| Metlife Securities Inc |
Institution |
-82.79 % |
2008-11-18 |
150 |
$1,379 |
$-462 |
-25.10 % |
No Change |
0 |
0 % |
- |
| Pnc Financial Services Group Inc |
Institution |
-11.82 % |
2008-11-14 |
300 |
$2,757 |
$-1,473 |
-34.82 % |
No Change |
0 |
0 % |
- |
| Renaissance Technologies Corp |
Institution |
-13.73 % |
2008-11-14 |
31,800 |
$292,242 |
$-156,138 |
-34.82 % |
New Holding |
31,800 |
100.00 % |
$-156,138 |
| Citigroup Inc |
Institution |
-14.19 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-123,049 |
-100.00 % |
$604,171 |
| Black River Asset Management Llc |
Institution |
-18.29 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-5,800 |
-100.00 % |
$28,478 |
| Wexford Capital Llc |
Institution |
-21.76 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-24,300 |
-100.00 % |
$119,313 |
| Wells Fargo And Co |
Institution |
-14.35 % |
2008-11-14 |
2,300 |
$21,137 |
$-11,293 |
-34.82 % |
No Change |
0 |
0 % |
- |
| Aston Asset Management Llc |
Institution |
-12.55 % |
2008-11-14 |
63,513 |
$583,684 |
$-311,849 |
-34.82 % |
Added More |
12,825 |
25.30 % |
$-62,971 |
| Barclays Plc |
Institution |
-15.62 % |
2008-11-14 |
46,589 |
$428,153 |
$-228,752 |
-34.82 % |
New Holding |
46,589 |
100.00 % |
$-228,752 |
| Peak6 Investments L P |
Institution |
-17.46 % |
2008-11-14 |
25,776 |
$236,881 |
$-126,560 |
-34.82 % |
Added More |
23,036 |
840.72 % |
$-113,107 |
| Swank Energy Income Advisors Lp |
Institution |
-24.69 % |
2008-11-14 |
1,039,700 |
$9,554,843 |
$-5,104,927 |
-34.82 % |
Added More |
368,800 |
54.97 % |
$-1,810,808 |
| Fiduciary Asset Management Co |
Institution |
-14.10 % |
2008-11-14 |
50,000 |
$459,500 |
$-245,500 |
-34.82 % |
No Change |
0 |
0 % |
- |
| Morgan Stanley |
Institution |
-15.02 % |
2008-11-14 |
187,668 |
$1,724,669 |
$-921,450 |
-34.82 % |
Added More |
121,768 |
184.77 % |
$-597,881 |
| Geode Capital Management Llc |
Institution |
-13.46 % |
2008-11-14 |
20,500 |
$188,395 |
$-100,655 |
-34.82 % |
Added More |
12,000 |
141.17 % |
$-58,920 |
| Klingenstein Fields And Co Llc |
Institution |
-13.85 % |
2008-11-14 |
931,220 |
$8,557,912 |
$-4,572,290 |
-34.82 % |
Added More |
25,775 |
2.84 % |
$-126,555 |
| Rbc Dain Rauscher Inc |
Institution |
-12.91 % |
2008-11-14 |
52,683 |
$484,157 |
$-258,674 |
-34.82 % |
Added More |
4,033 |
8.28 % |
$-19,802 |
| Roxbury Capital Management |
Institution |
-14.25 % |
2008-11-13 |
2,726 |
$25,052 |
$-11,940 |
-32.27 % |
Sold Some |
-4,136 |
-60.27 % |
$18,116 |
| Merrill Lynch And Co Inc |
Institution |
-9.60 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-500 |
-100.00 % |
$2,190 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-17.28 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-722 |
-100.00 % |
$3,162 |
| Ubs Ag |
Institution |
-14.66 % |
2008-11-13 |
96,293 |
$884,933 |
$-421,763 |
-32.27 % |
Sold Some |
-13,494 |
-12.29 % |
$59,104 |
| J P Morgan Chase And Co |
Institution |
-11.71 % |
2008-11-13 |
99,376 |
$913,265 |
$-435,267 |
-32.27 % |
Added More |
89,688 |
925.76 % |
$-392,833 |
| California Public Employees Retirement System |
Institution |
-11.18 % |
2008-11-13 |
44,635 |
$410,196 |
$-195,501 |
-32.27 % |
New Holding |
44,635 |
100.00 % |
$-195,501 |
| National City Corp |
Institution |
% |
2008-11-12 |
31,250 |
|
|
% |
Sold Some |
-1,550 |
-4.72 % |
|
| Oppenheimer And Co Inc |
Institution |
% |
2008-11-12 |
20,000 |
|
|
% |
No Change |
0 |
0 % |
- |
| Tortoise Capital Advisors Llc |
Institution |
% |
2008-11-12 |
336,300 |
|
|
% |
No Change |
0 |
0 % |
- |
| Neuberger Berman Llc |
Institution |
% |
2008-11-12 |
42,435 |
|
|
% |
Sold Some |
-58,448 |
-57.93 % |
|
| Zephyr Management Lp |
Institution |
% |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-24,100 |
-100.00 % |
|
| King Luther Capital Management Corp |
Institution |
% |
2008-11-10 |
36,500 |
|
|
% |
New Holding |
36,500 |
100.00 % |
|
| Schwab Charles Investment Management Inc |
Institution |
-16.70 % |
2008-11-06 |
7,900 |
$72,601 |
$-62,015 |
-46.06 % |
No Change |
0 |
0 % |
- |
| Cullen Frost Bankers Inc |
Institution |
-20.82 % |
2008-11-05 |
9,500 |
$87,305 |
$-74,860 |
-46.16 % |
No Change |
0 |
0 % |
- |
| River Road Asset Management Llc |
Institution |
-20.44 % |
2008-11-05 |
55,450 |
$509,586 |
$-436,946 |
-46.16 % |
Added More |
6,435 |
13.12 % |
$-50,708 |
| Bank Of New York Mellon Corp |
Institution |
-22.62 % |
2008-10-31 |
22,963 |
$211,030 |
$-196,104 |
-48.16 % |
Added More |
969 |
4.40 % |
$-8,275 |
| Blackrock Investment Management Llc |
Institution |
-20.73 % |
2008-10-30 |
2,700 |
$24,813 |
$-22,194 |
-47.21 % |
No Change |
0 |
0 % |
- |
| Allegiant Balanced Allocation Fund (Allegiant Funds) |
Mixed-Asset Target Al ... |
-25.52 % |
2008-10-30 |
1,800 |
$16,542 |
$-14,796 |
-47.21 % |
New Holding |
1,800 |
100.00 % |
$-14,796 |
| Allegiant Small Cap Growth Fund (Allegiant Funds) |
Small-Cap Growth |
-20.53 % |
2008-10-30 |
9,800 |
$90,062 |
$-80,556 |
-47.21 % |
New Holding |
9,800 |
100.00 % |
$-80,556 |
| Energy Income Partners Llc |
Institution |
-29.65 % |
2008-10-29 |
11,482 |
$105,520 |
$-97,712 |
-48.07 % |
Sold Some |
-99,818 |
-89.68 % |
$849,451 |
| Oxford Asset Management |
Institution |
-19.94 % |
2008-10-28 |
14,169 |
$130,213 |
$-83,455 |
-39.05 % |
New Holding |
14,169 |
100.00 % |
$-83,455 |
| Glickenhaus And Co |
Institution |
-28.83 % |
2008-10-23 |
732,000 |
$6,727,080 |
$-4,121,160 |
-37.98 % |
Sold Some |
-81,700 |
-10.04 % |
$459,971 |
| Astonriver Road Dynamic Equity Income Fund (Aston Funds) |
Equity Income |
-45.40 % |
2008-09-26 |
76,300 |
$701,197 |
$-1,033,102 |
-59.56 % |
Added More |
58,925 |
339.13 % |
$-797,845 |
| Spdr Dj Wilshire Small Cap Etf (Streettracks Series Trust) |
Small-Cap Core |
-49.29 % |
2008-09-05 |
252 |
$2,316 |
$-3,455 |
-59.86 % |
New Holding |
252 |
100.00 % |
$-3,455 |