| Filed | As-Of/On | Form | Fullname | Symbol | Country | Industry | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypothetical Return | Hypothetical Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-12 | 2009-09-30 | 13F-HR | Ruby Tuesday Inc | RT | US | Retail-Restaurants | 68,903 | Added More | 49,173 | 249.22 % | $443,735 | $463,028 | $19,293 | 4.34 % | $13,768 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ruby Tuesday Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Colgate-Palmolive Co | CL | US | Cosmetics And Toiletries | 41,181 | Added More | 26,334 | 177.36 % | $3,315,071 | $3,457,969 | $142,898 | 4.31 % | $91,379 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Colgate-Palmolive Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Banco Santander Sa | STD | US | Commer Banks Non-Us | 1,773,303 | Added More | 397,595 | 28.90 % | $30,358,947 | $30,092,952 | $-265,995 | -0.87 % | $-59,639 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Banco Santander Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of Nova Scotia | BNS | CA | Commer Banks Non-Us | 22,286 | Sold Some | -1,635 | -6.83 % | $1,016,464 | $1,014,013 | $-2,451 | -0.24 % | $180 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bank Of Nova Scotia |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hsbc Holdings Plc | HBC | FR | Commer Banks Non-Us | 277,399 | Added More | 65,393 | 30.84 % | $16,768,770 | $16,896,373 | $127,604 | 0.76 % | $30,081 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hsbc Holdings Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petrochina Co Ltd | PTR | CN | Oil Comp-Integrated | 48,789 | Added More | 7,430 | 17.96 % | $6,284,999 | $6,230,355 | $-54,644 | -0.86 % | $-8,322 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Petrochina Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Massey Energy Co | MEE | US | Coal | 21,992 | Added More | 5,407 | 32.60 % | $790,832 | $835,476 | $44,644 | 5.64 % | $10,976 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Massey Energy Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dte Energy | DTE | US | Unknown | 37,501 | Sold Some | -43,998 | -53.98 % | $1,479,414 | $1,488,040 | $8,625 | 0.58 % | $-10,120 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dte Energy |
| 2009-11-12 | 2009-09-30 | 13F-HR | Theragenics Corp | TGX | US | Therapeutics | 0 | Sold All | -19,997 | -100 % | - | - | - | -2.96 % | $800 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Theragenics Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | PNC | US | Super-Regional Banks-Us | 0 | Sold All | -5,198 | -100 % | - | - | - | 0.92 % | $-2,599 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pnc Financial Services Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sumitomo Mitsui Financial Group Inc | SMFJY.OB | JP | Commer Banks Non-Us | 25,139 | Added More | 2,917 | 13.12 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sumitomo Mitsui Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cisco Systems Inc | CSCO | US | Networking Products | 122,634 | Sold Some | -19,705 | -13.84 % | $2,869,636 | $2,876,994 | $7,358 | 0.25 % | $-1,182 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cisco Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Swiss Reinsurance | SWCEF.PK | US | Reinsurance | 12,651 | Added More | 159 | 1.27 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Swiss Reinsurance |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mcgraw-Hill Cos Incthe | MHP | FR | Multimedia | 42,249 | Added More | 9,800 | 30.20 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mcgraw-Hill Cos Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sealed Air Corp | SEE | US | Containers-Paper/Plastic | 18,526 | Added More | 5,969 | 47.53 % | $401,088 | $410,351 | $9,263 | 2.30 % | $2,985 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sealed Air Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Centrais Eletricas Brasileiras Sa | CAIGY.PK | US | Electric-Integrated | 75,174 | Sold Some | -1,212 | -1.58 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Centrais Eletricas Brasileiras Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mcdermott International Inc | MDR | US | Engineering/R And D Services | 43,307 | Added More | 7,499 | 20.94 % | $999,526 | $934,998 | $-64,527 | -6.45 % | $-11,174 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mcdermott International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mps Group Inc | MPS | KR | Human Resources | 16,749 | Added More | 4,763 | 39.73 % | $227,619 | $228,624 | $1,005 | 0.44 % | $286 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mps Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rpm International Inc | RPM | KY | Coatings/Paint | 11,487 | Sold Some | -89,332 | -88.60 % | $222,963 | $227,557 | $4,595 | 2.06 % | $-35,733 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Rpm International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Westar Energy Inc | WR | US | Electric-Integrated | 74,476 | Sold Some | -21,896 | -22.72 % | $1,472,391 | $1,501,436 | $29,046 | 1.97 % | $-8,539 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Westar Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Skillsoft Plc | SKIL | US | Educational Software | 133,779 | Added More | 900 | 0.67 % | $1,337,790 | $1,422,071 | $84,281 | 6.30 % | $567 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Skillsoft Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Harley-Davidson Inc | HOG | US | Motorcycle/Motor Scooter | 21,612 | Added More | 8,448 | 64.17 % | $567,315 | $601,678 | $34,363 | 6.05 % | $13,432 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Harley-Davidson Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Centerpoint Energy Inc | CNP | US | Electric-Integrated | 74,208 | Added More | 12,521 | 20.29 % | $923,890 | $947,636 | $23,747 | 2.57 % | $4,007 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Centerpoint Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Millicom International Cellular Sa | MICC | SE | Cellular Telecom | 6,163 | Added More | 233 | 3.92 % | $441,209 | $461,732 | $20,523 | 4.65 % | $776 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Millicom International Cellular Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Penske Auto Group Inc | PAG | US | Retail-Automobile | 11,972 | New Holding | 11,972 | 100 % | $197,059 | $187,841 | $-9,218 | -4.67 % | $-9,218 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Penske Auto Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Stantec Inc | SXC | CA | Consulting Services | 0 | Sold All | -26,361 | -100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Stantec Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Interface Inc | IFSIA | DE | Office Furnishings-Orig | 14,598 | New Holding | 14,598 | 100 % | $106,565 | $108,901 | $2,336 | 2.19 % | $2,336 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Interface Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | City National Corpca | CYN | US | Commer Banks-Western Us | 0 | Sold All | -25,181 | -100 % | - | - | - | 2.33 % | $-21,907 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of City National Corpca |
| 2009-11-12 | 2009-09-30 | 13F-HR | Erie Indemnity Co | ERIE | US | Insurance Brokers | 27,792 | Added More | 970 | 3.61 % | $1,007,738 | $1,024,691 | $16,953 | 1.68 % | $592 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Erie Indemnity Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dpl Inc | DPL | US | Electric-Integrated | 11,977 | Sold Some | -4,965 | -29.30 % | $326,014 | $322,780 | $-3,234 | -0.99 % | $1,341 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dpl Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jacobs Engineering Group Inc | JEC | US | Engineering/R And D Services | 26,064 | Added More | 654 | 2.57 % | $1,140,561 | $953,682 | $-186,879 | -16.38 % | $-4,689 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jacobs Engineering Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Morgan Stanley | MS | US | Finance-Invest Bnkr/Brkr | 23,926 | Added More | 1,509 | 6.73 % | $789,797 | $768,025 | $-21,773 | -2.75 % | $-1,373 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Morgan Stanley |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wipro Ltd | WIT | US | Applications Software | 259,993 | Added More | 29,679 | 12.88 % | $5,054,264 | $5,324,657 | $270,393 | 5.34 % | $30,866 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Wipro Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Thermo Fisher Scientific Inc | TMO | US | Instruments-Scientific | 294,904 | Added More | 10,802 | 3.80 % | $13,114,381 | $13,730,730 | $616,349 | 4.69 % | $22,576 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Thermo Fisher Scientific Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | National Bank Of Greece Sa | NBG | GR | Commer Banks Non-Us | 3,583,652 | Added More | 866,610 | 31.89 % | $26,196,496 | $24,082,141 | $-2,114,355 | -8.07 % | $-511,300 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of National Bank Of Greece Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Toronto-Dominion Bank | TD | CA | Commer Banks Non-Us | 333,791 | Added More | 78,584 | 30.79 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Toronto-Dominion Bank |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bio-Rad Laboratories Inc | BIO | US | Medical-Biomedical/Gene | 3,571 | New Holding | 3,571 | 100 % | $351,029 | $348,280 | $-2,750 | -0.78 % | $-2,750 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bio-Rad Laboratories Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Salesforcecom Inc | CRM | US | Applications Software | 40,781 | Added More | 9,174 | 29.02 % | $2,565,125 | $2,551,259 | $-13,866 | -0.54 % | $-3,119 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Salesforcecom Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Carpenter Technology Corp | CRS | US | Steel-Producers | 23,262 | Added More | 7,191 | 44.74 % | $512,229 | $556,194 | $43,965 | 8.58 % | $13,591 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Carpenter Technology Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Orion Energy Systems Inc | OESX | US | Lighting Products And Sys | 0 | Sold All | -20,356 | -100 % | - | - | - | -4.80 % | $3,664 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Orion Energy Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Iacinteractivecorp | IACI | US | E-Commerce/Services | 108,206 | Added More | 10,163 | 10.36 % | $2,128,412 | $2,100,278 | $-28,134 | -1.32 % | $-2,642 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Iacinteractivecorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Perfect World Co Ltd | PWRD | KY | Internet Content-Entmnt | 22,691 | Added More | 3,454 | 17.95 % | $1,065,796 | $991,597 | $-74,200 | -6.96 % | $-11,295 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Perfect World Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Yanzhou Coal Mining Co Ltd | YZC | CN | Coal | 43,219 | Added More | 4,804 | 12.50 % | $777,078 | $833,262 | $56,185 | 7.23 % | $6,245 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Yanzhou Coal Mining Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Atwood Oceanics Inc | ATW | US | Oil And Gas Drilling | 250,444 | New Holding | 250,444 | 100 % | $9,469,288 | $9,263,924 | $-205,364 | -2.16 % | $-205,364 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Atwood Oceanics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Clearwire Corp | CLWR | US | Telecom Services | 0 | Sold All | -16,689 | -100 % | - | - | - | -4.54 % | $4,506 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Clearwire Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Matrix Service Co | MTRX | AU | Oil-Field Services | 10,605 | New Holding | 10,605 | 100 % | $96,506 | $95,339 | $-1,167 | -1.20 % | $-1,167 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Matrix Service Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Continental Resources Incok | CLR | CA | Oil Comp-Explor And Prodtn | 0 | Sold All | -7,417 | -100 % | - | - | - | -0.88 % | $2,448 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Continental Resources Incok |
| 2009-11-12 | 2009-09-30 | 13F-HR | Echelon Corp | ELON | US | Computers-Integrated Sys | 32,165 | Sold Some | -4,377 | -11.97 % | $391,448 | $370,862 | $-20,586 | -5.25 % | $2,801 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Echelon Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Navigant Consulting Inc | NCI | US | Consulting Services | 125,850 | Sold Some | -4,089 | -3.14 % | $1,758,125 | $1,701,492 | $-56,633 | -3.22 % | $1,840 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Navigant Consulting Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Maxwell Technologies Inc | MXWL | US | Computers-Integrated Sys | 20,522 | Sold Some | -2,111 | -9.32 % | $340,665 | $357,904 | $17,238 | 5.06 % | $-1,773 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Maxwell Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Devry Inc | DV | US | Schools | 430,708 | Added More | 99,101 | 29.88 % | $22,969,658 | $23,271,153 | $301,496 | 1.31 % | $69,371 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Devry Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eni Spa | E | IT | Oil Comp-Integrated | 109,981 | Added More | 12,487 | 12.80 % | $5,610,131 | $5,524,346 | $-85,785 | -1.52 % | $-9,740 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Eni Spa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oge Energy Corp | OGE | US | Electric-Integrated | 77,672 | Sold Some | -6,546 | -7.77 % | $2,620,653 | $2,640,848 | $20,195 | 0.77 % | $-1,702 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Oge Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United States Cellular Corp | UZG | US | Unknown | 6,799 | Sold Some | -4,552 | -40.10 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of United States Cellular Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kopin Corp | KOPN | US | Electronic Compo-Semicon | 28,912 | New Holding | 28,912 | 100 % | $116,804 | $134,730 | $17,925 | 15.34 % | $17,925 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Kopin Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Iconix Brand Group Inc | ICON | US | Footwear And Related Apparel | 142,673 | New Holding | 142,673 | 100 % | $1,677,834 | $1,677,834 | $0 | 0.00 % | $0 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Iconix Brand Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sun Microsystems Inc | JAVA | US | Computers | 0 | Sold All | -84,262 | -100 % | - | - | - | 0.11 % | $-843 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sun Microsystems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Illumina Inc | ILMN | US | Medical-Biomedical/Gene | 89,836 | Sold Some | -18,111 | -16.77 % | $2,958,299 | $2,408,503 | $-549,796 | -18.58 % | $110,839 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Illumina Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | G And K Services Inc | GKSR | CY | Linen Supply And Rel Items | 0 | Sold All | -14,837 | -100 % | - | - | - | 2.62 % | $-8,160 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of G And K Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ixys Corp | IXYS | US | Electronic Compo-Semicon | 32,299 | Sold Some | -7,528 | -18.90 % | $206,391 | $215,434 | $9,044 | 4.38 % | $-2,108 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ixys Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Life Partners Holdings Inc | LPHI | US | Insurance Brokers | 140,636 | Added More | 36,574 | 35.14 % | $2,566,607 | $2,674,897 | $108,290 | 4.21 % | $28,162 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Life Partners Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ja Solar Holdings Co Ltd | JASO | US | Energy-Alternate Sources | 200,040 | Added More | 2,216 | 1.12 % | $776,155 | $792,158 | $16,003 | 2.06 % | $177 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ja Solar Holdings Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Solar Inc | FSLR | US | Energy-Alternate Sources | 31,006 | Added More | 10,363 | 50.20 % | $3,577,162 | $3,757,307 | $180,145 | 5.03 % | $60,209 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of First Solar Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Enernoc Inc | ENOC | US | Electric-Distribution | 18,637 | Added More | 272 | 1.48 % | $527,800 | $454,743 | $-73,057 | -13.84 % | $-1,066 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Enernoc Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Evergreen Solar Inc | ESLR | US | Energy-Alternate Sources | 164,594 | Added More | 16,344 | 11.02 % | $233,723 | $241,953 | $8,230 | 3.52 % | $817 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Evergreen Solar Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Genoptix Inc | GXDX | US | Medical Labs And Testing Srv | 158,911 | Added More | 41,798 | 35.69 % | $5,634,984 | $5,793,895 | $158,911 | 2.82 % | $41,798 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Genoptix Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Human Genome Sciences Inc | HGSI | US | Medical-Biomedical/Gene | 716,617 | Sold Some | -1,152,317 | -61.65 % | $19,843,125 | $19,620,973 | $-222,151 | -1.11 % | $357,218 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Human Genome Sciences Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Agfeed Industries Inc | FEED | US | Pastoral And Agricultural | 89,786 | Added More | 21,894 | 32.24 % | $374,408 | $385,182 | $10,774 | 2.87 % | $2,627 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Agfeed Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Focus Media Holding Ltd | FMCN | KY | Advertising Sales | 76,154 | Added More | 11,598 | 17.96 % | $970,202 | $997,617 | $27,415 | 2.82 % | $4,175 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Focus Media Holding Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Capella Education Co | CPLA | US | Schools | 161,744 | Added More | 41,806 | 34.85 % | $11,385,160 | $11,744,232 | $359,072 | 3.15 % | $92,809 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Capella Education Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | China Bak Battery Inc | CBAK | US | Batteries/Battery Sys | 45,586 | Sold Some | -6,261 | -12.07 % | $127,641 | $124,450 | $-3,191 | -2.50 % | $438 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of China Bak Battery Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cybersource Corp | CYBS | US | Internet Applic Sftwr | 50,769 | Sold Some | -170 | -0.33 % | $853,935 | $846,827 | $-7,108 | -0.83 % | $24 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cybersource Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cyberonics Inc | CYBX | US | Medical Products | 257,462 | Added More | 66,060 | 34.51 % | $3,895,400 | $4,531,331 | $635,931 | 16.32 % | $163,168 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cyberonics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Delta Petroleum Corp | DPTR | US | Oil Comp-Explor And Prodtn | 2,862,063 | Added More | 1,486,151 | 108.01 % | $2,547,236 | $2,633,098 | $85,862 | 3.37 % | $44,585 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Delta Petroleum Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Concur Technologies Inc | CNQR | US | Enterprise Software/Serv | 40,980 | Added More | 19,046 | 86.83 % | $1,585,926 | $1,517,489 | $-68,437 | -4.31 % | $-31,807 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Concur Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Comverge Inc | COMV | US | Energy-Alternate Sources | 17,461 | New Holding | 17,461 | 100 % | $189,452 | $176,007 | $-13,445 | -7.09 % | $-13,445 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Comverge Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Capstone Turbine Corp | CPST | US | Power Conv/Supply Equip | 366,451 | Added More | 145,592 | 65.92 % | $414,090 | $461,728 | $47,639 | 11.50 % | $18,927 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Capstone Turbine Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Flow International Corp | FLOW | US | Machinery-General Indust | 161,924 | Sold Some | -6,173 | -3.67 % | $404,810 | $408,048 | $3,238 | 0.80 % | $-123 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Flow International Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alexion Pharmaceuticals Inc | ALXN | US | Medical-Biomedical/Gene | 65,335 | Sold Some | -6,736 | -9.34 % | $2,844,686 | $2,855,140 | $10,454 | 0.36 % | $-1,078 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Alexion Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Superconductor Corp | AMSC | US | Superconductor Prod And Sys | 75,006 | Added More | 16,916 | 29.12 % | $2,307,185 | $2,447,446 | $140,261 | 6.07 % | $31,633 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of American Superconductor Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Art Technology Group Inc | ARTG | US | Internet Applic Sftwr | 145,816 | Added More | 26,115 | 21.81 % | $629,925 | $597,846 | $-32,080 | -5.09 % | $-5,745 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Art Technology Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Altera Corp | ALTR | US | Electronic Compo-Semicon | 938,521 | Added More | 217,226 | 30.11 % | $19,511,852 | $19,399,229 | $-112,623 | -0.57 % | $-26,067 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Altera Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Actuate Corp | ACTU | US | Applications Software | 11,574 | New Holding | 11,574 | 100 % | $50,926 | $47,916 | $-3,009 | -5.90 % | $-3,009 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Actuate Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Brocade Communications Systems Inc | BRCD | US | Computers-Integrated Sys | 35,506 | Sold Some | -8,800 | -19.86 % | $286,888 | $284,403 | $-2,485 | -0.86 % | $616 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Brocade Communications Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cephalon Inc | CEPH | US | Medical-Drugs | 245,303 | Sold Some | -28,512 | -10.41 % | $14,433,629 | $14,622,512 | $188,883 | 1.30 % | $-21,954 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cephalon Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Science And Engineering Inc | ASEI | US | Electronic Secur Devices | 110,129 | Added More | 18,931 | 20.75 % | $7,716,739 | $7,693,612 | $-23,127 | -0.29 % | $-3,976 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of American Science And Engineering Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | On Assignment Inc | ASGN | US | Human Resources | 14,026 | Sold Some | -4,425 | -23.98 % | $84,857 | $87,522 | $2,665 | 3.14 % | $-841 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of On Assignment Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Asiainfo Holdings Inc | ASIA | US | Internet Infrastr Sftwr | 26,933 | Added More | 4,143 | 18.17 % | $649,355 | $672,786 | $23,432 | 3.60 % | $3,604 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Asiainfo Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aerovironment Inc | AVAV | US | Aerospace/Defense | 205,114 | Added More | 52,086 | 34.03 % | $5,706,271 | $5,773,959 | $67,688 | 1.18 % | $17,188 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Aerovironment Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bioscrip Inc | BIOS | US | Pharmacy Services | 10,042 | New Holding | 10,042 | 100 % | $88,370 | $76,721 | $-11,649 | -13.18 % | $-11,649 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bioscrip Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ballard Power Systems Inc | BLDP | CA | Energy-Alternate Sources | 0 | Sold All | -73,808 | -100 % | - | - | - | 2.19 % | $-3,690 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ballard Power Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Western Union Cothe | WU | US | Commercial Serv-Finance | 24,543 | Added More | 6,169 | 33.57 % | $474,171 | $462,145 | $-12,026 | -2.53 % | $-3,023 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Western Union Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Exco Resources Inc | XCO | US | Oil Comp-Explor And Prodtn | 672,811 | New Holding | 672,811 | 100 % | $11,182,119 | $10,785,160 | $-396,958 | -3.54 % | $-396,958 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Exco Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Technologies Corp | UTX | US | Aerospace/Defense-Equip | 40,083 | Added More | 21,245 | 112.77 % | $2,673,536 | $2,724,442 | $50,905 | 1.90 % | $26,981 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of United Technologies Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Universal Corprichmond Va | UVV | US | Tobacco | 574,294 | Added More | 99,619 | 20.98 % | $25,946,603 | $25,952,346 | $5,743 | 0.02 % | $996 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Universal Corprichmond Va |
| 2009-11-12 | 2009-09-30 | 13F-HR | Republic Services Inc | RSG | US | Non-Hazardous Waste Disp | 9,637 | New Holding | 9,637 | 100 % | $260,681 | $264,054 | $3,373 | 1.29 % | $3,373 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Republic Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veolia Environnement | VE | US | Water | 537,510 | Added More | 102,965 | 23.69 % | $18,216,214 | $18,425,843 | $209,629 | 1.15 % | $40,156 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Veolia Environnement |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vishay Intertechnology Inc | VSH | US | Electronic Compo-Misc | 40,736 | Sold Some | -51,065 | -55.62 % | $296,151 | $305,927 | $9,777 | 3.30 % | $-12,256 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Vishay Intertechnology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Webster Financial Corp | WBS | US | Commer Banks-Eastern Us | 0 | Sold All | -103,896 | -100 % | - | - | - | 1.49 % | $-18,701 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Webster Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | WDR | US | Invest Mgmnt/Advis Serv | 8,314 | Sold Some | -164 | -1.93 % | $254,658 | $243,268 | $-11,390 | -4.47 % | $225 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Waddell And Reed Financial Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wisconsin Energy Corp | WEC | US | Electric-Integrated | 29,037 | Added More | 6,577 | 29.28 % | $1,290,695 | $1,309,569 | $18,874 | 1.46 % | $4,275 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Wisconsin Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Satyam Computer Services Ltd | SAY | US | Applications Software | 454,541 | Added More | 69,220 | 17.96 % | $2,495,430 | $2,331,795 | $-163,635 | -6.55 % | $-24,919 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Satyam Computer Services Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Service Corp Internationalus | SCI | US | Funeral Serv And Rel Items | 185,554 | Added More | 161,579 | 673.94 % | $1,365,677 | $1,410,210 | $44,533 | 3.26 % | $38,779 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Service Corp Internationalus |
| 2009-11-12 | 2009-09-30 | 13F-HR | Smithfield Foods Inc | SFD | US | Food-Meat Products | 17,972 | New Holding | 17,972 | 100 % | $301,750 | $291,506 | $-10,244 | -3.39 % | $-10,244 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Smithfield Foods Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Shaw Group Incthe | SGR | US | Engineering/R And D Services | 26,497 | Sold Some | -2,018 | -7.07 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Shaw Group Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sinopec Shanghai Petrochemical Co Ltd | SHI | CN | Petrochemicals | 15,598 | Added More | 2,374 | 17.95 % | $654,336 | $641,702 | $-12,634 | -1.93 % | $-1,923 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sinopec Shanghai Petrochemical Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Smith International Inc | SII | US | Oil-Field Services | 15,113 | New Holding | 15,113 | 100 % | $439,033 | $407,598 | $-31,435 | -7.16 % | $-31,435 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Smith International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Saks Inc | SKS | US | Retail-Major Dept Store | 0 | Sold All | -50,471 | -100 % | - | - | - | 9.64 % | $-29,778 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Saks Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Symmetry Medical Inc | SMA | US | Medical Instruments | 20,881 | New Holding | 20,881 | 100 % | $167,048 | $170,389 | $3,341 | 2.00 % | $3,341 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Symmetry Medical Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Simon Property Group Inc | SPG | US | Reits-Regional Malls | 22,281 | Added More | 7,891 | 54.83 % | $1,597,771 | $1,616,709 | $18,939 | 1.18 % | $6,707 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Simon Property Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Superior Energy Services Inc | SPN | US | Oil-Field Services | 73,653 | New Holding | 73,653 | 100 % | $1,656,456 | $1,588,695 | $-67,761 | -4.09 % | $-67,761 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Superior Energy Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Spirit Aerosystems Holdings Inc | SPR | US | Aerospace/Defense | 11,945 | Sold Some | -2,580 | -17.76 % | $215,727 | $210,829 | $-4,897 | -2.27 % | $1,058 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Spirit Aerosystems Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Superior Industries International Inc | SUP | US | Auto/Trk Prts And Equip-Orig | 311,141 | Sold Some | -151,105 | -32.68 % | $4,452,428 | $4,664,004 | $211,576 | 4.75 % | $-102,751 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Superior Industries International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nalco Holding Co | NLC | US | Water Treatment Systems | 90,363 | Added More | 1,906 | 2.15 % | $2,122,627 | $2,180,459 | $57,832 | 2.72 % | $1,220 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nalco Holding Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Telephone And Data Sys Inc | TDA | US | Unknown | 45,754 | Added More | 14,820 | 47.90 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Telephone And Data Sys Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 51,478 | Added More | 17,045 | 49.50 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Comcast Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Walter Industries Inc | WLT | US | Coal | 4,334 | New Holding | 4,334 | 100 % | $291,028 | $302,643 | $11,615 | 3.99 % | $11,615 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Walter Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Warner Music Group Corp | WMG | US | Music | 25,130 | New Holding | 25,130 | 100 % | $162,842 | $170,884 | $8,042 | 4.93 % | $8,042 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Warner Music Group Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Supervalu Inc | SVU | US | Food-Retail | 12,881 | Added More | 546 | 4.42 % | $204,808 | $192,442 | $-12,366 | -6.03 % | $-524 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Supervalu Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sensient Technologies Corp | SXT | US | Chemicals-Specialty | 765,640 | Added More | 174,297 | 29.47 % | $19,470,225 | $19,692,261 | $222,036 | 1.14 % | $50,546 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sensient Technologies Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Stryker Corp | SYK | US | Medical Products | 25,168 | Added More | 755 | 3.09 % | $1,239,524 | $1,226,437 | $-13,087 | -1.05 % | $-393 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Stryker Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Waste Management Inc | WMI | US | Non-Hazardous Waste Disp | 65,718 | Added More | 5,009 | 8.25 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Waste Management Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wms Industries Inc | WMS | US | Leisure And Rec Products | 60,634 | Added More | 28,157 | 86.69 % | $2,590,284 | $2,472,048 | $-118,236 | -4.56 % | $-54,906 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Wms Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allegiant Travel Co | ALGT | US | Airlines | 188,127 | Added More | 47,325 | 33.61 % | $7,513,792 | $7,645,481 | $131,689 | 1.75 % | $33,128 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Allegiant Travel Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fti Consulting Inc | FCN | US | Consulting Services | 0 | Sold All | -43,873 | -100 % | - | - | - | -1.80 % | $36,853 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Fti Consulting Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Family Dollar Stores Inc | FDO | US | Retail-Discount | 1,089,276 | Added More | 231,879 | 27.04 % | $32,242,570 | $33,092,205 | $849,635 | 2.63 % | $180,866 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Family Dollar Stores Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Forest Laboratories Inc | FRX | US | Medical-Drugs | 57,254 | Sold Some | -859 | -1.47 % | $1,628,304 | $1,693,001 | $64,697 | 3.97 % | $-971 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Forest Laboratories Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Frontier Oil Corp | FTO | US | Oil Refining And Marketing | 0 | Sold All | -11,920 | -100 % | - | - | - | -5.52 % | $8,582 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Frontier Oil Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Genpact Ltd | G | US | Consulting Services | 12,645 | New Holding | 12,645 | 100 % | $174,122 | $168,811 | $-5,311 | -3.05 % | $-5,311 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Genpact Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Encana Corp | ECA | BE | Oil Comp-Explor And Prodtn | 186,720 | Added More | 125,703 | 206.01 % | $10,476,859 | $9,858,816 | $-618,043 | -5.89 % | $-416,077 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Encana Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Edison International | EIX | US | Electric-Integrated | 93,230 | Added More | 68,115 | 271.21 % | $3,098,965 | $3,080,319 | $-18,646 | -0.60 % | $-13,623 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Edison International |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eastman Chemical Co | EMN | US | Chemicals-Specialty | 604,264 | Added More | 83,251 | 15.97 % | $35,421,956 | $35,506,553 | $84,597 | 0.23 % | $11,655 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Eastman Chemical Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Itt Educational Services Inc | ESI | US | Schools | 288,204 | Added More | 45,067 | 18.53 % | $26,693,454 | $26,598,347 | $-95,107 | -0.35 % | $-14,872 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Itt Educational Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Essex Property Trust Inc | ESS | US | Reits-Apartments | 2,586 | New Holding | 2,586 | 100 % | $210,552 | $201,863 | $-8,689 | -4.12 % | $-8,689 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Essex Property Trust Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Carlisle Cos Inc | CSL | US | Diversified Manufact Op | 6,977 | Sold Some | -30,624 | -81.44 % | $228,287 | $228,008 | $-279 | -0.12 % | $1,225 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Carlisle Cos Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Community Health Systems Inc | CYH | US | Medical-Hospitals | 100,702 | Sold Some | -12,237 | -10.83 % | $3,305,040 | $3,099,608 | $-205,432 | -6.21 % | $24,963 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Community Health Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Danaher Corp | DHR | US | Diversified Manufact Op | 3,476 | Sold Some | -9,162 | -72.49 % | $251,245 | $249,160 | $-2,086 | -0.83 % | $5,497 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Danaher Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cbl And Associates Properties Inc | CBL | US | Reits-Regional Malls | 10,814 | Sold Some | -22,203 | -67.24 % | $98,407 | $103,382 | $4,974 | 5.05 % | $-10,213 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cbl And Associates Properties Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cf Industries Holdings Inc | CF | US | Agricultural Chemicals | 8,364 | Sold Some | -2,245 | -21.16 % | $676,899 | $691,954 | $15,055 | 2.22 % | $-4,041 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cf Industries Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chemed Corp | CHE | US | Divers Oper/Commer Serv | 127,683 | Added More | 31,557 | 32.82 % | $5,762,334 | $5,769,995 | $7,661 | 0.13 % | $1,893 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Chemed Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | China Mobile Ltd | CHL | US | Cellular Telecom | 111,197 | Added More | 16,831 | 17.83 % | $5,347,464 | $5,500,916 | $153,452 | 2.86 % | $23,227 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of China Mobile Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cigna Corp | CI | US | Life/Health Insurance | 40,277 | New Holding | 40,277 | 100 % | $1,217,171 | $1,209,518 | $-7,653 | -0.62 % | $-7,653 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cigna Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ashland Inc | ASH | US | Chemicals-Specialty | 48,074 | Added More | 34,576 | 256.15 % | $1,759,989 | $1,715,761 | $-44,228 | -2.51 % | $-31,810 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ashland Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Avx Corp | AVX | US | Electronic Compo-Misc | 155,557 | Sold Some | -11,077 | -6.64 % | $1,863,573 | $1,883,795 | $20,222 | 1.08 % | $-1,440 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Avx Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Astrazeneca Plc | AZN | IT | Medical-Drugs | 265,345 | Added More | 2,997 | 1.14 % | $12,081,158 | $11,892,763 | $-188,395 | -1.55 % | $-2,128 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Astrazeneca Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baxter International Inc | BAX | US | Medical Products | 16,008 | Sold Some | -1,994 | -11.07 % | $876,598 | $869,715 | $-6,883 | -0.78 % | $857 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Baxter International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Briggs And Stratton Corp | BGG | US | Engines-Internal Combust | 1,242,215 | Added More | 101,423 | 8.89 % | $23,763,573 | $23,602,085 | $-161,488 | -0.67 % | $-13,185 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Briggs And Stratton Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pinnacle West Capital Corp | PNW | US | Electric-Integrated | 200,743 | Sold Some | -23 | -0.01 % | $6,644,593 | $6,831,284 | $186,691 | 2.80 % | $-21 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pinnacle West Capital Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Potash Corp Of Saskatchewan | POT | CA | Agricultural Chemicals | 0 | Sold All | -24,196 | -100 % | - | - | - | 11.47 % | $-285,755 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Potash Corp Of Saskatchewan |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Caribbean Cruises Ltd | RCL | LR | Cruise Lines | 10,838 | New Holding | 10,838 | 100 % | $242,013 | $255,235 | $13,222 | 5.46 % | $13,222 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Royal Caribbean Cruises Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Everest Re Group Ltd | RE | BM | Reinsurance | 11,982 | Sold Some | -193 | -1.58 % | $1,056,453 | $1,040,876 | $-15,577 | -1.47 % | $251 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Everest Re Group Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Officemax Inc | OMX | US | Retail-Office Supplies | 0 | Sold All | -30,255 | -100 % | - | - | - | -2.91 % | $10,287 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Officemax Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Old National Bancorpin | ONB | US | Commer Banks-Central Us | 21,041 | Added More | 2,608 | 14.14 % | $229,768 | $239,867 | $10,100 | 4.39 % | $1,252 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Old National Bancorpin |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshkosh Corp | OSK | US | Auto-Med And Heavy Duty Trks | 8,490 | Sold Some | -4,038 | -32.23 % | $335,100 | $322,365 | $-12,735 | -3.80 % | $6,057 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Oshkosh Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Plum Creek Timber Co Inc | PCL | US | Forestry | 0 | Sold All | -31,149 | -100 % | - | - | - | 2.21 % | $-23,050 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Plum Creek Timber Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Precision Castparts Corp | PCP | US | Metal Processors And Fabrica | 121,894 | Added More | 17,740 | 17.03 % | $12,295,448 | $12,579,461 | $284,013 | 2.30 % | $41,334 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Precision Castparts Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Patriot Coal Corp | PCX | US | Coal | 156,306 | Added More | 139,795 | 846.67 % | $1,985,086 | $2,102,316 | $117,230 | 5.90 % | $104,846 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Patriot Coal Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pride International Inc | PDE | US | Oil And Gas Drilling | 60,183 | Added More | 40,907 | 212.21 % | $1,904,792 | $1,878,311 | $-26,481 | -1.39 % | $-17,999 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pride International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Public Service Enterprise Group Inc | PEG | US | Electric-Integrated | 28,139 | Sold Some | -3,694 | -11.60 % | $875,404 | $873,716 | $-1,688 | -0.19 % | $222 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Public Service Enterprise Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Movado Group Inc | MOV | US | Retail-Jewelry | 0 | Sold All | -33,825 | -100 % | - | - | - | 0.38 % | $-1,353 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Movado Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mosaic Cothe | MOS | US | Agricultural Chemicals | 7,528 | Sold Some | -35,340 | -82.43 % | $374,217 | $416,374 | $42,157 | 11.26 % | $-197,904 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mosaic Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petroleo Brasileiro Sa | PBR | US | Oil Comp-Integrated | 0 | Sold All | -299,768 | -100 % | - | - | - | 1.58 % | $-233,819 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Petroleo Brasileiro Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marvel Entertainment Inc | MVL | US | Toys | 4,704 | New Holding | 4,704 | 100 % | $240,468 | $243,808 | $3,340 | 1.38 % | $3,340 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Marvel Entertainment Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Myers Industries Inc | MYE | US | Rubber/Plastic Products | 0 | Sold All | -12,387 | -100 % | - | - | - | -1.26 % | $1,363 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Myers Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mylan Incpa | MYL | US | Medical-Generic Drugs | 43,074 | Added More | 6,499 | 17.76 % | $743,027 | $755,949 | $12,922 | 1.73 % | $1,950 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mylan Incpa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ncr Corp | NCR | US | Computers-Integrated Sys | 0 | Sold All | -12,307 | -100 % | - | - | - | -0.88 % | $1,108 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ncr Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Newmont Mining Corp | NEM | AU | Gold Mining | 0 | Sold All | -33,051 | -100 % | - | - | - | 5.27 % | $-86,594 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Newmont Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Newfield Exploration Co | NFX | US | Oil Comp-Explor And Prodtn | 285,500 | Added More | 187,665 | 191.81 % | $12,504,900 | $11,739,760 | $-765,140 | -6.11 % | $-502,942 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Newfield Exploration Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Humana Inc | HUM | US | Medical-Hmo | 16,939 | Added More | 2,916 | 20.79 % | $691,111 | $685,013 | $-6,098 | -0.88 % | $-1,050 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Humana Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Huntsman Corp | HUN | US | Chemicals-Diversified | 86,436 | Added More | 25,566 | 42.00 % | $742,485 | $758,044 | $15,558 | 2.09 % | $4,602 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Huntsman Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Graco Inc | GGG | US | Machinery-Pumps | 0 | Sold All | -42,502 | -100 % | - | - | - | -2.95 % | $37,402 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Graco Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Washington Post Cothe | WPO | US | Publishing-Newspapers | 430 | New Holding | 430 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Washington Post Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aqua America Inc | WTR | US | Water | 70,545 | Added More | 740 | 1.06 % | $1,109,673 | $1,120,255 | $10,582 | 0.95 % | $111 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Aqua America Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cubic Corp | CUB | US | Electronic Compo-Misc | 29,128 | Sold Some | -712 | -2.38 % | $992,682 | $1,016,858 | $24,176 | 2.43 % | $-591 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cubic Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bj Services Co | BJS | US | Oil-Field Services | 39,623 | Added More | 19,123 | 93.28 % | $751,648 | $740,950 | $-10,698 | -1.42 % | $-5,163 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bj Services Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cms Energy Corp | CMS | US | Electric-Integrated | 52,018 | Added More | 19,438 | 59.66 % | $733,974 | $730,853 | $-3,121 | -0.42 % | $-1,166 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cms Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bmc Software Inc | BMC | US | Enterprise Software/Serv | 0 | Sold All | -11,900 | -100 % | - | - | - | 0.80 % | $-3,689 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bmc Software Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Advanced Battery Technologies Inc | GBT | US | Batteries/Battery Sys | 48,899 | Sold Some | -3,068 | -5.90 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Advanced Battery Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Medcath Corp | MDTH | US | Medical-Hospitals | 0 | Sold All | -31,223 | -100 % | - | - | - | -11.69 % | $30,599 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Medcath Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ihs Inc | IHS | US | Computer Services | 0 | Sold All | -17,386 | -100 % | - | - | - | -1.80 % | $16,691 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ihs Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Trina Solar Ltd | TSL | US | Energy-Alternate Sources | 43,254 | Added More | 845 | 1.99 % | $1,580,501 | $1,923,073 | $342,572 | 21.67 % | $6,692 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Trina Solar Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Trinity Industries Inc | TRN | US | Diversified Manufact Op | 113,973 | Added More | 72,048 | 171.84 % | $2,134,714 | $2,122,177 | $-12,537 | -0.58 % | $-7,925 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Trinity Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Taiwan Semiconductor Manufacturing Co Ltd | TSM | TW | Semicon Compo-Intg Circu | 17,896 | Added More | 1,053 | 6.25 % | $187,013 | $185,939 | $-1,074 | -0.57 % | $-63 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Taiwan Semiconductor Manufacturing Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tata Motors Ltd | TTM | US | Auto-Cars/Light Trucks | 438,939 | Added More | 166,467 | 61.09 % | $5,789,605 | $6,048,579 | $258,974 | 4.47 % | $98,216 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Tata Motors Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Yingli Green Energy Holding Co Ltd | YGE | US | Energy-Alternate Sources | 120,068 | Added More | 5,810 | 5.08 % | $1,444,418 | $1,650,935 | $206,517 | 14.29 % | $9,993 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Yingli Green Energy Holding Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zale Corp | ZLC | US | Retail-Jewelry | 0 | Sold All | -22,115 | -100 % | - | - | - | -7.65 % | $7,961 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Zale Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bp Plc | BP | DE | Oil Comp-Integrated | 58,961 | Sold Some | -326 | -0.54 % | $3,376,696 | $3,409,715 | $33,018 | 0.97 % | $-183 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bp Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canadian Solar Inc | CSIQ | CA | Energy-Alternate Sources | 67,495 | Added More | 2,224 | 3.40 % | $1,128,516 | $1,418,070 | $289,554 | 25.65 % | $9,541 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Canadian Solar Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Raser Technologies Inc | RZ | US | Machinery-Therml Process | 59,117 | Added More | 264 | 0.44 % | $66,211 | $73,305 | $7,094 | 10.71 % | $32 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Raser Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Questcor Pharmaceuticals Inc | QSC | US | Therapeutics | 644,931 | Added More | 163,464 | 33.95 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Questcor Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Badger Meter Inc | BMI | US | Electronic Measur Instr | 18,422 | Added More | 1,316 | 7.69 % | $690,825 | $673,140 | $-17,685 | -2.56 % | $-1,263 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Badger Meter Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sunpower Corp | SPWR | US | Energy-Alternate Sources | 45,380 | Sold Some | -5,787 | -11.31 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sunpower Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Luminex Corp | LMNX | US | Medical Products | 119,605 | Sold Some | -2,960 | -2.41 % | $1,553,669 | $1,664,902 | $111,233 | 7.15 % | $-2,753 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Luminex Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pico Holdings Inc | PICO | US | Water | 23,433 | Added More | 585 | 2.56 % | $783,834 | $729,001 | $-54,833 | -6.99 % | $-1,369 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pico Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dealertrack Holdings Inc | TRAK | US | Internet Applic Sftwr | 31,311 | Added More | 789 | 2.58 % | $564,224 | $576,122 | $11,898 | 2.10 % | $300 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dealertrack Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Internap Network Services Corp | INAP | US | Internet Connectiv Svcs | 97,163 | Added More | 14,521 | 17.57 % | $358,531 | $367,276 | $8,745 | 2.43 % | $1,307 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Internap Network Services Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Home Inns And Hotels Management Inc | HMIN | KY | Hotels And Motels | 33,930 | Added More | 5,166 | 17.95 % | $1,171,942 | $1,223,177 | $51,234 | 4.37 % | $7,801 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Home Inns And Hotels Management Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Public Education Inc | APEI | US | Schools | 170,123 | Added More | 43,854 | 34.73 % | $5,602,150 | $5,467,753 | $-134,397 | -2.39 % | $-34,645 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of American Public Education Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Newport Corp | NEWP | US | Lasers-Syst/Components | 0 | Sold All | -51,754 | -100 % | - | - | - | 0.76 % | $-3,105 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Newport Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Southern Union Co | SUG | US | Gas-Distribution | 72,325 | Added More | 51,339 | 244.63 % | $1,439,268 | $1,426,972 | $-12,295 | -0.85 % | $-8,728 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Southern Union Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | China Southern Airlines Co Ltd | ZNH | CN | Airlines | 42,351 | Added More | 6,449 | 17.96 % | $702,603 | $719,543 | $16,940 | 2.41 % | $2,580 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of China Southern Airlines Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liveperson Inc | LPSN | US | Computer Services | 10,432 | New Holding | 10,432 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Liveperson Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsi Corp | LSI | US | Electronic Compo-Semicon | 35,680 | Added More | 11,018 | 44.67 % | $197,310 | $195,170 | $-2,141 | -1.08 % | $-661 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lsi Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Telecom Italia Spa | TI | IT | Telephone-Integrated | 888,832 | Added More | 183,517 | 26.01 % | $14,967,931 | $14,532,403 | $-435,528 | -2.90 % | $-89,923 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Telecom Italia Spa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fuelcell Energy Inc | FCEL | US | Energy-Alternate Sources | 60,982 | Sold Some | -8,380 | -12.08 % | $201,850 | $198,192 | $-3,659 | -1.81 % | $503 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Fuelcell Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intermune Inc | ITMN | US | Medical-Biomedical/Gene | 163,320 | Sold Some | -21,931 | -11.83 % | $2,275,048 | $1,762,223 | $-512,825 | -22.54 % | $68,863 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Intermune Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Steris Corp | STE | US | Medical Steriliz Product | 79,951 | Sold Some | -3,296 | -3.95 % | $2,736,723 | $2,544,840 | $-191,882 | -7.01 % | $7,910 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Steris Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Statoilhydro Asa | STO | NO | Oil Comp-Integrated | 36,157 | Added More | 579 | 1.62 % | $899,586 | $920,196 | $20,609 | 2.29 % | $330 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Statoilhydro Asa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pulte Homes Inc | PHM | US | Bldg-Residential/Commer | 0 | Sold All | -12,433 | -100 % | - | - | - | -3.27 % | $3,979 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pulte Homes Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pall Corp | PLL | US | Filtration/Separat Prod | 54,226 | Added More | 1,534 | 2.91 % | $1,840,430 | $1,748,789 | $-91,642 | -4.97 % | $-2,592 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pall Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pactiv Corp | PTV | US | Containers-Paper/Plastic | 49,207 | New Holding | 49,207 | 100 % | $1,165,222 | $1,156,365 | $-8,857 | -0.76 % | $-8,857 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pactiv Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manulife Financial Corp | MFC | CA | Life/Health Insurance | 774,480 | Added More | 188,142 | 32.08 % | $15,040,402 | $13,708,296 | $-1,332,106 | -8.85 % | $-323,604 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Manulife Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mohawk Industries Inc | MHK | US | Textile-Home Furnishings | 0 | Sold All | -13,200 | -100 % | - | - | - | -8.82 % | $52,404 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mohawk Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mueller Industries Inc | MLI | US | Metal Processors And Fabrica | 44,552 | Sold Some | -367 | -0.81 % | $1,076,376 | $1,094,643 | $18,266 | 1.69 % | $-150 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mueller Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | International Paper Co | IP | US | Paper And Related Products | 9,335 | New Holding | 9,335 | 100 % | $228,147 | $232,348 | $4,201 | 1.84 % | $4,201 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of International Paper Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | International Rectifier Corp | IRF | US | Electronic Compo-Semicon | 56,273 | Sold Some | -8,761 | -13.47 % | $1,070,875 | $1,060,746 | $-10,129 | -0.94 % | $1,577 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of International Rectifier Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | China Life Insurance Co Ltd | LFC | CN | Life/Health Insurance | 100,422 | Added More | 15,292 | 17.96 % | $7,430,224 | $7,464,367 | $34,143 | 0.45 % | $5,199 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of China Life Insurance Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lennox International Inc | LII | US | Bldg Prod-Air And Heating | 7,428 | New Holding | 7,428 | 100 % | $281,744 | $286,498 | $4,754 | 1.68 % | $4,754 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lennox International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mckesson Corp | MCK | US | Health Care Cost Contain | 77,361 | Added More | 13,449 | 21.04 % | $4,940,273 | $4,883,026 | $-57,247 | -1.15 % | $-9,952 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mckesson Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Extreme Networks | EXTR | US | Networking Products | 22,904 | New Holding | 22,904 | 100 % | $47,869 | $51,305 | $3,436 | 7.17 % | $3,436 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Extreme Networks |
| 2009-11-12 | 2009-09-30 | 13F-HR | Harris Stratex Networks Inc | HSTX | US | Telecom Services | 0 | Sold All | -19,426 | -100 % | - | - | - | 6.33 % | $-7,382 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Harris Stratex Networks Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Interdigital Inc | IDCC | US | Wireless Equipment | 401,667 | Added More | 104,513 | 35.17 % | $9,145,958 | $9,463,275 | $317,317 | 3.46 % | $82,565 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Interdigital Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Valence Technology Inc | VLNC | US | Batteries/Battery Sys | 100,277 | Sold Some | -10,049 | -9.10 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Valence Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ralcorp Holdings Inc | RAH | US | Food-Misc/Diversified | 3,857 | New Holding | 3,857 | 100 % | $207,892 | $215,683 | $7,791 | 3.74 % | $7,791 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ralcorp Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Regis Corp Minn | RGS | US | Retail-Hair Salons | 10,955 | Sold Some | -29,661 | -73.02 % | $173,856 | $176,595 | $2,739 | 1.57 % | $-7,415 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Regis Corp Minn |
| 2009-11-12 | 2009-09-30 | 13F-HR | Robert Half International Inc | RHI | US | Human Resources | 10,752 | New Holding | 10,752 | 100 % | $255,037 | $249,769 | $-5,268 | -2.06 % | $-5,268 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Robert Half International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Omnova Solutions Inc | OMN | US | Chemicals-Specialty | 11,260 | New Holding | 11,260 | 100 % | $75,555 | $78,820 | $3,265 | 4.32 % | $3,265 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Omnova Solutions Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Norfolk Southern Corp | NSC | US | Transport-Rail | 9,611 | New Holding | 9,611 | 100 % | $492,660 | $494,005 | $1,346 | 0.27 % | $1,346 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Norfolk Southern Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Leggett And Platt Inc | LEG | US | Diversified Manufact Op | 184,885 | Added More | 118,208 | 177.28 % | $3,638,537 | $3,610,804 | $-27,733 | -0.76 % | $-17,731 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Leggett And Platt Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lexmark International Inc | LXK | US | Computers-Peripher Equip | 28,268 | Added More | 1,621 | 6.08 % | $731,293 | $714,615 | $-16,678 | -2.28 % | $-956 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lexmark International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Methode Electronics Inc | MEI | US | Electronic Compo-Misc | 66,383 | Added More | 51,807 | 355.42 % | $531,728 | $538,366 | $6,638 | 1.24 % | $5,181 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Methode Electronics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ldk Solar Co Ltd | LDK | US | Energy-Alternate Sources | 96,473 | Added More | 10,416 | 12.10 % | $571,120 | $771,784 | $200,664 | 35.13 % | $21,665 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ldk Solar Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lloyds Tsb Group Plc | LYG | GB | Commer Banks Non-Us | 2,515,257 | Added More | 624,911 | 33.05 % | $14,789,711 | $14,613,643 | $-176,068 | -1.19 % | $-43,744 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lloyds Tsb Group Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ltd Brands Inc | LTD | US | Retail-Apparel/Shoe | 24,007 | Sold Some | -4,118 | -14.64 % | $425,884 | $414,121 | $-11,763 | -2.76 % | $2,018 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ltd Brands Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lee Enterprises Incia | LEE | US | Publishing-Newspapers | 10,116 | New Holding | 10,116 | 100 % | $36,822 | $38,542 | $1,720 | 4.67 % | $1,720 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lee Enterprises Incia |
| 2009-11-12 | 2009-09-30 | 13F-HR | Southwest Airlines Co | LUV | US | Airlines | 29,144 | Added More | 14,219 | 95.26 % | $263,753 | $262,296 | $-1,457 | -0.55 % | $-711 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Southwest Airlines Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lubrizol Corp | LZ | US | Chemicals-Specialty | 49,463 | Added More | 20,764 | 72.35 % | $3,635,531 | $3,704,284 | $68,754 | 1.89 % | $28,862 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lubrizol Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petrohawk Energy Corp | HK | US | Oil Comp-Explor And Prodtn | 460,969 | Added More | 320,397 | 227.92 % | $10,353,364 | $9,721,836 | $-631,528 | -6.09 % | $-438,944 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Petrohawk Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Honda Motor Co Ltd | HMC | BE | Auto-Cars/Light Trucks | 102,404 | Added More | 2,326 | 2.32 % | $3,274,880 | $3,130,490 | $-144,390 | -4.40 % | $-3,280 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Honda Motor Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Huaneng Power International Inc | HNP | CN | Electric-Generation | 20,085 | Added More | 3,059 | 17.96 % | $523,616 | $524,018 | $402 | 0.07 % | $61 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Huaneng Power International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Helmerich And Payne Inc | HP | US | Oil And Gas Drilling | 14,037 | Added More | 4,154 | 42.03 % | $531,020 | $525,124 | $-5,896 | -1.11 % | $-1,745 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Helmerich And Payne Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diamond Offshore Drilling Inc | DO | US | Oil And Gas Drilling | 18,097 | Sold Some | -2,023 | -10.05 % | $1,805,719 | $1,767,353 | $-38,366 | -2.12 % | $4,289 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Diamond Offshore Drilling Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Darden Restaurants Inc | DRI | US | Retail-Restaurants | 85,088 | Added More | 35,552 | 71.77 % | $2,712,605 | $2,675,167 | $-37,439 | -1.38 % | $-15,643 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Darden Restaurants Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canadian National Railway Co | CNI | CA | Transport-Rail | 19,013 | Sold Some | -1,574 | -7.64 % | $1,014,914 | $1,024,801 | $9,887 | 0.97 % | $-818 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Canadian National Railway Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Csx Corp | CSX | US | Transport-Rail | 9,948 | Added More | 1,632 | 19.62 % | $480,488 | $483,672 | $3,183 | 0.66 % | $522 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Csx Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bemis Co Inc | BMS | US | Containers-Paper/Plastic | 48,275 | Added More | 4,320 | 9.82 % | $1,360,390 | $1,377,286 | $16,896 | 1.24 % | $1,512 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bemis Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bowne And Co Inc | BNE | US | Printing-Commercial | 0 | Sold All | -11,987 | -100 % | - | - | - | -3.62 % | $2,757 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bowne And Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Peabody Energy Corp | BTU | US | Coal | 12,687 | Added More | 4,086 | 47.50 % | $550,489 | $575,863 | $25,374 | 4.60 % | $8,172 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Peabody Energy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Brown Shoe Co Inc | BWS | US | Retail-Apparel/Shoe | 0 | Sold All | -37,617 | -100 % | - | - | - | 4.34 % | $-17,304 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Brown Shoe Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fairpoint Communications Inc | FRP | US | Telecom Services | 18,281 | New Holding | 18,281 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Fairpoint Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Quanta Services Inc | PWR | US | Commercial Services | 43,855 | Added More | 1,021 | 2.38 % | $897,273 | $859,997 | $-37,277 | -4.15 % | $-868 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Quanta Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Plains Exploration And Production Co | PXP | US | Oil Comp-Explor And Prodtn | 8,408 | New Holding | 8,408 | 100 % | $233,826 | $221,887 | $-11,939 | -5.10 % | $-11,939 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Plains Exploration And Production Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Qwest Communications International Inc | Q | US | Telephone-Integrated | 20,802 | Sold Some | -72,291 | -77.65 % | $79,048 | $77,799 | $-1,248 | -1.57 % | $4,337 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Qwest Communications International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ryder System Inc | R | US | Transport-Services | 12,426 | Sold Some | -451 | -3.50 % | $534,318 | $511,454 | $-22,864 | -4.27 % | $830 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ryder System Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | General Dynamics Corp | GD | US | Aerospace/Defense | 63,521 | Sold Some | -183,853 | -74.32 % | $4,238,121 | $4,222,241 | $-15,880 | -0.37 % | $45,963 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of General Dynamics Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Home Depot Inc | HD | US | Retail-Building Products | 60,304 | Added More | 8,545 | 16.50 % | $1,642,681 | $1,639,063 | $-3,618 | -0.22 % | $-513 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Home Depot Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Apartment Investment And Management Co | AIV | US | Reits-Apartments | 20,749 | New Holding | 20,749 | 100 % | $275,547 | $277,622 | $2,075 | 0.75 % | $2,075 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Apartment Investment And Management Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Apache Corp | APA | US | Oil Comp-Explor And Prodtn | 149,456 | Added More | 55,978 | 59.88 % | $14,639,215 | $14,418,020 | $-221,195 | -1.51 % | $-82,847 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Apache Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Boeing Co | BA | US | Aerospace/Defense | 41,079 | Added More | 3,916 | 10.53 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Boeing Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Labranche And Co Inc | LAB | US | Finance-Invest Bnkr/Brkr | 12,237 | Added More | 1,494 | 13.90 % | $31,816 | $34,141 | $2,325 | 7.30 % | $284 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Labranche And Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Illinois Tool Works Inc | ITW | US | Diversified Manufact Op | 46,873 | Sold Some | -6,116 | -11.54 % | $2,265,372 | $2,320,682 | $55,310 | 2.44 % | $-7,217 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Illinois Tool Works Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jones Apparel Group Inc | JNY | US | Retail-Apparel/Shoe | 78,481 | New Holding | 78,481 | 100 % | $1,434,633 | $1,391,468 | $-43,165 | -3.00 % | $-43,165 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jones Apparel Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Key Energy Services Inc | KEG | US | Oil-Field Services | 0 | Sold All | -70,424 | -100 % | - | - | - | -0.39 % | $2,113 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Key Energy Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Iron Mountain Inc | IRM | US | Commercial Services | 12,638 | Added More | 4,623 | 57.67 % | $315,950 | $307,483 | $-8,467 | -2.68 % | $-3,097 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Iron Mountain Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ariba Inc | ARBA | US | B2b/E-Commerce | 57,235 | Added More | 1,243 | 2.21 % | $670,222 | $637,026 | $-33,196 | -4.95 % | $-721 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ariba Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Health Management Associates Inc | HMA | US | Medical-Hospitals | 97,067 | Added More | 14,827 | 18.02 % | $653,261 | $612,493 | $-40,768 | -6.24 % | $-6,227 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Health Management Associates Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Honeywell International Inc | HON | US | Diversified Manufact Op | 63,163 | Sold Some | -2,988 | -4.51 % | $2,436,197 | $2,402,721 | $-33,476 | -1.37 % | $1,584 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Honeywell International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davita Inc | DVA | US | Dialysis Centers | 6,901 | Added More | 1,106 | 19.08 % | $401,638 | $406,814 | $5,176 | 1.28 % | $830 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Davita Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ecolab Inc | ECL | US | Chemicals-Specialty | 7,798 | Added More | 2,554 | 48.70 % | $355,121 | $353,171 | $-1,950 | -0.54 % | $-639 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ecolab Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Energen Corp | EGN | US | Gas-Distribution | 14,526 | Sold Some | -1,510 | -9.41 % | $632,607 | $623,892 | $-8,716 | -1.37 % | $906 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Energen Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Eog Resources Inc | EOG | US | Oil Comp-Explor And Prodtn | 153,552 | Added More | 71,492 | 87.12 % | $13,644,631 | $13,277,641 | $-366,989 | -2.68 % | $-170,866 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Eog Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Embarq Corp | EQ | US | Telecom Services | 0 | Sold All | -7,272 | -100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Embarq Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Esterline Technologies Corp | ESL | US | Aerospace/Defense | 191,576 | Added More | 28,132 | 17.21 % | $8,065,350 | $7,915,920 | $-149,429 | -1.85 % | $-21,943 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Esterline Technologies Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Concho Resources Incmidland Tx | CXO | US | Oil Comp-Explor And Prodtn | 9,833 | New Holding | 9,833 | 100 % | $404,235 | $399,613 | $-4,622 | -1.14 % | $-4,622 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Concho Resources Incmidland Tx |
| 2009-11-12 | 2009-09-30 | 13F-HR | Deere And Co | DE | US | Machinery-Farm | 52,115 | Sold Some | -276,549 | -84.14 % | $2,470,772 | $2,649,005 | $178,233 | 7.21 % | $-945,798 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Deere And Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Quest Diagnostics Incde | DGX | US | Medical Labs And Testing Srv | 29,061 | Sold Some | -12,019 | -29.25 % | $1,690,188 | $1,689,897 | $-291 | -0.01 % | $120 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Quest Diagnostics Incde |
| 2009-11-12 | 2009-09-30 | 13F-HR | Calpine Corpold | CPN | US | Independ Power Producer | 39,076 | Added More | 28,972 | 286.73 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Calpine Corpold |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bre Properties Inc | BRE | US | Reits-Apartments | 7,712 | New Holding | 7,712 | 100 % | $233,982 | $229,046 | $-4,936 | -2.10 % | $-4,936 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bre Properties Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bt Group Plc | BT | GB | Telephone-Integrated | 29,272 | Sold Some | -94 | -0.32 % | $712,188 | $703,113 | $-9,074 | -1.27 % | $29 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bt Group Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Arch Chemicals Inc | ARJ | US | Chemicals-Specialty | 37,084 | Added More | 1,383 | 3.87 % | $1,016,843 | $1,025,002 | $8,158 | 0.80 % | $304 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Arch Chemicals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cnooc Ltd | CEO | HK | Oil Comp-Explor And Prodtn | 25,469 | Added More | 3,570 | 16.30 % | $4,031,233 | $4,089,557 | $58,324 | 1.44 % | $8,175 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cnooc Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canadian Imperial Bank Of Commercecanada | CM | CA | Commer Banks Non-Us | 10,194 | New Holding | 10,194 | 100 % | $634,475 | $644,159 | $9,684 | 1.52 % | $9,684 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Canadian Imperial Bank Of Commercecanada |
| 2009-11-12 | 2009-09-30 | 13F-HR | Americredit Corp | ACF | US | Finance-Auto Loans | 14,731 | New Holding | 14,731 | 100 % | $278,711 | $274,291 | $-4,419 | -1.58 % | $-4,419 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Americredit Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Automatic Data Processing Inc | ADP | US | Commercial Serv-Finance | 58,537 | Sold Some | -480 | -0.81 % | $2,535,823 | $2,543,433 | $7,610 | 0.30 % | $-62 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Automatic Data Processing Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Azz Inc | AZZ | US | Diversified Manufact Op | 170,225 | New Holding | 170,225 | 100 % | $5,750,201 | $5,697,431 | $-52,770 | -0.91 % | $-52,770 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Azz Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baker Hughes Inc | BHI | US | Oil-Field Services | 40,996 | Added More | 15,202 | 58.93 % | $1,698,464 | $1,659,928 | $-38,536 | -2.26 % | $-14,290 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Baker Hughes Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Teradata Corp | TDC | US | Computers-Integrated Sys | 24,655 | Added More | 5,779 | 30.61 % | $741,129 | $725,597 | $-15,533 | -2.09 % | $-3,641 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Teradata Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tidewater Inc | TDW | US | Transport-Marine | 25,076 | Sold Some | -3,691 | -12.83 % | $1,123,154 | $1,115,380 | $-7,774 | -0.69 % | $1,144 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Tidewater Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Terex Corp | TEX | US | Machinery-Constr And Mining | 11,071 | Sold Some | -2,682 | -19.50 % | $238,359 | $224,741 | $-13,617 | -5.71 % | $3,299 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Terex Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Treehouse Foods Inc | THS | US | Food-Canned | 616,219 | Added More | 293,696 | 91.06 % | $22,042,154 | $21,832,639 | $-209,514 | -0.95 % | $-99,857 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Treehouse Foods Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Titanium Metals Corp | TIE | US | Non-Ferrous Metals | 32,407 | Added More | 709 | 2.23 % | $298,468 | $322,774 | $24,305 | 8.14 % | $532 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Titanium Metals Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Talisman Energy Inc | TLM | CA | Oil Comp-Explor And Prodtn | 619,127 | Added More | 406,035 | 190.54 % | $10,741,853 | $10,754,236 | $12,383 | 0.11 % | $8,121 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Talisman Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Glaxosmithkline Plc | GSK | IT | Medical-Drugs | 28,040 | Added More | 3,047 | 12.19 % | $1,162,538 | $1,164,501 | $1,963 | 0.16 % | $213 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Glaxosmithkline Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nucor Corp | NUE | US | Steel-Producers | 8,782 | Sold Some | -23,009 | -72.37 % | $356,637 | $361,204 | $4,567 | 1.28 % | $-11,965 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nucor Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northwest Natural Gas Co | NWN | US | Gas-Distribution | 23,961 | Added More | 4,963 | 26.12 % | $1,015,228 | $1,026,010 | $10,782 | 1.06 % | $2,233 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Northwest Natural Gas Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Goodrich Corp | GR | US | Aerospace/Defense-Equip | 7,557 | Sold Some | -809 | -9.67 % | $443,369 | $459,843 | $16,474 | 3.71 % | $-1,764 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Goodrich Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Genesee And Wyoming Inc | GWR | US | Transport-Rail | 8,933 | Added More | 112 | 1.26 % | $287,643 | $287,464 | $-179 | -0.06 % | $-2 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Genesee And Wyoming Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Itt Corp | ITT | BE | Diversified Manufact Op | 34,342 | Added More | 94 | 0.27 % | $1,798,491 | $1,745,947 | $-52,543 | -2.92 % | $-144 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Itt Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zoltek Cos Inc | ZOLT | US | Chemicals-Fibers | 55,820 | Added More | 3,067 | 5.81 % | $484,518 | $528,057 | $43,540 | 8.98 % | $2,392 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Zoltek Cos Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wet Seal Incthe | WTSLA | US | Retail-Apparel/Shoe | 52,067 | Sold Some | -105 | -0.20 % | $178,069 | $157,242 | $-20,827 | -11.69 % | $42 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Wet Seal Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Telecommunication Systems Inc | TSYS | US | Internet Infrastr Sftwr | 10,680 | Added More | 274 | 2.63 % | $82,770 | $91,100 | $8,330 | 10.06 % | $214 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Telecommunication Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Enpro Industries Inc | NPO | US | Diversified Manufact Op | 26,794 | New Holding | 26,794 | 100 % | $640,645 | $619,477 | $-21,167 | -3.30 % | $-21,167 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Enpro Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Xto Energy Inc | XTO | US | Oil Comp-Explor And Prodtn | 572,393 | Added More | 479,324 | 515.02 % | $24,652,967 | $23,531,076 | $-1,121,890 | -4.55 % | $-939,475 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Xto Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sealy Corp | ZZ | US | Home Furnishings | 11,630 | New Holding | 11,630 | 100 % | $33,727 | $29,424 | $-4,303 | -12.75 % | $-4,303 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sealy Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Longtop Financial Technologies Ltd | LFT | KY | Transactional Software | 20,525 | Added More | 3,127 | 17.97 % | $611,235 | $719,812 | $108,577 | 17.76 % | $16,542 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Longtop Financial Technologies Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Resmed Inc | RMD | US | Respiratory Products | 4,447 | Sold Some | -15,209 | -77.37 % | $217,903 | $223,462 | $5,559 | 2.55 % | $-19,011 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Resmed Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Questar Corp | STR | US | Pipelines | 321,519 | Added More | 217,476 | 209.02 % | $13,516,659 | $12,728,937 | $-787,722 | -5.82 % | $-532,816 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Questar Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Teco Energy Inc | TE | US | Electric-Integrated | 1,156,803 | Added More | 218,157 | 23.24 % | $16,912,460 | $16,819,916 | $-92,544 | -0.54 % | $-17,453 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Teco Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Best Buy Co Inc | BBY | US | Retail-Consumer Electron | 354,315 | Sold Some | -4,670 | -1.30 % | $14,824,540 | $15,341,840 | $517,300 | 3.48 % | $-6,818 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Best Buy Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Plc | BCS | DE | Commer Banks Non-Us | 1,637,015 | Added More | 350,407 | 27.23 % | $35,130,342 | $33,182,294 | $-1,948,048 | -5.54 % | $-416,984 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Barclays Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Beckman Coulter Inc | BEC | US | Medical Instruments | 3,489 | Sold Some | -1,718 | -32.99 % | $228,983 | $225,320 | $-3,663 | -1.59 % | $1,804 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Beckman Coulter Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baldor Electric Co | BEZ | US | Machinery-Electrical | 38,646 | Sold Some | -4,535 | -10.50 % | $1,033,781 | $1,026,438 | $-7,343 | -0.71 % | $862 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Baldor Electric Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | China Eastern Airlines Corp Ltd | CEA | CN | Airlines | 0 | Sold All | -23,043 | -100 % | - | - | - | 11.36 % | $-84,107 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of China Eastern Airlines Corp Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Emerson Electric Co | EMR | US | Electric Products-Misc | 58,179 | Sold Some | -3,492 | -5.66 % | $2,404,538 | $2,424,901 | $20,363 | 0.84 % | $-1,222 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Emerson Electric Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sonicwall Inc | SNWL | US | Internet Security | 58,826 | Sold Some | -4,151 | -6.59 % | $435,901 | $483,550 | $47,649 | 10.93 % | $-3,362 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sonicwall Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Solarfun Power Holdings Co Ltd | SOLF | US | Energy-Alternate Sources | 0 | Sold All | -96,282 | -100 % | - | - | - | 28.18 % | $-140,572 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Solarfun Power Holdings Co Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Spartan Stores Inc | SPTN | US | Food-Wholesale/Distrib | 49,525 | Sold Some | -3,192 | -6.05 % | $661,654 | $668,092 | $6,438 | 0.97 % | $-415 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Spartan Stores Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sequenom Inc | SQNM | US | Medical-Biomedical/Gene | 566,447 | Added More | 396,424 | 233.15 % | $1,784,308 | $1,772,979 | $-11,329 | -0.63 % | $-7,928 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sequenom Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ultralife Corp | ULBI | US | Batteries/Battery Sys | 13,416 | Sold Some | -1,826 | -11.98 % | $53,127 | $55,006 | $1,878 | 3.53 % | $-256 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ultralife Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vocus Inc | VOCS | US | Internet Applic Sftwr | 22,128 | Added More | 1,683 | 8.23 % | $390,780 | $383,036 | $-7,745 | -1.98 % | $-589 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Vocus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Power Integrations Inc | POWI | US | Semicon Compo-Intg Circu | 21,030 | Sold Some | -3,181 | -13.13 % | $698,617 | $718,805 | $20,189 | 2.88 % | $-3,054 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Power Integrations Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rti Biologics Inc | RTIX | US | Medical-Biomedical/Gene | 14,128 | New Holding | 14,128 | 100 % | $53,121 | $54,958 | $1,837 | 3.45 % | $1,837 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Rti Biologics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rubicon Technology Inc | RBCN | US | Electronic Compo-Semicon | 15,835 | Sold Some | -2,175 | -12.07 % | $222,957 | $246,234 | $23,277 | 10.44 % | $-3,197 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Rubicon Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Texas Capital Bancshares Inc | TCBI | US | Commer Banks-Central Us | 0 | Sold All | -10,151 | -100 % | - | - | - | -0.21 % | $305 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Texas Capital Bancshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Melco Crown Entertainment Ltd | MPEL | KY | Casino Hotels | 115,845 | Added More | 17,642 | 17.96 % | $516,669 | $509,718 | $-6,951 | -1.34 % | $-1,059 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Melco Crown Entertainment Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dendreon Corp | DNDN | US | Therapeutics | 9,410 | New Holding | 9,410 | 100 % | $269,785 | $263,574 | $-6,211 | -2.30 % | $-6,211 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dendreon Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Banco Bilbao Vizcaya Argentaria Sa | BBV | CH | Commer Banks Non-Us | 49,297 | Sold Some | -2,046 | -3.98 % | $929,741 | $933,192 | $3,451 | 0.37 % | $-143 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Banco Bilbao Vizcaya Argentaria Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bristol-Myers Squibb Co | BMY | BE | Medical-Drugs | 1,744,814 | Added More | 371,788 | 27.07 % | $40,340,100 | $42,678,150 | $2,338,051 | 5.79 % | $498,196 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bristol-Myers Squibb Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Halliburton Co | HAL | US | Oil-Field Services | 112,802 | Sold Some | -13,024 | -10.35 % | $3,417,901 | $3,370,524 | $-47,377 | -1.38 % | $5,470 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Halliburton Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mastercard Inc | MA | US | Commercial Serv-Finance | 6,031 | Added More | 1,770 | 41.53 % | $1,428,684 | $1,394,126 | $-34,558 | -2.41 % | $-10,142 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mastercard Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Millipore Corp | MIL | US | Medical-Biomedical/Gene | 60,698 | Sold Some | -15,460 | -20.29 % | $4,133,534 | $4,111,076 | $-22,458 | -0.54 % | $5,720 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Millipore Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oil States International Inc | OIS | US | Oil-Field Services | 35,761 | Added More | 20,305 | 131.37 % | $1,289,184 | $1,253,065 | $-36,119 | -2.80 % | $-20,508 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Oil States International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Olin Corp | OLN | US | Chemicals-Diversified | 12,955 | New Holding | 12,955 | 100 % | $212,721 | $220,753 | $8,032 | 3.77 % | $8,032 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Olin Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Giant Interactive Group Inc | GA | KY | Internet Content-Entmnt | 66,525 | Added More | 10,132 | 17.96 % | $471,662 | $457,027 | $-14,636 | -3.10 % | $-2,229 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Giant Interactive Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Janus Capital Group Inc | JNS | US | Invest Mgmnt/Advis Serv | 0 | Sold All | -31,272 | -100 % | - | - | - | -2.93 % | $12,509 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Janus Capital Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kohls Corp | KSS | US | Retail-Regnl Dept Store | 28,358 | Added More | 22,951 | 424.46 % | $1,549,481 | $1,530,198 | $-19,283 | -1.24 % | $-15,607 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Kohls Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cimarex Energy Co | XEC | US | Oil Comp-Explor And Prodtn | 277,789 | Added More | 175,988 | 172.87 % | $12,528,284 | $12,644,955 | $116,671 | 0.93 % | $73,915 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cimarex Energy Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tesoro Corp | TSO | US | Oil Refining And Marketing | 41,709 | Added More | 15,897 | 61.58 % | $548,890 | $552,644 | $3,754 | 0.68 % | $1,431 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Tesoro Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Transcanada Corp | TRP | US | Pipelines | 36,194 | Added More | 508 | 1.42 % | $1,117,309 | $1,119,842 | $2,534 | 0.22 % | $36 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Transcanada Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Toyota Motor Corp | TM | JP | Auto-Cars/Light Trucks | 8,424 | Added More | 1,436 | 20.54 % | $654,713 | $648,395 | $-6,318 | -0.96 % | $-1,077 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Toyota Motor Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aptargroup Inc | ATR | US | Miscellaneous Manufactur | 8,588 | New Holding | 8,588 | 100 % | $305,733 | $312,088 | $6,355 | 2.07 % | $6,355 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Aptargroup Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of Montreal | BMO | CA | Commer Banks Non-Us | 38,036 | Added More | 12,467 | 48.75 % | $1,848,169 | $1,911,309 | $63,140 | 3.41 % | $20,695 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bank Of Montreal |
| 2009-11-12 | 2009-09-30 | 13F-HR | Buckle Incthe | BKE | US | Retail-Apparel/Shoe | 86,011 | Sold Some | -37,602 | -30.41 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Buckle Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canon Inc | CAJ | CH | Office Automation And Equip | 29,735 | Sold Some | -40,477 | -57.64 % | $1,116,847 | $1,130,822 | $13,975 | 1.25 % | $-19,024 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Canon Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zions Bancorporation | ZB-A | US | Commer Banks-Western Us | 85,147 | Added More | 7,754 | 10.01 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Zions Bancorporation |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aeropostale Inc | ARO | US | Retail-Apparel/Shoe | 265,263 | Added More | 124,699 | 88.71 % | $9,040,163 | $8,464,542 | $-575,621 | -6.36 % | $-270,597 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Aeropostale Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allete Inc | ALE | US | Electric-Integrated | 30,616 | New Holding | 30,616 | 100 % | $1,000,531 | $1,000,837 | $306 | 0.03 % | $306 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Allete Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ww Grainger Inc | GWW | US | Distribution/Wholesale | 23,207 | Added More | 9,791 | 72.98 % | $2,287,746 | $2,254,792 | $-32,954 | -1.44 % | $-13,903 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ww Grainger Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Idacorp Inc | IDA | US | Electric-Integrated | 41,030 | New Holding | 41,030 | 100 % | $1,184,126 | $1,208,334 | $24,208 | 2.04 % | $24,208 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Idacorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Blue Valley Ban Corp | BLV | US | Unknown | 4,504 | New Holding | 4,504 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Blue Valley Ban Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Macys Inc | M | US | Retail-Regnl Dept Store | 0 | Sold All | -28,834 | -100 % | - | - | - | -2.22 % | $11,245 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Macys Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Quiksilver Inc | ZQK | US | Retail-Apparel/Shoe | 39,095 | New Holding | 39,095 | 100 % | $78,190 | $75,844 | $-2,346 | -3.00 % | $-2,346 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Quiksilver Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Yum Brands Inc | YUM | US | Retail-Restaurants | 37,877 | Sold Some | -26,372 | -41.04 % | $1,335,922 | $1,353,345 | $17,423 | 1.30 % | $-12,131 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Yum Brands Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Host Hotels And Resorts Inc | HST | US | Reits-Hotels | 78,296 | Sold Some | -19,863 | -20.23 % | $833,069 | $787,658 | $-45,412 | -5.45 % | $11,521 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Host Hotels And Resorts Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northstar Realty Finance Corp | NRF | US | Reits-Mortgage | 16,285 | Added More | 25 | 0.15 % | $54,718 | $56,183 | $1,466 | 2.67 % | $2 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Northstar Realty Finance Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dennys Corp | DENN | US | Retail-Restaurants | 24,669 | Sold Some | -549 | -2.17 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dennys Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Clayton Williams Energy Inc | CWEI | US | Oil Comp-Explor And Prodtn | 33,238 | Sold Some | -738 | -2.17 % | $880,807 | $908,395 | $27,588 | 3.13 % | $-613 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Clayton Williams Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hitachi Ltd | HIT | US | Electric Products-Misc | 408,210 | Added More | 101,500 | 33.09 % | $13,430,109 | $11,544,179 | $-1,885,930 | -14.04 % | $-468,930 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hitachi Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | International Flavors And Fragrances Inc | IFF | US | Chemicals-Specialty | 30,761 | Sold Some | -1,916 | -5.86 % | $1,251,357 | $1,244,590 | $-6,767 | -0.54 % | $422 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of International Flavors And Fragrances Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Proassurance Corp | PRA | US | Property/Casualty Ins | 0 | Sold All | -43,476 | -100 % | - | - | - | 0.83 % | $-19,129 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Proassurance Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Becton Dickinson And Co | BDX | US | Medical Products | 17,125 | Added More | 13,777 | 411.49 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Becton Dickinson And Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Star Bulk Carriers Corp | SBLK | MH | Unknown | 11,619 | New Holding | 11,619 | 100 % | $38,575 | $40,202 | $1,627 | 4.21 % | $1,627 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Star Bulk Carriers Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Molex Inc | MOLX | US | Electric Products-Misc | 0 | Sold All | -12,922 | -100 % | - | - | - | -3.06 % | $7,753 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Molex Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liberty Global Inc | LBTYA | US | Broadcast Serv/Program | 23,809 | Added More | 351 | 1.49 % | $549,988 | $485,466 | $-64,522 | -11.73 % | $-951 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Liberty Global Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Expedia Inc | EXPE | US | Unknown | 102,846 | Added More | 16,459 | 19.05 % | $2,424,080 | $2,566,008 | $141,927 | 5.85 % | $22,713 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Expedia Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Central Garden And Pet Co | CENT | US | Consumer Products-Misc | 40,552 | Added More | 27,904 | 220.61 % | $402,276 | $389,299 | $-12,977 | -3.22 % | $-8,929 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Central Garden And Pet Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Central Garden And Pet Co | CENT | US | Consumer Products-Misc | 40,552 | Sold Some | -19,383 | -32.34 % | $402,276 | $389,299 | $-12,977 | -3.22 % | $6,203 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Central Garden And Pet Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Central Garden And Pet Co | CENT | US | Consumer Products-Misc | 55,416 | Added More | 42,768 | 338.14 % | $549,727 | $531,994 | $-17,733 | -3.22 % | $-13,686 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Central Garden And Pet Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Central Garden And Pet Co | CENT | US | Consumer Products-Misc | 55,416 | Sold Some | -4,519 | -7.53 % | $549,727 | $531,994 | $-17,733 | -3.22 % | $1,446 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Central Garden And Pet Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Popular Inc | BPOP | PR | Unknown | 45,337 | Added More | 30,973 | 215.62 % | $104,728 | $111,076 | $6,347 | 6.06 % | $4,336 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Popular Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Open Text Corp | OTEX | US | Enterprise Software/Serv | 38,473 | Sold Some | -35,373 | -47.90 % | $1,482,749 | $1,398,878 | $-83,871 | -5.65 % | $77,113 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Open Text Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Neteasecom | NTES | KY | Web Portals/Isp | 16,040 | Added More | 2,443 | 17.96 % | $668,066 | $613,530 | $-54,536 | -8.16 % | $-8,306 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Neteasecom |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hlth Corp | HLTH | US | Internet Content-Info/Ne | 58,025 | Sold Some | -27,550 | -32.19 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hlth Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hackett Group Incthe | HCKT | US | Consulting Services | 0 | Sold All | -10,453 | -100 % | - | - | - | 1.35 % | $-418 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hackett Group Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Centurytel Inc | CTL | US | Telephone-Integrated | 82,590 | Added More | 24,788 | 42.88 % | $2,825,404 | $2,941,030 | $115,626 | 4.09 % | $34,703 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Centurytel Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse Group Ag | CS | CH | Finance-Invest Bnkr/Brkr | 468,034 | Added More | 89,829 | 23.75 % | $25,872,920 | $24,913,450 | $-959,470 | -3.70 % | $-184,149 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Credit Suisse Group Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Capitalsource Inc | CSE | US | Reits-Diversified | 0 | Sold All | -10,607 | -100 % | - | - | - | 0.00 % | $0 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Capitalsource Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diebold Inc | DBD | US | Computers-Integrated Sys | 38,815 | Sold Some | -762 | -1.92 % | $1,025,492 | $1,011,131 | $-14,362 | -1.40 % | $282 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Diebold Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dicks Sporting Goods Inc | DKS | US | Retail-Sporting Goods | 12,501 | New Holding | 12,501 | 100 % | $300,774 | $269,772 | $-31,002 | -10.30 % | $-31,002 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dicks Sporting Goods Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Forest City Enterprises Inc | FCE.A | US | Real Estate Oper/Develop | 16,782 | New Holding | 16,782 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Forest City Enterprises Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Dutch Shell Plc | RDS.A | US | Oil Comp-Integrated | 240,814 | Added More | 136,367 | 130.56 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Royal Dutch Shell Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Discover Financial Services | DFS | US | Finance-Credit Card | 47,372 | Sold Some | -2,617 | -5.23 % | $729,529 | $727,160 | $-2,369 | -0.32 % | $131 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Discover Financial Services |
| 2009-11-12 | 2009-09-30 | 13F-HR | Duke Realty Corp | DRE-J | US | Reits-Diversified | 137,199 | Added More | 110,373 | 411.44 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Duke Realty Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Newstrike Capital Inc | NWS.A | US | Capital Pools | 135,630 | Added More | 5,135 | 3.93 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Newstrike Capital Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pitney Bowes Inc | PBI | US | Office Automation And Equip | 16,446 | Sold Some | -1,240 | -7.01 % | $408,354 | $388,783 | $-19,571 | -4.79 % | $1,476 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pitney Bowes Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petro-Canada | PCZ | CA | Oil Comp-Integrated | 0 | Sold All | -81,839 | -100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Petro-Canada |
| 2009-11-12 | 2009-09-30 | 13F-HR | Foot Locker Inc | FL | US | Retail-Apparel/Shoe | 15,665 | Sold Some | -1,288 | -7.59 % | $169,182 | $162,446 | $-6,736 | -3.98 % | $554 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Foot Locker Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Realty Income Corp | O-D | US | Reits-Single Tenant | 11,140 | New Holding | 11,140 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Realty Income Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Omnicare Inc | OCR | US | Pharmacy Services | 0 | Sold All | -11,757 | -100 % | - | - | - | -3.36 % | $9,523 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Omnicare Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nbty Inc | NTY | US | Vitamins And Nutrition Prod | 37,399 | Added More | 5,674 | 17.88 % | $1,518,773 | $1,565,148 | $46,375 | 3.05 % | $7,036 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nbty Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nippon Telegraph And Telephone Corp | NTT | JP | Telephone-Integrated | 522,542 | Added More | 104,983 | 25.14 % | $10,764,365 | $10,670,308 | $-94,058 | -0.87 % | $-18,897 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nippon Telegraph And Telephone Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nike Inc | NKE | US | Athletic Footwear | 40,026 | Sold Some | -12,926 | -24.41 % | $2,565,266 | $2,558,462 | $-6,804 | -0.26 % | $2,197 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nike Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nationwide Health Properties Inc | NHP-B | US | Reits-Health Care | 9,964 | New Holding | 9,964 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nationwide Health Properties Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Plains Energy Inc | GXP | US | Unknown | 93,949 | Added More | 32,323 | 52.45 % | $1,662,897 | $1,670,413 | $7,516 | 0.45 % | $2,586 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Great Plains Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mindray Medical International Ltd | MR | US | Patient Monitoring Equip | 21,444 | Added More | 3,265 | 17.96 % | $675,700 | $619,517 | $-56,183 | -8.31 % | $-8,554 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mindray Medical International Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ion Geophysical Corp | IO | KR | Seismic Data Collection | 14,480 | Added More | 1,571 | 12.16 % | $73,269 | $81,957 | $8,688 | 11.85 % | $943 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ion Geophysical Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Harte-Hanks Inc | HHS | US | Direct Marketing | 0 | Sold All | -10,009 | -100 % | - | - | - | -1.74 % | $1,802 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Harte-Hanks Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Albemarle Corp | ALB | US | Chemicals-Specialty | 7,022 | New Holding | 7,022 | 100 % | $240,644 | $239,450 | $-1,194 | -0.49 % | $-1,194 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Albemarle Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Financial Group Incoh | AFG | US | Multi-Line Insurance | 48,487 | Added More | 10,102 | 26.31 % | $1,206,841 | $1,193,265 | $-13,576 | -1.12 % | $-2,829 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of American Financial Group Incoh |
| 2009-11-12 | 2009-09-30 | 13F-HR | Agco Corp | AG | US | Machinery-Farm | 7,377 | Sold Some | -1,099 | -12.96 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Agco Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ultra Petroleum Corp | UPL | CA | Oil Comp-Explor And Prodtn | 227,514 | New Holding | 227,514 | 100 % | $10,665,856 | $10,477,020 | $-188,837 | -1.77 % | $-188,837 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ultra Petroleum Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Airtran Holdings Inc | AAI | US | Airlines | 155,018 | Added More | 44,301 | 40.01 % | $697,581 | $637,124 | $-60,457 | -8.66 % | $-17,277 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Airtran Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Advance Auto Parts Inc | AAP | US | Retail-Auto Parts | 0 | Sold All | -27,422 | -100 % | - | - | - | 2.71 % | $-28,793 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Advance Auto Parts Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Temple-Inland Inc | TIN | US | Paper And Related Products | 22,383 | Sold Some | -20,938 | -48.33 % | $375,139 | $389,240 | $14,101 | 3.75 % | $-13,191 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Temple-Inland Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Teradyne Inc | TER | US | Semiconductor Equipment | 22,768 | New Holding | 22,768 | 100 % | $197,171 | $199,448 | $2,277 | 1.15 % | $2,277 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Teradyne Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Textron Inc | TXT-A | US | Diversified Manufact Op | 388,264 | Sold Some | -9,529 | -2.39 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Textron Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tata Communications Ltd | VSL | US | Telecom Services | 78,873 | Added More | 12,011 | 17.96 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Tata Communications Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alcon Inc | ACL | CH | Optical Supplies | 6,005 | New Holding | 6,005 | 100 % | $874,388 | $872,286 | $-2,102 | -0.24 % | $-2,102 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Alcon Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aecom Technology Corp | ACM | US | Engineering/R And D Services | 76,076 | Added More | 685 | 0.90 % | $2,032,751 | $2,060,138 | $27,387 | 1.34 % | $247 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Aecom Technology Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Accenture Ltd | ACN | FR | Consulting Services | 0 | Sold All | -373,548 | -100 % | - | - | - | 0.98 % | $-145,684 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Accenture Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Affiliated Computer Services Inc | ACS | US | Computer Services | 9,950 | Added More | 1,062 | 11.94 % | $546,255 | $550,235 | $3,980 | 0.72 % | $425 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Affiliated Computer Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vimpel-Communications | VIP | US | Cellular Telecom | 1,658,189 | Added More | 400,708 | 31.86 % | $34,042,620 | $34,258,185 | $215,565 | 0.63 % | $52,092 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Vimpel-Communications |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bhp Billiton Ltd | BHP | GB | Diversified Minerals | 197,451 | Sold Some | -24,189 | -10.91 % | $14,131,568 | $14,485,005 | $353,437 | 2.50 % | $-43,298 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bhp Billiton Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Vodafone Group Plc | VOD | GB | Cellular Telecom | 49,761 | Sold Some | -18,422 | -27.01 % | $1,122,111 | $1,115,642 | $-6,469 | -0.57 % | $2,395 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Vodafone Group Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Syngenta Ag | SYT | CH | Agricultural Chemicals | 8,361 | Added More | 1,255 | 17.66 % | $423,903 | $439,454 | $15,551 | 3.66 % | $2,334 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Syngenta Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allegheny Technologies Inc | ATI | US | Steel-Specialty | 34,045 | Added More | 7,022 | 25.98 % | $1,097,611 | $1,157,870 | $60,260 | 5.49 % | $12,429 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Allegheny Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alliant Techsystems Inc | ATK | US | Aerospace/Defense-Equip | 0 | Sold All | -28,652 | -100 % | - | - | - | 0.26 % | $-6,590 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Alliant Techsystems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Taubman Centers Inc | TCO-G | US | Reits-Regional Malls | 5,958 | New Holding | 5,958 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Taubman Centers Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Avalonbay Communities Inc | AVB-H | US | Reits-Apartments | 6,698 | Added More | 2,633 | 64.77 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Avalonbay Communities Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sony Corp | SNE | JP | Audio/Video Products | 106,234 | Added More | 5,964 | 5.94 % | $3,000,048 | $2,847,071 | $-152,977 | -5.09 % | $-8,588 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sony Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sanofi-Aventis Sa | SNY | FR | Medical-Drugs | 32,209 | Sold Some | -905 | -2.73 % | $1,222,654 | $1,213,313 | $-9,341 | -0.76 % | $262 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sanofi-Aventis Sa |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allegheny Energy Inc | AYE | US | Electric-Integrated | 14,721 | New Holding | 14,721 | 100 % | $330,192 | $325,187 | $-5,005 | -1.51 % | $-5,005 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Allegheny Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cit Group Inc | CIT-A | US | Finance-Commercial | 169,281 | Added More | 83,946 | 98.37 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cit Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sunoco Inc | SUN | US | Oil Refining And Marketing | 95,793 | New Holding | 95,793 | 100 % | $2,607,485 | $2,483,912 | $-123,573 | -4.73 % | $-123,573 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sunoco Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cb Richard Ellis Group Inc | CBG | US | Real Estate Mgmnt/Servic | 29,108 | New Holding | 29,108 | 100 % | $308,836 | $323,972 | $15,136 | 4.90 % | $15,136 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cb Richard Ellis Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chipotle Mexican Grill Inc | CMG.B | US | Retail-Restaurants | 18,918 | Added More | 10,171 | 116.27 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Chipotle Mexican Grill Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cme Group Inc | CME | US | Finance-Other Services | 1,036 | New Holding | 1,036 | 100 % | $326,485 | $334,618 | $8,133 | 2.49 % | $8,133 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cme Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chicos Fas Inc | CHS | US | Retail-Apparel/Shoe | 22,100 | New Holding | 22,100 | 100 % | $282,880 | $315,367 | $32,487 | 11.48 % | $32,487 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Chicos Fas Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jm Smucker Cothe | SJM | US | Food-Confectionery | 25,255 | Added More | 109 | 0.43 % | $1,356,194 | $1,423,119 | $66,926 | 4.93 % | $289 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jm Smucker Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Canada | RY | CA | Commer Banks Non-Us | 24,363 | Sold Some | -2,391 | -8.93 % | $1,321,449 | $1,314,140 | $-7,309 | -0.55 % | $717 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Royal Bank Of Canada |
| 2009-11-12 | 2009-09-30 | 13F-HR | Regal-Beloit Corp | RBC | US | Machinery-Electrical | 0 | Sold All | -175,463 | -100 % | - | - | - | -5.80 % | $519,370 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Regal-Beloit Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sherwin-Williams Cothe | SHW | US | Coatings/Paint | 18,351 | Sold Some | -1,361 | -6.90 % | $1,092,619 | $1,099,959 | $7,340 | 0.67 % | $-544 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sherwin-Williams Cothe |
| 2009-11-12 | 2009-09-30 | 13F-HR | China Unicom Ltd | CHU | HK | Cellular Telecom | 147,383 | Added More | 54,532 | 58.73 % | $2,032,412 | $1,999,987 | $-32,424 | -1.59 % | $-11,997 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of China Unicom Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diageo Plc | DEO | DE | Beverages-Wine/Spirits | 0 | Sold All | -70,711 | -100 % | - | - | - | 1.41 % | $-67,175 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Diageo Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cryolife Inc | CRY | US | Medical-Biomedical/Gene | 88,664 | Added More | 1,460 | 1.67 % | $493,858 | $541,737 | $47,879 | 9.69 % | $788 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cryolife Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Interactive Data Corp | IDC | US | Commercial Serv-Finance | 42,783 | New Holding | 42,783 | 100 % | $1,125,621 | $1,112,358 | $-13,263 | -1.17 % | $-13,263 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Interactive Data Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Air Products And Chemicals Inc | APD | US | Industrial Gases | 29,544 | Added More | 14,658 | 98.46 % | $2,438,266 | $2,432,653 | $-5,613 | -0.23 % | $-2,785 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Air Products And Chemicals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alexandria Real Estate Equities Inc | ARE | US | Reits-Office Property | 7,746 | New Holding | 7,746 | 100 % | $455,542 | $444,620 | $-10,922 | -2.39 % | $-10,922 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Alexandria Real Estate Equities Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alliance One International Inc | AOI | US | Tobacco | 36,173 | New Holding | 36,173 | 100 % | $172,907 | $175,801 | $2,894 | 1.67 % | $2,894 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Alliance One International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Alpha Natural Resources Inc | ANR | US | Coal | 17,400 | New Holding | 17,400 | 100 % | $683,472 | $697,740 | $14,268 | 2.08 % | $14,268 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Alpha Natural Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ashford Hospitality Trust Inc | AHT-A | US | Reits-Hotels | 29,510 | New Holding | 29,510 | 100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ashford Hospitality Trust Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Slm Corp | SLM | US | Unknown | 13,073 | New Holding | 13,073 | 100 % | $133,998 | $142,365 | $8,367 | 6.24 % | $8,367 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Slm Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gt Solar International Inc | SOLAR | US | Energy-Alternate Sources | 116,518 | Sold Some | -15,363 | -11.64 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Gt Solar International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petroquest Energy Inc | PQ | US | Oil Comp-Explor And Prodtn | 2,199,149 | Added More | 1,587,422 | 259.49 % | $14,030,571 | $12,843,030 | $-1,187,540 | -8.46 % | $-857,208 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Petroquest Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | National Presto Industries Inc | NPK | US | Housewares | 0 | Sold All | -8,391 | -100 % | - | - | - | 6.31 % | $-46,822 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of National Presto Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Coca-Cola Enterprises Inc | CCE | US | Beverages-Non-Alcoholic | 61,487 | New Holding | 61,487 | 100 % | $1,238,348 | $1,255,565 | $17,216 | 1.39 % | $17,216 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Coca-Cola Enterprises Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sysco Corp | SYY | US | Food-Wholesale/Distrib | 46,667 | Sold Some | -9,211 | -16.48 % | $1,251,142 | $1,261,876 | $10,733 | 0.85 % | $-2,119 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sysco Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Avery Dennison Corp | AVY-A | US | Office Supplies And Forms | 30,708 | Sold Some | -13,999 | -31.31 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Avery Dennison Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hanover Insurance Group Incthe | AF4.BE | US | Multi-Line Insurance | 0 | Sold All | -21,405 | -100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hanover Insurance Group Incthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hasbro Inc | HAS | US | Toys | 45,547 | Sold Some | -231,820 | -83.57 % | $1,316,308 | $1,325,418 | $9,109 | 0.69 % | $-46,364 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hasbro Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sjw Corp | SJW | US | Water | 28,537 | Sold Some | -2,723 | -8.71 % | $622,677 | $632,951 | $10,273 | 1.64 % | $-980 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sjw Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Bankshares Inc | UBSI | US | Commer Banks-Southern Us | 105,784 | New Holding | 105,784 | 100 % | $1,758,130 | $1,765,535 | $7,405 | 0.42 % | $7,405 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of United Bankshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Endo Pharmaceuticals Holdings Inc | ENDP | US | Medical-Drugs | 675,031 | Added More | 164,698 | 32.27 % | $15,147,696 | $14,985,688 | $-162,007 | -1.06 % | $-39,528 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Endo Pharmaceuticals Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tellabs Inc | TLAB | US | Telecommunication Equip | 31,077 | Added More | 4,391 | 16.45 % | $186,773 | $177,760 | $-9,012 | -4.82 % | $-1,273 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Tellabs Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Viasat Inc | VSAT | US | Wireless Equipment | 240,140 | Added More | 214,496 | 836.43 % | $7,076,926 | $7,302,657 | $225,732 | 3.18 % | $201,626 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Viasat Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cascal Nv | HOO | US | Water | 118,449 | New Holding | 118,449 | 100 % | $694,111 | $656,207 | $-37,904 | -5.46 % | $-37,904 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cascal Nv |
| 2009-11-12 | 2009-09-30 | 13F-HR | H And R Block Inc | HRB | US | Commercial Serv-Finance | 17,826 | Added More | 1,537 | 9.43 % | $345,111 | $363,294 | $18,183 | 5.26 % | $1,568 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of H And R Block Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Metropcs Communications Inc | PCS | US | Cellular Telecom | 10,450 | Sold Some | -19,818 | -65.47 % | $63,850 | $68,134 | $4,285 | 6.71 % | $-8,125 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Metropcs Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Endeavour International Corp | END | US | Oil Comp-Explor And Prodtn | 31,984 | New Holding | 31,984 | 100 % | $32,944 | $31,664 | $-1,279 | -3.88 % | $-1,279 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Endeavour International Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Adobe Systems Inc | ADBE | US | Electronic Forms | 47,693 | Sold Some | -390,225 | -89.10 % | $1,698,348 | $1,707,886 | $9,539 | 0.56 % | $-78,045 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Adobe Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Advanced Analogic Technologies Inc | AATI | US | Electronic Compo-Semicon | 33,938 | Sold Some | -4,641 | -12.02 % | $104,868 | $107,244 | $2,376 | 2.26 % | $-325 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Advanced Analogic Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Akamai Technologies Inc | AKAM | US | Internet Infrastr Sftwr | 130,042 | Sold Some | -93,241 | -41.75 % | $3,079,395 | $3,113,205 | $33,811 | 1.09 % | $-24,243 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Akamai Technologies Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cincinnati Bell Inc | CBB-B | US | Telephone-Integrated | 216,199 | Sold Some | -8,985 | -3.99 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cincinnati Bell Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Intercontinentalexchange Inc | ICE | BE | Finance-Other Services | 3,337 | New Holding | 3,337 | 100 % | $359,829 | $356,291 | $-3,537 | -0.98 % | $-3,537 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Intercontinentalexchange Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Washington Federal Inc | WFSL | US | S And L/Thrifts-Western Us | 225,436 | Sold Some | -2,524 | -1.10 % | $4,235,942 | $4,260,740 | $24,798 | 0.58 % | $-278 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Washington Federal Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dht Maritime Inc | DHT | MH | Transport-Marine | 0 | Sold All | -12,777 | -100 % | - | - | - | 10.00 % | $-4,600 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dht Maritime Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Bancorppuerto Rico | FBP | PR | Commer Banks-Southern Us | 3,118,930 | Added More | 705,926 | 29.25 % | $5,208,613 | $4,865,531 | $-343,082 | -6.58 % | $-77,652 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of First Bancorppuerto Rico |
| 2009-11-12 | 2009-09-30 | 13F-HR | Herbalife Ltd | HLF | KY | Vitamins And Nutrition Prod | 17,046 | New Holding | 17,046 | 100 % | $709,455 | $722,750 | $13,296 | 1.87 % | $13,296 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Herbalife Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sterlite Industries India Ltd | SLT | US | Metal Processors And Fabrica | 230,922 | Added More | 32,954 | 16.64 % | $4,075,773 | $4,198,162 | $122,389 | 3.00 % | $17,466 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sterlite Industries India Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icu Medical Inc | ICUI | US | Disposable Medical Prod | 139,625 | Added More | 32,938 | 30.87 % | $4,942,725 | $4,688,608 | $-254,118 | -5.14 % | $-59,947 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Icu Medical Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Idexx Laboratories Inc | IDXX | US | Diagnostic Kits | 7,466 | New Holding | 7,466 | 100 % | $385,320 | $378,750 | $-6,570 | -1.70 % | $-6,570 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Idexx Laboratories Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Itron Inc | ITRI | US | Electronic Measur Instr | 48,866 | Added More | 2,387 | 5.13 % | $3,090,286 | $3,038,977 | $-51,309 | -1.66 % | $-2,506 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Itron Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | J And J Snack Foods Corp | JJSF | US | Food-Misc/Diversified | 144,183 | Added More | 30,787 | 27.14 % | $5,565,464 | $5,569,789 | $4,325 | 0.07 % | $924 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of J And J Snack Foods Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fastenal Co | FAST | US | Distribution/Wholesale | 22,488 | Sold Some | -166 | -0.73 % | $826,659 | $832,281 | $5,622 | 0.68 % | $-42 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Fastenal Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | FITB | US | Super-Regional Banks-Us | 0 | Sold All | -193,508 | -100 % | - | - | - | 4.50 % | $-83,208 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Fifth Third Bancorp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Cash Financial Services Inc | FCFS | US | Retail-Pawn Shops | 308,136 | Added More | 77,874 | 33.81 % | $5,376,973 | $5,777,550 | $400,577 | 7.44 % | $101,236 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of First Cash Financial Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cincinnati Financial Corp | CINF | US | Multi-Line Insurance | 151,442 | Added More | 22,505 | 17.45 % | $3,952,636 | $3,851,170 | $-101,466 | -2.56 % | $-15,078 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cincinnati Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cintas Corp | CTAS | US | Linen Supply And Rel Items | 451,160 | Added More | 122,125 | 37.11 % | $12,952,804 | $12,614,434 | $-338,370 | -2.61 % | $-91,594 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cintas Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Citrix Systems Inc | CTXS | US | Applications Software | 52,094 | Added More | 17,863 | 52.18 % | $2,014,996 | $1,971,237 | $-43,759 | -2.17 % | $-15,005 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Citrix Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cognizant Technology Solutions Corp | CTSH | US | Computer Services | 129,579 | Sold Some | -13,095 | -9.17 % | $5,720,913 | $5,660,011 | $-60,902 | -1.06 % | $6,155 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Cognizant Technology Solutions Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Electric Co Inc | FELE | US | Machinery-Electrical | 27,825 | Added More | 694 | 2.55 % | $761,570 | $762,405 | $835 | 0.10 % | $21 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Franklin Electric Co Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fulton Financial Corp | FULT | US | Commer Banks-Eastern Us | 1,647,749 | Added More | 306,491 | 22.85 % | $13,280,857 | $13,956,434 | $675,577 | 5.08 % | $125,661 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Fulton Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gen-Probe Inc | GPRO | US | Diagnostic Equipment | 0 | Sold All | -5,827 | -100 % | - | - | - | 1.01 % | $-2,447 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Gen-Probe Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | General Communication Inc | GNCMA | US | Telephone-Integrated | 13,699 | New Holding | 13,699 | 100 % | $82,057 | $84,112 | $2,055 | 2.50 % | $2,055 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of General Communication Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gmx Resources Inc | GMXR | US | Oil Comp-Explor And Prodtn | 827,958 | New Holding | 827,958 | 100 % | $9,960,335 | $9,496,678 | $-463,656 | -4.65 % | $-463,656 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Gmx Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Green Mountain Coffee Roasters Inc | GMCR | US | Coffee | 561,487 | Added More | 160,170 | 39.91 % | $38,377,636 | $36,502,270 | $-1,875,367 | -4.88 % | $-534,968 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Green Mountain Coffee Roasters Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gymboree Corp | GYMB | US | Retail-Apparel/Shoe | 47,927 | Added More | 38,137 | 389.55 % | $1,974,113 | $1,979,864 | $5,751 | 0.29 % | $4,576 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Gymboree Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hms Holdings Corp | HMSY | US | Commercial Services | 243,104 | Added More | 63,223 | 35.14 % | $10,655,248 | $10,779,231 | $123,983 | 1.16 % | $32,244 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hms Holdings Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dell Inc | DELL | US | Computers | 181,678 | Added More | 37,403 | 25.92 % | $2,806,925 | $2,596,179 | $-210,746 | -7.50 % | $-43,387 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dell Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dentsply International Inc | XRAY | US | Dental Supplies And Equip | 18,835 | Added More | 2,937 | 18.47 % | $631,914 | $618,918 | $-12,996 | -2.05 % | $-2,027 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dentsply International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diamond Foods Inc | DMND | US | Food-Misc/Diversified | 166,682 | Added More | 8,090 | 5.10 % | $4,925,453 | $5,208,813 | $283,359 | 5.75 % | $13,753 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Diamond Foods Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Digital River Inc | DRIV | US | E-Marketing/Info | 22,581 | Added More | 2,472 | 12.29 % | $592,977 | $588,009 | $-4,968 | -0.83 % | $-544 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Digital River Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Broadcom Corp | BRCM | US | Electronic Compo-Semicon | 62,688 | Added More | 12,720 | 25.45 % | $1,780,966 | $1,802,907 | $21,941 | 1.23 % | $4,452 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Broadcom Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bucyrus International Inc | BUCY | US | Machinery-Constr And Mining | 7,454 | New Holding | 7,454 | 100 % | $384,999 | $388,055 | $3,056 | 0.79 % | $3,056 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Bucyrus International Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Buffalo Wild Wings Inc | BWLD | US | Retail-Restaurants | 193,203 | Added More | 52,865 | 37.66 % | $8,039,177 | $7,902,003 | $-137,174 | -1.70 % | $-37,534 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Buffalo Wild Wings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Etrade Financial Corp | ETFC | US | Finance-Invest Bnkr/Brkr | 646,438 | Sold Some | -120,801 | -15.74 % | $956,728 | $1,060,158 | $103,430 | 10.81 % | $-19,328 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Etrade Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Earthlink Inc | ELNK | US | Web Portals/Isp | 74,430 | Added More | 2,263 | 3.13 % | $619,258 | $630,422 | $11,165 | 1.80 % | $339 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Earthlink Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ebay Inc | EBAY | US | E-Commerce/Services | 753,514 | Added More | 568,120 | 306.43 % | $18,016,520 | $17,172,584 | $-843,936 | -4.68 % | $-636,294 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ebay Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dish Network Corp | DISH | US | Television | 30,543 | Added More | 7,728 | 33.87 % | $634,073 | $610,555 | $-23,518 | -3.70 % | $-5,951 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dish Network Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Electronic Arts Inc | ERTS | US | Entertainment Software | 38,039 | Added More | 17,873 | 88.62 % | $693,071 | $658,075 | $-34,996 | -5.04 % | $-16,443 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Electronic Arts Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nrg Energy Inc | NRG | US | Independ Power Producer | 48,891 | Sold Some | -5,238 | -9.67 % | $1,144,538 | $1,164,095 | $19,556 | 1.70 % | $-2,095 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nrg Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nii Holdings Inc | NIHD | US | Cellular Telecom | 34,086 | Added More | 17,459 | 105.00 % | $983,381 | $989,176 | $5,795 | 0.58 % | $2,968 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nii Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nasdaq Omx Groupthe | NDAQ | US | Finance-Other Services | 285,608 | Added More | 22,408 | 8.51 % | $5,475,105 | $5,417,984 | $-57,122 | -1.04 % | $-4,482 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nasdaq Omx Groupthe |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nash Finch Co | NAFC | US | Food-Wholesale/Distrib | 138,559 | Added More | 27,431 | 24.68 % | $4,415,875 | $4,571,061 | $155,186 | 3.51 % | $30,723 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nash Finch Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | National Penn Bancshares Inc | NPBC | US | Commer Banks-Eastern Us | 18,476 | New Holding | 18,476 | 100 % | $100,694 | $102,542 | $1,848 | 1.83 % | $1,848 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of National Penn Bancshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nektar Therapeutics | NKTR | US | Medical-Biomedical/Gene | 365,419 | Sold Some | -88,087 | -19.42 % | $3,138,949 | $3,157,220 | $18,271 | 0.58 % | $-4,404 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nektar Therapeutics |
| 2009-11-12 | 2009-09-30 | 13F-HR | Netapp Inc | NTAP | US | Computers-Memory Devices | 76,861 | Added More | 17,129 | 28.67 % | $2,221,283 | $2,339,649 | $118,366 | 5.32 % | $26,379 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Netapp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | J2 Global Communications Inc | JCOM | US | Internet Telephony | 31,228 | Sold Some | -65,397 | -67.68 % | $655,788 | $637,051 | $-18,737 | -2.85 % | $39,238 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of J2 Global Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jakks Pacific Inc | JAKK | US | Toys | 42,781 | Added More | 18,858 | 78.82 % | $540,324 | $543,747 | $3,422 | 0.63 % | $1,509 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jakks Pacific Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jetblue Airways Corp | JBLU | US | Airlines | 13,340 | New Holding | 13,340 | 100 % | $70,702 | $69,368 | $-1,334 | -1.88 % | $-1,334 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jetblue Airways Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jos A Bank Clothiers Inc | JOSB | US | Retail-Apparel/Shoe | 237,527 | Added More | 42,983 | 22.09 % | $10,080,646 | $9,914,377 | $-166,269 | -1.64 % | $-30,088 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jos A Bank Clothiers Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kla-Tencor Corp | KLAC | US | Semiconductor Equipment | 36,566 | Added More | 6,049 | 19.82 % | $1,205,947 | $1,166,090 | $-39,857 | -3.30 % | $-6,593 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Kla-Tencor Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kelly Services Inc | KELYA | US | Human Resources | 0 | Sold All | -43,697 | -100 % | - | - | - | -0.92 % | $4,370 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Kelly Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | NITE | US | Finance-Invest Bnkr/Brkr | 58,381 | Sold Some | -13,133 | -18.36 % | $952,194 | $906,073 | $-46,121 | -4.84 % | $10,375 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Knight Capital Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lhc Group Inc | LHCG | US | Medical-Outptnt/Home Med | 191,757 | Added More | 48,297 | 33.66 % | $5,516,849 | $5,992,406 | $475,557 | 8.62 % | $119,777 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lhc Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lam Research Corp | LRCX | US | Semiconductor Equipment | 38,182 | Added More | 5,531 | 16.93 % | $1,343,243 | $1,298,952 | $-44,291 | -3.29 % | $-6,416 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lam Research Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lancaster Colony Corp | LANC | US | Diversified Manufact Op | 36,561 | Added More | 2,979 | 8.87 % | $1,812,694 | $1,796,242 | $-16,452 | -0.90 % | $-1,341 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lancaster Colony Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fiserv Inc | FISV | US | Data Processing/Mgmt | 39,756 | Added More | 12,947 | 48.29 % | $1,899,144 | $1,878,471 | $-20,673 | -1.08 % | $-6,732 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Fiserv Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lifepoint Hospitals Inc | LPNT | US | Medical-Hospitals | 51,700 | Added More | 4,254 | 8.96 % | $1,560,306 | $1,519,463 | $-40,843 | -2.61 % | $-3,361 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lifepoint Hospitals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lincare Holdings Inc | LNCR | US | Medical-Outptnt/Home Med | 16,568 | Added More | 4,896 | 41.94 % | $566,626 | $586,176 | $19,550 | 3.45 % | $5,777 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lincare Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Linear Technology Corp | LLTC | US | Semicon Compo-Intg Circu | 770,288 | Added More | 163,862 | 27.02 % | $20,836,290 | $20,366,415 | $-469,876 | -2.25 % | $-99,956 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Linear Technology Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Linn Energy Llc | LINE | US | Oil Comp-Explor And Prodtn | 482,697 | Added More | 315,942 | 189.46 % | $11,806,769 | $11,821,250 | $14,481 | 0.12 % | $9,478 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Linn Energy Llc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Steven Madden Ltd | SHOO | US | Footwear And Related Apparel | 30,241 | New Holding | 30,241 | 100 % | $1,140,388 | $1,143,110 | $2,722 | 0.23 % | $2,722 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Steven Madden Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hansen Natural Corp | HANS | US | Beverages-Non-Alcoholic | 272,356 | Added More | 38,821 | 16.62 % | $9,344,534 | $9,646,850 | $302,315 | 3.23 % | $43,091 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hansen Natural Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Harleysville National Corp | HNBC | US | Commer Banks-Eastern Us | 0 | Sold All | -12,591 | -100 % | - | - | - | 1.34 % | $-1,007 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Harleysville National Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jack Henry And Associates Inc | JKHY | US | Computers-Integrated Sys | 31,696 | New Holding | 31,696 | 100 % | $748,026 | $738,834 | $-9,192 | -1.22 % | $-9,192 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jack Henry And Associates Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dollar Tree Inc | DLTR | US | Retail-Discount | 690,230 | Added More | 149,844 | 27.72 % | $33,269,086 | $33,772,954 | $503,868 | 1.51 % | $109,386 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dollar Tree Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dress Barn Inc | DBRN | US | Retail-Apparel/Shoe | 37,938 | Sold Some | -8,141 | -17.66 % | $702,612 | $822,496 | $119,884 | 17.06 % | $-25,726 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Dress Barn Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Epiq Systems Inc | EPIQ | US | Applications Software | 327,643 | Added More | 84,544 | 34.77 % | $4,105,367 | $4,151,237 | $45,870 | 1.11 % | $11,836 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Epiq Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hologic Inc | HOLX | US | X-Ray Equipment | 35,024 | Added More | 5,746 | 19.62 % | $539,370 | $503,995 | $-35,374 | -6.55 % | $-5,803 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hologic Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hot Topic Inc | HOTT | US | Retail-Apparel/Shoe | 420,933 | Added More | 96,767 | 29.85 % | $2,790,786 | $2,483,505 | $-307,281 | -11.01 % | $-70,640 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hot Topic Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hudson City Bancorp Inc | HCBK | US | S And L/Thrifts-Eastern Us | 29,901 | Added More | 4,732 | 18.80 % | $399,178 | $397,683 | $-1,495 | -0.37 % | $-237 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hudson City Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Jb Hunt Transport Services Inc | JBHT | US | Transport-Truck | 27,676 | Added More | 6,996 | 33.82 % | $886,186 | $885,909 | $-277 | -0.03 % | $-70 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Jb Hunt Transport Services Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Huntington Bancshares Incoh | HBAN | US | Super-Regional Banks-Us | 468,393 | Sold Some | -137,329 | -22.67 % | $1,756,474 | $1,770,526 | $14,052 | 0.80 % | $-4,120 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Huntington Bancshares Incoh |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hutchinson Technology Inc | HTCH | US | Computers-Memory Devices | 0 | Sold All | -31,247 | -100 % | - | - | - | 0.85 % | $-1,875 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Hutchinson Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Realnetworks Inc | RNWK | US | Internet Applic Sftwr | 111,350 | Sold Some | -2,994 | -2.61 % | $403,087 | $381,931 | $-21,157 | -5.24 % | $569 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Realnetworks Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ruths Hospitality Group Inc | RUTH | US | Retail-Restaurants | 14,197 | New Holding | 14,197 | 100 % | $40,745 | $34,215 | $-6,531 | -16.02 % | $-6,531 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ruths Hospitality Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | S And T Bancorp Inc | STBA | US | Commer Banks-Eastern Us | 13,069 | New Holding | 13,069 | 100 % | $196,950 | $206,360 | $9,410 | 4.77 % | $9,410 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of S And T Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nvidia Corp | NVDA | US | Electronic Compo-Semicon | 85,838 | Added More | 8,916 | 11.59 % | $1,155,379 | $1,107,310 | $-48,069 | -4.16 % | $-4,993 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Nvidia Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Osi Pharmaceuticals Inc | OSIP | US | Medical-Drugs | 82,643 | Sold Some | -579 | -0.69 % | $2,813,994 | $2,709,864 | $-104,130 | -3.70 % | $730 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Osi Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | O2micro International Ltd | OIIM | US | Semicon Compo-Intg Circu | 28,811 | Sold Some | -4,168 | -12.63 % | $119,566 | $126,192 | $6,627 | 5.54 % | $-959 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of O2micro International Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Odyssey Healthcare Inc | ODSY | US | Medical-Outptnt/Home Med | 0 | Sold All | -11,072 | -100 % | - | - | - | 1.07 % | $-1,772 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Odyssey Healthcare Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Olympic Steel Inc | ZEUS | US | Steel-Producers | 21,880 | New Holding | 21,880 | 100 % | $564,723 | $595,136 | $30,413 | 5.38 % | $30,413 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Olympic Steel Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | On Semiconductor Corp | ONNN | US | Electronic Compo-Semicon | 359,264 | Sold Some | -48,374 | -11.86 % | $2,755,555 | $2,777,111 | $21,556 | 0.78 % | $-2,902 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of On Semiconductor Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oracle Corp | ORCL | US | Enterprise Software/Serv | 1,193,034 | Added More | 195,526 | 19.60 % | $26,294,469 | $26,652,380 | $357,910 | 1.36 % | $58,658 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Oracle Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oreilly Automotive Inc | ORLY | US | Retail-Auto Parts | 40,994 | Added More | 8,936 | 27.87 % | $1,611,474 | $1,594,667 | $-16,808 | -1.04 % | $-3,664 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Oreilly Automotive Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Otter Tail Corp | OTTR | US | Electric-Integrated | 23,907 | Sold Some | -985 | -3.95 % | $559,902 | $555,121 | $-4,781 | -0.85 % | $197 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Otter Tail Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pf Changs China Bistro Inc | PFCB | US | Retail-Restaurants | 21,016 | New Holding | 21,016 | 100 % | $642,879 | $671,461 | $28,582 | 4.44 % | $28,582 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pf Changs China Bistro Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pmc - Sierra Inc | PMCS | US | Electronic Compo-Semicon | 22,904 | New Holding | 22,904 | 100 % | $200,410 | $189,187 | $-11,223 | -5.60 % | $-11,223 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pmc - Sierra Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Paccar Inc | PCAR | US | Auto-Med And Heavy Duty Trks | 15,068 | Added More | 2,720 | 22.02 % | $580,118 | $579,967 | $-151 | -0.02 % | $-27 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Paccar Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lear Corp | LEA | US | Auto/Trk Prts And Equip-Orig | 0 | Sold All | -56,398 | -100 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Lear Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Layne Christensen Co | LAYN | US | Building And Construct-Misc | 31,989 | Added More | 1,580 | 5.19 % | $853,786 | $844,190 | $-9,597 | -1.12 % | $-474 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Layne Christensen Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pacific Capital Bancorp Na | PCBC | US | Commer Banks-Western Us | 0 | Sold All | -134,533 | -100 % | - | - | - | 65.21 % | $-60,540 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Panera Bread Co | PNRA | US | Retail-Restaurants | 218,880 | Added More | 12,365 | 5.98 % | $13,450,176 | $13,951,411 | $501,235 | 3.72 % | $28,316 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Panera Bread Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Patterson Cos Inc | PDCO | US | Dental Supplies And Equip | 51,068 | Added More | 33,168 | 185.29 % | $1,321,640 | $1,321,129 | $-511 | -0.03 % | $-332 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Patterson Cos Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Patterson-Uti Energy Inc | PTEN | US | Oil And Gas Drilling | 105,453 | Added More | 76,359 | 262.45 % | $1,679,866 | $1,576,522 | $-103,344 | -6.15 % | $-74,832 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Patterson-Uti Energy Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Peets Coffee And Tea Inc | PEET | US | Coffee | 0 | Sold All | -27,720 | -100 % | - | - | - | 1.36 % | $-14,137 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Peets Coffee And Tea Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mercury Computer Systems Inc | MRCY | US | Computers-Integrated Sys | 70,428 | New Holding | 70,428 | 100 % | $746,537 | $764,144 | $17,607 | 2.35 % | $17,607 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Mercury Computer Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Micros Systems Inc | MCRS | US | Computers-Integrated Sys | 10,354 | New Holding | 10,354 | 100 % | $294,778 | $296,435 | $1,657 | 0.56 % | $1,657 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Micros Systems Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Microsoft Corp | MSFT | US | Applications Software | 774,109 | Added More | 478,598 | 161.95 % | $22,727,840 | $22,929,109 | $201,268 | 0.88 % | $124,435 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Microsoft Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Microchip Technology Inc | MCHP | US | Electronic Compo-Semicon | 101,058 | Added More | 20,062 | 24.76 % | $2,678,037 | $2,580,011 | $-98,026 | -3.66 % | $-19,460 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Microchip Technology Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Microsemi Corp | MSCC | US | Electronic Compo-Semicon | 65,084 | Sold Some | -8,698 | -11.78 % | $936,559 | $999,039 | $62,481 | 6.67 % | $-8,350 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Microsemi Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Monster Worldwide Inc | MNST | US | Human Resources | 72,095 | Sold Some | -7,092 | -8.95 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Monster Worldwide Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Triquint Semiconductor Inc | TQNT | US | Semicon Compo-Intg Circu | 178,353 | New Holding | 178,353 | 100 % | $982,725 | $966,673 | $-16,052 | -1.63 % | $-16,052 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Triquint Semiconductor Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Safety Insurance Group Inc | SAFT | US | Property/Casualty Ins | 0 | Sold All | -15,075 | -100 % | - | - | - | 3.22 % | $-17,035 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Safety Insurance Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sanderson Farms Inc | SAFM | US | Poultry | 71,204 | Sold Some | -105,029 | -59.59 % | $2,824,663 | $2,805,438 | $-19,225 | -0.68 % | $28,358 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sanderson Farms Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sandisk Corp | SNDK | US | Computers-Memory Devices | 14,313 | New Holding | 14,313 | 100 % | $306,441 | $289,695 | $-16,746 | -5.46 % | $-16,746 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sandisk Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sapient Corp | SAPE | US | E-Services/Consulting | 85,370 | Sold Some | -10,275 | -10.74 % | $610,396 | $618,933 | $8,537 | 1.39 % | $-1,028 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sapient Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Henry Schein Inc | HSIC | US | Medical Products | 29,018 | Added More | 12,732 | 78.17 % | $1,505,454 | $1,466,280 | $-39,174 | -2.60 % | $-17,188 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Henry Schein Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Schnitzer Steel Industries Inc | SCHN | US | Steel-Producers | 7,347 | Added More | 1,823 | 33.00 % | $325,693 | $346,044 | $20,351 | 6.24 % | $5,050 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Schnitzer Steel Industries Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Scholastic Corp | SCHL | US | Publishing-Books | 0 | Sold All | -32,530 | -100 % | - | - | - | 3.12 % | $-26,024 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Scholastic Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | School Specialty Inc | SCHS | US | Retail-Office Supplies | 26,340 | New Holding | 26,340 | 100 % | $621,361 | $620,307 | $-1,054 | -0.16 % | $-1,054 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of School Specialty Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ryanair Holdings Plc | RYAAY | IE | Airlines | 15,803 | Added More | 3,803 | 31.69 % | $419,728 | $414,829 | $-4,899 | -1.16 % | $-1,179 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ryanair Holdings Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sears Holdings Corp | SHLD | US | Retail-Major Dept Store | 11,733 | Added More | 5,199 | 79.56 % | $819,667 | $852,285 | $32,618 | 3.97 % | $14,453 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sears Holdings Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sepracor Inc | SEPR | US | Medical-Drugs | 83,824 | Added More | 29,453 | 54.17 % | - | - | - | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sepracor Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Shuffle Master Inc | SHFL | US | Casino Services | 21,773 | New Holding | 21,773 | 100 % | $175,490 | $186,159 | $10,669 | 6.07 % | $10,669 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Shuffle Master Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Silicon Laboratories Inc | SLAB | US | Electronic Compo-Semicon | 23,923 | Added More | 16,583 | 225.92 % | $1,021,034 | $1,010,029 | $-11,005 | -1.07 % | $-7,628 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Silicon Laboratories Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sinclair Broadcast Group Inc | SBGI | US | Television | 0 | Sold All | -11,944 | -100 % | - | - | - | -3.17 % | $1,433 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sinclair Broadcast Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sirius Xm Radio Inc | SIRI | US | Radio | 0 | Sold All | -58,582 | -100 % | - | - | - | -4.54 % | $1,757 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sirius Xm Radio Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ch Energy Group Inc | CHG | US | Electric-Integrated | 146,503 | Added More | 25,827 | 21.40 % | $6,126,755 | $6,069,619 | $-57,136 | -0.93 % | $-10,073 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ch Energy Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Stein Mart Inc | SMRT | US | Retail-Apparel/Shoe | 51,651 | New Holding | 51,651 | 100 % | $522,192 | $580,557 | $58,366 | 11.17 % | $58,366 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Stein Mart Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Southwest Water Co | SWWC | US | Water | 81,419 | Added More | 2,032 | 2.55 % | $498,284 | $482,815 | $-15,470 | -3.10 % | $-386 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Southwest Water Co |
| 2009-11-12 | 2009-09-30 | 13F-HR | Spartan Motors Inc | SPAR | US | Auto/Trk Prts And Equip-Orig | 11,646 | New Holding | 11,646 | 100 % | $61,142 | $59,977 | $-1,165 | -1.90 % | $-1,165 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Spartan Motors Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Staples Inc | SPLS | US | Retail-Office Supplies | 38,575 | Added More | 8,858 | 29.80 % | $854,822 | $876,424 | $21,602 | 2.52 % | $4,960 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Staples Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Starbucks Corp | SBUX | US | Retail-Restaurants | 79,983 | Added More | 43,734 | 120.64 % | $1,734,031 | $1,712,436 | $-21,595 | -1.24 % | $-11,808 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Starbucks Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Steel Dynamics Inc | STLD | US | Steel-Producers | 32,630 | Sold Some | -10,555 | -24.44 % | $481,619 | $526,975 | $45,356 | 9.41 % | $-14,671 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Steel Dynamics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Valassis Communications Inc | VCI | US | Printing-Commercial | 0 | Sold All | -12,596 | -100 % | - | - | - | 2.02 % | $-4,031 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Valassis Communications Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Perficient Inc | PRFT | US | E-Services/Consulting | 12,596 | Added More | 703 | 5.91 % | $102,657 | $107,822 | $5,164 | 5.03 % | $288 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Perficient Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Petmed Express Inc | PETS | US | Veterinary Products | 222,062 | Added More | 49,380 | 28.59 % | $3,552,992 | $3,608,508 | $55,516 | 1.56 % | $12,345 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Petmed Express Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pharmaceutical Product Development Inc | PPDI | US | Research And Development | 21,008 | Added More | 6,681 | 46.63 % | $430,244 | $441,588 | $11,344 | 2.63 % | $3,608 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pharmaceutical Product Development Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Presidential Life Corp | PLFE | US | Life/Health Insurance | 0 | Sold All | -37,790 | -100 % | - | - | - | 7.39 % | $-25,697 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Presidential Life Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Pricelinecom Inc | PCLN | US | E-Commerce/Services | 45,205 | Added More | 22,746 | 101.27 % | $8,912,166 | $9,436,544 | $524,378 | 5.88 % | $263,854 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pricelinecom Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Prosperity Bancshares Inc | PRSP | US | Commer Banks-Central Us | 0 | Sold All | -17,236 | -100 % | - | - | - | 8.50 % | $-52,397 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Prosperity Bancshares Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wells Fargo And Co | WFC | US | Unknown | 473,582 | New Holding | 473,582 | 100 % | $13,364,484 | $13,198,730 | $-165,754 | -1.24 % | $-165,754 | | | | | | News Article | History |
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