Catawba Capital Management Ownership Of Steel Dynamics Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Staples Inc | SPLS | US | Retail-Office Supplies | 146,313 | Sold Some | -1,300 | -0.88 % | $3,258,391 | $3,252,538 | $-5,853 | -0.17 % | $52 | | | | | | News Article | History of Catawba Capital Management Ownership Of Staples Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Spectra Energy Corp | SE | US | Pipelines | 18,638 | Sold Some | -327 | -1.72 % | $364,746 | $360,459 | $-4,287 | -1.17 % | $75 | | | | | | News Article | History of Catawba Capital Management Ownership Of Spectra Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Southern Co | SO | US | Electric-Integrated | 40,750 | Sold Some | -895 | -2.14 % | $1,292,183 | $1,287,293 | $-4,890 | -0.37 % | $107 | | | | | | News Article | History of Catawba Capital Management Ownership Of Southern Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Sirius Xm Radio Inc | SIRI | US | Radio | 19,940 | Added More | 1,000 | 5.27 % | $11,565 | $12,562 | $997 | 8.62 % | $50 | | | | | | News Article | History of Catawba Capital Management Ownership Of Sirius Xm Radio Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Schering-Plough Corp | SGP | US | Medical-Drugs | 9,754 | New Holding | 9,754 | 100 % | $277,306 | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Schering-Plough Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Royal Dutch Shell Plc | RDS.A | US | Oil Comp-Integrated | 10,473 | Sold Some | -632 | -5.69 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Royal Dutch Shell Plc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Regions Financial Corp | RF | US | Commer Banks-Southern Us | 16,195 | No Change | 0 | 0 % | $83,890 | $76,926 | $-6,964 | -8.30 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Regions Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Raytheon Co | RTN | US | Aerospace/Defense | 8,440 | Added More | 1,770 | 26.53 % | $387,143 | $401,491 | $14,348 | 3.70 % | $3,009 | | | | | | News Article | History of Catawba Capital Management Ownership Of Raytheon Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Rgc Resources Inc | RGCO | US | Gas-Distribution | 14,947 | No Change | 0 | 0 % | $404,316 | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Rgc Resources Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Pride International Inc | PDE | US | Oil And Gas Drilling | 21,502 | Sold Some | -510 | -2.31 % | $671,938 | $652,801 | $-19,137 | -2.84 % | $454 | | | | | | News Article | History of Catawba Capital Management Ownership Of Pride International Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | T Rowe Price Group Inc | TROW | US | Invest Mgmnt/Advis Serv | 76,909 | Sold Some | -950 | -1.22 % | $3,911,592 | $3,843,912 | $-67,680 | -1.73 % | $836 | | | | | | News Article | History of Catawba Capital Management Ownership Of T Rowe Price Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Plum Creek Timber Co Inc | PCL | US | Forestry | 40,826 | No Change | 0 | 0 % | $1,303,982 | $1,339,501 | $35,519 | 2.72 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Plum Creek Timber Co Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Plains All American Pipeline Lp | PAA | US | Pipelines | 16,680 | No Change | 0 | 0 % | $825,827 | $816,486 | $-9,341 | -1.13 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Plains All American Pipeline Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Pfizer Inc | PFE | US | Medical-Drugs | 237,198 | Added More | 6,112 | 2.64 % | $4,162,825 | $4,022,878 | $-139,947 | -3.36 % | $-3,606 | | | | | | News Article | History of Catawba Capital Management Ownership Of Pfizer Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Pepsico Incnc | PEP | US | Beverages-Non-Alcoholic | 53,279 | Added More | 805 | 1.53 % | $3,270,798 | $3,290,511 | $19,713 | 0.60 % | $298 | | | | | | News Article | History of Catawba Capital Management Ownership Of Pepsico Incnc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Pepco Holdings Inc | POM | US | Electric-Integrated | 0 | Sold All | -10,418 | -100 % | - | - | - | 5.02 % | $-7,605 | | | | | | News Article | History of Catawba Capital Management Ownership Of Pepco Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Peabody Energy Corp | BTU | US | Coal | 8,224 | No Change | 0 | 0 % | $342,776 | $347,135 | $4,359 | 1.27 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Peabody Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Oracle Corp | ORCL | US | Enterprise Software/Serv | 41,489 | Added More | 15,515 | 59.73 % | $889,939 | $888,694 | $-1,245 | -0.13 % | $-465 | | | | | | News Article | History of Catawba Capital Management Ownership Of Oracle Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Nucor Corp | NUE | US | Steel-Producers | 33,590 | Added More | 2,400 | 7.69 % | $1,385,588 | $1,321,431 | $-64,157 | -4.63 % | $-4,584 | | | | | | News Article | History of Catawba Capital Management Ownership Of Nucor Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Northrop Grumman Corp | NOC | US | Aerospace/Defense | 8,458 | Sold Some | -367 | -4.15 % | $427,806 | $442,945 | $15,140 | 3.53 % | $-657 | | | | | | News Article | History of Catawba Capital Management Ownership Of Northrop Grumman Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Norfolk Southern Corp | NSC | US | Transport-Rail | 27,623 | Added More | 220 | 0.80 % | $1,301,872 | $1,438,330 | $136,458 | 10.48 % | $1,087 | | | | | | News Article | History of Catawba Capital Management Ownership Of Norfolk Southern Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Nokia Oyj | NOK | US | Wireless Equipment | 18,330 | No Change | 0 | 0 % | $241,406 | $242,139 | $733 | 0.30 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Nokia Oyj |
| 2009-10-29 | 2009-09-30 | 13F-HR | Nike Inc | NKE | US | Athletic Footwear | 49,845 | Added More | 593 | 1.20 % | $3,175,625 | $3,217,993 | $42,368 | 1.33 % | $504 | | | | | | News Article | History of Catawba Capital Management Ownership Of Nike Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Natural Resource Partners Lp | NRP | US | Coal | 21,516 | Sold Some | -300 | -1.37 % | $469,909 | $465,176 | $-4,734 | -1.00 % | $66 | | | | | | News Article | History of Catawba Capital Management Ownership Of Natural Resource Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | National Oilwell Varco Inc | NOV | US | Oil Field Mach And Equip | 85,426 | Sold Some | -780 | -0.90 % | $3,666,484 | $3,731,408 | $64,924 | 1.77 % | $-593 | | | | | | News Article | History of Catawba Capital Management Ownership Of National Oilwell Varco Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Nmc Inc | NMCX.OB | US | Diversified Minerals | 82,700 | New Holding | 82,700 | 100 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Nmc Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Nii Holdings Inc | NIHD | US | Cellular Telecom | 11,342 | Sold Some | -33 | -0.29 % | $315,761 | $315,534 | $-227 | -0.07 % | $1 | | | | | | News Article | History of Catawba Capital Management Ownership Of Nii Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Monsanto Co | MON | US | Agricultural Chemicals | 41,355 | Added More | 795 | 1.96 % | $2,888,647 | $2,859,285 | $-29,362 | -1.01 % | $-564 | | | | | | News Article | History of Catawba Capital Management Ownership Of Monsanto Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Microsoft Corp | MSFT | US | Applications Software | 158,948 | Added More | 27,198 | 20.64 % | $4,485,513 | $4,533,197 | $47,684 | 1.06 % | $8,159 | | | | | | News Article | History of Catawba Capital Management Ownership Of Microsoft Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Merck And Co Incnj | MRK | US | Medical-Drugs | 24,699 | Sold Some | -1,050 | -4.07 % | $773,326 | $804,940 | $31,615 | 4.08 % | $-1,344 | | | | | | News Article | History of Catawba Capital Management Ownership Of Merck And Co Incnj |
| 2009-10-29 | 2009-09-30 | 13F-HR | Mcdermott International Inc | MDR | US | Engineering/R And D Services | 140,106 | Sold Some | -2,568 | -1.79 % | $3,271,475 | $3,347,132 | $75,657 | 2.31 % | $-1,387 | | | | | | News Article | History of Catawba Capital Management Ownership Of Mcdermott International Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Mastercard Inc | MA | US | Commercial Serv-Finance | 3,953 | New Holding | 3,953 | 100 % | $900,968 | $936,466 | $35,498 | 3.93 % | $35,498 | | | | | | News Article | History of Catawba Capital Management Ownership Of Mastercard Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Marathon Oil Corp | MRO | US | Oil Comp-Integrated | 9,223 | Added More | 415 | 4.71 % | $308,048 | $310,631 | $2,582 | 0.83 % | $116 | | | | | | News Article | History of Catawba Capital Management Ownership Of Marathon Oil Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Magellan Midstream Partners Lp | MMP | US | Pipelines | 7,340 | Sold Some | -25 | -0.33 % | $288,535 | $282,737 | $-5,799 | -2.00 % | $20 | | | | | | News Article | History of Catawba Capital Management Ownership Of Magellan Midstream Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Lowes Cos Inc | LOW | US | Retail-Building Products | 73,933 | Added More | 2,044 | 2.84 % | $1,477,181 | $1,548,157 | $70,976 | 4.80 % | $1,962 | | | | | | News Article | History of Catawba Capital Management Ownership Of Lowes Cos Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Lockheed Martin Corp | LMT | US | Aerospace/Defense | 21,901 | Added More | 1,000 | 4.78 % | $1,521,900 | $1,615,637 | $93,736 | 6.15 % | $4,280 | | | | | | News Article | History of Catawba Capital Management Ownership Of Lockheed Martin Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Lincare Holdings Inc | LNCR | US | Medical-Outptnt/Home Med | 41,924 | No Change | 0 | 0 % | $1,330,668 | $1,387,684 | $57,017 | 4.28 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Lincare Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Ltd Brands Inc | LTD | US | Retail-Apparel/Shoe | 16,375 | No Change | 0 | 0 % | $298,680 | $297,698 | $-983 | -0.32 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Ltd Brands Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Eli Lilly And Co | LLY | US | Medical-Drugs | 31,419 | Sold Some | -917 | -2.83 % | $1,072,645 | $1,083,956 | $11,311 | 1.05 % | $-330 | | | | | | News Article | History of Catawba Capital Management Ownership Of Eli Lilly And Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Laboratory Corp Of America Holdings | LH | US | Medical Labs And Testing Srv | 30,795 | Sold Some | -300 | -0.96 % | $2,150,107 | $2,209,541 | $59,434 | 2.76 % | $-579 | | | | | | News Article | History of Catawba Capital Management Ownership Of Laboratory Corp Of America Holdings |
| 2009-10-29 | 2009-09-30 | 13F-HR | L-3 Communications Holdings Inc | LLL | US | Electronics-Military | 27,605 | Added More | 898 | 3.36 % | $2,030,624 | $2,109,022 | $78,398 | 3.86 % | $2,550 | | | | | | News Article | History of Catawba Capital Management Ownership Of L-3 Communications Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Kinder Morgan Energy Partners Lp | KMP | US | Pipelines | 22,178 | Sold Some | -127 | -0.56 % | $1,231,101 | $1,221,342 | $-9,758 | -0.79 % | $56 | | | | | | News Article | History of Catawba Capital Management Ownership Of Kinder Morgan Energy Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Kimberly-Clark Corp | KMB | US | Consumer Products-Misc | 23,948 | Sold Some | -507 | -2.07 % | $1,478,310 | $1,525,727 | $47,417 | 3.20 % | $-1,004 | | | | | | News Article | History of Catawba Capital Management Ownership Of Kimberly-Clark Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Kennametal Inc | KMT | US | Mach Tools And Rel Products | 89,296 | No Change | 0 | 0 % | $2,199,360 | $2,186,859 | $-12,501 | -0.56 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Kennametal Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Johnson And Johnson | JNJ | US | Medical Products | 68,110 | Added More | 733 | 1.08 % | $4,077,065 | $4,107,033 | $29,968 | 0.73 % | $323 | | | | | | News Article | History of Catawba Capital Management Ownership Of Johnson And Johnson |
| 2009-10-29 | 2009-09-30 | 13F-HR | Jpmorgan Chase And Co | JPM | US | Finance-Invest Bnkr/Brkr | 7,990 | Added More | 1,614 | 25.31 % | $354,357 | $347,405 | $-6,951 | -1.96 % | $-1,404 | | | | | | News Article | History of Catawba Capital Management Ownership Of Jpmorgan Chase And Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | International Business Machines Corp | IBM | US | Computers | 41,555 | Added More | 11 | 0.02 % | $5,105,863 | $5,131,627 | $25,764 | 0.50 % | $7 | | | | | | News Article | History of Catawba Capital Management Ownership Of International Business Machines Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Intel Corp | INTC | US | Electronic Compo-Semicon | 130,797 | Sold Some | -1,540 | -1.16 % | $2,513,918 | $2,475,987 | $-37,931 | -1.50 % | $447 | | | | | | News Article | History of Catawba Capital Management Ownership Of Intel Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Honeywell International Inc | HON | US | Diversified Manufact Op | 32,993 | Sold Some | -265 | -0.79 % | $1,227,340 | $1,243,836 | $16,497 | 1.34 % | $-133 | | | | | | News Article | History of Catawba Capital Management Ownership Of Honeywell International Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Highwoods Properties Inc | HIW | US | Reits-Office Property | 8,002 | New Holding | 8,002 | 100 % | $223,496 | $227,897 | $4,401 | 1.96 % | $4,401 | | | | | | News Article | History of Catawba Capital Management Ownership Of Highwoods Properties Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Hewlett-Packard Co | HPQ | US | Computers | 99,277 | Sold Some | -150 | -0.15 % | $4,800,043 | $4,880,457 | $80,414 | 1.67 % | $-122 | | | | | | News Article | History of Catawba Capital Management Ownership Of Hewlett-Packard Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Hershey Cothe | HSY | US | Food-Confectionery | 9,015 | No Change | 0 | 0 % | $346,627 | $339,144 | $-7,482 | -2.15 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Hershey Cothe |
| 2009-10-29 | 2009-09-30 | 13F-HR | Health Care Reit Inc | HCN | US | Reits-Health Care | 40,510 | Sold Some | -255 | -0.62 % | $1,841,585 | $1,707,091 | $-134,493 | -7.30 % | $847 | | | | | | News Article | History of Catawba Capital Management Ownership Of Health Care Reit Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Halliburton Co | HAL | US | Oil-Field Services | 10,506 | New Holding | 10,506 | 100 % | $318,647 | $326,001 | $7,354 | 2.30 % | $7,354 | | | | | | News Article | History of Catawba Capital Management Ownership Of Halliburton Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | General Electric Co | GE | US | Diversified Manufact Op | 138,048 | Sold Some | -1,585 | -1.13 % | $2,052,774 | $2,116,276 | $63,502 | 3.09 % | $-729 | | | | | | News Article | History of Catawba Capital Management Ownership Of General Electric Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | General Dynamics Corp | GD | US | Aerospace/Defense | 4,253 | New Holding | 4,253 | 100 % | $270,703 | $278,912 | $8,208 | 3.03 % | $8,208 | | | | | | News Article | History of Catawba Capital Management Ownership Of General Dynamics Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Fluor Corp | FLR | US | Engineering/R And D Services | 54,448 | Added More | 1,560 | 2.94 % | $2,556,878 | $2,471,939 | $-84,939 | -3.32 % | $-2,434 | | | | | | News Article | History of Catawba Capital Management Ownership Of Fluor Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Fidelity Contrafund | FCNTX | US | Diversified Finan Serv | 5,102 | New Holding | 5,102 | 100 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Fidelity Contrafund |
| 2009-10-29 | 2009-09-30 | 13F-HR | Fedex Corp | FDX | US | Transport-Services | 41,070 | Sold Some | -750 | -1.79 % | $3,078,197 | $3,167,318 | $89,122 | 2.89 % | $-1,628 | | | | | | News Article | History of Catawba Capital Management Ownership Of Fedex Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Family Dollar Stores Inc | FDO | US | Retail-Discount | 118,884 | Sold Some | -200 | -0.16 % | $3,425,048 | $3,398,894 | $-26,154 | -0.76 % | $44 | | | | | | News Article | History of Catawba Capital Management Ownership Of Family Dollar Stores Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Flir Systems Inc | FLIR | US | Electronic Measur Instr | 8,260 | New Holding | 8,260 | 100 % | $236,401 | $237,558 | $1,156 | 0.48 % | $1,156 | | | | | | News Article | History of Catawba Capital Management Ownership Of Flir Systems Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Exxon Mobil Corp | XOM | US | Oil Comp-Integrated | 30,477 | Sold Some | -175 | -0.57 % | $2,254,079 | $2,212,021 | $-42,058 | -1.86 % | $242 | | | | | | News Article | History of Catawba Capital Management Ownership Of Exxon Mobil Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Exelon Corp | EXC | US | Electric-Integrated | 63,205 | Added More | 748 | 1.19 % | $3,028,784 | $2,951,674 | $-77,110 | -2.54 % | $-913 | | | | | | News Article | History of Catawba Capital Management Ownership Of Exelon Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Enterprise Products Partners Lp | EPD | US | Pipelines | 19,455 | Sold Some | -135 | -0.68 % | $559,137 | $554,468 | $-4,669 | -0.83 % | $32 | | | | | | News Article | History of Catawba Capital Management Ownership Of Enterprise Products Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Enbridge Energy Partners Lp | EEP | US | Pipelines | 10,275 | No Change | 0 | 0 % | $476,657 | $481,384 | $4,727 | 0.99 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Enbridge Energy Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Emerson Electric Co | EMR | US | Electric Products-Misc | 12,217 | Sold Some | -165 | -1.33 % | $480,617 | $503,707 | $23,090 | 4.80 % | $-312 | | | | | | News Article | History of Catawba Capital Management Ownership Of Emerson Electric Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | El Paso Pipeline Partners Lp | 3EP1.BE | US | Pipelines | 11,335 | New Holding | 11,335 | 100 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of El Paso Pipeline Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Duke Energy Corp | DUK | US | Electric-Integrated | 100,099 | Sold Some | -625 | -0.62 % | $1,612,595 | $1,606,589 | $-6,006 | -0.37 % | $38 | | | | | | News Article | History of Catawba Capital Management Ownership Of Duke Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dominion Resources Incva | D | US | Electric-Integrated | 13,047 | Sold Some | -369 | -2.75 % | $451,818 | $469,301 | $17,483 | 3.86 % | $-494 | | | | | | News Article | History of Catawba Capital Management Ownership Of Dominion Resources Incva |
| 2009-10-29 | 2009-09-30 | 13F-HR | Walt Disney Cothe | DIS | US | Multimedia | 129,420 | Sold Some | -500 | -0.38 % | $3,641,879 | $3,696,235 | $54,356 | 1.49 % | $-210 | | | | | | News Article | History of Catawba Capital Management Ownership Of Walt Disney Cothe |
| 2009-10-29 | 2009-09-30 | 13F-HR | Devon Energy Corp | DVN | US | Oil Comp-Explor And Prodtn | 16,495 | No Change | 0 | 0 % | $1,119,846 | $1,122,320 | $2,474 | 0.22 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Devon Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Danaher Corp | DHR | US | Diversified Manufact Op | 31,978 | Added More | 1,550 | 5.09 % | $2,211,918 | $2,301,137 | $89,219 | 4.03 % | $4,325 | | | | | | News Article | History of Catawba Capital Management Ownership Of Danaher Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Consolidated Edison Inc | ED | US | Electric-Integrated | 15,227 | Sold Some | -423 | -2.70 % | $629,180 | $632,377 | $3,198 | 0.50 % | $-89 | | | | | | News Article | History of Catawba Capital Management Ownership Of Consolidated Edison Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Conocophillips | COP | US | Oil Comp-Integrated | 57,553 | Sold Some | -731 | -1.25 % | $2,954,195 | $2,999,087 | $44,891 | 1.51 % | $-570 | | | | | | News Article | History of Catawba Capital Management Ownership Of Conocophillips |
| 2009-10-29 | 2009-09-30 | 13F-HR | Colgate-Palmolive Co | CL | US | Cosmetics And Toiletries | 2,950 | No Change | 0 | 0 % | $232,873 | $235,617 | $2,744 | 1.17 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Colgate-Palmolive Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Citrix Systems Inc | CTXS | US | Applications Software | 5,125 | New Holding | 5,125 | 100 % | $196,595 | $199,260 | $2,665 | 1.35 % | $2,665 | | | | | | News Article | History of Catawba Capital Management Ownership Of Citrix Systems Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Cisco Systems Inc | CSCO | US | Networking Products | 185,394 | Added More | 3,715 | 2.04 % | $4,360,467 | $4,416,085 | $55,618 | 1.27 % | $1,115 | | | | | | News Article | History of Catawba Capital Management Ownership Of Cisco Systems Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Chubb Corp | CB | US | Property/Casualty Ins | 82,209 | Added More | 600 | 0.73 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Chubb Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Chesapeake Energy Corp | CHK | US | Oil Comp-Explor And Prodtn | 65,617 | Sold Some | -1,035 | -1.55 % | $1,708,667 | $1,589,244 | $-119,423 | -6.98 % | $1,884 | | | | | | News Article | History of Catawba Capital Management Ownership Of Chesapeake Energy Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Cephalon Inc | CEPH | US | Medical-Drugs | 10,260 | New Holding | 10,260 | 100 % | $559,375 | $597,748 | $38,372 | 6.85 % | $38,372 | | | | | | News Article | History of Catawba Capital Management Ownership Of Cephalon Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Centurytel Inc | CTL | US | Telephone-Integrated | 7,279 | New Holding | 7,279 | 100 % | $240,061 | $251,417 | $11,355 | 4.73 % | $11,355 | | | | | | News Article | History of Catawba Capital Management Ownership Of Centurytel Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Cedar Fair -Lp | FUN | US | Resorts/Theme Parks | 46,235 | Sold Some | -1,333 | -2.80 % | $460,038 | $316,710 | $-143,329 | -31.15 % | $4,132 | | | | | | News Article | History of Catawba Capital Management Ownership Of Cedar Fair -Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Cvscaremark Corp | CVS | US | Retail-Drug Store | 173,614 | Added More | 269 | 0.15 % | $6,321,286 | $5,171,961 | $-1,149,325 | -18.18 % | $-1,781 | | | | | | News Article | History of Catawba Capital Management Ownership Of Cvscaremark Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Buckeye Partners Lp | BPL | US | Pipelines | 26,875 | Sold Some | -300 | -1.10 % | $1,360,413 | $1,403,413 | $43,000 | 3.16 % | $-480 | | | | | | News Article | History of Catawba Capital Management Ownership Of Buckeye Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Boeing Co | BA | US | Aerospace/Defense | 31,052 | Added More | 8,850 | 39.86 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Boeing Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Boardwalk Pipeline Partners Lp | BWP | US | Pipelines | 24,176 | New Holding | 24,176 | 100 % | $632,686 | $667,741 | $35,055 | 5.54 % | $35,055 | | | | | | News Article | History of Catawba Capital Management Ownership Of Boardwalk Pipeline Partners Lp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Black And Decker Corp | BDK | US | Tools-Hand Held | 10,135 | No Change | 0 | 0 % | $501,581 | $618,742 | $117,161 | 23.35 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Black And Decker Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Best Buy Co Inc | BBY | US | Retail-Consumer Electron | 83,731 | Added More | 2,700 | 3.33 % | $3,288,116 | $3,369,335 | $81,219 | 2.47 % | $2,619 | | | | | | News Article | History of Catawba Capital Management Ownership Of Best Buy Co Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 154 | Sold Some | -5 | -3.14 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Berkshire Hathaway Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Becton Dickinson And Co | BDX | US | Medical Products | 29,258 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Becton Dickinson And Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Baxter International Inc | BAX | US | Medical Products | 52,177 | Sold Some | -612 | -1.15 % | $2,832,689 | $2,875,996 | $43,307 | 1.52 % | $-508 | | | | | | News Article | History of Catawba Capital Management Ownership Of Baxter International Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Bank Of America Corp | BAC | US | Super-Regional Banks-Us | 45,895 | Sold Some | -3,047 | -6.22 % | $721,928 | $690,720 | $-31,209 | -4.32 % | $2,072 | | | | | | News Article | History of Catawba Capital Management Ownership Of Bank Of America Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Apple Inc | AAPL | US | Computers | 11,202 | Added More | 400 | 3.70 % | $2,199,513 | $2,176,997 | $-22,516 | -1.02 % | $-804 | | | | | | News Article | History of Catawba Capital Management Ownership Of Apple Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Anadarko Petroleum Corp | APC | US | Oil Comp-Explor And Prodtn | 48,575 | Sold Some | -950 | -1.91 % | $3,107,829 | $3,149,117 | $41,289 | 1.32 % | $-808 | | | | | | News Article | History of Catawba Capital Management Ownership Of Anadarko Petroleum Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Amgen Inc | AMGN | US | Medical-Biomedical/Gene | 8,677 | Sold Some | -531 | -5.76 % | $471,074 | $474,545 | $3,471 | 0.73 % | $-212 | | | | | | News Article | History of Catawba Capital Management Ownership Of Amgen Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | American Electric Power Co Inc | AEP | US | Electric-Integrated | 23,247 | Sold Some | -600 | -2.51 % | $715,543 | $721,354 | $5,812 | 0.81 % | $-150 | | | | | | News Article | History of Catawba Capital Management Ownership Of American Electric Power Co Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Alcoa Inc | AA | US | Metal-Aluminum | 44,874 | Sold Some | -2,200 | -4.67 % | $583,362 | $578,426 | $-4,936 | -0.84 % | $242 | | | | | | News Article | History of Catawba Capital Management Ownership Of Alcoa Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Abbott Laboratories | ABT | US | Medical-Drugs | 9,375 | Added More | 65 | 0.69 % | $476,813 | $483,094 | $6,281 | 1.31 % | $44 | | | | | | News Article | History of Catawba Capital Management Ownership Of Abbott Laboratories |
| 2009-10-29 | 2009-09-30 | 13F-HR | At And T Inc | T | US | Telephone-Integrated | 88,350 | Added More | 1,194 | 1.36 % | $2,317,421 | $2,290,916 | $-26,505 | -1.14 % | $-358 | | | | | | News Article | History of Catawba Capital Management Ownership Of At And T Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Aflac Inc | AFL | US | Life/Health Insurance | 15,103 | No Change | 0 | 0 % | $651,997 | $637,196 | $-14,801 | -2.27 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Aflac Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Teva Pharmaceutical Industries Ltd | TEVA | IL | Medical-Generic Drugs | 46,182 | Added More | 1,500 | 3.35 % | $2,346,046 | $2,402,849 | $56,804 | 2.42 % | $1,845 | | | | | | News Article | History of Catawba Capital Management Ownership Of Teva Pharmaceutical Industries Ltd |
| 2009-10-29 | 2009-09-30 | 13F-HR | Galahad Gold Plc | GLD.BE | GB | Metal-Diversified | 4,330 | Sold Some | -2,678 | -38.21 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Galahad Gold Plc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Philip Morris International Inc | PM | US | Tobacco | 22,024 | Added More | 326 | 1.50 % | $1,079,396 | $1,075,432 | $-3,964 | -0.36 % | $-59 | | | | | | News Article | History of Catawba Capital Management Ownership Of Philip Morris International Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Sanofi-Aventis Sa | SNY | FR | Medical-Drugs | 7,270 | Added More | 120 | 1.67 % | $276,696 | $266,809 | $-9,887 | -3.57 % | $-163 | | | | | | News Article | History of Catawba Capital Management Ownership Of Sanofi-Aventis Sa |
| 2009-10-29 | 2009-09-30 | 13F-HR | Diageo Plc | DEO | DE | Beverages-Wine/Spirits | 8,430 | No Change | 0 | 0 % | $550,142 | $561,269 | $11,128 | 2.02 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Diageo Plc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Bp Plc | BP | DE | Oil Comp-Integrated | 16,349 | Added More | 1,025 | 6.68 % | $953,147 | $955,272 | $2,125 | 0.22 % | $133 | | | | | | News Article | History of Catawba Capital Management Ownership Of Bp Plc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Bb And T Corp | BBT | US | Commer Banks-Southern Us | 176,063 | Added More | 1,071 | 0.61 % | $4,480,803 | $4,308,262 | $-172,542 | -3.85 % | $-1,050 | | | | | | News Article | History of Catawba Capital Management Ownership Of Bb And T Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Novartis Ag | NVS | CH | Medical-Drugs | 7,298 | Sold Some | -232 | -3.08 % | $382,561 | $385,334 | $2,773 | 0.72 % | $-88 | | | | | | News Article | History of Catawba Capital Management Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Procter And Gamble Co | PG | CH | Cosmetics And Toiletries | 58,277 | Added More | 1,045 | 1.82 % | $3,469,813 | $3,557,228 | $87,416 | 2.51 % | $1,568 | | | | | | News Article | History of Catawba Capital Management Ownership Of Procter And Gamble Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Coca-Cola Cothe | KO | CH | Beverages-Non-Alcoholic | 7,678 | No Change | 0 | 0 % | $415,303 | $418,374 | $3,071 | 0.73 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Coca-Cola Cothe |
| 2009-10-29 | 2009-09-30 | 13F-HR | Potash Corp Of Saskatchewan | POT | CA | Agricultural Chemicals | 4,363 | New Holding | 4,363 | 100 % | $422,426 | $419,939 | $-2,487 | -0.58 % | $-2,487 | | | | | | News Article | History of Catawba Capital Management Ownership Of Potash Corp Of Saskatchewan |
| 2009-10-29 | 2009-09-30 | 13F-HR | Canadian Natural Resources Ltd | CNQ | CA | Oil Comp-Explor And Prodtn | 4,990 | No Change | 0 | 0 % | $338,721 | $325,049 | $-13,673 | -4.03 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Canadian Natural Resources Ltd |
| 2009-10-29 | 2009-09-30 | 13F-HR | Bristol-Myers Squibb Co | BMY | BE | Medical-Drugs | 68,522 | Sold Some | -616 | -0.89 % | $1,521,188 | $1,551,338 | $30,150 | 1.98 % | $-271 | | | | | | News Article | History of Catawba Capital Management Ownership Of Bristol-Myers Squibb Co |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dover Corp | DOV | BE | Diversified Manufact Op | 26,507 | Sold Some | -750 | -2.75 % | $1,027,941 | $1,063,461 | $35,519 | 3.45 % | $-1,005 | | | | | | News Article | History of Catawba Capital Management Ownership Of Dover Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Hcp Inc | HC5.BE | BE | Reits-Health Care | 28,711 | Sold Some | -636 | -2.16 % | - | - | - | - % | | | | | | | News Article | History of Catawba Capital Management Ownership Of Hcp Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Itt Corp | ITT | BE | Diversified Manufact Op | 32,198 | Added More | 75 | 0.23 % | $1,750,283 | $1,672,042 | $-78,241 | -4.47 % | $-182 | | | | | | News Article | History of Catawba Capital Management Ownership Of Itt Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Chevron Corp | CVX | BE | Oil Comp-Integrated | 19,659 | Sold Some | -317 | -1.58 % | $1,532,419 | $1,524,162 | $-8,257 | -0.53 % | $133 | | | | | | News Article | History of Catawba Capital Management Ownership Of Chevron Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Encana Corp | ECA | BE | Oil Comp-Explor And Prodtn | 87,776 | Added More | 34 | 0.03 % | $5,071,697 | $4,984,799 | $-86,898 | -1.71 % | $-34 | | | | | | News Article | History of Catawba Capital Management Ownership Of Encana Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Caterpillar Inc | CAT | BE | Machinery-Constr And Mining | 6,560 | Sold Some | -1,395 | -17.53 % | $375,560 | $377,856 | $2,296 | 0.61 % | $-488 | | | | | | News Article | History of Catawba Capital Management Ownership Of Caterpillar Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Newmont Mining Corp | NEM | AU | Gold Mining | 8,550 | No Change | 0 | 0 % | $367,650 | $419,292 | $51,642 | 14.04 % | $0 | | | | | | News Article | History of Catawba Capital Management Ownership Of Newmont Mining Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Schlumberger Ltd | SLB | AN | Oil-Field Services | 48,911 | Added More | 833 | 1.73 % | $3,169,433 | $3,149,868 | $-19,564 | -0.61 % | $-333 | | | | | | News Article | History of Catawba Capital Management Ownership Of Schlumberger Ltd |