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First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund

Hypotheticals Contact Info Symbols SEC Sources Holdings/Transactions Report Options Columns to Show Preferences

Last Activity: 2009-10-09Fund Class: Specialty & Misc

Transactions: Currently showing holdings/transactions Filed between 2009-07-11 and 2009-10-09
Prices: Currenty using base stock prices on Filing Date compared to stock prices on 2009-11-03

Hypotheticals
Hypotheticals use the owners holdings and changes reported as a model portfolio combining with stock price changes between the base price date and end price date. All results/returns are hypothetical and are not actual results!
 
Base Value:$14,325,472Current Value:$13,958,355
Change:$-367,11 7 Performance:-2.56 %

Worst Move:Lost $-33,502 on changes made with Unit Corp (UNT) buying shares when price went down.
Best Move:Made $18,692 on changes made with Pioneer Natural Resources Co (PXD) buying shares when price went up.
Best Save:Saved $-3,572 on changes made with American Tower Corp (AMT) selling shares when price went down.
Missed Move:Missed $-265 on changes made with Crown Castle International Corp (CCI) selling shares when price went up.

Show: (if you do not see any data recheck box below)

Contact Information

1001 Warrenville Road, Suite 300,Lisle Il 60532,,
Phone: 630-241-4141 Fax: Website:

Symbols

fxn

SEC Sources

Form TypeFiledAs-Of/OnSec Filename
N-CSR2009-10-092009-07-31edgar/data/1383496/0001445546-09-002539.txt

Reporting Options

Use 'As-Of/On' instead of 'Filed' for dates: Begin date: End date:
A begin price of 1900-01-01 will use the date filed for begin price: Begin Price date: End Price date:
- report date span limited to 100 days, all dates in format of yyyy-mm-dd, all fields required!

Show/Hide Columns

Filed As-Of/On Form FullName
Symbol Country Industry Shares
Activity Shares Change Shares Change Pct. Hypothetical Old Value
Hypothetical New Value Hypothetical Value Change Hypothetical Return Hypothetical Results
Director Ten Pct Other Officer
Officer Title History News Articles

   

Holdings/Transactions

FiledAs-Of/OnFormFullnameSymbolCountryIndustrySharesActivityShares ChangeShares Pct. ChangeHypothetical Old ValueHypothetical New Value Hypothetical Value Chg.Hypothetical ReturnHypothetical Results Director Other Ten Pct Officer Officer Title News Article History
2009-10-092009-07-31 N-CSRCamden Property TrustCPTUSReits-Apartments 1,273New Holding1,273100 %$49,749$47,750$-1,999-4.01 % $-1,999News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Camden Property Trust
2009-10-092009-07-31 N-CSRMassey Energy CoMEEUSCoal 8,104New Holding8,104100 %$254,385$246,929$-7,456-2.93 % $-7,456News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Massey Energy Co
2009-10-092009-07-31 N-CSRMorningstar IncMORNUSCommercial Serv-Finance 852New Holding852100 %$44,210$42,839$-1,372-3.10 % $-1,372News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Morningstar Inc
2009-10-092009-07-31 N-CSRAtwood Oceanics IncATWUSOil And Gas Drilling 7,769New Holding7,769100 %$292,891$287,220$-5,671-1.93 % $-5,671News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Atwood Oceanics Inc
2009-10-092009-07-31 N-CSRRayonier IncRYNUSPaper And Related Products 1,450New Holding1,450100 %$60,146$56,782$-3,364-5.59 % $-3,364News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Rayonier Inc
2009-10-092009-07-31 N-CSRSmith International IncSIIUSOil-Field Services 6,149New Holding6,149100 %$186,192$176,538$-9,654-5.18 % $-9,654News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Smith International Inc
2009-10-092009-07-31 N-CSRSuperior Energy Services IncSPNUSOil-Field Services 15,281New Holding15,281100 %$353,450$353,755$3060.08 % $306News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Superior Energy Services Inc
2009-10-092009-07-31 N-CSRFrontier Oil CorpFTOUSOil Refining And Marketing 3,691New Holding3,691100 %$51,194$51,305$1110.21 % $111News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Frontier Oil Corp
2009-10-092009-07-31 N-CSREssex Property Trust IncESSUSReits-Apartments 282New Holding282100 %$22,182$21,658$-525-2.36 % $-525News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Essex Property Trust Inc
2009-10-092009-07-31 N-CSRPride International IncPDEUSOil And Gas Drilling 10,531New Holding10,531100 %$331,832$326,145$-5,687-1.71 % $-5,687News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Pride International Inc
2009-10-092009-07-31 N-CSRBj Services CoBJSUSOil-Field Services 19,362New Holding19,362100 %$393,049$384,142$-8,907-2.26 % $-8,907News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Bj Services Co
2009-10-092009-07-31 N-CSRTrinity Industries IncTRNUSDiversified Manufact Op 6,721New Holding6,721100 %$122,322$121,112$-1,210-0.98 % $-1,210News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Trinity Industries Inc
2009-10-092009-07-31 N-CSRTotal System Services IncTSSUSData Processing/Mgmt 6,562New Holding6,562100 %$106,764$106,436$-328-0.30 % $-328News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Total System Services Inc
2009-10-092009-07-31 N-CSRRobert Half International IncRHIUSHuman Resources 2,203New Holding2,203100 %$57,256$51,616$-5,640-9.84 % $-5,640News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Robert Half International Inc
2009-10-092009-07-31 N-CSRNorfolk Southern CorpNSCUSTransport-Rail 1,842New Holding1,842100 %$85,027$90,534$5,5086.47 % $5,508News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Norfolk Southern Corp
2009-10-092009-07-31 N-CSRDiamond Offshore Drilling IncDOUSOil And Gas Drilling 583New Holding583100 %$58,364$57,029$-1,335-2.28 % $-1,335News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Diamond Offshore Drilling Inc
2009-10-092009-07-31 N-CSRCsx CorpCSXUSTransport-Rail 1,503New Holding1,503100 %$66,823$69,093$2,2703.39 % $2,270News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Csx Corp
2009-10-092009-07-31 N-CSRPeabody Energy CorpBTUUSCoal 1,604New Holding1,604100 %$64,272$66,117$1,8452.86 % $1,845News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Peabody Energy Corp
2009-10-092009-07-31 N-CSRRyder System IncRUSTransport-Services 2,485New Holding2,485100 %$96,095$103,326$7,2317.52 % $7,231News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Ryder System Inc
2009-10-092009-07-31 N-CSRApache CorpAPAUSOil Comp-Explor And Prodtn 1,341New Holding1,341100 %$133,912$131,056$-2,856-2.13 % $-2,856News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Apache Corp
2009-10-092009-07-31 N-CSREog Resources IncEOGUSOil Comp-Explor And Prodtn 2,849New Holding2,849100 %$255,270$236,467$-18,803-7.36 % $-18,803News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Eog Resources Inc
2009-10-092009-07-31 N-CSRBaker Hughes IncBHIUSOil-Field Services 5,311New Holding5,311100 %$238,358$230,657$-7,701-3.23 % $-7,701News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Baker Hughes Inc
2009-10-092009-07-31 N-CSRTerex CorpTEXUSMachinery-Constr And Mining 4,311New Holding4,311100 %$94,497$90,790$-3,707-3.92 % $-3,707News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Terex Corp
2009-10-092009-07-31 N-CSRXto Energy IncXTOUSOil Comp-Explor And Prodtn 2,537New Holding2,537100 %$108,761$107,163$-1,598-1.46 % $-1,598News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Xto Energy Inc
2009-10-092009-07-31 N-CSRHalliburton CoHALUSOil-Field Services 4,675New Holding4,675100 %$131,929$141,699$9,7717.40 % $9,771News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Halliburton Co
2009-10-092009-07-31 N-CSROceaneering International IncOIIUSOil-Field Services 1,070New Holding1,070100 %$62,991$56,871$-6,120-9.71 % $-6,120News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Oceaneering International Inc
2009-10-092009-07-31 N-CSROil States International IncOISUSOil-Field Services 10,901New Holding10,901100 %$394,507$393,090$-1,417-0.35 % $-1,417News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Oil States International Inc
2009-10-092009-07-31 N-CSRTesoro CorpTSOUSOil Refining And Marketing 15,203New Holding15,203100 %$221,508$218,923$-2,585-1.16 % $-2,585News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Tesoro Corp
2009-10-092009-07-31 N-CSRWw Grainger IncGWWUSDistribution/Wholesale 424New Holding424100 %$38,474$40,280$1,8064.69 % $1,806News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Ww Grainger Inc
2009-10-092009-07-31 N-CSRForest City Enterprises IncFCE.AUSReal Estate Oper/Develop 10,650New Holding10,650100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Forest City Enterprises Inc
2009-10-092009-07-31 N-CSRDuke Realty CorpDRE-JUSReits-Diversified 10,019New Holding10,019100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Duke Realty Corp
2009-10-092009-07-31 N-CSRRealty Income CorpO-DUSReits-Single Tenant 1,603New Holding1,603100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Realty Income Corp
2009-10-092009-07-31 N-CSRNationwide Health Properties IncNHP-BUSReits-Health Care 683New Holding683100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Nationwide Health Properties Inc
2009-10-092009-07-31 N-CSRTaubman Centers IncTCO-GUSReits-Regional Malls 2,617New Holding2,617100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Taubman Centers Inc
2009-10-092009-07-31 N-CSRAvalonbay Communities IncAVB-HUSReits-Apartments 314New Holding314100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Avalonbay Communities Inc
2009-10-092009-07-31 N-CSRSunoco IncSUNUSOil Refining And Marketing 8,342New Holding8,342100 %$244,087$262,189$18,1027.41 % $18,102News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Sunoco Inc
2009-10-092009-07-31 N-CSRCb Richard Ellis Group IncCBGUSReal Estate Mgmnt/Servic 9,387New Holding9,387100 %$114,803$101,192$-13,611-11.85 % $-13,611News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Cb Richard Ellis Group Inc
2009-10-092009-07-31 N-CSRInteractive Data CorpIDCUSCommercial Serv-Finance 2,278New Holding2,278100 %$59,228$60,390$1,1621.96 % $1,162News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Interactive Data Corp
2009-10-092009-07-31 N-CSRAlexandria Real Estate Equities IncAREUSReits-Office Property 2,455New Holding2,455100 %$132,251$134,018$1,7681.33 % $1,768News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Alexandria Real Estate Equities Inc
2009-10-092009-07-31 N-CSRAlpha Natural Resources IncANRUSCoal 6,028New Holding6,028100 %$230,089$219,721$-10,368-4.50 % $-10,368News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Alpha Natural Resources Inc
2009-10-092009-07-31 N-CSRWashington Federal IncWFSLUSS And L/Thrifts-Western Us 2,704New Holding2,704100 %$45,806$46,509$7031.53 % $703News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Washington Federal Inc
2009-10-092009-07-31 N-CSRHospitality Properties TrustHPTUSReits-Hotels 7,390New Holding7,390100 %$153,860$145,066$-8,794-5.71 % $-8,794News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Hospitality Properties Trust
2009-10-092009-07-31 N-CSRFiserv IncFISVUSData Processing/Mgmt 1,538New Holding1,538100 %$75,424$70,917$-4,506-5.97 % $-4,506News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Fiserv Inc
2009-10-092009-07-31 N-CSRHudson City Bancorp IncHCBKUSS And L/Thrifts-Eastern Us 1,322New Holding1,322100 %$17,292$17,279$-13-0.07 % $-13News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Hudson City Bancorp Inc
2009-10-092009-07-31 N-CSRJb Hunt Transport Services IncJBHTUSTransport-Truck 1,704New Holding1,704100 %$57,561$54,221$-3,340-5.80 % $-3,340News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Jb Hunt Transport Services Inc
2009-10-092009-07-31 N-CSRPatterson-Uti Energy IncPTENUSOil And Gas Drilling 20,522New Holding20,522100 %$339,639$325,274$-14,365-4.22 % $-14,365News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Patterson-Uti Energy Inc
2009-10-092009-07-31 N-CSRMonster Worldwide IncMNSTUSHuman Resources 2,937New Holding2,937100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Monster Worldwide Inc
2009-10-092009-07-31 N-CSRExxon Mobil CorpXOMUSOil Comp-Integrated 1,384New Holding1,384100 %$95,870$99,288$3,4183.56 % $3,418News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Exxon Mobil Corp
2009-10-092009-07-31 N-CSRDenbury Resources IncDNRUSOil Comp-Explor And Prodtn 6,569New Holding6,569100 %$100,374$84,740$-15,634-15.57 % $-15,634News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Denbury Resources Inc
2009-10-092009-07-31 N-CSRDigital Realty Trust IncDLRUSReits-Diversified 1,471New Holding1,471100 %$67,269$66,710$-559-0.83 % $-559News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Digital Realty Trust Inc
2009-10-092009-07-31 N-CSRDouglas Emmett IncDEIUSReits-Office Property 9,774New Holding9,774100 %$125,987$115,431$-10,556-8.37 % $-10,556News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Douglas Emmett Inc
2009-10-092009-07-31 N-CSRFirst Niagara Financial Group IncFNFGUSS And L/Thrifts-Eastern Us 3,078New Holding3,078100 %$41,461$38,967$-2,493-6.01 % $-2,493News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of First Niagara Financial Group Inc
2009-10-092009-07-31 N-CSRXerox CorpXRXUSOffice Automation And Equip 8,030New Holding8,030100 %$62,233$60,707$-1,526-2.45 % $-1,526News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Xerox Corp
2009-10-092009-07-31 N-CSRBroadridge Financial Solutions IncBRUSData Processing/Mgmt 2,120New Holding2,120100 %$43,439$46,174$2,7356.29 % $2,735News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Broadridge Financial Solutions Inc
2009-10-092009-07-31 N-CSRBurlington Northern Santa Fe CorpBNIUSTransport-Rail 236New Holding236100 %$19,394$22,892$3,49818.03 % $3,498News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Burlington Northern Santa Fe Corp
2009-10-092009-07-31 N-CSRFrontline LtdFROBMTransport-Marine 3,758New Holding3,758100 %$91,395$87,186$-4,209-4.60 % $-4,209News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Frontline Ltd
2009-10-092009-07-31 N-CSRHess CorpHESUSOil Comp-Integrated 2,946New Holding2,946100 %$169,130$163,768$-5,362-3.17 % $-5,362News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Hess Corp
2009-10-092009-07-31 N-CSREncore Acquisition CoEACUSOil Comp-Explor And Prodtn 8,555New Holding8,555100 %$363,844$380,954$17,1104.70 % $17,110News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Encore Acquisition Co
2009-10-092009-07-31 N-CSRFidelity National Information Services IncFISUSData Processing/Mgmt 4,402New Holding4,402100 %$107,189$96,932$-10,257-9.56 % $-10,257News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Fidelity National Information Services Inc
2009-10-092009-07-31 N-CSREnsco International IncESVUSOil And Gas Drilling 7,568New Holding7,568100 %$341,014$356,377$15,3634.50 % $15,363News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Ensco International Inc
2009-10-092009-07-31 N-CSREl Paso CorpEPUSPipelines 5,242New Holding5,242100 %$54,202$51,372$-2,831-5.22 % $-2,831News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of El Paso Corp
2009-10-092009-07-31 N-CSRCameron International CorpCAMUSOil Field Mach And Equip 1,710New Holding1,710100 %$67,562$65,630$-1,932-2.86 % $-1,932News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Cameron International Corp
2009-10-092009-07-31 N-CSRChesapeake Energy CorpCHKUSOil Comp-Explor And Prodtn 7,985New Holding7,985100 %$228,850$195,712$-33,138-14.48 % $-33,138News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Chesapeake Energy Corp
2009-10-092009-07-31 N-CSREquity ResidentialEQRUSReits-Apartments 1,581New Holding1,581100 %$47,762$46,165$-1,597-3.34 % $-1,597News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Equity Residential
2009-10-092009-07-31 N-CSRFmc Technologies IncFTIUSOil Field Mach And Equip 1,287New Holding1,287100 %$71,120$70,142$-978-1.37 % $-978News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Fmc Technologies Inc
2009-10-092009-07-31 N-CSRMacerich CotheMACUSReits-Regional Malls 4,989New Holding4,989100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Macerich Cothe
2009-10-092009-07-31 N-CSRMarathon Oil CorpMROUSOil Comp-Integrated 6,423New Holding6,423100 %$207,591$208,041$4500.21 % $450News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Marathon Oil Corp
2009-10-092009-07-31 N-CSRJones Lang Lasalle IncJLLUSReal Estate Mgmnt/Servic 2,685New Holding2,685100 %$138,465$128,692$-9,773-7.05 % $-9,773News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Jones Lang Lasalle Inc
2009-10-092009-07-31 N-CSRComstock Resources IncCRKUSOil Comp-Explor And Prodtn 2,928New Holding2,928100 %$134,366$122,800$-11,566-8.60 % $-11,566News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Comstock Resources Inc
2009-10-092009-07-31 N-CSRGlobal Payments IncGPNUSData Processing/Mgmt 1,407New Holding1,407100 %$68,071$69,731$1,6602.43 % $1,660News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Global Payments Inc
2009-10-092009-07-31 N-CSRHealth Care Reit IncHCNUSReits-Health Care 1,546New Holding1,546100 %$67,545$69,508$1,9632.90 % $1,963News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Health Care Reit Inc
2009-10-092009-07-31 N-CSRMurphy Oil CorpMURUSOil Comp-Integrated 3,563New Holding3,563100 %$218,839$225,288$6,4492.94 % $6,449News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Murphy Oil Corp
2009-10-092009-07-31 N-CSRNational Oilwell Varco IncNOVUSOil Field Mach And Equip 5,926New Holding5,926100 %$268,152$253,692$-14,459-5.39 % $-14,459News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of National Oilwell Varco Inc
2009-10-092009-07-31 N-CSRSouthwestern Energy CoSWNUSOil Comp-Explor And Prodtn 2,491New Holding2,491100 %$112,942$113,241$2990.26 % $299News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Southwestern Energy Co
2009-10-092009-07-31 N-CSRNew York Community Bancorp IncNYBUSS And L/Thrifts-Eastern Us 1,644New Holding1,644100 %$19,235$17,394$-1,841-9.57 % $-1,841News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of New York Community Bancorp Inc
2009-10-092009-07-31 N-CSRNoble Energy IncNBLUSOil Comp-Explor And Prodtn 2,685New Holding2,685100 %$189,749$177,935$-11,814-6.22 % $-11,814News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Noble Energy Inc
2009-10-092009-07-31 N-CSRKansas City SouthernKSUUSTransport-Rail 5,682New Holding5,682100 %$156,255$146,539$-9,716-6.21 % $-9,716News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Kansas City Southern
2009-10-092009-07-31 N-CSRKirby CorpKEXUSTransport-Marine 2,182New Holding2,182100 %$77,439$72,181$-5,259-6.79 % $-5,259News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Kirby Corp
2009-10-092009-07-31 N-CSRUnit CorpUNTUSOil Comp-Explor And Prodtn 9,572New Holding9,572100 %$418,679$385,177$-33,502-8.00 % $-33,502News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Unit Corp
2009-10-092009-07-31 N-CSRHcp IncHC5.BEBEReits-Health Care 2,488New Holding2,488100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Hcp Inc
2009-10-092009-07-31 N-CSRBrandywine Realty TrustBDNUSReits-Office Property 11,794New Holding11,794100 %$125,606$116,407$-9,199-7.32 % $-9,199News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Brandywine Realty Trust
2009-10-092009-07-31 N-CSRRegency Centers CorpREG-DBEReits-Shopping Centers 503New Holding503100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Regency Centers Corp
2009-10-092009-07-31 N-CSRSenior Housing Properties TrustSNHUSReits-Health Care 3,230New Holding3,230100 %$62,985$62,501$-485-0.76 % $-485News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Senior Housing Properties Trust
2009-10-092009-07-31 N-CSRAnadarko Petroleum CorpAPCUSOil Comp-Explor And Prodtn 5,814New Holding5,814100 %$391,805$367,736$-24,070-6.14 % $-24,070News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Anadarko Petroleum Corp
2009-10-092009-07-31 N-CSRFactset Research Systems IncFDSUSMultimedia 705New Holding705100 %$47,157$46,488$-670-1.42 % $-670News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Factset Research Systems Inc
2009-10-092009-07-31 N-CSROverseas Shipholding Group IncOSGUSTransport-Marine 2,689New Holding2,689100 %$109,577$102,505$-7,072-6.45 % $-7,072News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Overseas Shipholding Group Inc
2009-10-092009-07-31 N-CSROccidental Petroleum CorpOXYUSOil Comp-Explor And Prodtn 2,406New Holding2,406100 %$191,373$191,253$-120-0.06 % $-120News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Occidental Petroleum Corp
2009-10-092009-07-31 N-CSRMetavante Technologies IncMVUSComputer Software 3,398New Holding3,398100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Metavante Technologies Inc
2009-10-092009-07-31 N-CSRAmb Property CorpAMBUSReits-Warehouse/Industr 934New Holding934100 %$20,725$20,940$2151.03 % $215News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Amb Property Corp
2009-10-092009-07-31 N-CSRKimco Realty CorpKIM-FBEReits-Shopping Centers 6,994New Holding6,994100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Kimco Realty Corp
2009-10-092009-07-31 N-CSRMariner Energy IncMEUSOil Comp-Explor And Prodtn 8,235New Holding8,235100 %$123,443$108,949$-14,494-11.74 % $-14,494News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Mariner Energy Inc
2009-10-092009-07-31 N-CSRSchlumberger LtdSLBANOil-Field Services 894New Holding894100 %$56,224$57,636$1,4132.51 % $1,413News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Schlumberger Ltd
2009-10-092009-07-31 N-CSRChevron CorpCVXBEOil Comp-Integrated 2,921New Holding2,921100 %$212,532$224,041$11,5095.41 % $11,509News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Chevron Corp
2009-10-092009-07-31 N-CSRArch Coal IncACIUSCoal 12,592New Holding12,592100 %$293,142$276,268$-16,873-5.75 % $-16,873News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Arch Coal Inc
2009-10-092009-07-31 N-CSRWilliams Cos IncWMBBEPipelines 10,144New Holding10,144100 %$196,692$193,243$-3,449-1.75 % $-3,449News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Williams Cos Inc
2009-10-092009-07-31 N-CSRWeingarten Realty InvestorsWRIUSReits-Shopping Centers 3,633New Holding3,633100 %$72,297$68,228$-4,069-5.62 % $-4,069News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Weingarten Realty Investors
2009-10-092009-07-31 N-CSRSeacor Holdings IncCKHUSOil-Field Services 2,572New Holding2,572100 %$219,032$209,592$-9,439-4.30 % $-9,439News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Seacor Holdings Inc
2009-10-092009-07-31 N-CSRRowan Cos IncRDCUSOil And Gas Drilling 13,660New Holding13,660100 %$335,626$339,178$3,5521.05 % $3,552News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Rowan Cos Inc
2009-10-092009-07-31 N-CSRSl Green Realty CorpSLGUSReits-Office Property 3,064New Holding3,064100 %$133,652$117,137$-16,515-12.35 % $-16,515News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Sl Green Realty Corp
2009-10-092009-07-31 N-CSRAmerican Tower CorpAMTUSWireless Equipment 0Sold All-2,053-100 %---4.74 % $-3,572News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of American Tower Corp
2009-10-092009-07-31 N-CSRMack-Cali Realty CorpCLIUSReits-Office Property 3,083New Holding3,083100 %$100,105$95,573$-4,532-4.52 % $-4,532News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Mack-Cali Realty Corp
2009-10-092009-07-31 N-CSRPioneer Natural Resources CoPXDPHOil Comp-Explor And Prodtn 6,210New Holding6,210100 %$245,481$264,173$18,6927.61 % $18,692News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Pioneer Natural Resources Co
2009-10-092009-07-31 N-CSRFoundation Coal Holdings IncFCLUSCoal 3,442New Holding3,442100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Foundation Coal Holdings Inc
2009-10-092009-07-31 N-CSRGatx CorpGMTUSTransport-Equip And Leasng 2,697New Holding2,697100 %$77,296$75,462$-1,834-2.37 % $-1,834News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Gatx Corp
2009-10-092009-07-31 N-CSRCrown Castle International CorpCCIUSWireless Equipment 0Sold All-2,040-100 %---0.41 % $-265News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Crown Castle International Corp
2009-10-092009-07-31 N-CSRLiberty Property TrustLRYUSReits-Diversified 3,051New Holding3,051100 %$99,127$89,394$-9,733-9.81 % $-9,733News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Liberty Property Trust
2009-10-092009-07-31 N-CSRNabors Industries LtdNBRBMOil And Gas Drilling 12,422New Holding12,422100 %$265,085$267,321$2,2360.84 % $2,236News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Nabors Industries Ltd
2009-10-092009-07-31 N-CSRPeoples United Financial IncPBCTUSS And L/Thrifts-Eastern Us 1,168New Holding1,168100 %$18,326$18,466$1400.76 % $140News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Peoples United Financial Inc
2009-10-092009-07-31 N-CSRSpectra Energy CorpSEUSPipelines 2,860New Holding2,860100 %$56,514$55,169$-1,344-2.37 % $-1,344News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Spectra Energy Corp
2009-10-092009-07-31 N-CSRCorporate Office Properties Trust Sbi MdOFCUSReits-Office Property 599New Holding599100 %$22,301$20,606$-1,695-7.60 % $-1,695News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Corporate Office Properties Trust Sbi Md
2009-10-092009-07-31 N-CSRDresser-Rand Group IncDRCUSOil Field Mach And Equip 3,708New Holding3,708100 %$118,508$109,942$-8,565-7.22 % $-8,565News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Dresser-Rand Group Inc
2009-10-092009-07-31 N-CSRPrologisPLDDEReits-Warehouse/Industr 4,360New Holding4,360100 %$51,056$51,274$2180.42 % $218News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Prologis
2009-10-092009-07-31 N-CSRVentas IncVTRDEReits-Health Care 1,177New Holding1,177100 %$45,797$47,939$2,1424.67 % $2,142News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Ventas Inc
2009-10-092009-07-31 N-CSRUdr IncUDRUSReits-Apartments 5,103New Holding5,103100 %$79,454$73,891$-5,562-7.00 % $-5,562News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Udr Inc
2009-10-092009-07-31 N-CSRUnion Pacific CorpUNP.BEUSTransport-Rail 1,000New Holding1,000100 %---- % News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Union Pacific Corp
2009-10-092009-07-31 N-CSREquifax IncEFXUSCommercial Serv-Finance 2,693New Holding2,693100 %$76,104$74,192$-1,912-2.51 % $-1,912News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Equifax Inc
2009-10-092009-07-31 N-CSRHrpt Properties TrustHRPUSReits-Office Property 21,641New Holding21,641100 %$147,592$158,412$10,8217.33 % $10,821News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Hrpt Properties Trust
2009-10-092009-07-31 N-CSRQuicksilver Resources IncKWKUSOil Comp-Explor And Prodtn 10,416New Holding10,416100 %$159,886$138,220$-21,665-13.55 % $-21,665News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Quicksilver Resources Inc
2009-10-092009-07-31 N-CSRCon-Way IncCNWUSTransport-Truck 2,593New Holding2,593100 %$99,519$84,584$-14,936-15.00 % $-14,936News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Con-Way Inc
2009-10-092009-07-31 N-CSRVornado Realty TrustVNOUSReits-Diversified 780New Holding780100 %$49,585$48,173$-1,412-2.84 % $-1,412News Article History of First Trust Exchange-Traded Alphadex Fund-First Trust Energy Alphadex Fund Ownership Of Vornado Realty Trust
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