| Filed | As-Of/On | Form | Fullname | Symbol | Country | Industry | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypothetical Return | Hypothetical Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-02 | 2009-09-30 | 13F-HR | Cosan Ltd | CZZ | BR | Sugar | 0 | Sold All | -27,900 | -100 % | - | - | - | 14.20 % | $-27,063 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cosan Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Theragenics Corp | TGX | US | Therapeutics | 26,500 | New Holding | 26,500 | 100 % | $38,425 | $36,570 | $-1,855 | -4.82 % | $-1,855 | | | | | | News Article | History of First New York Securities Llc Ownership Of Theragenics Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cisco Systems Inc | CSCO | US | Networking Products | 0 | Sold All | -296,300 | -100 % | - | - | - | 2.95 % | $-201,484 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cisco Systems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Akorn Inc | AKRX | US | Medical-Drugs | 0 | Sold All | -255,287 | -100 % | - | - | - | 6.66 % | $-25,529 | | | | | | News Article | History of First New York Securities Llc Ownership Of Akorn Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Centrais Eletricas Brasileiras Sa | CAIGY.PK | US | Electric-Integrated | 0 | Sold All | -12,800 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Centrais Eletricas Brasileiras Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Converted Organics Inc | COIN | US | Recycling | 10,000 | New Holding | 10,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Converted Organics Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Synthesis Energy Systems Inc | SYMX | US | Independ Power Producer | 15,150 | New Holding | 15,150 | 100 % | $14,393 | $13,181 | $-1,212 | -8.42 % | $-1,212 | | | | | | News Article | History of First New York Securities Llc Ownership Of Synthesis Energy Systems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Compton Petroleum Corp | CMZ | US | Oil Comp-Explor And Prodtn | 10,000 | New Holding | 10,000 | 100 % | $9,600 | $9,600 | $0 | 0.00 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Compton Petroleum Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Gsc Investment Corp | GNV | US | Investment Companies | 0 | Sold All | -16,500 | -100 % | - | - | - | 16.25 % | $-6,435 | | | | | | News Article | History of First New York Securities Llc Ownership Of Gsc Investment Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Wireless Ronin Technologies Inc | RNIN | US | Enterprise Software/Serv | 50,000 | Added More | 36,900 | 281.67 % | $161,000 | $141,000 | $-20,000 | -12.42 % | $-14,760 | | | | | | News Article | History of First New York Securities Llc Ownership Of Wireless Ronin Technologies Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Chiquita Brands International Inc | CQB | US | Food-Misc/Diversified | 0 | Sold All | -10,000 | -100 % | - | - | - | 8.72 % | $-14,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Chiquita Brands International Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Energy Xxi Bermuda Ltd | EXXI | BM | Oil Comp-Explor And Prodtn | 0 | Sold All | -50,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Energy Xxi Bermuda Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Denison Mines Corp | DNN | CA | Non-Ferrous Metals | 0 | Sold All | -10,000 | -100 % | - | - | - | -5.51 % | $800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Denison Mines Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Penske Auto Group Inc | PAG | US | Retail-Automobile | 23,000 | New Holding | 23,000 | 100 % | $359,260 | $359,720 | $460 | 0.12 % | $460 | | | | | | News Article | History of First New York Securities Llc Ownership Of Penske Auto Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Amag Pharmaceuticals Inc | AMAG | BE | Medical-Biomedical/Gene | 0 | Sold All | -10,000 | -100 % | - | - | - | -0.02 % | $100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Amag Pharmaceuticals Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Morgan Stanley | MS | US | Finance-Invest Bnkr/Brkr | 8,500 | Sold Some | -1,500 | -15.00 % | $271,830 | $274,635 | $2,805 | 1.03 % | $-495 | | | | | | News Article | History of First New York Securities Llc Ownership Of Morgan Stanley |
| 2009-11-02 | 2009-09-30 | 13F-HR | Grupo Tmm Sa | TMM | US | Transport-Marine | 0 | Sold All | -10,000 | -100 % | - | - | - | 7.18 % | $-2,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Grupo Tmm Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | National Bank Of Greece Sa | NBG | GR | Commer Banks Non-Us | 0 | Sold All | -159,795 | -100 % | - | - | - | -3.28 % | $38,351 | | | | | | News Article | History of First New York Securities Llc Ownership Of National Bank Of Greece Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Vonage Holdings Corp | VG | US | Telecom Services | 115,850 | New Holding | 115,850 | 100 % | $191,153 | $139,020 | $-52,133 | -27.27 % | $-52,133 | | | | | | News Article | History of First New York Securities Llc Ownership Of Vonage Holdings Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Yanzhou Coal Mining Co Ltd | YZC | CN | Coal | 0 | Sold All | -80,800 | -100 % | - | - | - | 21.10 % | $-270,680 | | | | | | News Article | History of First New York Securities Llc Ownership Of Yanzhou Coal Mining Co Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ivanhoe Energy Inc | IVAN | AU | Oil Comp-Explor And Prodtn | 21,000 | New Holding | 21,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Ivanhoe Energy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Coca Cola Hellenic Bottling Co Sa | CCH | DE | Beverages-Non-Alcoholic | 10,000 | New Holding | 10,000 | 100 % | $262,900 | $250,400 | $-12,500 | -4.75 % | $-12,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Coca Cola Hellenic Bottling Co Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Heckmann Corp | HEK | US | Specified Purpose Acquis | 0 | Sold All | -10,000 | -100 % | - | - | - | -3.02 % | $1,300 | | | | | | News Article | History of First New York Securities Llc Ownership Of Heckmann Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Royale Energy Inc | ROYL | US | Oil Comp-Explor And Prodtn | 42,987 | Added More | 22,637 | 111.23 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Royale Energy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Eni Spa | E | IT | Oil Comp-Integrated | 9,162 | New Holding | 9,162 | 100 % | $460,849 | $470,469 | $9,620 | 2.08 % | $9,620 | | | | | | News Article | History of First New York Securities Llc Ownership Of Eni Spa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sun Microsystems Inc | JAVA | US | Computers | 90,000 | Added More | 80,000 | 800.00 % | $742,500 | $774,000 | $31,500 | 4.24 % | $28,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sun Microsystems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Irvine Sensors Corp | IRSN | US | Semicon Compo-Intg Circu | 91,100 | New Holding | 91,100 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Irvine Sensors Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Force Protection Inc | FRPT | US | Auto-Med And Heavy Duty Trks | 30,000 | Sold Some | -125,800 | -80.74 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Force Protection Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Immersion Corp | IMMR | US | Computers-Peripher Equip | 0 | Sold All | -19,929 | -100 % | - | - | - | 12.46 % | $-8,769 | | | | | | News Article | History of First New York Securities Llc Ownership Of Immersion Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Agfeed Industries Inc | FEED | US | Pastoral And Agricultural | 0 | Sold All | -11,200 | -100 % | - | - | - | 0.46 % | $-224 | | | | | | News Article | History of First New York Securities Llc Ownership Of Agfeed Industries Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Columbia Laboratories Inc | CBRX | US | Feminine Health Care Prd | 14,000 | Sold Some | -96,000 | -87.27 % | $13,020 | $13,020 | $0 | 0.00 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Columbia Laboratories Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cell Genesys Inc | CEGE | US | Medical-Biomedical/Gene | 45,000 | New Holding | 45,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Cell Genesys Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Decode Genetics Inc | DCGN | US | Medical-Biomedical/Gene | 0 | Sold All | -25,000 | -100 % | - | - | - | -90.62 % | $7,250 | | | | | | News Article | History of First New York Securities Llc Ownership Of Decode Genetics Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Digirad Corp | DRAD | US | Medical Imaging Systems | 15,000 | New Holding | 15,000 | 100 % | $34,950 | $33,750 | $-1,200 | -3.43 % | $-1,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Digirad Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Daystar Technologies Inc | DSTI | US | Energy-Alternate Sources | 118,100 | New Holding | 118,100 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Daystar Technologies Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Drdgold Ltd | DROOY | US | Gold Mining | 17,408 | New Holding | 17,408 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Drdgold Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Casual Male Retail Group Inc | CMRG | US | Retail-Apparel/Shoe | 0 | Sold All | -40,000 | -100 % | - | - | - | 13.79 % | $-12,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Casual Male Retail Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Capstone Turbine Corp | CPST | US | Power Conv/Supply Equip | 0 | Sold All | -15,000 | -100 % | - | - | - | 22.93 % | $-3,750 | | | | | | News Article | History of First New York Securities Llc Ownership Of Capstone Turbine Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Alexion Pharmaceuticals Inc | ALXN | US | Medical-Biomedical/Gene | 0 | Sold All | -15,000 | -100 % | - | - | - | 1.42 % | $-9,300 | | | | | | News Article | History of First New York Securities Llc Ownership Of Alexion Pharmaceuticals Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Anadigics Inc | ANAD | US | Semicon Compo-Intg Circu | 30,000 | New Holding | 30,000 | 100 % | $93,900 | $93,000 | $-900 | -0.95 % | $-900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Anadigics Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Art Technology Group Inc | ARTG | US | Internet Applic Sftwr | 0 | Sold All | -10,000 | -100 % | - | - | - | -0.24 % | $100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Art Technology Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Axcelis Technologies Inc | ACLS | US | Semiconductor Equipment | 0 | Sold All | -30,000 | -100 % | - | - | - | 50.00 % | $-12,300 | | | | | | News Article | History of First New York Securities Llc Ownership Of Axcelis Technologies Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Asml Holding Nv | ASML | US | Semiconductor Equipment | 7,700 | Sold Some | -12,300 | -61.50 % | $209,132 | $233,156 | $24,024 | 11.48 % | $-38,376 | | | | | | News Article | History of First New York Securities Llc Ownership Of Asml Holding Nv |
| 2009-11-02 | 2009-09-30 | 13F-HR | Aastrom Biosciences Inc | ASTM | US | Medical-Biomedical/Gene | 0 | Sold All | -10,600 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Aastrom Biosciences Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Borland Software Corp | BORL | US | Software Tools | 0 | Sold All | -249,722 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Borland Software Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Veolia Environnement | VE | US | Water | 0 | Sold All | -19,500 | -100 % | - | - | - | 5.88 % | $-37,245 | | | | | | News Article | History of First New York Securities Llc Ownership Of Veolia Environnement |
| 2009-11-02 | 2009-09-30 | 13F-HR | Valero Energy Corp | VLO | US | Oil Refining And Marketing | 11,200 | New Holding | 11,200 | 100 % | $198,800 | $183,232 | $-15,568 | -7.83 % | $-15,568 | | | | | | News Article | History of First New York Securities Llc Ownership Of Valero Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Skilled Healthcare Group Inc | SKH | US | Medical-Nursing Homes | 17,500 | Sold Some | -50,000 | -74.07 % | $141,050 | $119,525 | $-21,525 | -15.26 % | $61,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Skilled Healthcare Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Stage Stores Inc | SSI | US | Retail-Apparel/Shoe | 14,700 | New Holding | 14,700 | 100 % | $170,079 | $175,812 | $5,733 | 3.37 % | $5,733 | | | | | | News Article | History of First New York Securities Llc Ownership Of Stage Stores Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Aeterna Zentaris Inc | AEZS | CA | Medical-Biomedical/Gene | 0 | Sold All | -25,000 | -100 % | - | - | - | -6.66 % | $1,750 | | | | | | News Article | History of First New York Securities Llc Ownership Of Aeterna Zentaris Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Comcast Corp | CCT | US | Unknown | 0 | Sold All | -90,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Comcast Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Supervalu Inc | SVU | US | Food-Retail | 0 | Sold All | -24,600 | -100 % | - | - | - | -4.90 % | $19,188 | | | | | | News Article | History of First New York Securities Llc Ownership Of Supervalu Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Stillwater Mining Co | SWC | US | Platinum | 11,500 | New Holding | 11,500 | 100 % | $73,945 | $104,075 | $30,130 | 40.74 % | $30,130 | | | | | | News Article | History of First New York Securities Llc Ownership Of Stillwater Mining Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Family Dollar Stores Inc | FDO | US | Retail-Discount | 411,450 | Added More | 359,850 | 697.38 % | $11,816,844 | $12,462,821 | $645,977 | 5.46 % | $564,965 | | | | | | News Article | History of First New York Securities Llc Ownership Of Family Dollar Stores Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Elan Corp Plc | ELN | IE | Medical-Drugs | 0 | Sold All | -28,400 | -100 % | - | - | - | 20.50 % | $-32,092 | | | | | | News Article | History of First New York Securities Llc Ownership Of Elan Corp Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cf Industries Holdings Inc | CF | US | Agricultural Chemicals | 10,000 | New Holding | 10,000 | 100 % | $840,900 | $828,700 | $-12,200 | -1.45 % | $-12,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cf Industries Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cigna Corp | CI | US | Life/Health Insurance | 7,300 | New Holding | 7,300 | 100 % | $204,619 | $217,832 | $13,213 | 6.45 % | $13,213 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cigna Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Penn Virginia Gp Holdings Lp | PVG | US | Coal | 11,000 | New Holding | 11,000 | 100 % | $142,450 | $152,900 | $10,450 | 7.33 % | $10,450 | | | | | | News Article | History of First New York Securities Llc Ownership Of Penn Virginia Gp Holdings Lp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Royal Caribbean Cruises Ltd | RCL | LR | Cruise Lines | 0 | Sold All | -70,300 | -100 % | - | - | - | 12.48 % | $-181,374 | | | | | | News Article | History of First New York Securities Llc Ownership Of Royal Caribbean Cruises Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Oshkosh Corp | OSK | US | Auto-Med And Heavy Duty Trks | 0 | Sold All | -40,000 | -100 % | - | - | - | 23.02 % | $-293,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Oshkosh Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Patriot Coal Corp | PCX | US | Coal | 0 | Sold All | -10,000 | -100 % | - | - | - | 23.35 % | $-25,900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Patriot Coal Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mosaic Cothe | MOS | US | Agricultural Chemicals | 180,500 | New Holding | 180,500 | 100 % | $8,562,920 | $9,757,830 | $1,194,910 | 13.95 % | $1,194,910 | | | | | | News Article | History of First New York Securities Llc Ownership Of Mosaic Cothe |
| 2009-11-02 | 2009-09-30 | 13F-HR | Petroleo Brasileiro Sa | PBR | US | Oil Comp-Integrated | 16,500 | New Holding | 16,500 | 100 % | $770,715 | $842,160 | $71,445 | 9.26 % | $71,445 | | | | | | News Article | History of First New York Securities Llc Ownership Of Petroleo Brasileiro Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mylan Incpa | MYL | US | Medical-Generic Drugs | 0 | Sold All | -40,000 | -100 % | - | - | - | 6.47 % | $-42,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Mylan Incpa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Huntsman Corp | HUN | US | Chemicals-Diversified | 0 | Sold All | -40,000 | -100 % | - | - | - | 10.52 % | $-33,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Huntsman Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cel-Sci Corp | CVM | US | Therapeutics | 13,784 | New Holding | 13,784 | 100 % | $12,681 | $17,781 | $5,100 | 40.21 % | $5,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cel-Sci Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Antares Pharma Inc | AIS | US | Drug Delivery Systems | 150,400 | Added More | 120,400 | 401.33 % | $165,440 | $172,960 | $7,520 | 4.54 % | $6,020 | | | | | | News Article | History of First New York Securities Llc Ownership Of Antares Pharma Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Versar Inc | VSR | US | Consulting Services | 25,000 | New Holding | 25,000 | 100 % | $93,500 | $86,250 | $-7,250 | -7.75 % | $-7,250 | | | | | | News Article | History of First New York Securities Llc Ownership Of Versar Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Burger King Holdings Inc | BKC | US | Retail-Restaurants | 26,500 | Sold Some | -68,400 | -72.07 % | $453,680 | $463,220 | $9,540 | 2.10 % | $-24,624 | | | | | | News Article | History of First New York Securities Llc Ownership Of Burger King Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Advanced Battery Technologies Inc | GBT | US | Batteries/Battery Sys | 76,008 | New Holding | 76,008 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Advanced Battery Technologies Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tenaris Sa | TS | US | Steel Pipe And Tube | 0 | Sold All | -8,000 | -100 % | - | - | - | 11.00 % | $-32,720 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tenaris Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Yingli Green Energy Holding Co Ltd | YGE | US | Energy-Alternate Sources | 35,000 | Sold Some | -5,000 | -12.50 % | $407,400 | $480,900 | $73,500 | 18.04 % | $-10,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Yingli Green Energy Holding Co Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Grupo Televisa Sa | TV | MX | Broadcast Serv/Program | 10,000 | New Holding | 10,000 | 100 % | $197,900 | $209,600 | $11,700 | 5.91 % | $11,700 | | | | | | News Article | History of First New York Securities Llc Ownership Of Grupo Televisa Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Insmed Inc | INSM | US | Therapeutics | 0 | Sold All | -25,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Insmed Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Syntroleum Corp | SYNM | US | Energy-Alternate Sources | 41,444 | New Holding | 41,444 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Syntroleum Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Vista Gold Corp | VGZ | CA | Gold Mining | 150,000 | New Holding | 150,000 | 100 % | $385,500 | $433,500 | $48,000 | 12.45 % | $48,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Vista Gold Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sinovac Biotech Ltd | SVA | AG | Medical-Biomedical/Gene | 0 | Sold All | -14,500 | -100 % | - | - | - | 2.74 % | $-3,045 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sinovac Biotech Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Petro Resources Corp | PRC | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -10,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Petro Resources Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Quality Distribution Inc | QLTY | US | Transport-Truck | 0 | Sold All | -65,000 | -100 % | - | - | - | -11.08 % | $28,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Quality Distribution Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Parallel Petroleum Corp | PLLL | US | Oil Comp-Explor And Prodtn | 70,800 | New Holding | 70,800 | 100 % | $222,312 | $223,020 | $708 | 0.31 % | $708 | | | | | | News Article | History of First New York Securities Llc Ownership Of Parallel Petroleum Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Plug Power Inc | PLUG | US | Energy-Alternate Sources | 10,000 | New Holding | 10,000 | 100 % | $8,800 | $8,500 | $-300 | -3.40 % | $-300 | | | | | | News Article | History of First New York Securities Llc Ownership Of Plug Power Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tegal Corp | TGAL | US | Semiconductor Equipment | 40,000 | New Holding | 40,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Tegal Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tivo Inc | TIVO | US | Audio/Video Products | 0 | Sold All | -26,100 | -100 % | - | - | - | 2.16 % | $-6,003 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tivo Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Smith Micro Software Inc | SMSI | US | Communications Software | 10,000 | No Change | 0 | 0 % | $90,500 | $68,600 | $-21,900 | -24.19 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Smith Micro Software Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Biosante Pharmaceuticals Inc | BPAX | US | Medical-Biomedical/Gene | 19,100 | New Holding | 19,100 | 100 % | $29,414 | $30,560 | $1,146 | 3.89 % | $1,146 | | | | | | News Article | History of First New York Securities Llc Ownership Of Biosante Pharmaceuticals Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | China Southern Airlines Co Ltd | ZNH | CN | Airlines | 0 | Sold All | -14,000 | -100 % | - | - | - | 15.74 % | $-31,780 | | | | | | News Article | History of First New York Securities Llc Ownership Of China Southern Airlines Co Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Anglo American Plc | AAUK | GB | Diversified Minerals | 0 | Sold All | -13,900 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Anglo American Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Autobytel Inc | ABTL | US | Internet Content-Info/Ne | 50,000 | No Change | 0 | 0 % | $38,000 | $42,500 | $4,500 | 11.84 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Autobytel Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Vantage Drilling Co | VTG | US | Specified Purpose Acquis | 143,000 | New Holding | 143,000 | 100 % | $233,090 | $253,110 | $20,020 | 8.58 % | $20,020 | | | | | | News Article | History of First New York Securities Llc Ownership Of Vantage Drilling Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Philippine Long Distance Telephone Co | PHI | PH | Telephone-Integrated | 0 | Sold All | -30,000 | -100 % | - | - | - | -0.49 % | $8,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Philippine Long Distance Telephone Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Magna International Inc | MGA | CA | Auto/Trk Prts And Equip-Orig | 20,000 | New Holding | 20,000 | 100 % | $799,800 | $998,600 | $198,800 | 24.85 % | $198,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Magna International Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Liz Claiborne Inc | LIZ | US | Retail-Apparel/Shoe | 40,000 | New Holding | 40,000 | 100 % | $222,800 | $182,000 | $-40,800 | -18.31 % | $-40,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Liz Claiborne Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Harris Stratex Networks Inc | HSTX | US | Telecom Services | 36,300 | New Holding | 36,300 | 100 % | $235,950 | $231,231 | $-4,719 | -2.00 % | $-4,719 | | | | | | News Article | History of First New York Securities Llc Ownership Of Harris Stratex Networks Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mrv Communications Inc | MRVC | US | Telecom Eq Fiber Optics | 0 | Sold All | -30,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Mrv Communications Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ralcorp Holdings Inc | RAH | US | Food-Misc/Diversified | 4,000 | Sold Some | -1,900 | -32.20 % | $216,480 | $218,320 | $1,840 | 0.84 % | $-874 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ralcorp Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nomura Holdings Inc | NMR | JP | Finance-Invest Bnkr/Brkr | 256,572 | Added More | 181,572 | 242.09 % | $1,819,095 | $1,652,324 | $-166,772 | -9.16 % | $-118,022 | | | | | | News Article | History of First New York Securities Llc Ownership Of Nomura Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Norfolk Southern Corp | NSC | US | Transport-Rail | 20,550 | New Holding | 20,550 | 100 % | $958,247 | $1,046,406 | $88,160 | 9.20 % | $88,160 | | | | | | News Article | History of First New York Securities Llc Ownership Of Norfolk Southern Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ltd Brands Inc | LTD | US | Retail-Apparel/Shoe | 0 | Sold All | -65,000 | -100 % | - | - | - | -1.17 % | $13,650 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ltd Brands Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | King Pharmaceuticals Inc | KG | US | Medical-Drugs | 0 | Sold All | -10,200 | -100 % | - | - | - | 15.40 % | $-16,014 | | | | | | News Article | History of First New York Securities Llc Ownership Of King Pharmaceuticals Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Honda Motor Co Ltd | HMC | BE | Auto-Cars/Light Trucks | 90,824 | Added More | 65,924 | 264.75 % | $2,830,076 | $2,766,499 | $-63,577 | -2.24 % | $-46,147 | | | | | | News Article | History of First New York Securities Llc Ownership Of Honda Motor Co Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Csx Corp | CSX | US | Transport-Rail | 10,300 | Sold Some | -39,700 | -79.40 % | $441,252 | $506,142 | $64,890 | 14.70 % | $-250,110 | | | | | | News Article | History of First New York Securities Llc Ownership Of Csx Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Plains Exploration And Production Co | PXP | US | Oil Comp-Explor And Prodtn | 55,000 | Added More | 45,000 | 450.00 % | $1,427,800 | $1,488,300 | $60,500 | 4.23 % | $49,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Plains Exploration And Production Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Petrobras Energia Participaciones Sa | PZE | US | Finance-Other Services | 0 | Sold All | -10,000 | -100 % | - | - | - | -0.46 % | $800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Petrobras Energia Participaciones Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | American Technology Corpdel | ATCO | US | Audio/Video Products | 25,000 | Added More | 5,000 | 25.00 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of American Technology Corpdel |
| 2009-11-02 | 2009-09-30 | 13F-HR | Aon Corp | AOC | US | Insurance Brokers | 5,100 | New Holding | 5,100 | 100 % | $197,778 | $199,257 | $1,479 | 0.74 % | $1,479 | | | | | | News Article | History of First New York Securities Llc Ownership Of Aon Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Apache Corp | APA | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -26,300 | -100 % | - | - | - | 1.66 % | $-41,817 | | | | | | News Article | History of First New York Securities Llc Ownership Of Apache Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Genco Shipping And Trading Ltd | GNK | MH | Transport-Marine | 15,000 | New Holding | 15,000 | 100 % | $292,350 | $376,500 | $84,150 | 28.78 % | $84,150 | | | | | | News Article | History of First New York Securities Llc Ownership Of Genco Shipping And Trading Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Data Domain Inc | DDUP | US | Computers-Memory Devices | 0 | Sold All | -38,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Data Domain Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Honeywell International Inc | HON | US | Diversified Manufact Op | 9,705 | New Holding | 9,705 | 100 % | $351,224 | $371,216 | $19,992 | 5.69 % | $19,992 | | | | | | News Article | History of First New York Securities Llc Ownership Of Honeywell International Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Brinker International Inc | EAT | US | Retail-Restaurants | 73,400 | New Holding | 73,400 | 100 % | $924,840 | $1,007,782 | $82,942 | 8.96 % | $82,942 | | | | | | News Article | History of First New York Securities Llc Ownership Of Brinker International Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emulex Corp | ELX | US | Semicon Compo-Intg Circu | 0 | Sold All | -28,600 | -100 % | - | - | - | 6.10 % | $-17,160 | | | | | | News Article | History of First New York Securities Llc Ownership Of Emulex Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Eog Resources Inc | EOG | US | Oil Comp-Explor And Prodtn | 5,000 | New Holding | 5,000 | 100 % | $409,850 | $434,600 | $24,750 | 6.03 % | $24,750 | | | | | | News Article | History of First New York Securities Llc Ownership Of Eog Resources Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Calpine Corpold | CPN | US | Independ Power Producer | 10,000 | New Holding | 10,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Calpine Corpold |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cnooc Ltd | CEO | HK | Oil Comp-Explor And Prodtn | 0 | Sold All | -13,990 | -100 % | - | - | - | 5.13 % | $-109,402 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cnooc Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Arbor Realty Trust Inc | ABR | US | Reits-Mortgage | 0 | Sold All | -37,700 | -100 % | - | - | - | -5.20 % | $3,770 | | | | | | News Article | History of First New York Securities Llc Ownership Of Arbor Realty Trust Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Abraxas Petroleum Corp | ABP | US | Oil Comp-Explor And Prodtn | 30,000 | New Holding | 30,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Abraxas Petroleum Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Turkcell Iletisim Hizmet As | TKC | US | Cellular Telecom | 166,400 | New Holding | 166,400 | 100 % | $2,768,896 | $2,667,392 | $-101,504 | -3.66 % | $-101,504 | | | | | | News Article | History of First New York Securities Llc Ownership Of Turkcell Iletisim Hizmet As |
| 2009-11-02 | 2009-09-30 | 13F-HR | Glaxosmithkline Plc | GSK | IT | Medical-Drugs | 0 | Sold All | -13,650 | -100 % | - | - | - | 1.86 % | $-10,374 | | | | | | News Article | History of First New York Securities Llc Ownership Of Glaxosmithkline Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Verenium Corp | VRNM | US | Energy-Alternate Sources | 0 | Sold All | -50,000 | -100 % | - | - | - | 26.95 % | $-46,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Verenium Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Xoma Ltd | XOMA | US | Medical-Biomedical/Gene | 114,000 | New Holding | 114,000 | 100 % | $76,380 | $90,060 | $13,680 | 17.91 % | $13,680 | | | | | | News Article | History of First New York Securities Llc Ownership Of Xoma Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | White Electronic Designs Corp | WEDC | US | Electronic Compo-Semicon | 141,000 | Sold Some | -24,000 | -14.54 % | $610,530 | $607,710 | $-2,820 | -0.46 % | $480 | | | | | | News Article | History of First New York Securities Llc Ownership Of White Electronic Designs Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Xto Energy Inc | XTO | US | Oil Comp-Explor And Prodtn | 7,800 | New Holding | 7,800 | 100 % | $323,232 | $324,714 | $1,482 | 0.45 % | $1,482 | | | | | | News Article | History of First New York Securities Llc Ownership Of Xto Energy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Resmed Inc | RMD | US | Respiratory Products | 75,762 | Added More | 70,262 | 1277.49 % | $3,755,522 | $3,838,861 | $83,338 | 2.21 % | $77,288 | | | | | | News Article | History of First New York Securities Llc Ownership Of Resmed Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Best Buy Co Inc | BBY | US | Retail-Consumer Electron | 0 | Sold All | -30,000 | -100 % | - | - | - | 10.43 % | $-121,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Best Buy Co Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Stemcells Inc | STEM | US | Medical-Biomedical/Gene | 0 | Sold All | -23,000 | -100 % | - | - | - | -0.90 % | $230 | | | | | | News Article | History of First New York Securities Llc Ownership Of Stemcells Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Velocity Express Corp | VEXP | US | Transport-Services | 0 | Sold All | -11,280 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Velocity Express Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Trident Microsystems Inc | TRID | US | Computer Graphics | 17,600 | New Holding | 17,600 | 100 % | $33,968 | $33,440 | $-528 | -1.55 % | $-528 | | | | | | News Article | History of First New York Securities Llc Ownership Of Trident Microsystems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Rentech Inc | RTK | US | Alternative Waste Tech | 252,959 | New Holding | 252,959 | 100 % | $306,080 | $326,317 | $20,237 | 6.61 % | $20,237 | | | | | | News Article | History of First New York Securities Llc Ownership Of Rentech Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Netscout Systems Inc | NTCT | US | Computers-Integrated Sys | 0 | Sold All | -10,000 | -100 % | - | - | - | 2.92 % | $-3,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Netscout Systems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Quantum Fuel Systems Technologies Worldwide Inc | QTWW | US | Energy-Alternate Sources | 20,974 | New Holding | 20,974 | 100 % | $24,540 | $24,749 | $210 | 0.85 % | $210 | | | | | | News Article | History of First New York Securities Llc Ownership Of Quantum Fuel Systems Technologies Worldwide Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Triangle Capital Corp | TCAP | US | Investment Companies | 10,000 | New Holding | 10,000 | 100 % | $120,300 | $125,200 | $4,900 | 4.07 % | $4,900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Triangle Capital Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Optimal Group Inc | OPMR | CA | Optical Recognition Equi | 0 | Sold All | -109,600 | -100 % | - | - | - | -35.93 % | $126,040 | | | | | | News Article | History of First New York Securities Llc Ownership Of Optimal Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Immunomedics Inc | IMMU | US | Medical-Biomedical/Gene | 19,500 | New Holding | 19,500 | 100 % | $67,470 | $67,275 | $-195 | -0.28 % | $-195 | | | | | | News Article | History of First New York Securities Llc Ownership Of Immunomedics Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Star Scientific Inc | STSI | US | Tobacco | 0 | Sold All | -10,000 | -100 % | - | - | - | -17.77 % | $1,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Star Scientific Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Banco Bilbao Vizcaya Argentaria Sa | BBV | CH | Commer Banks Non-Us | 305,900 | New Holding | 305,900 | 100 % | $5,472,551 | $5,897,752 | $425,201 | 7.76 % | $425,201 | | | | | | News Article | History of First New York Securities Llc Ownership Of Banco Bilbao Vizcaya Argentaria Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Halliburton Co | HAL | US | Oil-Field Services | 0 | Sold All | -12,700 | -100 % | - | - | - | 4.03 % | $-14,986 | | | | | | News Article | History of First New York Securities Llc Ownership Of Halliburton Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mastercard Inc | MA | US | Commercial Serv-Finance | 10,700 | New Holding | 10,700 | 100 % | $2,382,355 | $2,461,963 | $79,608 | 3.34 % | $79,608 | | | | | | News Article | History of First New York Securities Llc Ownership Of Mastercard Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Marsh And Mclennan Cos Inc | MMC | US | Insurance Brokers | 20,000 | New Holding | 20,000 | 100 % | $469,600 | $452,000 | $-17,600 | -3.74 % | $-17,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Marsh And Mclennan Cos Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Kohls Corp | KSS | US | Retail-Regnl Dept Store | 0 | Sold All | -19,200 | -100 % | - | - | - | -5.88 % | $65,280 | | | | | | News Article | History of First New York Securities Llc Ownership Of Kohls Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Transcanada Corp | TRP | US | Pipelines | 0 | Sold All | -7,500 | -100 % | - | - | - | 2.17 % | $-4,950 | | | | | | News Article | History of First New York Securities Llc Ownership Of Transcanada Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Toyota Motor Corp | TM | JP | Auto-Cars/Light Trucks | 66,200 | Sold Some | -90,602 | -57.78 % | $5,237,744 | $5,131,162 | $-106,582 | -2.03 % | $145,869 | | | | | | News Article | History of First New York Securities Llc Ownership Of Toyota Motor Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corpthe | BK | US | Unknown | 9,500 | New Holding | 9,500 | 100 % | $256,215 | $249,660 | $-6,555 | -2.55 % | $-6,555 | | | | | | News Article | History of First New York Securities Llc Ownership Of Bank Of New York Mellon Corpthe |
| 2009-11-02 | 2009-09-30 | 13F-HR | Canon Inc | CAJ | CH | Office Automation And Equip | 108,152 | Added More | 51,015 | 89.28 % | $4,085,983 | $4,013,521 | $-72,462 | -1.77 % | $-34,180 | | | | | | News Article | History of First New York Securities Llc Ownership Of Canon Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Aeropostale Inc | ARO | US | Retail-Apparel/Shoe | 9,600 | New Holding | 9,600 | 100 % | $366,336 | $305,856 | $-60,480 | -16.50 % | $-60,480 | | | | | | News Article | History of First New York Securities Llc Ownership Of Aeropostale Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Macys Inc | M | US | Retail-Regnl Dept Store | 10,000 | New Holding | 10,000 | 100 % | $177,000 | $173,800 | $-3,200 | -1.80 % | $-3,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Macys Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Quiksilver Inc | ZQK | US | Retail-Apparel/Shoe | 74,896 | New Holding | 74,896 | 100 % | $147,545 | $149,043 | $1,498 | 1.01 % | $1,498 | | | | | | News Article | History of First New York Securities Llc Ownership Of Quiksilver Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Fujifilm Holdings Corp | FUJI | JP | Photo Equipment And Supplies | 0 | Sold All | -55,400 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Fujifilm Holdings Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ram Energy Resources Inc | RAME | US | Unknown | 1,259,446 | Added More | 120,300 | 10.56 % | $1,775,819 | $1,952,141 | $176,322 | 9.92 % | $16,842 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ram Energy Resources Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Jamba Inc | JMBA | US | Unknown | 10,000 | Sold Some | -94,550 | -90.43 % | $13,300 | $16,900 | $3,600 | 27.06 % | $-34,038 | | | | | | News Article | History of First New York Securities Llc Ownership Of Jamba Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Liberty Global Inc | LBTYA | US | Broadcast Serv/Program | 0 | Sold All | -25,000 | -100 % | - | - | - | 1.64 % | $-8,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Liberty Global Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Expedia Inc | EXPE | US | Unknown | 60,000 | New Holding | 60,000 | 100 % | $1,384,200 | $1,475,400 | $91,200 | 6.58 % | $91,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Expedia Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Central Garden And Pet Co | CENT | US | Consumer Products-Misc | 0 | Sold All | -55,931 | -100 % | - | - | - | -1.85 % | $10,627 | | | | | | News Article | History of First New York Securities Llc Ownership Of Central Garden And Pet Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Oceanfreight Inc | OCNF | MH | Transport-Marine | 35,000 | Sold Some | -925,000 | -96.35 % | $33,600 | $39,900 | $6,300 | 18.75 % | $-166,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Oceanfreight Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Credit Suisse Group Ag | CS | CH | Finance-Invest Bnkr/Brkr | 20,100 | New Holding | 20,100 | 100 % | $1,089,018 | $1,073,340 | $-15,678 | -1.43 % | $-15,678 | | | | | | News Article | History of First New York Securities Llc Ownership Of Credit Suisse Group Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Royal Dutch Shell Plc | RDS.A | US | Oil Comp-Integrated | 0 | Sold All | -15,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Royal Dutch Shell Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Newstrike Capital Inc | NWS.A | US | Capital Pools | 232,354 | Added More | 152,176 | 189.79 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Newstrike Capital Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Foot Locker Inc | FL | US | Retail-Apparel/Shoe | 15,059 | New Holding | 15,059 | 100 % | $153,301 | $159,475 | $6,174 | 4.02 % | $6,174 | | | | | | News Article | History of First New York Securities Llc Ownership Of Foot Locker Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Realty Income Corp | O-D | US | Reits-Single Tenant | 0 | Sold All | -10,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Realty Income Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nippon Telegraph And Telephone Corp | NTT | JP | Telephone-Integrated | 102,600 | Added More | 75,700 | 281.41 % | $2,138,184 | $2,099,196 | $-38,988 | -1.82 % | $-28,766 | | | | | | News Article | History of First New York Securities Llc Ownership Of Nippon Telegraph And Telephone Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nike Inc | NKE | US | Athletic Footwear | 55,000 | New Holding | 55,000 | 100 % | $3,437,500 | $3,495,800 | $58,300 | 1.69 % | $58,300 | | | | | | News Article | History of First New York Securities Llc Ownership Of Nike Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Agco Corp | AG | US | Machinery-Farm | 38,400 | New Holding | 38,400 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Agco Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Barrick Gold Corp | ABX | CA | Gold Mining | 0 | Sold All | -102,400 | -100 % | - | - | - | 21.44 % | $-801,792 | | | | | | News Article | History of First New York Securities Llc Ownership Of Barrick Gold Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bhp Billiton Ltd | BHP | GB | Diversified Minerals | 201,092 | Sold Some | -29,257 | -12.70 % | $13,368,596 | $14,912,983 | $1,544,387 | 11.55 % | $-224,694 | | | | | | News Article | History of First New York Securities Llc Ownership Of Bhp Billiton Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Advantest Corp | ATE | JP | Electronic Measur Instr | 10,000 | Sold Some | -20,400 | -67.10 % | $220,600 | $232,300 | $11,700 | 5.30 % | $-23,868 | | | | | | News Article | History of First New York Securities Llc Ownership Of Advantest Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Yamana Gold Inc | AUY | CA | Unknown | 35,000 | New Holding | 35,000 | 100 % | $378,350 | $466,200 | $87,850 | 23.21 % | $87,850 | | | | | | News Article | History of First New York Securities Llc Ownership Of Yamana Gold Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sony Corp | SNE | JP | Audio/Video Products | 66,700 | Added More | 33,084 | 98.41 % | $1,927,630 | $1,799,566 | $-128,064 | -6.64 % | $-63,521 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sony Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sanofi-Aventis Sa | SNY | FR | Medical-Drugs | 0 | Sold All | -227,800 | -100 % | - | - | - | 3.23 % | $-268,804 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sanofi-Aventis Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cit Group Inc | CIT-A | US | Finance-Commercial | 20,800 | Sold Some | -61,700 | -74.78 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Cit Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | China Unicom Ltd | CHU | HK | Cellular Telecom | 0 | Sold All | -60,000 | -100 % | - | - | - | 3.78 % | $-29,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of China Unicom Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Dana Holding Corp | DAN | US | Auto/Trk Prts And Equip-Orig | 15,000 | New Holding | 15,000 | 100 % | $87,000 | $104,700 | $17,700 | 20.34 % | $17,700 | | | | | | News Article | History of First New York Securities Llc Ownership Of Dana Holding Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Spss Inc | SPSS | US | Decision Support Softwar | 25,120 | New Holding | 25,120 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Spss Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nrdc Acquisition Corp | NAQ.U | US | Specified Purpose Acquis | 19,500 | New Holding | 19,500 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Nrdc Acquisition Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Igo Inc | IGOI | US | Computers-Peripher Equip | 25,000 | New Holding | 25,000 | 100 % | $34,000 | $31,000 | $-3,000 | -8.82 % | $-3,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Igo Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sims Group Ltd | I8M.BE | AU | Metal Processors And Fabrica | 18,000 | Sold Some | -118,863 | -86.84 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Sims Group Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Terrestar Corp | TSTR | US | Satellite Telecom | 16,500 | New Holding | 16,500 | 100 % | $18,645 | $19,635 | $990 | 5.30 % | $990 | | | | | | News Article | History of First New York Securities Llc Ownership Of Terrestar Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Maguire Properties Inc | MPG-A | US | Reits-Office Property | 0 | Sold All | -113,499 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Maguire Properties Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Alumina Ltd | AWC | US | Metal-Aluminum | 14,770 | New Holding | 14,770 | 100 % | $87,143 | $89,949 | $2,806 | 3.22 % | $2,806 | | | | | | News Article | History of First New York Securities Llc Ownership Of Alumina Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Hasbro Inc | HAS | US | Toys | 0 | Sold All | -11,700 | -100 % | - | - | - | 6.22 % | $-20,124 | | | | | | News Article | History of First New York Securities Llc Ownership Of Hasbro Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Hydrogenics Corp | HYGS | CA | Energy-Alternate Sources | 50,000 | New Holding | 50,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Hydrogenics Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | H And R Block Inc | HRB | US | Commercial Serv-Finance | 0 | Sold All | -13,000 | -100 % | - | - | - | 10.03 % | $-24,180 | | | | | | News Article | History of First New York Securities Llc Ownership Of H And R Block Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Metropcs Communications Inc | PCS | US | Cellular Telecom | 12,300 | Sold Some | -100,000 | -89.04 % | $76,383 | $75,276 | $-1,107 | -1.44 % | $9,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Metropcs Communications Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tesco Corp | TESO | DE | Oil-Field Services | 15,000 | New Holding | 15,000 | 100 % | $127,350 | $155,850 | $28,500 | 22.37 % | $28,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tesco Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ford Motor Co | F | US | Unknown | 239,000 | New Holding | 239,000 | 100 % | $1,811,620 | $2,086,470 | $274,850 | 15.17 % | $274,850 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ford Motor Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Quantum Corp | QTM | US | Computers-Memory Devices | 0 | Sold All | -80,000 | -100 % | - | - | - | 43.57 % | $-62,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Quantum Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Excel Maritime Carriers Ltd | EXM | LR | Transport-Marine | 36,000 | New Holding | 36,000 | 100 % | $198,000 | $266,400 | $68,400 | 34.54 % | $68,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Excel Maritime Carriers Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Republic Bancorp Inc | CRBC | US | Commer Banks-Central Us | 705,000 | New Holding | 705,000 | 100 % | $423,000 | $423,000 | $0 | 0.00 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Citizens Republic Bancorp Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Gymboree Corp | GYMB | US | Retail-Apparel/Shoe | 11,000 | New Holding | 11,000 | 100 % | $472,560 | $454,740 | $-17,820 | -3.77 % | $-17,820 | | | | | | News Article | History of First New York Securities Llc Ownership Of Gymboree Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Buffalo Wild Wings Inc | BWLD | US | Retail-Restaurants | 10,000 | New Holding | 10,000 | 100 % | $411,200 | $412,400 | $1,200 | 0.29 % | $1,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Buffalo Wild Wings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Etrade Financial Corp | ETFC | US | Finance-Invest Bnkr/Brkr | 1,228,600 | Added More | 1,178,600 | 2357.20 % | $1,707,754 | $2,002,618 | $294,864 | 17.26 % | $282,864 | | | | | | News Article | History of First New York Securities Llc Ownership Of Etrade Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ebay Inc | EBAY | US | E-Commerce/Services | 0 | Sold All | -200,000 | -100 % | - | - | - | 3.34 % | $-150,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ebay Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Electronic Arts Inc | ERTS | US | Entertainment Software | 164,500 | Sold Some | -466,800 | -73.94 % | $2,962,645 | $2,867,235 | $-95,410 | -3.22 % | $270,744 | | | | | | News Article | History of First New York Securities Llc Ownership Of Electronic Arts Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Netapp Inc | NTAP | US | Computers-Memory Devices | 0 | Sold All | -10,600 | -100 % | - | - | - | 11.70 % | $-34,238 | | | | | | News Article | History of First New York Securities Llc Ownership Of Netapp Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Lihir Gold Ltd | LIHR | US | Gold Mining | 68,528 | Sold Some | -114,477 | -62.55 % | $1,926,322 | $2,252,515 | $326,193 | 16.93 % | $-544,911 | | | | | | News Article | History of First New York Securities Llc Ownership Of Lihir Gold Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mscsoftware Corp | MSCS | US | Computer Aided Design | 36,352 | New Holding | 36,352 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Mscsoftware Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Dollar Tree Inc | DLTR | US | Retail-Discount | 0 | Sold All | -9,600 | -100 % | - | - | - | 2.20 % | $-10,080 | | | | | | News Article | History of First New York Securities Llc Ownership Of Dollar Tree Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Jb Hunt Transport Services Inc | JBHT | US | Transport-Truck | 191,000 | New Holding | 191,000 | 100 % | $5,752,920 | $6,154,020 | $401,100 | 6.97 % | $401,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Jb Hunt Transport Services Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Huntington Bancshares Incoh | HBAN | US | Super-Regional Banks-Us | 56,500 | New Holding | 56,500 | 100 % | $203,965 | $216,395 | $12,430 | 6.09 % | $12,430 | | | | | | News Article | History of First New York Securities Llc Ownership Of Huntington Bancshares Incoh |
| 2009-11-02 | 2009-09-30 | 13F-HR | Randgold Resources Ltd | GOLD | US | Gold Mining | 9,500 | New Holding | 9,500 | 100 % | $646,000 | $793,915 | $147,915 | 22.89 % | $147,915 | | | | | | News Article | History of First New York Securities Llc Ownership Of Randgold Resources Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nvidia Corp | NVDA | US | Electronic Compo-Semicon | 11,400 | New Holding | 11,400 | 100 % | $137,598 | $147,972 | $10,374 | 7.53 % | $10,374 | | | | | | News Article | History of First New York Securities Llc Ownership Of Nvidia Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Patriot Capital Funding Inc | PCAP | US | Investment Companies | 29,602 | New Holding | 29,602 | 100 % | $116,040 | $114,856 | $-1,184 | -1.02 % | $-1,184 | | | | | | News Article | History of First New York Securities Llc Ownership Of Patriot Capital Funding Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Microsoft Corp | MSFT | US | Applications Software | 246,300 | Sold Some | -58,700 | -19.24 % | $6,866,844 | $7,334,814 | $467,970 | 6.81 % | $-111,530 | | | | | | News Article | History of First New York Securities Llc Ownership Of Microsoft Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Utek Corp | UTK | US | Investment Companies | 0 | Sold All | -10,500 | -100 % | - | - | - | 1.02 % | $-420 | | | | | | News Article | History of First New York Securities Llc Ownership Of Utek Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sandisk Corp | SNDK | US | Computers-Memory Devices | 0 | Sold All | -20,000 | -100 % | - | - | - | -3.54 % | $14,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sandisk Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sepracor Inc | SEPR | US | Medical-Drugs | 568,861 | New Holding | 568,861 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Sepracor Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sirius Xm Radio Inc | SIRI | US | Radio | 0 | Sold All | -15,000 | -100 % | - | - | - | 6.77 % | $-600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sirius Xm Radio Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Steel Dynamics Inc | STLD | US | Steel-Producers | 13,200 | Added More | 1,300 | 10.92 % | $177,936 | $214,896 | $36,960 | 20.77 % | $3,640 | | | | | | News Article | History of First New York Securities Llc Ownership Of Steel Dynamics Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Penn National Gaming Inc | PENN | US | Racetracks | 16,000 | New Holding | 16,000 | 100 % | $408,000 | $444,800 | $36,800 | 9.01 % | $36,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Penn National Gaming Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Quest Software Inc | QSFT | US | Applications Software | 0 | Sold All | -12,900 | -100 % | - | - | - | 2.16 % | $-4,644 | | | | | | News Article | History of First New York Securities Llc Ownership Of Quest Software Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Rambus Inc | RMBS | US | Electronic Compo-Semicon | 26,704 | Sold Some | -153,896 | -85.21 % | $425,929 | $490,018 | $64,090 | 15.04 % | $-369,350 | | | | | | News Article | History of First New York Securities Llc Ownership Of Rambus Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Document Security Systems Inc | DMC | US | Printing-Commercial | 137,425 | Added More | 25,443 | 22.72 % | $394,410 | $300,961 | $-93,449 | -23.69 % | $-17,301 | | | | | | News Article | History of First New York Securities Llc Ownership Of Document Security Systems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sappi Ltd | SPP | US | Paper And Related Products | 0 | Sold All | -209,036 | -100 % | - | - | - | 14.71 % | $-112,879 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sappi Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cvscaremark Corp | CVS | US | Retail-Drug Store | 65,400 | Added More | 52,600 | 410.93 % | $2,338,050 | $2,032,632 | $-305,418 | -13.06 % | $-245,642 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cvscaremark Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Wynn Resorts Ltd | WYNN | US | Casino Hotels | 20,000 | New Holding | 20,000 | 100 % | $1,074,600 | $1,282,800 | $208,200 | 19.37 % | $208,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Wynn Resorts Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Yrc Worldwide Inc | YRCW | US | Transport-Truck | 24,000 | Sold Some | -114,700 | -82.69 % | $31,680 | $27,120 | $-4,560 | -14.39 % | $21,793 | | | | | | News Article | History of First New York Securities Llc Ownership Of Yrc Worldwide Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Abb Ltd | ABB | DE | Engineering/R And D Services | 0 | Sold All | -12,200 | -100 % | - | - | - | -0.64 % | $1,464 | | | | | | News Article | History of First New York Securities Llc Ownership Of Abb Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Safeway Inc | SWY | US | Food-Retail | 102,500 | New Holding | 102,500 | 100 % | $2,302,150 | $2,306,250 | $4,100 | 0.17 % | $4,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Safeway Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tjx Cos Inc | TJX | US | Retail-Discount | 0 | Sold All | -33,900 | -100 % | - | - | - | 2.00 % | $-26,103 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tjx Cos Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sunrise Senior Living Inc | SRZ | US | Retirement/Aged Care | 10,000 | New Holding | 10,000 | 100 % | $41,400 | $31,600 | $-9,800 | -23.67 % | $-9,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sunrise Senior Living Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Stealthgas Inc | GASS | MH | Transport-Marine | 20,000 | Sold Some | -53,600 | -72.82 % | $124,400 | $123,000 | $-1,400 | -1.12 % | $3,752 | | | | | | News Article | History of First New York Securities Llc Ownership Of Stealthgas Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Wal-Mart Stores Inc | WMT | US | Retail-Discount | 143,800 | Added More | 80,600 | 127.53 % | $7,230,264 | $7,842,852 | $612,588 | 8.47 % | $343,356 | | | | | | News Article | History of First New York Securities Llc Ownership Of Wal-Mart Stores Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Exxon Mobil Corp | XOM | US | Oil Comp-Integrated | 41,800 | Added More | 17,212 | 70.00 % | $3,015,870 | $3,120,370 | $104,500 | 3.46 % | $43,030 | | | | | | News Article | History of First New York Securities Llc Ownership Of Exxon Mobil Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Red Hat Inc | RHT | US | Applications Software | 0 | Sold All | -10,000 | -100 % | - | - | - | 8.19 % | $-21,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Red Hat Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Repsol Ypf Sa | REP | US | Oil Comp-Integrated | 0 | Sold All | -15,200 | -100 % | - | - | - | 2.10 % | $-8,664 | | | | | | News Article | History of First New York Securities Llc Ownership Of Repsol Ypf Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Dean Foods Co | DF | US | Food-Dairy Products | 23,100 | Added More | 3,100 | 15.50 % | $385,539 | $368,214 | $-17,325 | -4.49 % | $-2,325 | | | | | | News Article | History of First New York Securities Llc Ownership Of Dean Foods Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Devon Energy Corp | DVN | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -101,400 | -100 % | - | - | - | 6.44 % | $-424,866 | | | | | | News Article | History of First New York Securities Llc Ownership Of Devon Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nova Chemicals Corp | NCX | CA | Chemicals-Diversified | 0 | Sold All | -491,149 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Nova Chemicals Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Axsys Technologies Inc | AXYS | US | Electronic Measur Instr | 0 | Sold All | -110,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Axsys Technologies Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Leap Wireless International Inc | LEAP | US | Cellular Telecom | 80,000 | New Holding | 80,000 | 100 % | $1,068,800 | $1,020,000 | $-48,800 | -4.56 % | $-48,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Leap Wireless International Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Intersil Corp | ISIL | US | Electronic Compo-Semicon | 10,000 | New Holding | 10,000 | 100 % | $124,500 | $128,600 | $4,100 | 3.29 % | $4,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Intersil Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Burlington Northern Santa Fe Corp | BNI | US | Transport-Rail | 6,900 | New Holding | 6,900 | 100 % | $524,883 | $676,752 | $151,869 | 28.93 % | $151,869 | | | | | | News Article | History of First New York Securities Llc Ownership Of Burlington Northern Santa Fe Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Colonial Bancgroup Incthe | CNB | US | Commer Banks-Southern Us | 0 | Sold All | -45,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Colonial Bancgroup Incthe |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cal Dive International Inc | DVR | US | Oil-Field Services | 143,500 | Added More | 123,500 | 617.50 % | $1,051,855 | $1,076,250 | $24,395 | 2.31 % | $20,995 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cal Dive International Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Frontline Ltd | FRO | BM | Transport-Marine | 9,500 | Sold Some | -40,400 | -80.96 % | $220,210 | $258,780 | $38,570 | 17.51 % | $-164,024 | | | | | | News Article | History of First New York Securities Llc Ownership Of Frontline Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Hershey Cothe | HSY | US | Food-Confectionery | 866,700 | New Holding | 866,700 | 100 % | $32,856,597 | $32,189,238 | $-667,359 | -2.03 % | $-667,359 | | | | | | News Article | History of First New York Securities Llc Ownership Of Hershey Cothe |
| 2009-11-02 | 2009-09-30 | 13F-HR | Hess Corp | HES | US | Oil Comp-Integrated | 0 | Sold All | -45,250 | -100 % | - | - | - | 5.13 % | $-127,153 | | | | | | News Article | History of First New York Securities Llc Ownership Of Hess Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Boyd Gaming Corp | BYD | US | Casino Hotels | 10,000 | New Holding | 10,000 | 100 % | $72,600 | $86,300 | $13,700 | 18.87 % | $13,700 | | | | | | News Article | History of First New York Securities Llc Ownership Of Boyd Gaming Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Fedex Corp | FDX | US | Transport-Services | 2,700 | New Holding | 2,700 | 100 % | $196,749 | $222,696 | $25,947 | 13.18 % | $25,947 | | | | | | News Article | History of First New York Securities Llc Ownership Of Fedex Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Fidelity National Information Services Inc | FIS | US | Data Processing/Mgmt | 27,900 | New Holding | 27,900 | 100 % | $614,358 | $644,769 | $30,411 | 4.95 % | $30,411 | | | | | | News Article | History of First New York Securities Llc Ownership Of Fidelity National Information Services Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Fidelity National Financial Inc | FNF | US | Property/Casualty Ins | 50,000 | New Holding | 50,000 | 100 % | $683,500 | $686,000 | $2,500 | 0.36 % | $2,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Fidelity National Financial Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Eastman Kodak Co | EK | US | Photo Equipment And Supplies | 15,000 | New Holding | 15,000 | 100 % | $55,200 | $61,950 | $6,750 | 12.22 % | $6,750 | | | | | | News Article | History of First New York Securities Llc Ownership Of Eastman Kodak Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Chesapeake Energy Corp | CHK | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -19,800 | -100 % | - | - | - | -3.14 % | $15,048 | | | | | | News Article | History of First New York Securities Llc Ownership Of Chesapeake Energy Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citigroup Inc | C | US | Finance-Invest Bnkr/Brkr | 52,000 | Sold Some | -1,698,456 | -97.02 % | $207,480 | $221,520 | $14,040 | 6.76 % | $-458,583 | | | | | | News Article | History of First New York Securities Llc Ownership Of Citigroup Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Clorox Co | CLX | US | Consumer Products-Misc | 7,000 | New Holding | 7,000 | 100 % | $415,800 | $418,950 | $3,150 | 0.75 % | $3,150 | | | | | | News Article | History of First New York Securities Llc Ownership Of Clorox Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Kraft Foods Inc | KFT | US | Food-Misc/Diversified | 51,500 | New Holding | 51,500 | 100 % | $1,423,460 | $1,388,955 | $-34,505 | -2.42 % | $-34,505 | | | | | | News Article | History of First New York Securities Llc Ownership Of Kraft Foods Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Kroger Cothe | KR | US | Food-Retail | 125,000 | New Holding | 125,000 | 100 % | $2,895,000 | $2,852,500 | $-42,500 | -1.46 % | $-42,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Kroger Cothe |
| 2009-11-02 | 2009-09-30 | 13F-HR | Las Vegas Sands Corp | LVS | US | Casino Hotels | 0 | Sold All | -160,000 | -100 % | - | - | - | 18.61 % | $-425,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Las Vegas Sands Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Lowes Cos Inc | LOW | US | Retail-Building Products | 27,900 | New Holding | 27,900 | 100 % | $546,282 | $599,571 | $53,289 | 9.75 % | $53,289 | | | | | | News Article | History of First New York Securities Llc Ownership Of Lowes Cos Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mgm Mirage | MGM | US | Casino Hotels | 0 | Sold All | -100,000 | -100 % | - | - | - | 24.36 % | $-220,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Mgm Mirage |
| 2009-11-02 | 2009-09-30 | 13F-HR | Marathon Oil Corp | MRO | US | Oil Comp-Integrated | 12,600 | Sold Some | -27,400 | -68.50 % | $402,822 | $419,958 | $17,136 | 4.25 % | $-37,264 | | | | | | News Article | History of First New York Securities Llc Ownership Of Marathon Oil Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Johnson And Johnson | JNJ | US | Medical Products | 5,400 | New Holding | 5,400 | 100 % | $321,246 | $337,122 | $15,876 | 4.94 % | $15,876 | | | | | | News Article | History of First New York Securities Llc Ownership Of Johnson And Johnson |
| 2009-11-02 | 2009-09-30 | 13F-HR | Jones Lang Lasalle Inc | JLL | US | Real Estate Mgmnt/Servic | 0 | Sold All | -12,500 | -100 % | - | - | - | 13.13 % | $-76,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of Jones Lang Lasalle Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Gamestop Corp | GME | US | Retail-Computer Equip | 143,349 | Added More | 6,649 | 4.86 % | $3,467,612 | $3,512,051 | $44,438 | 1.28 % | $2,061 | | | | | | News Article | History of First New York Securities Llc Ownership Of Gamestop Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Gap Incthe | GPS | US | Retail-Apparel/Shoe | 91,200 | Sold Some | -92,700 | -50.40 % | $1,988,160 | $1,993,632 | $5,472 | 0.27 % | $-5,562 | | | | | | News Article | History of First New York Securities Llc Ownership Of Gap Incthe |
| 2009-11-02 | 2009-09-30 | 13F-HR | Comstock Resources Inc | CRK | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -9,000 | -100 % | - | - | - | -11.89 % | $45,720 | | | | | | News Article | History of First New York Securities Llc Ownership Of Comstock Resources Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Consol Energy Inc | CNX | US | Coal | 10,000 | New Holding | 10,000 | 100 % | $433,500 | $475,500 | $42,000 | 9.68 % | $42,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Consol Energy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Jc Penney Co Inc | JCP | US | Retail-Major Dept Store | 6,000 | New Holding | 6,000 | 100 % | $199,080 | $176,340 | $-22,740 | -11.42 % | $-22,740 | | | | | | News Article | History of First New York Securities Llc Ownership Of Jc Penney Co Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Genworth Financial Inc | GNW | US | Multi-Line Insurance | 0 | Sold All | -10,000 | -100 % | - | - | - | 9.43 % | $-9,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Genworth Financial Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Hanesbrands Inc | HBI | US | Retail-Apparel/Shoe | 22,500 | New Holding | 22,500 | 100 % | $489,150 | $553,950 | $64,800 | 13.24 % | $64,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Hanesbrands Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tyson Foods Inc | TSN | US | Food-Meat Products | 0 | Sold All | -23,542 | -100 % | - | - | - | 2.83 % | $-8,475 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tyson Foods Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Pepsico Incnc | PEP | US | Beverages-Non-Alcoholic | 75,000 | New Holding | 75,000 | 100 % | $4,545,000 | $4,641,000 | $96,000 | 2.11 % | $96,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Pepsico Incnc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Perot Systems Corp | PER | US | Computer Services | 695,194 | New Holding | 695,194 | 100 % | $20,814,108 | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Perot Systems Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mcdonalds Corp | MCD | US | Retail-Restaurants | 5,000 | New Holding | 5,000 | 100 % | $295,800 | $317,050 | $21,250 | 7.18 % | $21,250 | | | | | | News Article | History of First New York Securities Llc Ownership Of Mcdonalds Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | National Oilwell Varco Inc | NOV | US | Oil Field Mach And Equip | 0 | Sold All | -6,800 | -100 % | - | - | - | 5.92 % | $-16,660 | | | | | | News Article | History of First New York Securities Llc Ownership Of National Oilwell Varco Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nautilus Inc | NLS | DE | Athletic Equipment | 10,000 | New Holding | 10,000 | 100 % | $17,600 | $19,500 | $1,900 | 10.79 % | $1,900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Nautilus Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Kbr Inc | KBR | US | Engineering/R And D Services | 33,900 | New Holding | 33,900 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Kbr Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Keycorp | KEY | US | Super-Regional Banks-Us | 15,000 | New Holding | 15,000 | 100 % | $83,250 | $87,300 | $4,050 | 4.86 % | $4,050 | | | | | | News Article | History of First New York Securities Llc Ownership Of Keycorp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Research In Motion Ltd | RIMM | CA | Computers | 30,450 | New Holding | 30,450 | 100 % | $1,697,283 | $1,791,678 | $94,395 | 5.56 % | $94,395 | | | | | | News Article | History of First New York Securities Llc Ownership Of Research In Motion Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Netflix Inc | NFLX | US | E-Commerce/Services | 0 | Sold All | -67,100 | -100 % | - | - | - | 12.00 % | $-433,466 | | | | | | News Article | History of First New York Securities Llc Ownership Of Netflix Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Galahad Gold Plc | GLD.BE | GB | Metal-Diversified | 22,500 | Sold Some | -44,900 | -66.61 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Galahad Gold Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Amr Corp | AAR | US | Unknown | 146,500 | Sold Some | -53,500 | -26.75 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Amr Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mcmoran Exploration Co | MMR-M | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -25,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Mcmoran Exploration Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Novartis Ag | NVS | CH | Medical-Drugs | 70,000 | New Holding | 70,000 | 100 % | $3,663,100 | $3,730,300 | $67,200 | 1.83 % | $67,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ntt Docomo Inc | DCM | US | Cellular Telecom | 44,621 | Sold Some | -60,038 | -57.36 % | $643,881 | $648,343 | $4,462 | 0.69 % | $-6,004 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ntt Docomo Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Maxim Integrated Products Inc | MXIM | US | Semicon Compo-Intg Circu | 0 | Sold All | -14,975 | -100 % | - | - | - | 4.83 % | $-12,130 | | | | | | News Article | History of First New York Securities Llc Ownership Of Maxim Integrated Products Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Anadarko Petroleum Corp | APC | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -24,600 | -100 % | - | - | - | -0.22 % | $3,444 | | | | | | News Article | History of First New York Securities Llc Ownership Of Anadarko Petroleum Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Harris Corp | HRS | US | Telecommunication Equip | 47,800 | New Holding | 47,800 | 100 % | $2,035,802 | $2,072,130 | $36,328 | 1.78 % | $36,328 | | | | | | News Article | History of First New York Securities Llc Ownership Of Harris Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | International Business Machines Corp | IBM | US | Computers | 0 | Sold All | -6,500 | -100 % | - | - | - | 5.78 % | $-45,370 | | | | | | News Article | History of First New York Securities Llc Ownership Of International Business Machines Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Orix Corp | IX | US | Finance-Leasing Compan | 10,000 | New Holding | 10,000 | 100 % | $348,200 | $327,200 | $-21,000 | -6.03 % | $-21,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Orix Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Goldcorp Inc | GG | CA | Gold Mining | 0 | Sold All | -119,300 | -100 % | - | - | - | 18.43 % | $-817,205 | | | | | | News Article | History of First New York Securities Llc Ownership Of Goldcorp Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Telkom Sa Ltd | TKG | US | Telephone-Integrated | 0 | Sold All | -54,072 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Telkom Sa Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tenet Healthcare Corp | THC | US | Medical-Hospitals | 0 | Sold All | -15,000 | -100 % | - | - | - | -0.75 % | $600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tenet Healthcare Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Odyssey Re Holdings Corp | ORH | US | Reinsurance | 26,000 | New Holding | 26,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Odyssey Re Holdings Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Metavante Technologies Inc | MV | US | Computer Software | 92,491 | New Holding | 92,491 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Metavante Technologies Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Monsanto Co | MON | US | Agricultural Chemicals | 31,500 | Added More | 5,700 | 22.09 % | $2,150,820 | $2,506,455 | $355,635 | 16.53 % | $64,353 | | | | | | News Article | History of First New York Securities Llc Ownership Of Monsanto Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Savient Pharmaceuticals Inc | SVNT | US | Medical-Biomedical/Gene | 32,500 | New Holding | 32,500 | 100 % | $412,100 | $455,000 | $42,900 | 10.41 % | $42,900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Savient Pharmaceuticals Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Clicknsettlecom Inc | CKSW | US | Consulting Services | 11,500 | New Holding | 11,500 | 100 % | $58,075 | $62,215 | $4,140 | 7.12 % | $4,140 | | | | | | News Article | History of First New York Securities Llc Ownership Of Clicknsettlecom Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Acorn Energy Inc | ACFN | US | Computer Services | 0 | Sold All | -69,685 | -100 % | - | - | - | 3.13 % | $-15,331 | | | | | | News Article | History of First New York Securities Llc Ownership Of Acorn Energy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Great Atlantic And Pacific Tea Co | GAP | US | Unknown | 0 | Sold All | -137,700 | -100 % | - | - | - | 8.60 % | $-118,422 | | | | | | News Article | History of First New York Securities Llc Ownership Of Great Atlantic And Pacific Tea Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Moodys Corp | MCO | US | Commercial Serv-Finance | 24,200 | New Holding | 24,200 | 100 % | $559,020 | $561,198 | $2,178 | 0.38 % | $2,178 | | | | | | News Article | History of First New York Securities Llc Ownership Of Moodys Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bunge Ltd | BG | BM | Agricultural Operations | 5,000 | New Holding | 5,000 | 100 % | $285,650 | $317,050 | $31,400 | 10.99 % | $31,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Bunge Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Entegris Inc | ENTG | US | Semiconductor Equipment | 0 | Sold All | -29,000 | -100 % | - | - | - | 10.00 % | $-10,730 | | | | | | News Article | History of First New York Securities Llc Ownership Of Entegris Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | La Jolla Pharmaceutical Co | LJPC | US | Therapeutics | 185,000 | New Holding | 185,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of La Jolla Pharmaceutical Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Smart Modular Technologies Wwh Inc | SMOD | KY | Computers-Memory Devices | 14,050 | New Holding | 14,050 | 100 % | $53,390 | $64,209 | $10,819 | 20.26 % | $10,819 | | | | | | News Article | History of First New York Securities Llc Ownership Of Smart Modular Technologies Wwh Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Dryships Inc | DRYS | MH | Transport-Marine | 32,500 | Sold Some | -567,500 | -94.58 % | $190,450 | $212,225 | $21,775 | 11.43 % | $-380,225 | | | | | | News Article | History of First New York Securities Llc Ownership Of Dryships Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Northrop Grumman Corp | NOC | US | Aerospace/Defense | 5,000 | New Holding | 5,000 | 100 % | $252,750 | $272,500 | $19,750 | 7.81 % | $19,750 | | | | | | News Article | History of First New York Securities Llc Ownership Of Northrop Grumman Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Deutsche Bank Ag | DB | DE | Commer Banks Non-Us | 0 | Sold All | -12,500 | -100 % | - | - | - | 4.08 % | $-37,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Deutsche Bank Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Total Sa | TOT | FR | Oil Comp-Integrated | 28,000 | New Holding | 28,000 | 100 % | $1,691,200 | $1,758,120 | $66,920 | 3.95 % | $66,920 | | | | | | News Article | History of First New York Securities Llc Ownership Of Total Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Schlumberger Ltd | SLB | AN | Oil-Field Services | 0 | Sold All | -107,000 | -100 % | - | - | - | 2.91 % | $-195,810 | | | | | | News Article | History of First New York Securities Llc Ownership Of Schlumberger Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ibasis Inc | IBAS | US | Internet Telephony | 21,128 | New Holding | 21,128 | 100 % | $48,594 | $48,172 | $-423 | -0.86 % | $-423 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ibasis Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Chevron Corp | CVX | BE | Oil Comp-Integrated | 0 | Sold All | -14,700 | -100 % | - | - | - | 0.91 % | $-10,290 | | | | | | News Article | History of First New York Securities Llc Ownership Of Chevron Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Amazoncom Inc | AMZN | US | E-Commerce/Products | 0 | Sold All | -117,300 | -100 % | - | - | - | 8.54 % | $-1,190,595 | | | | | | News Article | History of First New York Securities Llc Ownership Of Amazoncom Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | American Capital Ltd | ACAS | US | Investment Companies | 59,000 | New Holding | 59,000 | 100 % | $153,990 | $175,820 | $21,830 | 14.17 % | $21,830 | | | | | | News Article | History of First New York Securities Llc Ownership Of American Capital Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Apple Inc | AAPL | US | Computers | 20,000 | Sold Some | -20,000 | -50.00 % | $3,786,200 | $4,010,200 | $224,000 | 5.91 % | $-224,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Apple Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Applied Materials Inc | AMAT | US | Semiconductor Equipment | 30,000 | New Holding | 30,000 | 100 % | $369,000 | $374,400 | $5,400 | 1.46 % | $5,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Applied Materials Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Marvell Technology Group Ltd | MRVL | BM | Semicon Compo-Intg Circu | 20,099 | New Holding | 20,099 | 100 % | $277,969 | $306,912 | $28,943 | 10.41 % | $28,943 | | | | | | News Article | History of First New York Securities Llc Ownership Of Marvell Technology Group Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Xyratex Ltd | XRTX | BM | Computers-Memory Devices | 29,000 | New Holding | 29,000 | 100 % | $300,440 | $347,710 | $47,270 | 15.73 % | $47,270 | | | | | | News Article | History of First New York Securities Llc Ownership Of Xyratex Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Angiotech Pharmaceuticals Inc | ANPI | CA | Medical-Drugs | 0 | Sold All | -16,700 | -100 % | - | - | - | 0.00 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Angiotech Pharmaceuticals Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ngas Resources Inc | NGAS | CA | Oil Comp-Explor And Prodtn | 10,000 | New Holding | 10,000 | 100 % | $16,900 | $16,700 | $-200 | -1.18 % | $-200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ngas Resources Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Elron Electronic Industries | ELRN | IL | Electronic Compo-Misc | 50,516 | New Holding | 50,516 | 100 % | $343,004 | $346,035 | $3,031 | 0.88 % | $3,031 | | | | | | News Article | History of First New York Securities Llc Ownership Of Elron Electronic Industries |
| 2009-11-02 | 2009-09-30 | 13F-HR | Aspect Medical Systems Inc | ASPM | US | Patient Monitoring Equip | 32,700 | New Holding | 32,700 | 100 % | $391,746 | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Aspect Medical Systems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Atlas America Inc | ATLS | US | Oil And Gas Drilling | 180,020 | New Holding | 180,020 | 100 % | $4,991,955 | $4,725,525 | $-266,430 | -5.33 % | $-266,430 | | | | | | News Article | History of First New York Securities Llc Ownership Of Atlas America Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Archer-Daniels-Midland Co | ADM | US | Agricultural Operations | 112,700 | New Holding | 112,700 | 100 % | $3,439,604 | $3,557,939 | $118,335 | 3.44 % | $118,335 | | | | | | News Article | History of First New York Securities Llc Ownership Of Archer-Daniels-Midland Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Whole Foods Market Inc | WFMI | US | Food-Retail | 0 | Sold All | -20,000 | -100 % | - | - | - | -16.44 % | $106,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Whole Foods Market Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Yahoo Inc | YHOO | US | Web Portals/Isp | 20,000 | Sold Some | -800 | -3.84 % | $317,000 | $312,200 | $-4,800 | -1.51 % | $192 | | | | | | News Article | History of First New York Securities Llc Ownership Of Yahoo Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mcg Capital Corp | MCGC | US | Investment Companies | 50,000 | New Holding | 50,000 | 100 % | $196,000 | $206,000 | $10,000 | 5.10 % | $10,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Mcg Capital Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Charlotte Russe Holding Inc | CHIC | US | Retail-Apparel/Shoe | 470,572 | New Holding | 470,572 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Charlotte Russe Holding Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Childrens Place Retail Stores Incthe | PLCE | US | Retail-Apparel/Shoe | 9,500 | New Holding | 9,500 | 100 % | $309,035 | $324,900 | $15,865 | 5.13 % | $15,865 | | | | | | News Article | History of First New York Securities Llc Ownership Of Childrens Place Retail Stores Incthe |
| 2009-11-02 | 2009-09-30 | 13F-HR | Crocs Inc | CROX | US | Footwear And Related Apparel | 20,000 | New Holding | 20,000 | 100 % | $129,000 | $110,600 | $-18,400 | -14.26 % | $-18,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Crocs Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Glg Partners Inc | GLG | US | Invest Mgmnt/Advis Serv | 0 | Sold All | -12,500 | -100 % | - | - | - | 1.82 % | $-625 | | | | | | News Article | History of First New York Securities Llc Ownership Of Glg Partners Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | K12 Inc | LRN | US | Schools | 0 | Sold All | -52,500 | -100 % | - | - | - | 9.62 % | $-81,375 | | | | | | News Article | History of First New York Securities Llc Ownership Of K12 Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Blockbuster Inc | BBI | US | Retail-Video Rental | 80,000 | Sold Some | -185,000 | -69.81 % | $64,800 | $60,000 | $-4,800 | -7.40 % | $11,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Blockbuster Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Telecom Corp Of New Zealand Ltd | NZT | US | Telecom Services | 11,953 | Added More | 1,953 | 19.53 % | $108,653 | $109,370 | $717 | 0.66 % | $117 | | | | | | News Article | History of First New York Securities Llc Ownership Of Telecom Corp Of New Zealand Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Logitech International Sa | LOGI | DE | Computers-Peripher Equip | 0 | Sold All | -10,000 | -100 % | - | - | - | -0.51 % | $900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Logitech International Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Image Entertainment Inc | DISK | US | Motion Pictures And Services | 0 | Sold All | -54,954 | -100 % | - | - | - | -19.23 % | $8,243 | | | | | | News Article | History of First New York Securities Llc Ownership Of Image Entertainment Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sasol Ltd | SSL | US | Oil Comp-Integrated | 0 | Sold All | -10,420 | -100 % | - | - | - | 6.53 % | $-25,216 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sasol Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sumtotal Systems Inc | SUMT | US | E-Services/Consulting | 0 | Sold All | -14,243 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Sumtotal Systems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Brightpoint Inc | CELL | US | Distribution/Wholesale | 0 | Sold All | -10,000 | -100 % | - | - | - | 6.42 % | $-4,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Brightpoint Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Coinstar Inc | CSTR | US | Commercial Serv-Finance | 10,000 | New Holding | 10,000 | 100 % | $323,400 | $262,500 | $-60,900 | -18.83 % | $-60,900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Coinstar Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cache Inc | CACH | US | Retail-Apparel/Shoe | 76,269 | Added More | 46,569 | 156.79 % | $365,329 | $331,007 | $-34,321 | -9.39 % | $-20,956 | | | | | | News Article | History of First New York Securities Llc Ownership Of Cache Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Wind River Systems Inc | WIND | US | Decision Support Softwar | 0 | Sold All | -143,692 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Wind River Systems Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Winn-Dixie Stores Inc | WINN | US | Food-Retail | 0 | Sold All | -20,566 | -100 % | - | - | - | 0.00 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Winn-Dixie Stores Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Seagate Technology | STX | US | Computers-Memory Devices | 30,000 | New Holding | 30,000 | 100 % | $424,800 | $481,500 | $56,700 | 13.34 % | $56,700 | | | | | | News Article | History of First New York Securities Llc Ownership Of Seagate Technology |
| 2009-11-02 | 2009-09-30 | 13F-HR | Aegon Nv | AEG | US | Multi-Line Insurance | 25,000 | Sold Some | -35,000 | -58.33 % | $176,750 | $184,000 | $7,250 | 4.10 % | $-10,150 | | | | | | News Article | History of First New York Securities Llc Ownership Of Aegon Nv |
| 2009-11-02 | 2009-09-30 | 13F-HR | Aetna Inc | AET | US | Medical-Hmo | 0 | Sold All | -128,777 | -100 % | - | - | - | 9.21 % | $-311,640 | | | | | | News Article | History of First New York Securities Llc Ownership Of Aetna Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Biovail Corp | BVF | US | Medical-Drugs | 10,000 | New Holding | 10,000 | 100 % | $133,900 | $141,000 | $7,100 | 5.30 % | $7,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Biovail Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Navios Maritime Holdings Inc | NM | MH | Transport-Marine | 30,000 | New Holding | 30,000 | 100 % | $138,900 | $177,900 | $39,000 | 28.07 % | $39,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Telekomunikasi Indonesia Tbk Pt | TLK | US | Telecom Services | 0 | Sold All | -29,200 | -100 % | - | - | - | 10.32 % | $-104,244 | | | | | | News Article | History of First New York Securities Llc Ownership Of Telekomunikasi Indonesia Tbk Pt |
| 2009-11-02 | 2009-09-30 | 13F-HR | Steinway Musical Instruments | LVB | US | Music | 107,793 | Sold Some | -16,100 | -12.99 % | $1,218,061 | $1,543,596 | $325,535 | 26.72 % | $-48,622 | | | | | | News Article | History of First New York Securities Llc Ownership Of Steinway Musical Instruments |
| 2009-11-02 | 2009-09-30 | 13F-HR | News Corp | NWS | DE | Multimedia | 0 | Sold All | -182,099 | -100 % | - | - | - | 8.87 % | $-218,519 | | | | | | News Article | History of First New York Securities Llc Ownership Of News Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | At And T Inc | T | US | Telephone-Integrated | 0 | Sold All | -40,000 | -100 % | - | - | - | 2.03 % | $-20,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of At And T Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ipc Holdings Ltd | IPCR | BM | Reinsurance | 0 | Sold All | -19,671 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Ipc Holdings Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tessera Technologies Inc | TSRA | US | Semiconductor Equipment | 0 | Sold All | -8,049 | -100 % | - | - | - | 10.94 % | $-18,915 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tessera Technologies Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bank Of America Corp | BAC | US | Super-Regional Banks-Us | 64,700 | Sold Some | -218,800 | -77.17 % | $946,561 | $1,040,376 | $93,815 | 9.91 % | $-317,260 | | | | | | News Article | History of First New York Securities Llc Ownership Of Bank Of America Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Rosetta Resources Inc | ROSE | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -10,000 | -100 % | - | - | - | 20.00 % | $-25,300 | | | | | | News Article | History of First New York Securities Llc Ownership Of Rosetta Resources Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Cougar Biotechnology Inc | CGRB | US | Medical-Biomedical/Gene | 0 | Sold All | -53,020 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Cougar Biotechnology Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Financial Group Inc | MTU | JP | Commer Banks Non-Us | 0 | Sold All | -34,120 | -100 % | - | - | - | -5.17 % | $9,554 | | | | | | News Article | History of First New York Securities Llc Ownership Of Mitsubishi Ufj Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | America Movil Sab De Cv | AMX | US | Cellular Telecom | 8,100 | New Holding | 8,100 | 100 % | $362,880 | $385,641 | $22,761 | 6.27 % | $22,761 | | | | | | News Article | History of First New York Securities Llc Ownership Of America Movil Sab De Cv |
| 2009-11-02 | 2009-09-30 | 13F-HR | American Axle And Manufacturing Holdings Inc | AXL | US | Auto/Trk Prts And Equip-Orig | 0 | Sold All | -116,000 | -100 % | - | - | - | 9.07 % | $-63,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of American Axle And Manufacturing Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sprint Nextel Corp | S | US | Telephone-Integrated | 17,500 | New Holding | 17,500 | 100 % | $50,225 | $67,375 | $17,150 | 34.14 % | $17,150 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sprint Nextel Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tween Brands Inc | TWB | US | Retail-Apparel/Shoe | 0 | Sold All | -30,000 | -100 % | - | - | - | 13.64 % | $-34,800 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tween Brands Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Tele Norte Leste Participacoes Sa | TNE | BR | Telephone-Integrated | 22,775 | New Holding | 22,775 | 100 % | $435,686 | $498,317 | $62,631 | 14.37 % | $62,631 | | | | | | News Article | History of First New York Securities Llc Ownership Of Tele Norte Leste Participacoes Sa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Jpmorgan Chase And Co | JPM | US | Finance-Invest Bnkr/Brkr | 0 | Sold All | -20,000 | -100 % | - | - | - | -0.07 % | $600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Jpmorgan Chase And Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Jack In The Box Inc | JBX | US | Retail-Restaurants | 0 | Sold All | -12,000 | -100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Jack In The Box Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Fresenius Medical Care Ag And Co Kgaa | FMS | US | Dialysis Centers | 16,400 | New Holding | 16,400 | 100 % | $794,908 | $872,152 | $77,244 | 9.71 % | $77,244 | | | | | | News Article | History of First New York Securities Llc Ownership Of Fresenius Medical Care Ag And Co Kgaa |
| 2009-11-02 | 2009-09-30 | 13F-HR | Dynegy Inc | DYN | US | Independ Power Producer | 30,000 | New Holding | 30,000 | 100 % | $58,500 | $57,600 | $-900 | -1.53 % | $-900 | | | | | | News Article | History of First New York Securities Llc Ownership Of Dynegy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Intel Corp | INTC | US | Electronic Compo-Semicon | 50,100 | Sold Some | -66,300 | -56.95 % | $952,401 | $966,930 | $14,529 | 1.52 % | $-19,227 | | | | | | News Article | History of First New York Securities Llc Ownership Of Intel Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Activision Blizzard Inc | ATVI | US | Entertainment Software | 47,800 | New Holding | 47,800 | 100 % | $495,686 | $553,046 | $57,360 | 11.57 % | $57,360 | | | | | | News Article | History of First New York Securities Llc Ownership Of Activision Blizzard Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Amgen Inc | AMGN | US | Medical-Biomedical/Gene | 56,400 | Added More | 30,200 | 115.26 % | $2,957,052 | $3,161,784 | $204,732 | 6.92 % | $109,626 | | | | | | News Article | History of First New York Securities Llc Ownership Of Amgen Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Wellpoint Inc | WLP | US | Medical-Hmo | 5,200 | New Holding | 5,200 | 100 % | $247,572 | $271,128 | $23,556 | 9.51 % | $23,556 | | | | | | News Article | History of First New York Securities Llc Ownership Of Wellpoint Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Gentek Inc | GETI | US | Diversified Manufact Op | 6,300 | New Holding | 6,300 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Gentek Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Zimmer Holdings Inc | ZMH | US | Medical Products | 0 | Sold All | -8,000 | -100 % | - | - | - | 7.75 % | $-32,720 | | | | | | News Article | History of First New York Securities Llc Ownership Of Zimmer Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sap Ag | SAP | DE | Enterprise Software/Serv | 0 | Sold All | -105,500 | -100 % | - | - | - | 4.78 % | $-232,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sap Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Boston Scientific Corp | BSX | US | Medical Instruments | 0 | Sold All | -25,800 | -100 % | - | - | - | 0.00 % | $0 | | | | | | News Article | History of First New York Securities Llc Ownership Of Boston Scientific Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Gran Tierra Energy Inc | GTE | US | Oil Comp-Explor And Prodtn | 0 | Sold All | -16,810 | -100 % | - | - | - | 17.21 % | $-14,120 | | | | | | News Article | History of First New York Securities Llc Ownership Of Gran Tierra Energy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Allianz Se | AZ | DE | Multi-Line Insurance | 110,000 | New Holding | 110,000 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Allianz Se |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ace Ltd | ACE | BE | Multi-Line Insurance | 4,300 | New Holding | 4,300 | 100 % | $221,192 | $216,204 | $-4,988 | -2.25 % | $-4,988 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ace Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ubs Ag | UBS | US | Finance-Invest Bnkr/Brkr | 43,500 | Sold Some | -322,311 | -88.10 % | $729,930 | $706,440 | $-23,490 | -3.21 % | $174,048 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ubs Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Wyeth | WYE | US | Medical-Drugs | 623,086 | New Holding | 623,086 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Wyeth |
| 2009-11-02 | 2009-09-30 | 13F-HR | Schering-Plough Corp | SGP | US | Medical-Drugs | 107,400 | New Holding | 107,400 | 100 % | $3,050,160 | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Schering-Plough Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Sandridge Energy Inc | SD | US | Oil Comp-Explor And Prodtn | 20,000 | Sold Some | -80,000 | -80.00 % | $203,800 | $184,400 | $-19,400 | -9.51 % | $77,600 | | | | | | News Article | History of First New York Securities Llc Ownership Of Sandridge Energy Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Rite Aid Corp | RAD | US | Retail-Drug Store | 60,000 | New Holding | 60,000 | 100 % | $76,200 | $80,400 | $4,200 | 5.51 % | $4,200 | | | | | | News Article | History of First New York Securities Llc Ownership Of Rite Aid Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Costco Wholesale Corp | COST | US | Retail-Discount | 7,700 | New Holding | 7,700 | 100 % | $444,675 | $465,696 | $21,021 | 4.72 % | $21,021 | | | | | | News Article | History of First New York Securities Llc Ownership Of Costco Wholesale Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Freeport-Mcmoran Copper And Gold Inc | FCX | US | Metal-Diversified | 9,200 | New Holding | 9,200 | 100 % | $686,412 | $779,424 | $93,012 | 13.55 % | $93,012 | | | | | | News Article | History of First New York Securities Llc Ownership Of Freeport-Mcmoran Copper And Gold Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | American Eagle Outfitters Inc | AEO | US | Retail-Apparel/Shoe | 25,000 | New Holding | 25,000 | 100 % | $439,500 | $371,000 | $-68,500 | -15.58 % | $-68,500 | | | | | | News Article | History of First New York Securities Llc Ownership Of American Eagle Outfitters Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Wendysarbys Group Inc | TRY.B | US | Retail-Restaurants | 347,572 | Added More | 332,572 | 2217.14 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Wendysarbys Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Union Pacific Corp | UNP.BE | US | Transport-Rail | 3,500 | New Holding | 3,500 | 100 % | - | - | - | - % | | | | | | | News Article | History of First New York Securities Llc Ownership Of Union Pacific Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Arcelormittal | MT | DE | Steel-Producers | 76,000 | Added More | 52,551 | 224.10 % | $2,574,880 | $2,888,000 | $313,120 | 12.16 % | $216,510 | | | | | | News Article | History of First New York Securities Llc Ownership Of Arcelormittal |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ingersoll-Rand Co Ltd | IR | BM | Diversified Manufact Op | 0 | Sold All | -70,000 | -100 % | - | - | - | 14.18 % | $-316,400 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ingersoll-Rand Co Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Coach Inc | COH | US | Retail-Apparel/Shoe | 0 | Sold All | -26,300 | -100 % | - | - | - | 2.07 % | $-18,147 | | | | | | News Article | History of First New York Securities Llc Ownership Of Coach Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Dr Reddys Laboratories Ltd | RDY | US | Medical-Drugs | 37,000 | New Holding | 37,000 | 100 % | $848,410 | $867,650 | $19,240 | 2.26 % | $19,240 | | | | | | News Article | History of First New York Securities Llc Ownership Of Dr Reddys Laboratories Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Pfizer Inc | PFE | US | Medical-Drugs | 276,000 | Added More | 237,600 | 618.75 % | $4,678,200 | $4,998,360 | $320,160 | 6.84 % | $275,616 | | | | | | News Article | History of First New York Securities Llc Ownership Of Pfizer Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Anglogold Ashanti Ltd | AU | US | Gold Mining | 10,000 | Sold Some | -4,000 | -28.57 % | $377,600 | $445,000 | $67,400 | 17.84 % | $-26,960 | | | | | | News Article | History of First New York Securities Llc Ownership Of Anglogold Ashanti Ltd |
| 2009-11-02 | 2009-09-30 | 13F-HR | Procter And Gamble Co | PG | CH | Cosmetics And Toiletries | 20,000 | Sold Some | -13,700 | -40.65 % | $1,179,000 | $1,243,000 | $64,000 | 5.42 % | $-43,840 | | | | | | News Article | History of First New York Securities Llc Ownership Of Procter And Gamble Co |
| 2009-11-02 | 2009-09-30 | 13F-HR | Alcoa Inc | AA | US | Metal-Aluminum | 14,800 | New Holding | 14,800 | 100 % | $184,704 | $195,656 | $10,952 | 5.92 % | $10,952 | | | | | | News Article | History of First New York Securities Llc Ownership Of Alcoa Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Qualcomm Inc | QCOM | US | Wireless Equipment | 0 | Sold All | -75,200 | -100 % | - | - | - | 7.84 % | $-246,656 | | | | | | News Article | History of First New York Securities Llc Ownership Of Qualcomm Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Nokia Oyj | NOK | US | Wireless Equipment | 306,000 | Added More | 92,000 | 42.99 % | $3,901,500 | $4,164,660 | $263,160 | 6.74 % | $79,120 | | | | | | News Article | History of First New York Securities Llc Ownership Of Nokia Oyj |
| 2009-11-02 | 2009-09-30 | 13F-HR | Juniper Networks Inc | JNPR | US | Networking Products | 0 | Sold All | -15,000 | -100 % | - | - | - | -1.32 % | $5,100 | | | | | | News Article | History of First New York Securities Llc Ownership Of Juniper Networks Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | F5 Networks Inc | FFIV | US | Internet Infrastr Sftwr | 0 | Sold All | -100,000 | -100 % | - | - | - | 7.99 % | $-358,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of F5 Networks Inc |
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