| Filed | As-Of/On | Form | Fullname | Symbol | Country | Industry | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypothetical Return | Hypothetical Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-10-23 | 2009-09-30 | 13F-HR | Embarq Corp | EQ | US | Telecom Services | 0 | Sold All | -6,622 | -100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Embarq Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | 3m Co | MMM | US | Diversified Manufact Op | 78,195 | Added More | 6,931 | 9.72 % | $6,085,135 | $6,040,564 | $-44,571 | -0.73 % | $-3,951 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of 3m Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Vivo Participacoes Sa | VIV | BR | Cellular Telecom | 24,116 | Added More | 622 | 2.64 % | $644,138 | $699,123 | $54,984 | 8.53 % | $1,418 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Vivo Participacoes Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Urs Corp | URS | US | Engineering/R And D Services | 63,970 | Added More | 9,430 | 17.29 % | $2,597,182 | $2,824,276 | $227,094 | 8.74 % | $33,477 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Urs Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Enerplus Resources Fund | ERF | CA | Oil Comp-Explor And Prodtn | 17,400 | Added More | 800 | 4.81 % | $416,904 | $400,374 | $-16,530 | -3.96 % | $-760 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Enerplus Resources Fund |
| 2009-10-23 | 2009-09-30 | 13F-HR | Suburban Propane Partners Lp | SPH | US | Retail-Propane Distrib | 14,651 | Added More | 1,092 | 8.05 % | $657,097 | $644,644 | $-12,453 | -1.89 % | $-928 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Suburban Propane Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Deere And Co | DE | US | Machinery-Farm | 11,449 | New Holding | 11,449 | 100 % | $550,468 | $582,640 | $32,172 | 5.84 % | $32,172 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Deere And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Valspar Corp | VAL | US | Coatings/Paint | 1,095,741 | Sold Some | -20,394 | -1.82 % | $28,982,349 | $30,121,920 | $1,139,571 | 3.93 % | $-21,210 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Valspar Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Supervalu Inc | SVU | US | Food-Retail | 0 | Sold All | -11,396 | -100 % | - | - | - | -8.58 % | $16,182 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Supervalu Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wal-Mart Stores Inc | WMT | US | Retail-Discount | 43,638 | Added More | 282 | 0.65 % | $2,201,101 | $2,380,017 | $178,916 | 8.12 % | $1,156 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wal-Mart Stores Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Quest Diagnostics Incde | DGX | US | Medical Labs And Testing Srv | 267,306 | Sold Some | -23,237 | -7.99 % | $15,054,674 | $15,538,498 | $483,824 | 3.21 % | $-42,059 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Quest Diagnostics Incde |
| 2009-10-23 | 2009-09-30 | 13F-HR | Exxon Mobil Corp | XOM | US | Oil Comp-Integrated | 195,211 | Sold Some | -454 | -0.23 % | $14,361,673 | $14,572,501 | $210,828 | 1.46 % | $-490 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Exxon Mobil Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ntelos Holdings Corp | NTLS | US | Telecom Services | 58,800 | Added More | 40,300 | 217.83 % | $960,792 | $940,800 | $-19,992 | -2.08 % | $-13,702 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ntelos Holdings Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Raymond James Financial Inc | RJF | US | Finance-Invest Bnkr/Brkr | 827,430 | Sold Some | -12,900 | -1.53 % | $20,909,156 | $21,140,837 | $231,680 | 1.10 % | $-3,612 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Raymond James Financial Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Brown And Brown Inc | BRO | US | Insurance Brokers | 43,800 | Sold Some | -2,000 | -4.36 % | $817,308 | $784,458 | $-32,850 | -4.01 % | $1,500 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Brown And Brown Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Raytheon Co | RTN | US | Aerospace/Defense | 4,305 | Added More | 203 | 4.94 % | $199,881 | $214,518 | $14,637 | 7.32 % | $690 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Raytheon Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Stillwater Mining Co | SWC | US | Platinum | 2,917,372 | Sold Some | -46,822 | -1.57 % | $21,734,421 | $26,402,217 | $4,667,795 | 21.47 % | $-74,915 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Stillwater Mining Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Devon Energy Corp | DVN | US | Oil Comp-Explor And Prodtn | 164,237 | Sold Some | -1,979 | -1.19 % | $11,204,248 | $11,360,273 | $156,025 | 1.39 % | $-1,880 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Devon Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Automatic Data Processing Inc | ADP | US | Commercial Serv-Finance | 12,717 | Sold Some | -810 | -5.98 % | $513,385 | $552,426 | $39,041 | 7.60 % | $-2,487 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Automatic Data Processing Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Walt Disney Cothe | DIS | US | Multimedia | 66,313 | Added More | 384 | 0.58 % | $1,915,783 | $2,003,316 | $87,533 | 4.56 % | $507 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Walt Disney Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Credicorp Ltd | BAP | BM | Commer Banks Non-Us | 4,148 | New Holding | 4,148 | 100 % | $311,307 | $313,962 | $2,655 | 0.85 % | $2,655 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Credicorp Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dow Chemical Cothe | DOW | US | Chemicals-Diversified | 87,408 | Added More | 7,526 | 9.42 % | $2,198,311 | $2,454,417 | $256,105 | 11.65 % | $22,051 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dow Chemical Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Allstate Corpthe | ALL | US | Multi-Line Insurance | 7,035 | New Holding | 7,035 | 100 % | $221,603 | $203,100 | $-18,502 | -8.34 % | $-18,502 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Allstate Corpthe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Paivis Corp | PAVC.OB | US | Telecom Services | 38,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Paivis Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Paychex Inc | PAYX | US | Commercial Serv-Finance | 16,296 | Sold Some | -4,049 | -19.90 % | $464,762 | $504,361 | $39,599 | 8.52 % | $-9,839 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Paychex Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Baker Hughes Inc | BHI | US | Oil-Field Services | 11,919 | Added More | 545 | 4.79 % | $540,646 | $490,824 | $-49,821 | -9.21 % | $-2,278 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Baker Hughes Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Celgene Corp | CELG | US | Medical-Biomedical/Gene | 1,960 | Sold Some | -626 | -24.20 % | $106,252 | $106,918 | $666 | 0.62 % | $-213 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Celgene Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Stryker Corp | SYK | US | Medical Products | 35,474 | Added More | 4,317 | 13.85 % | $1,703,816 | $1,731,841 | $28,024 | 1.64 % | $3,410 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Stryker Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Centennial Communications Corp | CYCL | US | Cellular Telecom | 3,908,078 | Added More | 74,883 | 1.95 % | $32,945,098 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Centennial Communications Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Leap Wireless International Inc | LEAP | US | Cellular Telecom | 11,100 | New Holding | 11,100 | 100 % | $157,620 | $141,525 | $-16,095 | -10.21 % | $-16,095 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Leap Wireless International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Terex Corp | TEX | US | Machinery-Constr And Mining | 153,109 | Sold Some | -33,011 | -17.73 % | $3,625,621 | $3,230,600 | $-395,021 | -10.89 % | $85,168 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Terex Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Genzyme Corp | GENZ | US | Medical-Biomedical/Gene | 46,792 | Added More | 20,070 | 75.10 % | $2,444,414 | $2,322,287 | $-122,127 | -4.99 % | $-52,383 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Genzyme Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Protox Therapeutics Inc | PTXRF.PK | CA | Medical-Biomedical/Gene | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Protox Therapeutics Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gilead Sciences Inc | GILD | US | Therapeutics | 1,065,006 | Added More | 26,821 | 2.58 % | $46,679,213 | $49,544,079 | $2,864,866 | 6.13 % | $72,148 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Gilead Sciences Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Teppco Partners Lp | TPP | US | Pipelines | 11,500 | Added More | 3,983 | 52.98 % | $427,340 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Teppco Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Novellus Systems Inc | NVLS | US | Semiconductor Equipment | 1,264,061 | Sold Some | -25,061 | -1.94 % | $28,441,373 | $26,406,234 | $-2,035,138 | -7.15 % | $40,348 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Novellus Systems Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Republic First Bancorp Inc | FRBK | US | Commer Banks-Eastern Us | 10,000 | New Holding | 10,000 | 100 % | $45,000 | $40,200 | $-4,800 | -10.66 % | $-4,800 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Republic First Bancorp Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Waste Management Inc | WMI | US | Non-Hazardous Waste Disp | 199,436 | Added More | 18,915 | 10.47 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Waste Management Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Acergy Sa | ACGY | US | Oil-Field Services | 12,500 | Sold Some | -500 | -3.84 % | $174,875 | $176,000 | $1,125 | 0.64 % | $-45 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Acergy Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Glaxosmithkline Plc | GSK | IT | Medical-Drugs | 28,180 | Sold Some | -3,217 | -10.24 % | $1,133,963 | $1,168,625 | $34,661 | 3.05 % | $-3,957 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Glaxosmithkline Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Xerox Corp | XRX | US | Office Automation And Equip | 0 | Sold All | -10,250 | -100 % | - | - | - | -1.26 % | $1,025 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Xerox Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Composite Technology Corp | CPTC.OB | US | Power Conv/Supply Equip | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Composite Technology Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Burlington Northern Santa Fe Corp | BNI | US | Transport-Rail | 27,481 | Sold Some | -200 | -0.72 % | $2,174,297 | $2,695,336 | $521,040 | 23.96 % | $-3,792 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Burlington Northern Santa Fe Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Novo Nordisk As | NVO | DK | Medical-Drugs | 9,478 | Added More | 2,585 | 37.50 % | $610,573 | $626,496 | $15,923 | 2.60 % | $4,343 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Novo Nordisk As |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hess Corp | HES | US | Oil Comp-Integrated | 38,620 | Added More | 650 | 1.71 % | $2,276,649 | $2,222,967 | $-53,682 | -2.35 % | $-904 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hess Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Forest Laboratories Inc | FRX | US | Medical-Drugs | 22,625 | Added More | 25 | 0.11 % | $630,785 | $658,614 | $27,829 | 4.41 % | $31 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Forest Laboratories Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hewlett-Packard Co | HPQ | US | Computers | 177,476 | Added More | 6,402 | 3.74 % | $8,618,235 | $8,841,854 | $223,620 | 2.59 % | $8,067 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hewlett-Packard Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nyse Euronext | NYX | US | Finance-Other Services | 11,464 | Sold Some | -444 | -3.72 % | $334,176 | $298,866 | $-35,309 | -10.56 % | $1,368 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nyse Euronext |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hexcel Corp | HXL | US | Advanced Materials/Prd | 1,614,047 | Sold Some | -10,184 | -0.62 % | $19,239,440 | $17,544,691 | $-1,694,749 | -8.80 % | $10,693 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hexcel Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Platina Energy Group Inc | PLTG.PK | US | Oil Comp-Explor And Prodtn | 16,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Platina Energy Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Enbridge Energy Partners Lp | EEP | US | Pipelines | 23,659 | Sold Some | -2,124 | -8.23 % | $1,134,449 | $1,143,913 | $9,464 | 0.83 % | $-850 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Enbridge Energy Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Goodrich Corp | GR | US | Aerospace/Defense-Equip | 737,287 | Sold Some | -11,734 | -1.56 % | $42,349,765 | $44,546,881 | $2,197,115 | 5.18 % | $-34,967 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Goodrich Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Energy Transfer Partners Lp | ETP | US | Pipelines | 44,400 | Added More | 21,450 | 93.46 % | $1,968,696 | $1,934,064 | $-34,632 | -1.75 % | $-16,731 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Energy Transfer Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gafisa Sa | GFA | BR | Bldg-Residential/Commer | 29,407 | Sold Some | -8,830 | -23.09 % | $1,019,247 | $985,135 | $-34,112 | -3.34 % | $10,243 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Gafisa Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Belo Corp | BLC | US | Multimedia | 1,992,215 | Added More | 36,550 | 1.86 % | $11,813,835 | $9,901,309 | $-1,912,526 | -16.18 % | $-35,088 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Belo Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Itt Corp | ITT | BE | Diversified Manufact Op | 67,845 | Added More | 890 | 1.32 % | $3,718,584 | $3,483,162 | $-235,422 | -6.33 % | $-3,088 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Itt Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Fedex Corp | FDX | US | Transport-Services | 91,704 | Added More | 11,750 | 14.69 % | $7,070,378 | $7,563,746 | $493,368 | 6.97 % | $63,215 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Fedex Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Impart Media Group Inc | IMMG.OB | US | Advertising Services | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Impart Media Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Fluor Corp | FLR | US | Engineering/R And D Services | 3,208 | Added More | 100 | 3.21 % | $158,924 | $141,024 | $-17,901 | -11.26 % | $-558 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Fluor Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Encana Corp | ECA | BE | Oil Comp-Explor And Prodtn | 65,480 | Added More | 315 | 0.48 % | $3,936,003 | $3,488,120 | $-447,883 | -11.37 % | $-2,155 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Encana Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Duke Energy Corp | DUK | US | Electric-Integrated | 188,656 | Added More | 1,392 | 0.74 % | $3,037,362 | $3,037,362 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Duke Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Xoma Ltd | XOMA | US | Medical-Biomedical/Gene | 64,500 | Sold Some | -4,107,567 | -98.45 % | $49,665 | $50,955 | $1,290 | 2.59 % | $-82,151 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Xoma Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Eaton Corp | ETN | US | Diversified Manufact Op | 44,572 | Sold Some | -455 | -1.01 % | $2,812,493 | $2,816,950 | $4,457 | 0.15 % | $-46 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Eaton Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Devry Inc | DV | US | Schools | 20,685 | Added More | 4,400 | 27.01 % | $1,148,018 | $1,117,817 | $-30,200 | -2.63 % | $-6,424 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Devry Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | El Paso Corp | EP | US | Pipelines | 126,001 | Added More | 4,850 | 4.00 % | $1,325,531 | $1,213,390 | $-112,141 | -8.46 % | $-4,317 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of El Paso Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Xto Energy Inc | XTO | US | Oil Comp-Explor And Prodtn | 210,362 | Sold Some | -2,065 | -0.97 % | $9,230,685 | $8,757,370 | $-473,315 | -5.12 % | $4,646 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Xto Energy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Myriad Genetics Inc | MYGN | US | Medical-Biomedical/Gene | 1,484,092 | Added More | 353,556 | 31.27 % | $38,719,960 | $34,816,798 | $-3,903,162 | -10.08 % | $-929,852 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Myriad Genetics Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Danaher Corp | DHR | US | Diversified Manufact Op | 3,380 | New Holding | 3,380 | 100 % | $236,600 | $242,245 | $5,645 | 2.38 % | $5,645 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Danaher Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Google Inc | GOOG | US | Web Portals/Isp | 4,779 | Added More | 1,065 | 28.67 % | $2,646,085 | $2,738,319 | $92,235 | 3.48 % | $20,555 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Google Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Portfolio Recovery Associates Inc | PRAA | US | Finance-Consumer Loans | 4,500 | New Holding | 4,500 | 100 % | $219,870 | $219,600 | $-270 | -0.12 % | $-270 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Portfolio Recovery Associates Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Colgate-Palmolive Co | CL | US | Cosmetics And Toiletries | 66,416 | Sold Some | -2,997 | -4.31 % | $5,161,852 | $5,606,839 | $444,987 | 8.62 % | $-20,080 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Colgate-Palmolive Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Teco Energy Inc | TE | US | Electric-Integrated | 31,123 | Sold Some | -3,734 | -10.71 % | $443,192 | $449,105 | $5,913 | 1.33 % | $-709 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Teco Energy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Campbell Soup Co | CPB | US | Food-Misc/Diversified | 15,275 | Sold Some | -1,940 | -11.26 % | $487,120 | $520,114 | $32,994 | 6.77 % | $-4,190 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Campbell Soup Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cbs Corp | CBS | US | Television | 706,325 | Added More | 24,888 | 3.65 % | $9,210,478 | $9,401,186 | $190,708 | 2.07 % | $6,720 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cbs Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Chesapeake Energy Corp | CHK | US | Oil Comp-Explor And Prodtn | 115,972 | Added More | 22,802 | 24.47 % | $3,099,932 | $2,711,425 | $-388,506 | -12.53 % | $-76,387 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Chesapeake Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lodgenet Interactive Corp | LNET | US | Cable Tv | 1,198,028 | Sold Some | -604,268 | -33.52 % | $6,684,996 | $6,313,608 | $-371,389 | -5.55 % | $187,323 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lodgenet Interactive Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Chicago Bridge And Iron Co Nv | CBI | US | Building-Heavy Construct | 102,427 | Sold Some | -5,550 | -5.13 % | $2,066,977 | $2,042,394 | $-24,582 | -1.18 % | $1,332 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Chicago Bridge And Iron Co Nv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Franklin Resources Inc | BEN | US | Invest Mgmnt/Advis Serv | 20,092 | Added More | 1,175 | 6.21 % | $2,268,990 | $2,268,789 | $-201 | 0.00 % | $-12 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Franklin Resources Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cf Industries Holdings Inc | CF | US | Agricultural Chemicals | 81,205 | Sold Some | -450 | -0.55 % | $7,266,223 | $6,729,458 | $-536,765 | -7.38 % | $2,975 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cf Industries Holdings Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Citigroup Inc | C | US | Finance-Invest Bnkr/Brkr | 346,330 | Added More | 54,901 | 18.83 % | $1,544,632 | $1,475,366 | $-69,266 | -4.48 % | $-10,980 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Citigroup Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Baldor Electric Co | BEZ | US | Machinery-Electrical | 11,901 | Added More | 1 | 0.00 % | $344,058 | $317,162 | $-26,896 | -7.81 % | $-2 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Baldor Electric Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Clorox Co | CLX | US | Consumer Products-Misc | 26,246 | Added More | 390 | 1.50 % | $1,552,188 | $1,570,823 | $18,635 | 1.20 % | $277 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Clorox Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Chemed Corp | CHE | US | Divers Oper/Commer Serv | 5,000 | New Holding | 5,000 | 100 % | $235,700 | $225,150 | $-10,550 | -4.47 % | $-10,550 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Chemed Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kraft Foods Inc | KFT | US | Food-Misc/Diversified | 185,118 | Added More | 49,377 | 36.37 % | $5,007,442 | $4,992,632 | $-14,809 | -0.29 % | $-3,950 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kraft Foods Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Emerson Electric Co | EMR | US | Electric Products-Misc | 38,082 | Sold Some | -4,705 | -10.99 % | $1,511,094 | $1,594,113 | $83,019 | 5.49 % | $-10,257 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Emerson Electric Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kroger Cothe | KR | US | Food-Retail | 457,772 | Added More | 32,709 | 7.69 % | $10,849,196 | $10,446,357 | $-402,839 | -3.71 % | $-28,784 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kroger Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cisco Systems Inc | CSCO | US | Networking Products | 881,876 | Added More | 24,131 | 2.81 % | $21,314,943 | $20,882,824 | $-432,119 | -2.02 % | $-11,824 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cisco Systems Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Las Vegas Sands Corp | LVS | US | Casino Hotels | 2,020,926 | Added More | 332,380 | 19.68 % | $33,365,488 | $34,254,696 | $889,207 | 2.66 % | $146,247 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Las Vegas Sands Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Entravision Communications Corp | EVC | US | Multimedia | 10,000 | No Change | 0 | 0 % | $28,500 | $22,600 | $-5,900 | -20.70 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Entravision Communications Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Eli Lilly And Co | LLY | US | Medical-Drugs | 14,681 | Sold Some | -2,161 | -12.83 % | $498,567 | $530,278 | $31,711 | 6.36 % | $-4,668 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Eli Lilly And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Baxter International Inc | BAX | US | Medical Products | 45,582 | Added More | 4,990 | 12.29 % | $2,510,657 | $2,504,731 | $-5,926 | -0.23 % | $-649 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Baxter International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Travelers Cos Incthe | TRV | US | Property/Casualty Ins | 37,219 | Sold Some | -260 | -0.69 % | $1,909,335 | $1,960,697 | $51,362 | 2.69 % | $-359 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Travelers Cos Incthe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Seattle Genetics Inc | SGEN | US | Medical-Biomedical/Gene | 1,698,182 | Added More | 332,025 | 24.30 % | $16,523,311 | $15,861,020 | $-662,291 | -4.00 % | $-129,490 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Seattle Genetics Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Enterprise Products Partners Lp | EPD | US | Pipelines | 67,218 | Added More | 15,520 | 30.02 % | $2,007,802 | $1,970,160 | $-37,642 | -1.87 % | $-8,691 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Enterprise Products Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | United States Cellular Corp | UZG | US | Unknown | 678,347 | Added More | 12,615 | 1.89 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of United States Cellular Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Exelon Corp | EXC | US | Electric-Integrated | 111,374 | Sold Some | -2,003 | -1.76 % | $5,554,221 | $5,166,640 | $-387,582 | -6.97 % | $6,970 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Exelon Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Regeneron Pharmaceuticals Inc | REGN | US | Medical-Biomedical/Gene | 1,638,214 | Sold Some | -12,115 | -0.73 % | $28,816,184 | $30,585,455 | $1,769,271 | 6.13 % | $-13,084 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Regeneron Pharmaceuticals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lockheed Martin Corp | LMT | US | Aerospace/Defense | 6,801 | Sold Some | -365 | -5.09 % | $490,964 | $511,979 | $21,015 | 4.28 % | $-1,128 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lockheed Martin Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Potash Corp Of Saskatchewan | POT | CA | Agricultural Chemicals | 21,053 | Added More | 2,000 | 10.49 % | $2,118,984 | $2,382,568 | $263,584 | 12.43 % | $25,040 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Potash Corp Of Saskatchewan |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lowes Cos Inc | LOW | US | Retail-Building Products | 31,044 | Sold Some | -2,419 | -7.22 % | $642,921 | $667,136 | $24,214 | 3.76 % | $-1,887 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lowes Cos Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mgm Mirage | MGM | US | Casino Hotels | 319,250 | New Holding | 319,250 | 100 % | $3,610,718 | $3,585,178 | $-25,540 | -0.70 % | $-25,540 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mgm Mirage |
| 2009-10-23 | 2009-09-30 | 13F-HR | Onyx Pharmaceuticals Inc | ONXX | US | Therapeutics | 504,190 | Added More | 5,330 | 1.06 % | $12,811,468 | $14,061,859 | $1,250,391 | 9.75 % | $13,218 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Onyx Pharmaceuticals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Manitowoc Co Incthe | MTW | US | Machinery-General Indust | 32,365 | Sold Some | -1,897 | -5.53 % | $376,405 | $353,102 | $-23,303 | -6.19 % | $1,366 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Manitowoc Co Incthe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Haber Inc | HABE.OB | RO | Filtration/Separat Prod | 535,862 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Haber Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Marathon Oil Corp | MRO | US | Oil Comp-Integrated | 27,205 | Added More | 740 | 2.79 % | $925,242 | $906,743 | $-18,499 | -1.99 % | $-503 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Marathon Oil Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Medarex Inc | MEDX | US | Therapeutics | 0 | Sold All | -2,358,130 | -100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Medarex Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hormel Foods Corp | HRL | US | Food-Meat Products | 9,269 | No Change | 0 | 0 % | $336,557 | $355,652 | $19,094 | 5.67 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hormel Foods Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Prudential Plc | PUK | US | Life/Health Insurance | 38,170 | Sold Some | -500 | -1.29 % | $782,103 | $773,324 | $-8,779 | -1.12 % | $115 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Prudential Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hospira Inc | HSP | US | Drug Delivery Systems | 7,860 | Sold Some | -155 | -1.93 % | $361,324 | $370,285 | $8,960 | 2.47 % | $-177 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hospira Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Electro-Optical Sciences Inc | MELA | US | Medical Instruments | 10,500 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Electro-Optical Sciences Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Johnson And Johnson | JNJ | US | Medical Products | 261,017 | Added More | 4,386 | 1.70 % | $15,801,969 | $16,295,291 | $493,322 | 3.12 % | $8,290 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Johnson And Johnson |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gannett Co Inc | GCI | US | Publishing-Newspapers | 959,107 | New Holding | 959,107 | 100 % | $12,679,395 | $10,444,675 | $-2,234,719 | -17.62 % | $-2,234,719 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Gannett Co Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Isis Pharmaceuticals Inc | ISIS | US | Therapeutics | 1,783,261 | Added More | 2,757 | 0.15 % | $24,698,165 | $19,669,369 | $-5,028,796 | -20.36 % | $-7,775 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Isis Pharmaceuticals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | General Mills Inc | GIS | US | Food-Misc/Diversified | 47,324 | Sold Some | -12,194 | -20.48 % | $3,073,694 | $3,194,843 | $121,149 | 3.94 % | $-31,217 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of General Mills Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Conagra Foods Inc | CAG | US | Food-Misc/Diversified | 63,575 | New Holding | 63,575 | 100 % | $1,370,677 | $1,422,173 | $51,496 | 3.75 % | $51,496 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Conagra Foods Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Opentv Corp | OPTV | VG | Applications Software | 5,717,324 | Added More | 83,543 | 1.48 % | $8,804,679 | $8,747,506 | $-57,173 | -0.64 % | $-835 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Opentv Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Conocophillips | COP | US | Oil Comp-Integrated | 160,460 | Added More | 1,874 | 1.18 % | $8,339,106 | $8,433,778 | $94,671 | 1.13 % | $1,106 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Conocophillips |
| 2009-10-23 | 2009-09-30 | 13F-HR | Verso Paper Corp | VRS | US | Paper And Related Products | 10,100 | New Holding | 10,100 | 100 % | $32,926 | $28,381 | $-4,545 | -13.80 % | $-4,545 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Verso Paper Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Constellation Energy Group Incmaryland | CEG | US | Electric-Integrated | 12,448 | Sold Some | -1,000 | -7.43 % | $396,220 | $388,627 | $-7,593 | -1.91 % | $610 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Constellation Energy Group Incmaryland |
| 2009-10-23 | 2009-09-30 | 13F-HR | Royal Caribbean Cruises Ltd | RCL | LR | Cruise Lines | 1,025,436 | Sold Some | -52,697 | -4.88 % | $23,072,310 | $23,841,387 | $769,077 | 3.33 % | $-39,523 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Royal Caribbean Cruises Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Jc Penney Co Inc | JCP | US | Retail-Major Dept Store | 61,770 | Added More | 7,130 | 13.04 % | $2,225,573 | $1,815,420 | $-410,153 | -18.42 % | $-47,343 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Jc Penney Co Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wilton Bankwilton Conn | WIBW.PK | US | Commer Banks-Eastern Us | 6,844 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wilton Bankwilton Conn |
| 2009-10-23 | 2009-09-30 | 13F-HR | Genuine Parts Co | GPC | US | Distribution/Wholesale | 55,611 | Added More | 444 | 0.80 % | $2,083,744 | $2,024,240 | $-59,504 | -2.85 % | $-475 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Genuine Parts Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sealed Air Corp | SEE | US | Containers-Paper/Plastic | 11,202 | Sold Some | -1,580 | -12.36 % | $226,728 | $247,788 | $21,060 | 9.28 % | $-2,970 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sealed Air Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Global Payments Inc | GPN | US | Data Processing/Mgmt | 5,920 | No Change | 0 | 0 % | $300,914 | $295,053 | $-5,861 | -1.94 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Global Payments Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bristol-Myers Squibb Co | BMY | BE | Medical-Drugs | 117,912 | Sold Some | -6,531 | -5.24 % | $2,622,363 | $2,833,425 | $211,062 | 8.04 % | $-11,690 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bristol-Myers Squibb Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Goldman Sachs Group Incthe | GS | US | Finance-Invest Bnkr/Brkr | 23,345 | Added More | 499 | 2.18 % | $4,210,504 | $4,034,716 | $-175,788 | -4.17 % | $-3,757 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Goldman Sachs Group Incthe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Precision Castparts Corp | PCP | US | Metal Processors And Fabrica | 631,297 | Sold Some | -14,122 | -2.18 % | $64,878,393 | $65,598,071 | $719,679 | 1.10 % | $-16,099 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Precision Castparts Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Goodrich Petroleum Corp | GDP | US | Oil Comp-Explor And Prodtn | 581,610 | Added More | 6,055 | 1.05 % | $16,418,850 | $12,638,385 | $-3,780,465 | -23.02 % | $-39,358 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Goodrich Petroleum Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Halliburton Co | HAL | US | Oil-Field Services | 50,030 | Added More | 2,270 | 4.75 % | $1,511,406 | $1,522,913 | $11,507 | 0.76 % | $522 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Halliburton Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nicor Inc | GAS | US | Gas-Distribution | 32,790 | Added More | 19,830 | 153.00 % | $1,221,755 | $1,274,547 | $52,792 | 4.32 % | $31,926 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nicor Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Olin Corp | OLN | US | Chemicals-Diversified | 75,910 | New Holding | 75,910 | 100 % | $1,223,669 | $1,284,397 | $60,728 | 4.96 % | $60,728 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Olin Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hanesbrands Inc | HBI | US | Retail-Apparel/Shoe | 0 | Sold All | -10,165 | -100 % | - | - | - | 6.12 % | $-14,434 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hanesbrands Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Evergreen Solar Inc | ESLR | US | Energy-Alternate Sources | 11,980 | No Change | 0 | 0 % | $19,647 | $17,730 | $-1,917 | -9.75 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Evergreen Solar Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hartford Financial Services Group Inc | HIG | US | Multi-Line Insurance | 58,057 | Sold Some | -11,107 | -16.05 % | $1,503,676 | $1,470,003 | $-33,673 | -2.23 % | $6,442 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hartford Financial Services Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | St Joe Cothe | JOE | US | Real Estate Oper/Develop | 11,183 | No Change | 0 | 0 % | $305,631 | $301,941 | $-3,690 | -1.20 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of St Joe Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | PFG | US | Life/Health Insurance | 75,269 | No Change | 0 | 0 % | $2,123,338 | $1,972,048 | $-151,291 | -7.12 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Principal Financial Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Public Service Enterprise Group Inc | PEG | US | Electric-Integrated | 48,413 | Added More | 8,714 | 21.95 % | $1,467,398 | $1,485,795 | $18,397 | 1.25 % | $3,311 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Public Service Enterprise Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Toll Brothers Inc | TOL | US | Bldg-Residential/Commer | 270,341 | Sold Some | -42,183 | -13.49 % | $5,182,437 | $5,544,694 | $362,257 | 6.99 % | $-56,525 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Toll Brothers Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corpthe | BK | US | Unknown | 355,190 | Added More | 13,159 | 3.84 % | $10,538,487 | $9,334,393 | $-1,204,094 | -11.42 % | $-44,609 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bank Of New York Mellon Corpthe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Champion Enterprises Inc | CHB | US | Bldg-Mobil Home/Mfd Hous | 10,000 | Sold Some | -5,000 | -33.33 % | $3,500 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Champion Enterprises Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Massey Energy Co | MEE | US | Coal | 276,554 | Sold Some | -9,934 | -3.46 % | $8,750,169 | $10,517,349 | $1,767,180 | 20.19 % | $-63,478 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Massey Energy Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Us Bancorp | USB | US | Super-Regional Banks-Us | 16,375 | Sold Some | -6,855 | -29.50 % | $408,556 | $378,754 | $-29,803 | -7.29 % | $12,476 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Us Bancorp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Canon Inc | CAJ | CH | Office Automation And Equip | 8,702 | Added More | 424 | 5.12 % | $340,074 | $322,931 | $-17,143 | -5.04 % | $-835 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Canon Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Memc Electronic Materials Inc | WFR | IT | Electronic Compo-Semicon | 95,845 | Added More | 9,010 | 10.37 % | $1,329,370 | $1,183,686 | $-145,684 | -10.95 % | $-13,695 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Memc Electronic Materials Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Magellan Midstream Partners Lp | MMP | US | Pipelines | 38,566 | Sold Some | -1,091 | -2.75 % | $1,515,644 | $1,532,613 | $16,969 | 1.11 % | $-480 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Magellan Midstream Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Verizon Communications Inc | VZ | US | Telephone-Integrated | 237,731 | Added More | 10,927 | 4.81 % | $6,858,539 | $7,255,550 | $397,011 | 5.78 % | $18,248 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Verizon Communications Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Surgilight Inc | SRGL.PK | US | Medical Laser Systems | 13,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Surgilight Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pepsico Incnc | PEP | US | Beverages-Non-Alcoholic | 81,702 | Sold Some | -5,407 | -6.20 % | $4,986,273 | $5,055,720 | $69,447 | 1.39 % | $-4,596 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pepsico Incnc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Human Genome Sciences Inc | HGSI | US | Medical-Biomedical/Gene | 0 | Sold All | -15,000 | -100 % | - | - | - | 38.66 % | $-113,850 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Human Genome Sciences Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mcdonalds Corp | MCD | US | Retail-Restaurants | 23,869 | Added More | 752 | 3.25 % | $1,418,535 | $1,513,533 | $94,999 | 6.69 % | $2,993 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mcdonalds Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Macys Inc | M | US | Retail-Regnl Dept Store | 221,427 | Sold Some | -430 | -0.19 % | $4,178,327 | $3,848,401 | $-329,926 | -7.89 % | $641 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Macys Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Meadwestvaco Corp | MWV | US | Paper And Related Products | 869,765 | Sold Some | -14,808 | -1.67 % | $20,813,476 | $22,935,703 | $2,122,227 | 10.19 % | $-36,132 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Meadwestvaco Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mosaic Cothe | MOS | US | Agricultural Chemicals | 594,659 | Sold Some | -14,117 | -2.31 % | $30,797,390 | $32,147,266 | $1,349,876 | 4.38 % | $-32,046 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mosaic Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Medco Health Solutions Inc | MHS | US | Pharmacy Services | 8,532 | Sold Some | -488 | -5.41 % | $488,628 | $523,438 | $34,811 | 7.12 % | $-1,991 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Medco Health Solutions Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Efg Eurobank Ergasias Sa | EGFEF.PK | GR | Commer Banks Non-Us | 27,960 | Sold Some | -4,935 | -15.00 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Efg Eurobank Ergasias Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Merck And Co Incnj | MRK | US | Medical-Drugs | 329,545 | Added More | 34,277 | 11.60 % | $10,687,144 | $11,642,825 | $955,681 | 8.94 % | $99,403 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Merck And Co Incnj |
| 2009-10-23 | 2009-09-30 | 13F-HR | Micron Technology Inc | MU | US | Electronic Compo-Semicon | 180,940 | New Holding | 180,940 | 100 % | $1,348,003 | $1,288,293 | $-59,710 | -4.42 % | $-59,710 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Micron Technology Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Covanta Holding Corp | CVA | US | Energy-Alternate Sources | 307,570 | Added More | 147,880 | 92.60 % | $5,560,866 | $5,210,236 | $-350,630 | -6.30 % | $-168,583 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Covanta Holding Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | National Oilwell Varco Inc | NOV | US | Oil Field Mach And Equip | 3,400 | Sold Some | -1,210 | -26.24 % | $159,426 | $149,022 | $-10,404 | -6.52 % | $3,703 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of National Oilwell Varco Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ebix Inc | EBIX | US | Applications Software | 37,743 | Added More | 23,625 | 167.33 % | $2,481,602 | $1,977,733 | $-503,869 | -20.30 % | $-315,394 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ebix Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | New Jersey Resources Corp | NJR | US | Gas-Distribution | 9,957 | Sold Some | -529 | -5.04 % | $358,651 | $353,374 | $-5,277 | -1.47 % | $280 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of New Jersey Resources Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Petroleo Brasileiro Sa | PBR | US | Oil Comp-Integrated | 22,352 | Added More | 885 | 4.12 % | $1,108,436 | $1,140,846 | $32,410 | 2.92 % | $1,283 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Petroleo Brasileiro Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | New York Community Bancorp Inc | NYB | US | S And L/Thrifts-Eastern Us | 18,838 | Added More | 2,600 | 16.01 % | $206,464 | $216,260 | $9,796 | 4.74 % | $1,352 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of New York Community Bancorp Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Intermec Inc | IN | US | Industrial Automat/Robot | 1,299,280 | Sold Some | -14,100 | -1.07 % | $17,878,093 | $16,344,942 | $-1,533,150 | -8.57 % | $16,638 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Intermec Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | New York Times Cothe | NYT | US | Publishing-Newspapers | 956,346 | Sold Some | -13,895 | -1.43 % | $10,271,156 | $8,454,099 | $-1,817,057 | -17.69 % | $26,401 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of New York Times Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mylan Incpa | MYL | US | Medical-Generic Drugs | 45,578 | New Holding | 45,578 | 100 % | $735,173 | $794,425 | $59,251 | 8.05 % | $59,251 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mylan Incpa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Noble Energy Inc | NBL | US | Oil Comp-Explor And Prodtn | 18,730 | Sold Some | -525 | -2.72 % | $1,301,548 | $1,202,279 | $-99,269 | -7.62 % | $2,783 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Noble Energy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Becton Dickinson And Co | BDX | US | Medical Products | 29,497 | Added More | 12,010 | 68.67 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Becton Dickinson And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Northeast Utilities | NU | US | Electric-Integrated | 470,856 | Sold Some | -3,975 | -0.83 % | $10,867,356 | $11,126,327 | $258,971 | 2.38 % | $-2,186 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Northeast Utilities |
| 2009-10-23 | 2009-09-30 | 13F-HR | Harmonic Inc | HLIT | US | Telecom Eq Fiber Optics | 4,153,174 | Sold Some | -55,057 | -1.30 % | $26,621,845 | $21,471,910 | $-5,149,936 | -19.34 % | $68,271 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Harmonic Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kansas City Southern | KSU | US | Transport-Rail | 689,826 | Sold Some | -13,132 | -1.86 % | $18,487,337 | $19,570,364 | $1,083,027 | 5.85 % | $-20,617 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kansas City Southern |
| 2009-10-23 | 2009-09-30 | 13F-HR | Crosstex Energy Inc | XTXI | US | Pipelines | 62,300 | No Change | 0 | 0 % | $398,720 | $312,123 | $-86,597 | -21.71 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Crosstex Energy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kaydon Corp | KDN | US | Metal Processors And Fabrica | 11,700 | Sold Some | -400 | -3.30 % | $378,729 | $422,721 | $43,992 | 11.61 % | $-1,504 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kaydon Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Newmont Mining Corp | NEM | AU | Gold Mining | 21,470 | Added More | 1,000 | 4.88 % | $964,218 | $1,130,610 | $166,393 | 17.25 % | $7,750 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Newmont Mining Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kb Home | KBH | US | Bldg-Residential/Commer | 1,056,838 | Sold Some | -26,880 | -2.48 % | $16,698,040 | $15,450,972 | $-1,247,069 | -7.46 % | $31,718 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kb Home |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ram Energy Resources Inc | RAME | US | Unknown | 31,000 | No Change | 0 | 0 % | $55,800 | $48,050 | $-7,750 | -13.88 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ram Energy Resources Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kellogg Co | K | US | Food-Misc/Diversified | 7,035 | No Change | 0 | 0 % | $353,157 | $372,714 | $19,557 | 5.53 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kellogg Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Crucell Nv | CRXL | US | Medical-Biomedical/Gene | 18,081 | New Holding | 18,081 | 100 % | $378,074 | $387,837 | $9,764 | 2.58 % | $9,764 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Crucell Nv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kimberly-Clark Corp | KMB | US | Consumer Products-Misc | 48,476 | Sold Some | -299 | -0.61 % | $2,984,667 | $3,138,821 | $154,154 | 5.16 % | $-951 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kimberly-Clark Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Liberty Global Inc | LBTYA | US | Broadcast Serv/Program | 10,292 | Sold Some | -123 | -1.18 % | $224,366 | $215,617 | $-8,748 | -3.89 % | $105 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Liberty Global Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kinder Morgan Management Llc | KMR | US | Pipelines | 54,333 | Added More | 909 | 1.70 % | $2,711,217 | $2,638,954 | $-72,263 | -2.66 % | $-1,209 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kinder Morgan Management Llc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bj Services Co | BJS | US | Oil-Field Services | 1,253,606 | Sold Some | -59,315 | -4.51 % | $25,698,923 | $23,743,298 | $-1,955,625 | -7.60 % | $92,531 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bj Services Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Research In Motion Ltd | RIMM | CA | Computers | 6,580 | Added More | 1,175 | 21.73 % | $432,767 | $387,167 | $-45,599 | -10.53 % | $-8,143 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Research In Motion Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | PNC | US | Super-Regional Banks-Us | 14,193 | Sold Some | -516 | -3.50 % | $743,855 | $784,021 | $40,166 | 5.39 % | $-1,460 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pnc Financial Services Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | State Street Corp | STT | US | Fiduciary Banks | 4,550 | Sold Some | -600 | -11.65 % | $207,935 | $189,690 | $-18,246 | -8.77 % | $2,406 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of State Street Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rex Energy Corp | REXX | US | Oil Comp-Explor And Prodtn | 14,100 | No Change | 0 | 0 % | $137,334 | $129,015 | $-8,319 | -6.05 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rex Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Avnet Inc | AVT | US | Electronic Parts Distrib | 763,408 | Sold Some | -13,119 | -1.68 % | $19,986,021 | $20,917,379 | $931,358 | 4.66 % | $-16,005 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Avnet Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mercadolibre Inc | MELI | US | E-Commerce/Products | 10,910 | New Holding | 10,910 | 100 % | $441,746 | $498,914 | $57,168 | 12.94 % | $57,168 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mercadolibre Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | E-House China Holdings Ltd | EJ | US | Real Estate Mgmnt/Servic | 16,740 | Sold Some | -9,950 | -37.27 % | $343,003 | $308,351 | $-34,652 | -10.10 % | $20,597 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of E-House China Holdings Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Tenaris Sa | TS | US | Steel Pipe And Tube | 16,968 | Sold Some | -822 | -4.62 % | $682,623 | $699,760 | $17,138 | 2.51 % | $-830 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Tenaris Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Galahad Gold Plc | GLD.BE | GB | Metal-Diversified | 32,528 | Added More | 6,363 | 24.31 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Galahad Gold Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Centurytel Inc | CTL | US | Telephone-Integrated | 215,217 | Added More | 12,565 | 6.20 % | $7,127,987 | $7,487,399 | $359,412 | 5.04 % | $20,984 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Centurytel Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Amr Corp | AAR | US | Unknown | 1,989,449 | Sold Some | -11,428 | -0.57 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Amr Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Crown Media Holdings Inc | CRWN | US | Broadcast Serv/Program | 1,067,254 | Added More | 126,525 | 13.44 % | $1,878,367 | $1,878,367 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Crown Media Holdings Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Novartis Ag | NVS | CH | Medical-Drugs | 59,615 | Added More | 2,675 | 4.69 % | $3,093,422 | $3,176,883 | $83,461 | 2.69 % | $3,745 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Credit Suisse Group Ag | CS | CH | Finance-Invest Bnkr/Brkr | 14,878 | Added More | 910 | 6.51 % | $833,168 | $794,485 | $-38,683 | -4.64 % | $-2,366 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Credit Suisse Group Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Avon Products Inc | AVP | US | Cosmetics And Toiletries | 99,465 | Added More | 3,276 | 3.40 % | $3,479,286 | $3,414,633 | $-64,652 | -1.85 % | $-2,129 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Avon Products Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ternium Sa | TX | US | Steel-Producers | 16,697 | Added More | 213 | 1.29 % | $453,157 | $525,789 | $72,632 | 16.02 % | $927 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ternium Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Axa Sa | AXA | US | Multi-Line Insurance | 42,480 | Added More | 505 | 1.20 % | $1,169,899 | $1,095,559 | $-74,340 | -6.35 % | $-884 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Axa Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Blackstone Group Lpthe | BX | US | Invest Mgmnt/Advis Serv | 33,820 | New Holding | 33,820 | 100 % | $535,032 | $516,770 | $-18,263 | -3.41 % | $-18,263 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Blackstone Group Lpthe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Diebold Inc | DBD | US | Computers-Integrated Sys | 526,359 | Sold Some | -10,075 | -1.87 % | $16,448,719 | $13,901,141 | $-2,547,578 | -15.48 % | $48,763 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Diebold Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wr Grace And Co | GRA | US | Chemicals-Specialty | 31,244 | Sold Some | -2,500 | -7.40 % | $738,296 | $736,734 | $-1,562 | -0.21 % | $125 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wr Grace And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Suncor Energy Inc | SU | US | Oil Comp-Integrated | 0 | Sold All | -23,520 | -100 % | - | - | - | -1.77 % | $15,288 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Suncor Energy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Strateco Resources Inc | SRSIF.PK | CA | Non-Ferrous Metals | 33,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Strateco Resources Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Royal Dutch Shell Plc | RDS.A | US | Oil Comp-Integrated | 12,050 | Sold Some | -1,200 | -9.05 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Royal Dutch Shell Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Heinz H J Co | HJH.BE | US | Food-Misc/Diversified | 61,665 | Sold Some | -345 | -0.55 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Heinz H J Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Taiwan Semiconductor Manufacturing Co Ltd | TSM | TW | Semicon Compo-Intg Circu | 84,209 | Added More | 9,393 | 12.55 % | $842,932 | $877,458 | $34,526 | 4.09 % | $3,851 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Taiwan Semiconductor Manufacturing Co Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Discover Financial Services | DFS | US | Finance-Credit Card | 0 | Sold All | -5,539 | -100 % | - | - | - | 2.59 % | $-2,160 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Discover Financial Services |
| 2009-10-23 | 2009-09-30 | 13F-HR | Philip Morris International Inc | PM | US | Tobacco | 127,760 | Sold Some | -931 | -0.72 % | $6,269,183 | $6,405,886 | $136,703 | 2.18 % | $-996 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Philip Morris International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cal-Maine Foods Inc | CALM | US | Food-Misc/Diversified | 62,885 | Added More | 41,960 | 200.52 % | $1,659,535 | $1,745,688 | $86,152 | 5.19 % | $57,485 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cal-Maine Foods Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Carnival Corp | CCL | US | Cruise Lines | 41,785 | Added More | 709 | 1.72 % | $1,338,374 | $1,332,106 | $-6,268 | -0.46 % | $-106 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Carnival Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Duke Realty Corp | DRE-J | US | Reits-Diversified | 0 | Sold All | -10,181 | -100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Duke Realty Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Anadarko Petroleum Corp | APC | US | Oil Comp-Explor And Prodtn | 12,296 | Added More | 4,050 | 49.11 % | $803,421 | $758,663 | $-44,757 | -5.57 % | $-14,742 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Anadarko Petroleum Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bp Plc | BP | DE | Oil Comp-Integrated | 86,526 | Added More | 9,955 | 13.00 % | $4,795,271 | $5,073,019 | $277,748 | 5.79 % | $31,956 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bp Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Harris Corp | HRS | US | Telecommunication Equip | 88,550 | Added More | 6,565 | 8.00 % | $3,493,298 | $3,838,643 | $345,345 | 9.88 % | $25,604 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Harris Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Newstrike Capital Inc | NWS.A | US | Capital Pools | 12,691 | Sold Some | -1,862 | -12.79 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Newstrike Capital Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | International Business Machines Corp | IBM | US | Computers | 86,421 | Added More | 1,837 | 2.17 % | $10,401,632 | $11,022,134 | $620,503 | 5.96 % | $13,190 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of International Business Machines Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hsbc Holdings Plc | HBC | FR | Commer Banks Non-Us | 17,913 | Sold Some | -1,210 | -6.32 % | $1,024,803 | $1,101,470 | $76,668 | 7.48 % | $-5,179 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hsbc Holdings Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Omnicom Group Inc | OMC | US | Advertising Agencies | 68,272 | Added More | 128 | 0.18 % | $2,448,234 | $2,470,081 | $21,847 | 0.89 % | $41 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Omnicom Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pitney Bowes Inc | PBI | US | Office Automation And Equip | 43,040 | Added More | 15,040 | 53.71 % | $1,113,445 | $1,032,530 | $-80,915 | -7.26 % | $-28,275 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pitney Bowes Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Orient-Express Hotels Ltd | OEH | US | Hotels And Motels | 1,497,855 | New Holding | 1,497,855 | 100 % | $14,888,679 | $13,285,974 | $-1,602,705 | -10.76 % | $-1,602,705 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Orient-Express Hotels Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | United States Steel Corp | X | US | Steel-Producers | 121,607 | Sold Some | -4,900 | -3.87 % | $4,970,078 | $5,019,937 | $49,859 | 1.00 % | $-2,009 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of United States Steel Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ferro Corp | FOE | US | Chemicals-Specialty | 0 | Sold All | -12,200 | -100 % | - | - | - | -12.59 % | $11,590 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ferro Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Visa Inc | V | US | Commercial Serv-Finance | 33,824 | Added More | 2,948 | 9.54 % | $2,507,035 | $2,712,008 | $204,973 | 8.17 % | $17,865 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Visa Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Urstadt Biddle Properties Inc | UBP | US | Reits-Shopping Centers | 15,800 | No Change | 0 | 0 % | $231,470 | $207,770 | $-23,700 | -10.23 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Urstadt Biddle Properties Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Goldcorp Inc | GG | CA | Gold Mining | 9,815 | Sold Some | -200 | -1.99 % | $392,698 | $431,958 | $39,260 | 9.99 % | $-800 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Goldcorp Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Design Within Reach Inc | DWRI | US | Retail-Home Furnishings | 11,542 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Design Within Reach Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Loews Corp | L | US | Multi-Line Insurance | 42,980 | Added More | 33,200 | 339.46 % | $1,542,122 | $1,542,552 | $430 | 0.02 % | $332 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Loews Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pengrowth Energy Trust | PGH | US | Oil Comp-Explor And Prodtn | 23,162 | Added More | 11,500 | 98.61 % | $235,789 | $224,208 | $-11,581 | -4.91 % | $-5,750 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pengrowth Energy Trust |
| 2009-10-23 | 2009-09-30 | 13F-HR | Texas Instruments Inc | TXN | US | Electronic Compo-Semicon | 65,750 | Sold Some | -420 | -0.63 % | $1,545,125 | $1,635,860 | $90,735 | 5.87 % | $-580 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Texas Instruments Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Qiagen Nv | QGEN | DE | Medical-Biomedical/Gene | 20,648 | Added More | 70 | 0.34 % | $445,997 | $457,560 | $11,563 | 2.59 % | $39 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Qiagen Nv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Occidental Petroleum Corp | OXY | US | Oil Comp-Explor And Prodtn | 6,234 | Added More | 403 | 6.91 % | $512,123 | $508,258 | $-3,865 | -0.75 % | $-250 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Occidental Petroleum Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nike Inc | NKE | US | Athletic Footwear | 6,558 | Added More | 103 | 1.59 % | $420,827 | $416,826 | $-4,000 | -0.95 % | $-63 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nike Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Southern Co | SO | US | Electric-Integrated | 25,371 | Sold Some | -1,463 | -5.45 % | $828,871 | $798,933 | $-29,938 | -3.61 % | $1,726 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Southern Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Jacobs Engineering Group Inc | JEC | US | Engineering/R And D Services | 25,075 | Added More | 575 | 2.34 % | $1,176,519 | $916,742 | $-259,777 | -22.08 % | $-5,957 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Jacobs Engineering Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mindray Medical International Ltd | MR | US | Patient Monitoring Equip | 0 | Sold All | -18,002 | -100 % | - | - | - | -11.73 % | $69,488 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mindray Medical International Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | L-1 Identity Solutions Inc | ID | US | Identification Sys/Dev | 1,295,400 | Sold Some | -19,243 | -1.46 % | $8,083,296 | $8,070,342 | $-12,954 | -0.16 % | $192 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of L-1 Identity Solutions Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Liberty Media Corp - Capital | LCAPB | US | Broadcast Serv/Program | 381,997 | Sold Some | -3,487 | -0.90 % | $8,701,892 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Liberty Media Corp - Capital |
| 2009-10-23 | 2009-09-30 | 13F-HR | Oneok Partners Lp | OKS | US | Pipelines | 16,849 | Sold Some | -100 | -0.59 % | $966,627 | $963,089 | $-3,538 | -0.36 % | $21 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Oneok Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Asml Holding Nv | ASML | US | Semiconductor Equipment | 37,987 | Added More | 10,056 | 36.00 % | $1,141,129 | $1,150,246 | $9,117 | 0.79 % | $2,413 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Asml Holding Nv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ion Geophysical Corp | IO | KR | Seismic Data Collection | 2,264,329 | Sold Some | -21,445 | -0.93 % | $8,015,725 | $12,453,810 | $4,438,085 | 55.36 % | $-42,032 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ion Geophysical Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Unilever Plc | UL | PK | Food-Misc/Diversified | 38,383 | Added More | 885 | 2.36 % | $1,167,611 | $1,149,187 | $-18,424 | -1.57 % | $-425 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Unilever Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Unilever Plc | UL | PK | Food-Misc/Diversified | 38,383 | Sold Some | -18,589 | -32.62 % | $1,167,611 | $1,149,187 | $-18,424 | -1.57 % | $8,923 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Unilever Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Unilever Plc | UL | PK | Food-Misc/Diversified | 52,847 | Added More | 15,349 | 40.93 % | $1,607,606 | $1,582,239 | $-25,367 | -1.57 % | $-7,368 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Unilever Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Unilever Plc | UL | PK | Food-Misc/Diversified | 52,847 | Sold Some | -4,125 | -7.24 % | $1,607,606 | $1,582,239 | $-25,367 | -1.57 % | $1,980 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Unilever Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lsi Corp | LSI | US | Electronic Compo-Semicon | 3,208,505 | Sold Some | -97,571 | -2.95 % | $17,165,502 | $17,678,863 | $513,361 | 2.99 % | $-15,611 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lsi Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Aegon N V | AEF | DE | Unknown | 32,725 | Sold Some | -850 | -2.53 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Aegon N V |
| 2009-10-23 | 2009-09-30 | 13F-HR | Alcatel-Lucent | ALU | CH | Telecommunication Equip | 207,727 | Added More | 18,599 | 9.83 % | $947,235 | $770,667 | $-176,568 | -18.64 % | $-15,809 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Alcatel-Lucent |
| 2009-10-23 | 2009-09-30 | 13F-HR | Monsanto Co | MON | US | Agricultural Chemicals | 25,431 | Added More | 5,245 | 25.98 % | $1,913,174 | $2,023,545 | $110,371 | 5.76 % | $22,763 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Monsanto Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hartcourt Cos Inc | HRCT.OB | US | Retail-Computer Equip | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hartcourt Cos Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Metlife Inc | MET-A | US | Multi-Line Insurance | 50,790 | Added More | 8,361 | 19.70 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Metlife Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Alliancebernstein Holding Lp | AB | US | Invest Mgmnt/Advis Serv | 19,115 | Added More | 5,450 | 39.88 % | $525,089 | $510,944 | $-14,145 | -2.69 % | $-4,033 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Alliancebernstein Holding Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kubota Corp | KUB | JP | Machinery-Farm | 9,663 | Sold Some | -11,215 | -53.71 % | $381,689 | $409,035 | $27,346 | 7.16 % | $-31,738 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kubota Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dassault Systemes Sa | DASTY | DE | Computer Aided Design | 14,650 | Sold Some | -13,150 | -47.30 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dassault Systemes Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Molson Coors Brewing Co | TAP.A | US | Brewery | 30,650 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Molson Coors Brewing Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ing Groep Nv | ING | US | Unknown | 10,030 | New Holding | 10,030 | 100 % | $174,221 | $143,931 | $-30,291 | -17.38 % | $-30,291 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ing Groep Nv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lin Tv Corp | TVL | US | Television | 2,263,668 | Sold Some | -17,487 | -0.76 % | $10,548,693 | $9,733,772 | $-814,920 | -7.72 % | $6,295 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lin Tv Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Joy Global Inc | JOYG | US | Machinery-Constr And Mining | 115,491 | Sold Some | -689 | -0.59 % | $6,531,016 | $6,335,836 | $-195,180 | -2.98 % | $1,164 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Joy Global Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Western Union Cothe | WU | US | Commercial Serv-Finance | 8,698 | Sold Some | -325 | -3.60 % | $163,435 | $167,697 | $4,262 | 2.60 % | $-159 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Western Union Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bill Barrett Corp | BBG | US | Unknown | 377,104 | Sold Some | -5,816 | -1.51 % | $13,198,640 | $11,068,002 | $-2,130,638 | -16.14 % | $32,860 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bill Barrett Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Textron Inc | TXT-A | US | Diversified Manufact Op | 169,845 | Sold Some | -116,805 | -40.74 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Textron Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ibs Ag | IBB.BE | DE | Computer Software | 5,185 | Sold Some | -760 | -12.78 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ibs Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Seachange International Inc | SEAC | US | Communications Software | 2,186,105 | Sold Some | -22,110 | -1.00 % | $15,302,735 | $12,198,466 | $-3,104,269 | -20.28 % | $31,396 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Seachange International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Fpl Group Inc | FPL | US | Electric-Integrated | 327,018 | Added More | 6,835 | 2.13 % | $17,210,957 | $16,632,135 | $-578,822 | -3.36 % | $-12,098 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Fpl Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Barrick Gold Corp | ABX | CA | Gold Mining | 30,805 | Sold Some | -25 | -0.08 % | $1,157,344 | $1,365,894 | $208,550 | 18.01 % | $-169 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Barrick Gold Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sina Corpchina | SINA | KY | Web Portals/Isp | 28,483 | Sold Some | -70 | -0.24 % | $1,185,178 | $1,281,735 | $96,557 | 8.14 % | $-237 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sina Corpchina |
| 2009-10-23 | 2009-09-30 | 13F-HR | Morgan Stanley | MS | US | Finance-Invest Bnkr/Brkr | 182,396 | Added More | 16,283 | 9.80 % | $6,383,860 | $5,893,215 | $-490,645 | -7.68 % | $-43,801 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Morgan Stanley |
| 2009-10-23 | 2009-09-30 | 13F-HR | Chubb Corp | CB | US | Property/Casualty Ins | 6,914 | Sold Some | -266 | -3.70 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Chubb Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Accenture Ltd | ACN | FR | Consulting Services | 0 | Sold All | -41,505 | -100 % | - | - | - | 5.24 % | $-82,180 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Accenture Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Total Sa | TOT | FR | Oil Comp-Integrated | 4,375 | Sold Some | -9,676 | -68.86 % | $277,506 | $274,706 | $-2,800 | -1.00 % | $6,193 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Total Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Zhone Technologies Inc | ZHNE | US | Networking Products | 0 | Sold All | -28 | -100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Zhone Technologies Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Schlumberger Ltd | SLB | AN | Oil-Field Services | 243,405 | Added More | 18,212 | 8.08 % | $15,870,006 | $15,709,359 | $-160,647 | -1.01 % | $-12,020 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Schlumberger Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bhp Billiton Ltd | BHP | GB | Diversified Minerals | 9,081 | Sold Some | -169 | -1.82 % | $662,641 | $673,447 | $10,806 | 1.63 % | $-201 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bhp Billiton Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Caterpillar Inc | CAT | BE | Machinery-Constr And Mining | 147,071 | Added More | 1,289 | 0.88 % | $8,471,290 | $8,619,831 | $148,542 | 1.75 % | $1,302 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Caterpillar Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Weyerhaeuser Co | WY | US | Forestry | 15,941 | Sold Some | -2,060 | -11.44 % | $629,351 | $618,192 | $-11,159 | -1.77 % | $1,442 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Weyerhaeuser Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Chevron Corp | CVX | BE | Oil Comp-Integrated | 76,816 | Added More | 5,633 | 7.91 % | $5,890,251 | $5,940,949 | $50,699 | 0.86 % | $3,718 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Chevron Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ual Corp | UAUA | US | Airlines | 10,000 | New Holding | 10,000 | 100 % | $68,600 | $70,700 | $2,100 | 3.06 % | $2,100 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ual Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Vodafone Group Plc | VOD | GB | Cellular Telecom | 145,294 | Added More | 14,270 | 10.89 % | $3,238,603 | $3,276,380 | $37,776 | 1.16 % | $3,710 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Vodafone Group Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Arris Group Inc | ARRS | FR | Telecommunication Equip | 1,818,570 | Sold Some | -32,540 | -1.75 % | $20,513,470 | $18,749,457 | $-1,764,013 | -8.59 % | $31,564 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Arris Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Statoilhydro Asa | STO | NO | Oil Comp-Integrated | 21,540 | Sold Some | -120 | -0.55 % | $536,777 | $548,408 | $11,632 | 2.16 % | $-65 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Statoilhydro Asa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Yamana Gold Inc | AUY | CA | Unknown | 6,029 | Sold Some | -1,000 | -14.22 % | $72,951 | $80,306 | $7,355 | 10.08 % | $-1,220 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Yamana Gold Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Alliance Resource Partners Lp | ARLP | US | Coal | 7,796 | New Holding | 7,796 | 100 % | $301,783 | $303,031 | $1,247 | 0.41 % | $1,247 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Alliance Resource Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sony Corp | SNE | JP | Audio/Video Products | 28,449 | New Holding | 28,449 | 100 % | $822,461 | $767,554 | $-54,907 | -6.67 % | $-54,907 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sony Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Apple Inc | AAPL | US | Computers | 17,846 | Added More | 1,525 | 9.34 % | $3,639,513 | $3,578,301 | $-61,212 | -1.68 % | $-5,231 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Apple Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dte Energy | DTE | US | Unknown | 15,096 | Sold Some | -1,197 | -7.34 % | $571,384 | $601,576 | $30,192 | 5.28 % | $-2,394 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dte Energy |
| 2009-10-23 | 2009-09-30 | 13F-HR | Applied Materials Inc | AMAT | US | Semiconductor Equipment | 672,417 | Sold Some | -9,515 | -1.39 % | $8,707,800 | $8,391,764 | $-316,036 | -3.62 % | $4,472 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Applied Materials Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sanofi-Aventis Sa | SNY | FR | Medical-Drugs | 106,461 | Sold Some | -4,235 | -3.82 % | $4,173,271 | $4,011,450 | $-161,821 | -3.87 % | $6,437 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sanofi-Aventis Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Marvell Technology Group Ltd | MRVL | BM | Semicon Compo-Intg Circu | 131,940 | Added More | 7,005 | 5.60 % | $1,923,685 | $2,014,724 | $91,039 | 4.73 % | $4,833 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Marvell Technology Group Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | United Technologies Corp | UTX | US | Aerospace/Defense-Equip | 125,346 | Added More | 7,387 | 6.26 % | $8,249,020 | $8,524,781 | $275,761 | 3.34 % | $16,251 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of United Technologies Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Archer-Daniels-Midland Co | ADM | US | Agricultural Operations | 0 | Sold All | -17,527 | -100 % | - | - | - | 2.96 % | $-15,950 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Archer-Daniels-Midland Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sunoco Inc | SUN | US | Oil Refining And Marketing | 762,327 | Sold Some | -15,714 | -2.01 % | $25,248,270 | $19,469,832 | $-5,778,439 | -22.88 % | $119,112 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sunoco Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Arrow Electronics Inc | ARW | US | Electronic Parts Distrib | 580,734 | Sold Some | -16,517 | -2.76 % | $15,877,268 | $15,453,332 | $-423,936 | -2.67 % | $12,057 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Arrow Electronics Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pall Corp | PLL | US | Filtration/Separat Prod | 1,337,396 | Sold Some | -29,255 | -2.14 % | $43,973,580 | $43,264,761 | $-708,820 | -1.61 % | $15,505 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pall Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Atlas Pipeline Partners Lp | APL | US | Pipelines | 15,600 | Sold Some | -10,500 | -40.22 % | $117,312 | $112,476 | $-4,836 | -4.12 % | $3,255 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Atlas Pipeline Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cme Group Inc | CME | US | Finance-Other Services | 0 | Sold All | -694 | -100 % | - | - | - | 0.62 % | $-1,395 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cme Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Autozone Inc | AZO | US | Retail-Auto Parts | 1,930 | Sold Some | -375 | -16.26 % | $265,607 | $281,452 | $15,845 | 5.96 % | $-3,079 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Autozone Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Royal Bank Of Canada | RY | CA | Commer Banks Non-Us | 7,196 | New Holding | 7,196 | 100 % | $384,194 | $390,527 | $6,332 | 1.64 % | $6,332 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Royal Bank Of Canada |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cameco Corp | CCJ | CA | Non-Ferrous Metals | 2,405,800 | Sold Some | -56,744 | -2.30 % | $73,184,436 | $72,775,450 | $-408,986 | -0.55 % | $9,646 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cameco Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wipro Ltd | WIT | US | Applications Software | 25,500 | Sold Some | -750 | -2.85 % | $479,400 | $523,005 | $43,605 | 9.09 % | $-1,283 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wipro Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Unifi Inc | UFI | US | Textile-Apparel | 2,412,162 | Sold Some | -28,486 | -1.16 % | $7,453,581 | $6,850,540 | $-603,041 | -8.09 % | $7,122 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Unifi Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sherwin-Williams Cothe | SHW | US | Coatings/Paint | 55,634 | Sold Some | -4,946 | -8.16 % | $3,241,237 | $3,329,139 | $87,902 | 2.71 % | $-7,815 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sherwin-Williams Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Vertex Pharmaceuticals Inc | VRTX | US | Medical-Biomedical/Gene | 24,300 | No Change | 0 | 0 % | $789,750 | $945,756 | $156,006 | 19.75 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Vertex Pharmaceuticals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ritchie Bros Auctioneers Inc | RBA | US | Auction House/Art Dealer | 30,784 | New Holding | 30,784 | 100 % | $727,734 | $744,049 | $16,316 | 2.24 % | $16,316 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ritchie Bros Auctioneers Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Whole Foods Market Inc | WFMI | US | Food-Retail | 154,145 | Sold Some | -925 | -0.59 % | $5,142,277 | $4,157,291 | $-984,987 | -19.15 % | $5,911 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Whole Foods Market Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Manulife Financial Corp | MFC | CA | Life/Health Insurance | 122,413 | Added More | 274 | 0.22 % | $2,530,277 | $2,180,176 | $-350,101 | -13.83 % | $-784 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Manulife Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Yahoo Inc | YHOO | US | Web Portals/Isp | 621,808 | Sold Some | -13,125 | -2.06 % | $10,707,534 | $9,706,423 | $-1,001,111 | -9.34 % | $21,131 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Yahoo Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Diageo Plc | DEO | DE | Beverages-Wine/Spirits | 3,888 | Sold Some | -50 | -1.26 % | $245,255 | $265,434 | $20,179 | 8.22 % | $-260 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Diageo Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Express Scripts Inc | ESRX | US | Pharmacy Services | 626 | Added More | 362 | 137.12 % | $50,518 | $52,609 | $2,091 | 4.13 % | $1,209 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Express Scripts Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Marshall And Ilsley Corp | MI | US | Commer Banks-Central Us | 960,700 | New Holding | 960,700 | 100 % | $5,735,379 | $5,168,566 | $-566,813 | -9.88 % | $-566,813 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Marshall And Ilsley Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Air Products And Chemicals Inc | APD | US | Industrial Gases | 1,300 | Sold Some | -1,200 | -48.00 % | $105,482 | $106,912 | $1,430 | 1.35 % | $-1,320 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Air Products And Chemicals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Beverly Hills Bancorp Inc | BHBC | US | Commer Banks-Western Us | 21,500 | Sold Some | -2,000 | -8.51 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Beverly Hills Bancorp Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Petroquest Energy Inc | PQ | US | Oil Comp-Explor And Prodtn | 12,000 | New Holding | 12,000 | 100 % | $81,720 | $70,800 | $-10,920 | -13.36 % | $-10,920 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Petroquest Energy Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Biogen Idec Inc | BIIB | US | Medical-Biomedical/Gene | 13,677 | Sold Some | -820 | -5.65 % | $599,189 | $627,090 | $27,901 | 4.65 % | $-1,673 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Biogen Idec Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Republic Services Inc | RSG | US | Non-Hazardous Waste Disp | 247,476 | Sold Some | -733 | -0.29 % | $6,632,357 | $6,810,540 | $178,183 | 2.68 % | $-528 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Republic Services Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kyocera Corp | KYO | US | Electronic Compo-Misc | 6,727 | Sold Some | -147 | -2.13 % | $585,720 | $531,029 | $-54,691 | -9.33 % | $1,195 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kyocera Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Roche Holding Ag | RHHBY.OB | CH | Medical-Drugs | 44,787 | Added More | 892 | 2.03 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Roche Holding Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Agrium Inc | AGU | BE | Agricultural Chemicals | 222,619 | Sold Some | -42,393 | -15.99 % | $11,776,545 | $12,731,581 | $955,036 | 8.10 % | $-181,866 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Agrium Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | China Life Insurance Co Ltd | LFC | CN | Life/Health Insurance | 7,659 | Sold Some | -158 | -2.02 % | $552,980 | $565,387 | $12,408 | 2.24 % | $-256 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of China Life Insurance Co Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mccormick And Co Incmd | MKC | US | Food-Misc/Diversified | 63,107 | Added More | 1,000 | 1.61 % | $2,169,619 | $2,271,221 | $101,602 | 4.68 % | $1,610 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mccormick And Co Incmd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rti International Metals Inc | RTI | US | Non-Ferrous Metals | 1,142,967 | Added More | 215,181 | 23.19 % | $24,939,540 | $20,904,866 | $-4,034,674 | -16.17 % | $-759,589 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rti International Metals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nidec Corp | NJ | US | Electronic Compo-Misc | 34,837 | Sold Some | -13,651 | -28.15 % | $701,617 | $669,567 | $-32,050 | -4.56 % | $12,559 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nidec Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Annaly Capital Management Inc | NLY | US | Reits-Mortgage | 16,620 | New Holding | 16,620 | 100 % | $290,019 | $302,983 | $12,964 | 4.46 % | $12,964 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Annaly Capital Management Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 7 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Berkshire Hathaway Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cablevision Systems Corp | CVC | US | Cable Tv | 2,216,346 | Sold Some | -87,362 | -3.79 % | $52,061,968 | $57,226,054 | $5,164,086 | 9.91 % | $-203,553 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cablevision Systems Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 7 | Sold Some | -568 | -98.78 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Berkshire Hathaway Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | United Parcel Service Inc | UPS | US | Transport-Services | 10,486 | Added More | 395 | 3.91 % | $584,070 | $599,380 | $15,310 | 2.62 % | $577 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of United Parcel Service Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 551 | Added More | 544 | 7771.42 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Berkshire Hathaway Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Unitedhealth Group Inc | UNH | US | Medical-Hmo | 186,303 | Sold Some | -156,114 | -45.59 % | $4,815,933 | $5,333,855 | $517,922 | 10.75 % | $-433,997 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Unitedhealth Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Berkshire Hathaway Inc | BRK.A | US | Reinsurance | 551 | Sold Some | -24 | -4.17 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Berkshire Hathaway Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Altria Group Inc | MO | US | Tobacco | 182,511 | Added More | 76,782 | 72.62 % | $3,272,422 | $3,506,036 | $233,614 | 7.13 % | $98,281 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Altria Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mckesson Corp | MCK | US | Health Care Cost Contain | 7,650 | No Change | 0 | 0 % | $461,372 | $482,333 | $20,961 | 4.54 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mckesson Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Aegon Nv | AEG | US | Multi-Line Insurance | 13,100 | No Change | 0 | 0 % | $112,529 | $96,416 | $-16,113 | -14.31 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Aegon Nv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sysco Corp | SYY | US | Food-Wholesale/Distrib | 51,035 | Added More | 12,035 | 30.85 % | $1,389,683 | $1,374,883 | $-14,800 | -1.06 % | $-3,490 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sysco Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rowan Cos Inc | RDC | US | Oil And Gas Drilling | 894,166 | Sold Some | -17,379 | -1.90 % | $23,471,858 | $22,720,758 | $-751,099 | -3.20 % | $14,598 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rowan Cos Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Globalstar Inc | GSAT | US | Satellite Telecom | 10,000 | No Change | 0 | 0 % | $7,100 | $8,200 | $1,100 | 15.49 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Globalstar Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Buckeye Partners Lp | BPL | US | Pipelines | 5,400 | Sold Some | -300 | -5.26 % | $275,508 | $277,776 | $2,268 | 0.82 % | $-126 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Buckeye Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Harris Stratex Networks Inc | HSTX | US | Telecom Services | 39,756 | Sold Some | -71,603 | -64.29 % | $265,968 | $253,246 | $-12,722 | -4.78 % | $22,913 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Harris Stratex Networks Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | At And T Inc | T | US | Telephone-Integrated | 333,131 | Added More | 35,757 | 12.02 % | $8,571,461 | $8,698,050 | $126,590 | 1.47 % | $13,588 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of At And T Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Veolia Environnement | VE | US | Water | 16,410 | Sold Some | -2,415 | -12.82 % | $560,237 | $563,519 | $3,282 | 0.58 % | $-483 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Veolia Environnement |
| 2009-10-23 | 2009-09-30 | 13F-HR | Xl Capital Ltd | XL | KY | Multi-Line Insurance | 109,154 | Added More | 69,304 | 173.91 % | $1,875,266 | $1,965,864 | $90,598 | 4.83 % | $57,522 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Xl Capital Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Iris International Inc | IRIS | BE | Medical Imaging Systems | 30,800 | Added More | 4,000 | 14.92 % | $309,540 | $338,800 | $29,260 | 9.45 % | $3,800 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Iris International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kinross Gold Corp | KGC | CA | Gold Mining | 162,142 | Added More | 1,500 | 0.93 % | $3,464,975 | $3,155,283 | $-309,691 | -8.93 % | $-2,865 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kinross Gold Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Robert Half International Inc | RHI | US | Human Resources | 822,944 | Sold Some | -19,467 | -2.31 % | $21,166,120 | $19,207,513 | $-1,958,607 | -9.25 % | $46,331 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Robert Half International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Aflac Inc | AFL | US | Life/Health Insurance | 95,380 | Sold Some | -1,411 | -1.45 % | $4,235,826 | $4,181,459 | $-54,367 | -1.28 % | $804 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Aflac Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cincinnati Bell Inc | CBB-B | US | Telephone-Integrated | 6,175,704 | Sold Some | -102,665 | -1.63 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cincinnati Bell Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Abbott Laboratories | ABT | US | Medical-Drugs | 69,236 | Added More | 37,451 | 117.82 % | $3,552,499 | $3,666,739 | $114,239 | 3.21 % | $61,794 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Abbott Laboratories |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nomura Holdings Inc | NMR | JP | Finance-Invest Bnkr/Brkr | 52,690 | New Holding | 52,690 | 100 % | $367,776 | $339,324 | $-28,453 | -7.73 % | $-28,453 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nomura Holdings Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bank Of America Corp | BAC | US | Super-Regional Banks-Us | 1,016,209 | Added More | 76,374 | 8.12 % | $16,482,910 | $16,340,641 | $-142,269 | -0.86 % | $-10,692 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bank Of America Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ford Motor Co | F | US | Unknown | 324,512 | Sold Some | -7,454 | -2.24 % | $2,476,027 | $2,832,990 | $356,963 | 14.41 % | $-8,199 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ford Motor Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cie Generale De Geophysique-Veritas | CGV | US | Seismic Data Collection | 259,664 | Sold Some | -5,505 | -2.07 % | $6,096,911 | $5,668,465 | $-428,446 | -7.02 % | $9,083 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cie Generale De Geophysique-Veritas |
| 2009-10-23 | 2009-09-30 | 13F-HR | Quantum Corp | QTM | US | Computers-Memory Devices | 11,100 | New Holding | 11,100 | 100 % | $16,761 | $28,527 | $11,766 | 70.19 % | $11,766 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Quantum Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Financial Group Inc | MTU | JP | Commer Banks Non-Us | 11,810 | Sold Some | -59,579 | -83.45 % | $58,932 | $60,585 | $1,653 | 2.80 % | $-8,341 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mitsubishi Ufj Financial Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Banco Santander Sa | STD | US | Commer Banks Non-Us | 13,668 | Added More | 2,696 | 24.57 % | $233,859 | $237,823 | $3,964 | 1.69 % | $782 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Banco Santander Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ameren Corp | AEE | US | Electric-Integrated | 17,777 | Sold Some | -198 | -1.10 % | $447,980 | $450,647 | $2,667 | 0.59 % | $-30 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ameren Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nustar Energy Lp | NS | US | Pipelines | 19,189 | Added More | 15,101 | 369.39 % | $1,032,752 | $1,012,604 | $-20,148 | -1.95 % | $-15,856 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nustar Energy Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | America Movil Sab De Cv | AMX | US | Cellular Telecom | 13,011 | Sold Some | -100 | -0.76 % | $602,930 | $619,454 | $16,524 | 2.74 % | $-127 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of America Movil Sab De Cv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cognex Corp | CGNX | US | Industrial Automat/Robot | 1,046,836 | Sold Some | -19,996 | -1.87 % | $17,649,655 | $18,089,326 | $439,671 | 2.49 % | $-8,398 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cognex Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | American Electric Power Co Inc | AEP | US | Electric-Integrated | 67,105 | Added More | 20,815 | 44.96 % | $2,067,505 | $2,079,584 | $12,079 | 0.58 % | $3,747 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of American Electric Power Co Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Valero Energy Corp | VLO | US | Oil Refining And Marketing | 23,010 | Sold Some | -1,694 | -6.85 % | $475,617 | $376,444 | $-99,173 | -20.85 % | $7,301 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Valero Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | American Express Co | AXP | US | Finance-Credit Card | 93,736 | Sold Some | -388 | -0.41 % | $3,241,391 | $3,856,299 | $614,908 | 18.97 % | $-2,545 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of American Express Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dawson Geophysical Co | DWSN | US | Seismic Data Collection | 0 | Sold All | -7,050 | -100 % | - | - | - | -21.34 % | $41,948 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dawson Geophysical Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Norfolk Southern Corp | NSC | US | Transport-Rail | 11,950 | Added More | 300 | 2.57 % | $560,216 | $608,494 | $48,278 | 8.61 % | $1,212 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Norfolk Southern Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bb And T Corp | BBT | US | Commer Banks-Southern Us | 186,378 | Added More | 143,234 | 331.99 % | $4,858,874 | $4,599,809 | $-259,065 | -5.33 % | $-199,095 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bb And T Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dell Inc | DELL | US | Computers | 73,430 | Sold Some | -4,004 | -5.17 % | $1,136,696 | $1,165,334 | $28,638 | 2.51 % | $-1,562 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dell Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Williams-Sonoma Inc | WSM | US | Retail-Mail Order | 0 | Sold All | -23,600 | -100 % | - | - | - | 7.86 % | $-37,996 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Williams-Sonoma Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Thermo Fisher Scientific Inc | TMO | US | Instruments-Scientific | 62,990 | Added More | 1,365 | 2.21 % | $3,002,103 | $2,923,996 | $-78,108 | -2.60 % | $-1,693 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Thermo Fisher Scientific Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sprint Nextel Corp | S | US | Telephone-Integrated | 900,052 | Added More | 82,555 | 10.09 % | $2,925,169 | $3,465,200 | $540,031 | 18.46 % | $49,533 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sprint Nextel Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Brigham Exploration Co | BEXP | US | Oil Comp-Explor And Prodtn | 15,770 | Sold Some | -970 | -5.79 % | $164,166 | $169,212 | $5,046 | 3.07 % | $-310 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Brigham Exploration Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Jpmorgan Chase And Co | JPM | US | Finance-Invest Bnkr/Brkr | 443,526 | Sold Some | -9,397 | -2.07 % | $20,060,681 | $18,872,031 | $-1,188,650 | -5.92 % | $25,184 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Jpmorgan Chase And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Fortune Brands Inc | FO | US | Consumer Products-Misc | 5,752 | New Holding | 5,752 | 100 % | $248,774 | $222,085 | $-26,689 | -10.72 % | $-26,689 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Fortune Brands Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kinder Morgan Energy Partners Lp | KMP | US | Pipelines | 56,652 | Sold Some | -673 | -1.17 % | $3,205,370 | $3,184,975 | $-20,395 | -0.63 % | $242 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kinder Morgan Energy Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Fresenius Medical Care Ag And Co Kgaa | FMS | US | Dialysis Centers | 23,158 | Added More | 5,175 | 28.77 % | $1,119,921 | $1,231,542 | $111,622 | 9.96 % | $24,944 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Fresenius Medical Care Ag And Co Kgaa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Broadcom Corp | BRCM | US | Electronic Compo-Semicon | 104,426 | Added More | 7,750 | 8.01 % | $2,976,141 | $3,045,062 | $68,921 | 2.31 % | $5,115 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Broadcom Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gatx Corp | GMT | US | Transport-Equip And Leasng | 58,500 | Sold Some | -600 | -1.01 % | $1,704,105 | $1,684,800 | $-19,305 | -1.13 % | $198 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Gatx Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Vishay Intertechnology Inc | VSH | US | Electronic Compo-Misc | 2,437,595 | Sold Some | -49,261 | -1.98 % | $17,063,165 | $18,281,963 | $1,218,798 | 7.14 % | $-24,631 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Vishay Intertechnology Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cummins Inc | CMI | US | Engines-Internal Combust | 1,118,366 | Sold Some | -27,001 | -2.35 % | $54,341,404 | $52,764,508 | $-1,576,896 | -2.90 % | $38,071 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cummins Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Brooks Automation Inc | BRKS | US | Semiconductor Equipment | 1,384,028 | Sold Some | -144,253 | -9.43 % | $11,473,592 | $10,421,731 | $-1,051,861 | -9.16 % | $109,632 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Brooks Automation Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ei Du Pont De Nemours And Co | DD | US | Chemicals-Diversified | 156,416 | Sold Some | -625 | -0.39 % | $5,197,704 | $5,411,994 | $214,290 | 4.12 % | $-856 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ei Du Pont De Nemours And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Honda Motor Co Ltd | HMC | BE | Auto-Cars/Light Trucks | 6,600 | Sold Some | -16,700 | -71.67 % | $201,168 | $201,036 | $-132 | -0.06 % | $334 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Honda Motor Co Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Emc Corpmassachusetts | EMC | US | Computers-Memory Devices | 782,050 | Sold Some | -50,119 | -6.02 % | $13,678,055 | $13,427,799 | $-250,256 | -1.82 % | $16,038 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Emc Corpmassachusetts |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bucyrus International Inc | BUCY | US | Machinery-Constr And Mining | 1,002,462 | Sold Some | -16,594 | -1.62 % | $48,479,062 | $52,739,526 | $4,260,464 | 8.78 % | $-70,525 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bucyrus International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Intel Corp | INTC | US | Electronic Compo-Semicon | 958,818 | Added More | 8,907 | 0.93 % | $18,965,420 | $18,505,187 | $-460,233 | -2.42 % | $-4,275 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Intel Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Zap | ZAAP.OB | US | Recreational Vehicles | 168,590 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Zap |
| 2009-10-23 | 2009-09-30 | 13F-HR | Activision Blizzard Inc | ATVI | US | Entertainment Software | 245,172 | Sold Some | -300 | -0.12 % | $2,991,098 | $2,836,640 | $-154,458 | -5.16 % | $189 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Activision Blizzard Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ebay Inc | EBAY | US | E-Commerce/Services | 20,822 | Sold Some | -11,310 | -35.19 % | $490,566 | $482,862 | $-7,704 | -1.57 % | $4,185 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ebay Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Helmerich And Payne Inc | HP | US | Oil And Gas Drilling | 928,777 | Sold Some | -16,115 | -1.70 % | $40,002,425 | $34,736,260 | $-5,266,166 | -13.16 % | $91,372 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Helmerich And Payne Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Amgen Inc | AMGN | US | Medical-Biomedical/Gene | 199,364 | Sold Some | -2,367 | -1.17 % | $11,198,276 | $11,176,346 | $-21,930 | -0.19 % | $260 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Amgen Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wells Fargo Cap Iv | WSF | US | Unknown | 47,450 | Added More | 4,750 | 11.12 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wells Fargo Cap Iv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Walgreen Co | WAG | US | Retail-Drug Store | 77,322 | Added More | 867 | 1.13 % | $3,019,424 | $3,017,878 | $-1,546 | -0.05 % | $-17 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Walgreen Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | WDR | US | Invest Mgmnt/Advis Serv | 951,831 | Sold Some | -21,129 | -2.17 % | $28,516,857 | $28,307,454 | $-209,403 | -0.73 % | $4,648 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Waddell And Reed Financial Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wellpoint Inc | WLP | US | Medical-Hmo | 7,151 | Added More | 450 | 6.71 % | $329,161 | $372,853 | $43,693 | 13.27 % | $2,750 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wellpoint Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Kla-Tencor Corp | KLAC | US | Semiconductor Equipment | 26,760 | Sold Some | -910 | -3.28 % | $938,473 | $860,066 | $-78,407 | -8.35 % | $2,666 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Kla-Tencor Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Whirlpool Corp | WHR | US | Appliances | 263,684 | Sold Some | -6,803 | -2.51 % | $20,337,947 | $18,647,732 | $-1,690,214 | -8.31 % | $43,607 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Whirlpool Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Desarrolladora Homex Sab De Cv | HXM | US | Bldg-Residential/Commer | 22,628 | Sold Some | -42 | -0.18 % | $957,617 | $742,651 | $-214,966 | -22.44 % | $399 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Desarrolladora Homex Sab De Cv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lg Display Co Ltd | LPL | US | Electronic Compo-Misc | 36,650 | Sold Some | -234 | -0.63 % | $479,382 | $488,545 | $9,163 | 1.91 % | $-59 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lg Display Co Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lam Research Corp | LRCX | US | Semiconductor Equipment | 883,568 | Sold Some | -18,063 | -2.00 % | $32,100,025 | $30,306,382 | $-1,793,643 | -5.58 % | $36,668 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lam Research Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Federal Resources Corp | FDRC.PK | US | Diversified Minerals | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Federal Resources Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Grupo Tmm Sa | TMM | US | Transport-Marine | 0 | Sold All | -204,100 | -100 % | - | - | - | 16.19 % | $-106,132 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Grupo Tmm Sa |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nabors Industries Ltd | NBR | BM | Oil And Gas Drilling | 49,570 | Sold Some | -1,125 | -2.21 % | $1,120,282 | $1,042,953 | $-77,329 | -6.90 % | $1,755 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nabors Industries Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Flushing Financial Corp | FFIC | US | S And L/Thrifts-Eastern Us | 1,092,784 | Sold Some | -8,289 | -0.75 % | $12,337,531 | $11,703,717 | $-633,815 | -5.13 % | $4,808 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Flushing Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Tiffany And Co | TIF | BE | Retail-Jewelry | 21,870 | Sold Some | -2,160 | -8.98 % | $906,512 | $900,388 | $-6,124 | -0.67 % | $605 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Tiffany And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Diamond Offshore Drilling Inc | DO | US | Oil And Gas Drilling | 4,580 | Sold Some | -860 | -15.80 % | $484,564 | $458,916 | $-25,648 | -5.29 % | $4,816 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Diamond Offshore Drilling Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Coca-Cola Cothe | KO | CH | Beverages-Non-Alcoholic | 325,046 | Added More | 5,407 | 1.69 % | $17,305,449 | $18,488,616 | $1,183,167 | 6.83 % | $19,681 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Coca-Cola Cothe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Level 3 Communications Inc | LVLT | US | Telephone-Integrated | 100 | No Change | 0 | 0 % | $136 | $123 | $-13 | -9.55 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Level 3 Communications Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Saks Inc | SKS | US | Retail-Major Dept Store | 2,064,835 | Sold Some | -34,690 | -1.65 % | $13,235,592 | $13,834,395 | $598,802 | 4.52 % | $-10,060 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Saks Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Consolidated Edison Inc | ED | US | Electric-Integrated | 17,944 | Added More | 479 | 2.74 % | $750,239 | $750,059 | $-179 | -0.02 % | $-5 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Consolidated Edison Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Linn Energy Llc | LINE | US | Oil Comp-Explor And Prodtn | 35,533 | Sold Some | -21,798 | -38.02 % | $884,061 | $870,559 | $-13,503 | -1.52 % | $8,283 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Linn Energy Llc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gencorp Inc | GY | US | Aerospace/Defense-Equip | 1,494,657 | Added More | 3,580 | 0.24 % | $10,985,729 | $13,018,462 | $2,032,734 | 18.50 % | $4,869 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Gencorp Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hansen Natural Corp | HANS | US | Beverages-Non-Alcoholic | 13,750 | New Holding | 13,750 | 100 % | $514,938 | $482,763 | $-32,175 | -6.24 % | $-32,175 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hansen Natural Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Spectra Energy Corp | SE | US | Pipelines | 128,231 | Added More | 5,576 | 4.54 % | $2,564,620 | $2,437,671 | $-126,949 | -4.95 % | $-5,520 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Spectra Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Canadian National Railway Co | CNI | CA | Transport-Rail | 183,189 | Added More | 8,598 | 4.92 % | $9,214,407 | $9,905,029 | $690,623 | 7.49 % | $32,414 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Canadian National Railway Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dominion Resources Incva | D | US | Electric-Integrated | 13,091 | Sold Some | -520 | -3.82 % | $460,410 | $481,880 | $21,469 | 4.66 % | $-853 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dominion Resources Incva |
| 2009-10-23 | 2009-09-30 | 13F-HR | Heidrick And Struggles International Inc | HSII | US | Human Resources | 459,738 | Sold Some | -4,722 | -1.01 % | $11,658,956 | $13,231,260 | $1,572,304 | 13.48 % | $-16,149 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Heidrick And Struggles International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Medtronic Inc | MDT | US | Medical Instruments | 43,315 | Added More | 5,414 | 14.28 % | $1,575,367 | $1,715,707 | $140,341 | 8.90 % | $17,541 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Medtronic Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hercules Offshore Inc | HERO | US | Oil-Field Services | 12,025 | New Holding | 12,025 | 100 % | $69,745 | $64,334 | $-5,411 | -7.75 % | $-5,411 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hercules Offshore Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Invesco Ltd | AVZ | US | Invest Mgmnt/Advis Serv | 30,749 | Sold Some | -661 | -2.10 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Invesco Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Voyager Learning Co | VLCY.OB | US | Publishing-Books | 19,500 | Sold Some | -4,200 | -17.72 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Voyager Learning Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Borgwarner Inc | BWA | US | Auto/Trk Prts And Equip-Orig | 45,401 | Sold Some | -400 | -0.87 % | $1,501,411 | $1,403,799 | $-97,612 | -6.50 % | $860 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Borgwarner Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Discovery Communications Inc | DISCA | US | Broadcast Serv/Program | 631,804 | Sold Some | -71,889 | -10.21 % | $18,789,851 | $19,661,740 | $871,890 | 4.64 % | $-99,207 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Discovery Communications Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Boston Properties Inc | BXP | US | Reits-Office Property | 8,310 | Sold Some | -1,620 | -16.31 % | $520,705 | $549,125 | $28,420 | 5.45 % | $-5,540 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Boston Properties Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Csx Corp | CSX | US | Transport-Rail | 3,898 | New Holding | 3,898 | 100 % | $168,861 | $191,548 | $22,686 | 13.43 % | $22,686 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Csx Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Lazard Ltd | LAZ | BM | Finance-Invest Bnkr/Brkr | 652,788 | Sold Some | -25,790 | -3.80 % | $26,353,052 | $25,517,483 | $-835,569 | -3.17 % | $33,011 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lazard Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hudson City Bancorp Inc | HCBK | US | S And L/Thrifts-Eastern Us | 31,332 | Sold Some | -1,800 | -5.43 % | $420,162 | $417,342 | $-2,820 | -0.67 % | $162 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hudson City Bancorp Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | General Electric Co | GE | US | Diversified Manufact Op | 1,016,783 | Added More | 83,343 | 8.92 % | $15,455,102 | $16,024,500 | $569,398 | 3.68 % | $46,672 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of General Electric Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Telephone And Data Sys Inc | TDA | US | Unknown | 162,025 | Added More | 1,050 | 0.65 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Telephone And Data Sys Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Allianz Se | AZ | DE | Multi-Line Insurance | 17,200 | Sold Some | -2,500 | -12.69 % | $214,140 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Allianz Se |
| 2009-10-23 | 2009-09-30 | 13F-HR | Huron Consulting Group Inc | HURN | US | Consulting Services | 0 | Sold All | -10,793 | -100 % | - | - | - | -0.08 % | $216 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Huron Consulting Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Hdfc Bank Ltd | HDB | US | Commer Banks Non-Us | 3,860 | Sold Some | -25 | -0.64 % | $457,410 | $503,035 | $45,625 | 9.97 % | $-296 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hdfc Bank Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Peabody Energy Corp | BTU | US | Coal | 12,805 | Sold Some | -600 | -4.47 % | $553,432 | $588,518 | $35,086 | 6.33 % | $-1,644 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Peabody Energy Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dresser-Rand Group Inc | DRC | US | Oil Field Mach And Equip | 61,585 | Added More | 3,994 | 6.93 % | $1,896,818 | $1,845,087 | $-51,731 | -2.72 % | $-3,355 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dresser-Rand Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ubs Ag | UBS | US | Finance-Invest Bnkr/Brkr | 42,473 | New Holding | 42,473 | 100 % | $768,337 | $689,762 | $-78,575 | -10.22 % | $-78,575 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ubs Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Viacom Inc | VIA | CH | Multimedia | 7,715 | New Holding | 7,715 | 100 % | $230,524 | $249,040 | $18,516 | 8.03 % | $18,516 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Viacom Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Osi Pharmaceuticals Inc | OSIP | US | Medical-Drugs | 539,184 | Added More | 5,335 | 0.99 % | $17,453,386 | $17,717,586 | $264,200 | 1.51 % | $2,614 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Osi Pharmaceuticals Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wyeth | WYE | US | Medical-Drugs | 144,514 | Sold Some | -1,373 | -0.94 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wyeth |
| 2009-10-23 | 2009-09-30 | 13F-HR | Toronto-Dominion Bank | TD | CA | Commer Banks Non-Us | 4,839 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Toronto-Dominion Bank |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wyndham Worldwide Corp | WYN | US | Hotels And Motels | 15,800 | Sold Some | -2,820 | -15.14 % | $271,760 | $301,622 | $29,862 | 10.98 % | $-5,330 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wyndham Worldwide Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Oracle Corp | ORCL | US | Enterprise Software/Serv | 492,368 | Added More | 33,259 | 7.24 % | $10,856,714 | $11,024,120 | $167,405 | 1.54 % | $11,308 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Oracle Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | St Jude Medical Inc | STJ | US | Medical Instruments | 17,159 | Sold Some | -1,000 | -5.50 % | $590,270 | $591,986 | $1,716 | 0.29 % | $-100 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of St Jude Medical Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cemex Sab De Cv | CX | MX | Bldg Prod-Cement/Aggreg | 17,764 | Added More | 3,120 | 21.30 % | $226,846 | $198,602 | $-28,245 | -12.45 % | $-4,961 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cemex Sab De Cv |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sara Lee Corp | SLE | US | Food-Misc/Diversified | 103,250 | Sold Some | -5,500 | -5.05 % | $1,185,310 | $1,259,650 | $74,340 | 6.27 % | $-3,960 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sara Lee Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pdl Biopharma Inc | PDLI | US | Medical-Biomedical/Gene | 1,773,291 | Added More | 4,288 | 0.24 % | $15,108,439 | $14,204,061 | $-904,378 | -5.98 % | $-2,187 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pdl Biopharma Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sauer-Danfoss Inc | SHS | US | Machinery-General Indust | 12,900 | Sold Some | -100 | -0.76 % | $102,555 | $116,100 | $13,545 | 13.20 % | $-105 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sauer-Danfoss Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Industrial Distribution Group Inc | IDG | US | Unknown | 48,950 | Sold Some | -2,350 | -4.58 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Industrial Distribution Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Schering-Plough Corp | SGP | US | Medical-Drugs | 407,344 | Sold Some | -40,598 | -9.06 % | $11,800,756 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Schering-Plough Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Paccar Inc | PCAR | US | Auto-Med And Heavy Duty Trks | 15,351 | Sold Some | -2,700 | -14.95 % | $599,610 | $596,693 | $-2,917 | -0.48 % | $513 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Paccar Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rite Aid Corp | RAD | US | Retail-Drug Store | 0 | Sold All | -12,040 | -100 % | - | - | - | 2.29 % | $-361 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rite Aid Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | General Dynamics Corp | GD | US | Aerospace/Defense | 47,395 | Added More | 2,265 | 5.01 % | $3,156,507 | $3,146,080 | $-10,427 | -0.33 % | $-498 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of General Dynamics Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Costco Wholesale Corp | COST | US | Retail-Discount | 59,331 | Added More | 5,299 | 9.80 % | $3,429,925 | $3,588,339 | $158,414 | 4.61 % | $14,148 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Costco Wholesale Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Palm Inc | PALM | US | Computers | 1,569,632 | Sold Some | -18,471 | -1.16 % | $23,418,909 | $18,254,820 | $-5,164,089 | -22.05 % | $60,770 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Palm Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Candela Corp | CLZR | US | Medical Laser Systems | 36,700 | Sold Some | -400 | -1.07 % | $118,174 | $108,265 | $-9,909 | -8.38 % | $108 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Candela Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cheung Kong Holdings Ltd | CHEUY.OB | HK | Real Estate Oper/Develop | 54,990 | New Holding | 54,990 | 100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cheung Kong Holdings Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Atmel Corp | ATML | US | Semicon Compo-Intg Circu | 4,385,191 | Added More | 32,297 | 0.74 % | $17,760,024 | $17,584,616 | $-175,408 | -0.98 % | $-1,292 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Atmel Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Siliconware Precision Industries Co | SPIL | TW | Semicon Compo-Intg Circu | 40,486 | New Holding | 40,486 | 100 % | $297,572 | $285,831 | $-11,741 | -3.94 % | $-11,741 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Siliconware Precision Industries Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Patterson Cos Inc | PDCO | US | Dental Supplies And Equip | 9,900 | Sold Some | -1,300 | -11.60 % | $265,716 | $259,479 | $-6,237 | -2.34 % | $819 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Patterson Cos Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Freeport-Mcmoran Copper And Gold Inc | FCX | US | Metal-Diversified | 35,968 | Sold Some | -9,372 | -20.67 % | $2,925,997 | $3,047,209 | $121,212 | 4.14 % | $-31,584 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Freeport-Mcmoran Copper And Gold Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Home Depot Inc | HD | US | Retail-Building Products | 524,792 | Added More | 6,248 | 1.20 % | $13,786,286 | $14,227,111 | $440,825 | 3.19 % | $5,248 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Home Depot Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Maverick Energy Group Ltd | MKGP.PK | US | Oil Comp-Explor And Prodtn | 120,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Maverick Energy Group Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Ciena Corp | CIEN | US | Telecom Eq Fiber Optics | 10,143 | New Holding | 10,143 | 100 % | $128,715 | $136,626 | $7,912 | 6.14 % | $7,912 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ciena Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Microsoft Corp | MSFT | US | Applications Software | 1,028,256 | Sold Some | -911 | -0.08 % | $28,811,733 | $30,621,464 | $1,809,731 | 6.28 % | $-1,603 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Microsoft Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wendysarbys Group Inc | TRY.B | US | Retail-Restaurants | 42,606 | Sold Some | -2,250 | -5.01 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wendysarbys Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Iacinteractivecorp | IACI | US | E-Commerce/Services | 535,207 | Sold Some | -2,962 | -0.55 % | $10,168,933 | $10,495,409 | $326,476 | 3.21 % | $-1,807 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Iacinteractivecorp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Target Corp | TGT | US | Retail-Discount | 10,958 | Sold Some | -602 | -5.20 % | $537,271 | $524,888 | $-12,383 | -2.30 % | $680 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Target Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Trimble Navigation Ltd | TRMB | US | Electronic Measur Instr | 798,156 | Sold Some | -7,710 | -0.95 % | $17,304,022 | $18,756,666 | $1,452,644 | 8.39 % | $-14,032 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Trimble Navigation Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Technitrol Inc | TNL | US | Electronic Compo-Misc | 59,603 | Added More | 203 | 0.34 % | $488,745 | $318,876 | $-169,869 | -34.75 % | $-579 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Technitrol Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Applied Industrial Technologies Inc | AIT | US | Machinery-General Indust | 28,994 | Sold Some | -1,150 | -3.81 % | $597,856 | $627,720 | $29,864 | 4.99 % | $-1,185 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Applied Industrial Technologies Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Union Pacific Corp | UNP.BE | US | Transport-Rail | 18,497 | Sold Some | -3,856 | -17.25 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Union Pacific Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Triquint Semiconductor Inc | TQNT | US | Semicon Compo-Intg Circu | 4,074,767 | Sold Some | -64,842 | -1.56 % | $24,733,836 | $21,433,274 | $-3,300,561 | -13.34 % | $52,522 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Triquint Semiconductor Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Arcelormittal | MT | DE | Steel-Producers | 52,394 | Added More | 40,335 | 334.48 % | $2,000,403 | $1,990,972 | $-9,431 | -0.47 % | $-7,260 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Arcelormittal |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cdss Wind Down Inc | CWDW.OB | US | Internet Security | 34,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cdss Wind Down Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Charles Schwab Corpthe | SCHW | US | Finance-Invest Bnkr/Brkr | 421,321 | Added More | 2,538 | 0.60 % | $7,558,499 | $7,714,388 | $155,889 | 2.06 % | $939 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Charles Schwab Corpthe |
| 2009-10-23 | 2009-09-30 | 13F-HR | Apache Corp | APA | US | Oil Comp-Explor And Prodtn | 2,290 | New Holding | 2,290 | 100 % | $227,603 | $222,290 | $-5,313 | -2.33 % | $-5,313 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Apache Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Coach Inc | COH | US | Retail-Apparel/Shoe | 62,012 | Added More | 4,446 | 7.72 % | $2,122,051 | $2,103,447 | $-18,604 | -0.87 % | $-1,334 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Coach Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Dr Reddys Laboratories Ltd | RDY | US | Medical-Drugs | 21,574 | New Holding | 21,574 | 100 % | $440,757 | $505,910 | $65,153 | 14.78 % | $65,153 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dr Reddys Laboratories Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Shuffle Master Inc | SHFL | US | Casino Services | 22,220 | No Change | 0 | 0 % | $197,536 | $189,759 | $-7,777 | -3.93 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Shuffle Master Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pfizer Inc | PFE | US | Medical-Drugs | 582,180 | Sold Some | -11,866 | -1.99 % | $10,042,605 | $10,543,280 | $500,675 | 4.98 % | $-10,205 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pfizer Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Perfect World Co Ltd | PWRD | KY | Internet Content-Entmnt | 0 | Sold All | -19,942 | -100 % | - | - | - | -5.62 % | $52,248 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Perfect World Co Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Procter And Gamble Co | PG | CH | Cosmetics And Toiletries | 313,883 | Sold Some | -3,951 | -1.24 % | $18,092,216 | $19,507,828 | $1,415,612 | 7.82 % | $-17,819 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Procter And Gamble Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Siemens Ag | SI | US | Diversified Manufact Op | 2,245 | New Holding | 2,245 | 100 % | $221,245 | $219,045 | $-2,200 | -0.99 % | $-2,200 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Siemens Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sinclair Broadcast Group Inc | SBGI | US | Television | 1,573,227 | Sold Some | -27,240 | -1.70 % | $7,331,238 | $5,616,420 | $-1,714,817 | -23.39 % | $29,692 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sinclair Broadcast Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Alcoa Inc | AA | US | Metal-Aluminum | 102,112 | Added More | 5,695 | 5.90 % | $1,401,998 | $1,349,921 | $-52,077 | -3.71 % | $-2,904 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Alcoa Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sonus Networks Inc | SONS | US | Telecommunication Equip | 10,000 | New Holding | 10,000 | 100 % | $20,200 | $20,100 | $-100 | -0.49 % | $-100 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sonus Networks Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Amerigas Partners Lp | APU | US | Retail-Propane Distrib | 37,218 | Added More | 522 | 1.42 % | $1,412,423 | $1,375,205 | $-37,218 | -2.63 % | $-522 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Amerigas Partners Lp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Qualcomm Inc | QCOM | US | Wireless Equipment | 98,441 | Added More | 3,272 | 3.43 % | $4,006,549 | $4,438,705 | $432,156 | 10.78 % | $14,364 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Qualcomm Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Sirius Xm Radio Inc | SIRI | US | Radio | 118,725 | Sold Some | -32,272 | -21.37 % | $70,048 | $74,797 | $4,749 | 6.77 % | $-1,291 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sirius Xm Radio Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Nokia Oyj | NOK | US | Wireless Equipment | 97,450 | Sold Some | -54,341 | -35.79 % | $1,280,493 | $1,326,295 | $45,802 | 3.57 % | $-25,540 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nokia Oyj |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pricelinecom Inc | PCLN | US | E-Commerce/Services | 3,905 | New Holding | 3,905 | 100 % | $691,732 | $810,834 | $119,103 | 17.21 % | $119,103 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pricelinecom Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Motorola Inc | MOT | US | Wireless Equipment | 35,578 | Sold Some | -2,602 | -6.81 % | $293,163 | $301,701 | $8,539 | 2.91 % | $-624 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Motorola Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 23,600 | Sold Some | -358,742 | -93.82 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Corning Inc | GLW | US | Telecom Eq Fiber Optics | 157,757 | Added More | 44,754 | 39.60 % | $2,468,897 | $2,614,033 | $145,136 | 5.87 % | $41,174 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Corning Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wells Fargo And Co | WFC | US | Unknown | 129,658 | Added More | 1,024 | 0.79 % | $3,801,573 | $3,671,915 | $-129,658 | -3.41 % | $-1,024 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wells Fargo And Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cinedigm Digital Cinema Corp | CIDM | US | E-Services/Consulting | 0 | Sold All | -17,500 | -100 % | - | - | - | -6.29 % | $1,575 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cinedigm Digital Cinema Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Boeing Co | BA | US | Aerospace/Defense | 222,184 | Added More | 2,999 | 1.36 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Boeing Co |
| 2009-10-23 | 2009-09-30 | 13F-HR | Teva Pharmaceutical Industries Ltd | TEVA | IL | Medical-Generic Drugs | 134,768 | Sold Some | -289 | -0.21 % | $6,778,830 | $7,148,095 | $369,264 | 5.44 % | $-792 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Teva Pharmaceutical Industries Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 23,600 | Sold Some | -500,987 | -95.50 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rf Micro Devices Inc | RFMD | US | Wireless Equipment | 3,234,218 | Sold Some | -149,255 | -4.41 % | $13,163,267 | $14,230,559 | $1,067,292 | 8.10 % | $-49,254 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rf Micro Devices Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Daimler Ag | DAI | DE | Auto-Cars/Light Trucks | 15,104 | New Holding | 15,104 | 100 % | $834,949 | $801,116 | $-33,833 | -4.05 % | $-33,833 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Daimler Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Illinois Tool Works Inc | ITW | US | Diversified Manufact Op | 5,705 | Sold Some | -1,735 | -23.31 % | $272,585 | $283,653 | $11,068 | 4.06 % | $-3,366 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Illinois Tool Works Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rio Tinto Plc | RTP | US | Metal-Diversified | 28,798 | Added More | 4,039 | 16.31 % | $5,621,658 | $6,158,452 | $536,795 | 9.54 % | $75,287 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rio Tinto Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 343,872 | Sold Some | -38,470 | -10.06 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Morgan Stanley Cap Tr V | MWO | US | Diversified Finan Serv | 13,400 | New Holding | 13,400 | 100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Morgan Stanley Cap Tr V |
| 2009-10-23 | 2009-09-30 | 13F-HR | International Coal Group Inc | ICO | US | Coal | 11,000 | No Change | 0 | 0 % | $52,140 | $48,620 | $-3,520 | -6.75 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of International Coal Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cvscaremark Corp | CVS | US | Retail-Drug Store | 245,559 | Added More | 34,868 | 16.54 % | $9,124,972 | $7,631,974 | $-1,492,999 | -16.36 % | $-211,997 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cvscaremark Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 343,872 | Sold Some | -180,715 | -34.44 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cae Inc | CGT | US | Aerospace/Defense-Equip | 2,763,021 | Added More | 4,050 | 0.14 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cae Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | D And E Communications Inc | DECC | US | Telephone-Integrated | 28,200 | Sold Some | -7,800 | -21.66 % | $323,454 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of D And E Communications Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Epoch Holding Corp | EPHC | US | Invest Mgmnt/Advis Serv | 11,800 | Added More | 400 | 3.50 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Epoch Holding Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 536,796 | Added More | 154,454 | 40.39 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wynn Resorts Ltd | WYNN | US | Casino Hotels | 10,095 | Added More | 3,250 | 47.47 % | $630,534 | $647,493 | $16,960 | 2.68 % | $5,460 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wynn Resorts Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Honeywell International Inc | HON | US | Diversified Manufact Op | 99,829 | Sold Some | -4,482 | -4.29 % | $3,819,458 | $3,818,459 | $-998 | -0.02 % | $45 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Honeywell International Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Abb Ltd | ABB | DE | Engineering/R And D Services | 64,971 | Added More | 19,740 | 43.64 % | $1,389,080 | $1,210,410 | $-178,670 | -12.86 % | $-54,285 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Abb Ltd |
| 2009-10-23 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 536,796 | Added More | 12,209 | 2.32 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Spx Corp | SPW | US | Diversified Manufact Op | 0 | Sold All | -13,000 | -100 % | - | - | - | -12.74 % | $100,620 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Spx Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Sprint Nextel Corp | S | US | Telephone-Integrated | 817,497 | Added More | 12,007 | 1.49 % | $3,286,338 | $3,147,363 | $-138,974 | -4.22 % | $-2,041 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sprint Nextel Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Banco Santander Sa | STD | US | Commer Banks Non-Us | 10,972 | Sold Some | -2,250 | -17.01 % | $153,937 | $190,913 | $36,976 | 24.01 % | $-7,583 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Banco Santander Sa |
| 2009-07-30 | 2009-06-30 | 13F-HR | Hsbc Holdings Plc | HBC | FR | Commer Banks Non-Us | 19,123 | Sold Some | -6,599 | -25.65 % | $943,720 | $1,175,873 | $232,153 | 24.59 % | $-80,112 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hsbc Holdings Plc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Vivo Participacoes Sa | VIV | BR | Cellular Telecom | 23,494 | Added More | 9,885 | 72.63 % | $529,085 | $681,091 | $152,006 | 28.73 % | $63,956 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Vivo Participacoes Sa |
| 2009-07-30 | 2009-06-30 | 13F-HR | Massey Energy Co | MEE | US | Coal | 286,488 | Added More | 53,598 | 23.01 % | $7,262,471 | $10,895,139 | $3,632,668 | 50.01 % | $679,623 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Massey Energy Co |
| 2009-07-30 | 2009-06-30 | 13F-HR | Dte Energy | DTE | US | Unknown | 16,293 | Sold Some | -2,801 | -14.66 % | $571,558 | $649,276 | $77,718 | 13.59 % | $-13,361 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Dte Energy |
| 2009-07-30 | 2009-06-30 | 13F-HR | Zap | ZAAP.OB | US | Recreational Vehicles | 168,590 | Added More | 1,000 | 0.59 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Zap |
| 2009-07-30 | 2009-06-30 | 13F-HR | Composite Technology Corp | CPTC.OB | US | Power Conv/Supply Equip | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Composite Technology Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Haber Inc | HABE.OB | RO | Filtration/Separat Prod | 535,862 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Haber Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Pnc Financial Services Group Inc | PNC | US | Super-Regional Banks-Us | 14,709 | Sold Some | -850 | -5.46 % | $522,905 | $812,525 | $289,620 | 55.38 % | $-16,737 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Pnc Financial Services Group Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Hartcourt Cos Inc | HRCT.OB | US | Retail-Computer Equip | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Hartcourt Cos Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Roche Holding Ag | RHHBY.OB | CH | Medical-Drugs | 43,895 | Sold Some | -29,774 | -40.41 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Roche Holding Ag |
| 2009-07-30 | 2009-06-30 | 13F-HR | Emergency Filtration Product | EMFP.OB | US | Medical Products | 0 | Sold All | -12,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Emergency Filtration Product |
| 2009-07-30 | 2009-06-30 | 13F-HR | Voyager Learning Co | VLCY.OB | US | Publishing-Books | 23,700 | Sold Some | -5,200 | -17.99 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Voyager Learning Co |
| 2009-07-30 | 2009-06-30 | 13F-HR | Cdss Wind Down Inc | CWDW.OB | US | Internet Security | 34,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cdss Wind Down Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Paivis Corp | PAVC.OB | US | Telecom Services | 38,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Paivis Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Impart Media Group Inc | IMMG.OB | US | Advertising Services | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Impart Media Group Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Cisco Systems Inc | CSCO | US | Networking Products | 857,745 | Sold Some | -11,311 | -1.30 % | $18,853,235 | $20,311,402 | $1,458,167 | 7.73 % | $-19,229 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cisco Systems Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Sealed Air Corp | SEE | US | Containers-Paper/Plastic | 12,782 | Added More | 880 | 7.39 % | $240,941 | $282,738 | $41,797 | 17.34 % | $2,878 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Sealed Air Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Covanta Holding Corp | CVA | US | Energy-Alternate Sources | 159,690 | New Holding | 159,690 | 100 % | $2,769,025 | $2,705,149 | $-63,876 | -2.30 % | $-63,876 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Covanta Holding Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Suncor Energy Inc | SU | US | Oil Comp-Integrated | 23,520 | New Holding | 23,520 | 100 % | $753,346 | $844,838 | $91,493 | 12.14 % | $91,493 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Suncor Energy Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Jacobs Engineering Group Inc | JEC | US | Engineering/R And D Services | 24,500 | Added More | 100 | 0.40 % | $981,715 | $895,720 | $-85,995 | -8.75 % | $-351 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Jacobs Engineering Group Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Morgan Stanley | MS | US | Finance-Invest Bnkr/Brkr | 166,113 | Added More | 48,300 | 40.99 % | $4,710,965 | $5,367,111 | $656,146 | 13.92 % | $190,785 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Morgan Stanley |
| 2009-07-30 | 2009-06-30 | 13F-HR | Wipro Ltd | WIT | US | Applications Software | 26,250 | Sold Some | -24,900 | -48.68 % | $377,738 | $538,388 | $160,650 | 42.52 % | $-152,388 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Wipro Ltd |
| 2009-07-30 | 2009-06-30 | 13F-HR | Globalstar Inc | GSAT | US | Satellite Telecom | 10,000 | No Change | 0 | 0 % | $10,100 | $8,200 | $-1,900 | -18.81 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Globalstar Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Thermo Fisher Scientific Inc | TMO | US | Instruments-Scientific | 61,625 | Added More | 7,795 | 14.48 % | $2,804,554 | $2,860,633 | $56,079 | 1.99 % | $7,093 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Thermo Fisher Scientific Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Grupo Tmm Sa | TMM | US | Transport-Marine | 204,100 | Sold Some | -1,500 | -0.72 % | $159,198 | $761,293 | $602,095 | 378.20 % | $-4,425 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Grupo Tmm Sa |
| 2009-07-30 | 2009-06-30 | 13F-HR | Toronto-Dominion Bank | TD | CA | Commer Banks Non-Us | 4,839 | New Holding | 4,839 | 100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Toronto-Dominion Bank |
| 2009-07-30 | 2009-06-30 | 13F-HR | Iacinteractivecorp | IACI | US | E-Commerce/Services | 538,169 | New Holding | 538,169 | 100 % | $9,939,981 | $10,553,494 | $613,513 | 6.17 % | $613,513 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Iacinteractivecorp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Perfect World Co Ltd | PWRD | KY | Internet Content-Entmnt | 19,942 | New Holding | 19,942 | 100 % | $737,854 | $877,049 | $139,195 | 18.86 % | $139,195 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Perfect World Co Ltd |
| 2009-07-30 | 2009-06-30 | 13F-HR | Ntelos Holdings Corp | NTLS | US | Telecom Services | 18,500 | New Holding | 18,500 | 100 % | $293,040 | $296,000 | $2,960 | 1.01 % | $2,960 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ntelos Holdings Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Protox Therapeutics Inc | PTXRF.PK | CA | Medical-Biomedical/Gene | 10,000 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Protox Therapeutics Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Platina Energy Group Inc | PLTG.PK | US | Oil Comp-Explor And Prodtn | 16,000 | New Holding | 16,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Platina Energy Group Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Devry Inc | DV | US | Schools | 16,285 | New Holding | 16,285 | 100 % | $800,896 | $880,041 | $79,145 | 9.88 % | $79,145 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Devry Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Lodgenet Interactive Corp | LNET | US | Cable Tv | 1,802,296 | Added More | 201,383 | 12.57 % | $8,092,309 | $9,498,100 | $1,405,791 | 17.37 % | $157,079 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Lodgenet Interactive Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | United States Cellular Corp | UZG | US | Unknown | 665,732 | Added More | 78,687 | 13.40 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of United States Cellular Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Isis Pharmaceuticals Inc | ISIS | US | Therapeutics | 1,780,504 | Added More | 75,362 | 4.41 % | $32,725,664 | $19,638,959 | $-13,086,704 | -39.98 % | $-553,911 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Isis Pharmaceuticals Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Evergreen Solar Inc | ESLR | US | Energy-Alternate Sources | 11,980 | Sold Some | -200 | -1.64 % | $28,512 | $17,730 | $-10,782 | -37.81 % | $180 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Evergreen Solar Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Human Genome Sciences Inc | HGSI | US | Medical-Biomedical/Gene | 15,000 | Sold Some | -60,135 | -80.03 % | $214,050 | $408,300 | $194,250 | 90.74 % | $-778,748 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Human Genome Sciences Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Harmonic Inc | HLIT | US | Telecom Eq Fiber Optics | 4,208,231 | Added More | 571,634 | 15.71 % | $25,964,785 | $21,756,554 | $-4,208,231 | -16.20 % | $-571,634 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Harmonic Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Crown Media Holdings Inc | CRWN | US | Broadcast Serv/Program | 940,729 | Added More | 76,620 | 8.86 % | $1,919,087 | $1,655,683 | $-263,404 | -13.72 % | $-21,454 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Crown Media Holdings Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Cal-Maine Foods Inc | CALM | US | Food-Misc/Diversified | 20,925 | New Holding | 20,925 | 100 % | $622,100 | $580,878 | $-41,222 | -6.62 % | $-41,222 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cal-Maine Foods Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Design Within Reach Inc | DWRI | US | Retail-Home Furnishings | 11,542 | No Change | 0 | 0 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Design Within Reach Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Asml Holding Nv | ASML | US | Semiconductor Equipment | 27,931 | New Holding | 27,931 | 100 % | $706,096 | $845,751 | $139,655 | 19.77 % | $139,655 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Asml Holding Nv |
| 2009-07-30 | 2009-06-30 | 13F-HR | Western Union Cothe | WU | US | Commercial Serv-Finance | 9,023 | Sold Some | -450 | -4.75 % | $164,489 | $173,963 | $9,474 | 5.75 % | $-473 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Western Union Cothe |
| 2009-07-30 | 2009-06-30 | 13F-HR | Weyerhaeuser Co | WY | US | Forestry | 18,001 | Added More | 207 | 1.16 % | $641,196 | $698,079 | $56,883 | 8.87 % | $654 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Weyerhaeuser Co |
| 2009-07-30 | 2009-06-30 | 13F-HR | United Technologies Corp | UTX | US | Aerospace/Defense-Equip | 117,959 | Added More | 22,116 | 23.07 % | $6,396,917 | $8,022,392 | $1,625,475 | 25.41 % | $304,758 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of United Technologies Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Republic Services Inc | RSG | US | Non-Hazardous Waste Disp | 248,209 | New Holding | 248,209 | 100 % | $6,520,450 | $6,830,712 | $310,261 | 4.75 % | $310,261 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Republic Services Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Rti International Metals Inc | RTI | US | Non-Ferrous Metals | 927,786 | Added More | 85,381 | 10.13 % | $15,883,696 | $16,969,206 | $1,085,510 | 6.83 % | $99,896 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rti International Metals Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Veolia Environnement | VE | US | Water | 18,825 | Sold Some | -882 | -4.47 % | $634,214 | $646,451 | $12,236 | 1.92 % | $-573 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Veolia Environnement |
| 2009-07-30 | 2009-06-30 | 13F-HR | Valero Energy Corp | VLO | US | Oil Refining And Marketing | 24,704 | Sold Some | -848 | -3.31 % | $445,660 | $404,157 | $-41,503 | -9.31 % | $1,425 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Valero Energy Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Vishay Intertechnology Inc | VSH | US | Electronic Compo-Misc | 2,486,856 | Added More | 318,227 | 14.67 % | $17,681,546 | $18,651,420 | $969,874 | 5.48 % | $124,109 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Vishay Intertechnology Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Waddell And Reed Financial Inc | WDR | US | Invest Mgmnt/Advis Serv | 972,960 | Added More | 137,550 | 16.46 % | $27,466,661 | $28,935,830 | $1,469,170 | 5.34 % | $207,701 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Waddell And Reed Financial Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Saks Inc | SKS | US | Retail-Major Dept Store | 2,099,525 | Added More | 285,345 | 15.72 % | $10,980,516 | $14,066,818 | $3,086,302 | 28.10 % | $419,457 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Saks Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Telephone And Data Sys Inc | TDA | US | Unknown | 160,975 | Added More | 620 | 0.38 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Telephone And Data Sys Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Industrial Distribution Group Inc | IDG | US | Unknown | 51,300 | Sold Some | -405 | -0.78 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Industrial Distribution Group Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 382,342 | Added More | 3,716 | 0.98 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 382,342 | Sold Some | -143,722 | -27.32 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 524,587 | Added More | 145,961 | 38.55 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 524,587 | Sold Some | -1,477 | -0.28 % | - | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Comcast Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Supervalu Inc | SVU | US | Food-Retail | 11,396 | Sold Some | -14,064 | -55.23 % | $167,407 | $172,421 | $5,014 | 2.99 % | $-6,188 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Supervalu Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Stillwater Mining Co | SWC | US | Platinum | 2,964,194 | Added More | 371,430 | 14.32 % | $18,970,842 | $26,825,956 | $7,855,114 | 41.40 % | $984,290 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Stillwater Mining Co |
| 2009-07-30 | 2009-06-30 | 13F-HR | Stryker Corp | SYK | US | Medical Products | 31,157 | Added More | 665 | 2.18 % | $1,219,485 | $1,521,085 | $301,600 | 24.73 % | $6,437 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Stryker Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Waste Management Inc | WMI | US | Non-Hazardous Waste Disp | 180,521 | Added More | 16,725 | 10.21 % | $5,063,614 | - | - | - % | | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Waste Management Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Forest Laboratories Inc | FRX | US | Medical-Drugs | 22,600 | Sold Some | -1,634 | -6.74 % | $591,894 | $657,886 | $65,992 | 11.14 % | $-4,771 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Forest Laboratories Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Gafisa Sa | GFA | BR | Bldg-Residential/Commer | 38,237 | Sold Some | -34,515 | -47.44 % | $969,690 | $1,280,940 | $311,249 | 32.09 % | $-280,952 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Gafisa Sa |
| 2009-07-30 | 2009-06-30 | 13F-HR | Encana Corp | ECA | BE | Oil Comp-Explor And Prodtn | 65,165 | Sold Some | -5,010 | -7.13 % | $3,388,580 | $3,471,340 | $82,760 | 2.44 % | $-6,363 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Encana Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Entercom Communications Corp | ETM | US | Radio | 0 | Sold All | -21,000 | -100 % | - | - | - | 154.40 % | $-81,060 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Entercom Communications Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Cbs Corp | CBS | US | Television | 681,437 | Added More | 271,617 | 66.27 % | $5,451,496 | $9,069,926 | $3,618,430 | 66.37 % | $1,442,286 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cbs Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Cf Industries Holdings Inc | CF | US | Agricultural Chemicals | 81,655 | Sold Some | -11,410 | -12.26 % | $6,456,461 | $6,766,750 | $310,289 | 4.80 % | $-43,358 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Cf Industries Holdings Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Baxter International Inc | BAX | US | Medical Products | 40,592 | Added More | 17,108 | 72.84 % | $2,280,864 | $2,230,530 | $-50,334 | -2.20 % | $-21,214 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Baxter International Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Potash Corp Of Saskatchewan | POT | CA | Agricultural Chemicals | 19,053 | Sold Some | -2,200 | -10.35 % | $1,807,558 | $2,156,228 | $348,670 | 19.28 % | $-40,260 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Potash Corp Of Saskatchewan |
| 2009-07-30 | 2009-06-30 | 13F-HR | Prudential Plc | PUK | US | Life/Health Insurance | 38,670 | Added More | 3,995 | 11.52 % | $562,649 | $783,454 | $220,806 | 39.24 % | $22,811 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Prudential Plc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Royal Caribbean Cruises Ltd | RCL | LR | Cruise Lines | 1,078,133 | Added More | 179,175 | 19.93 % | $15,805,430 | $25,066,592 | $9,261,162 | 58.59 % | $1,539,113 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Royal Caribbean Cruises Ltd |
| 2009-07-30 | 2009-06-30 | 13F-HR | Precision Castparts Corp | PCP | US | Metal Processors And Fabrica | 645,419 | Sold Some | -14,098 | -2.13 % | $50,936,467 | $67,065,488 | $16,129,021 | 31.66 % | $-352,309 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Precision Castparts Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Public Service Enterprise Group Inc | PEG | US | Electric-Integrated | 39,699 | Sold Some | -1,751 | -4.22 % | $1,327,138 | $1,218,362 | $-108,775 | -8.19 % | $4,798 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Public Service Enterprise Group Inc |
| 2009-07-30 | 2009-06-30 | 13F-HR | Magellan Midstream Partners Lp | MMP | US | Pipelines | 39,657 | Added More | 2,100 | 5.59 % | $1,502,207 | $1,575,969 | $73,762 | 4.91 % | $3,906 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Magellan Midstream Partners Lp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Mosaic Cothe | MOS | US | Agricultural Chemicals | 608,776 | Added More | 79,215 | 14.95 % | $31,479,807 | $32,910,431 | $1,430,624 | 4.54 % | $186,155 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Mosaic Cothe |
| 2009-07-30 | 2009-06-30 | 13F-HR | Petroleo Brasileiro Sa | PBR | US | Oil Comp-Integrated | 21,467 | Sold Some | -4,837 | -18.38 % | $878,000 | $1,095,676 | $217,675 | 24.79 % | $-49,047 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Petroleo Brasileiro Sa |
| 2009-07-30 | 2009-06-30 | 13F-HR | Newmont Mining Corp | NEM | AU | Gold Mining | 20,470 | Added More | 1 | 0.00 % | $814,911 | $1,077,950 | $263,040 | 32.27 % | $13 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Newmont Mining Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Bj Services Co | BJS | US | Oil-Field Services | 1,312,921 | Sold Some | -482,963 | -26.89 % | $18,380,894 | $24,866,724 | $6,485,830 | 35.28 % | $-2,385,837 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Bj Services Co |
| 2009-07-30 | 2009-06-30 | 13F-HR | Tenaris Sa | TS | US | Steel Pipe And Tube | 17,790 | Sold Some | -6,635 | -27.16 % | $521,247 | $733,660 | $212,413 | 40.75 % | $-79,222 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Tenaris Sa |
| 2009-07-30 | 2009-06-30 | 13F-HR | Ternium Sa | TX | US | Steel-Producers | 16,484 | Sold Some | -10,240 | -38.31 % | $327,867 | $519,081 | $191,214 | 58.32 % | $-118,784 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ternium Sa |
| 2009-07-30 | 2009-06-30 | |