| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 20,916 | New Holding | 20,916 | 100 % | | | | - % | | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Cardium Therapeutics Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 73,609 | Added More | 29,735 | 67.77 % | | | | - % | | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Cardium Therapeutics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 31,499 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of American International Group Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | | Sold All | -34,257 | -100 % | | | | - % | | | | | | | News Article | History of Morgan Stanley Ownership Of Cardium Therapeutics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 290,541 | Added More | 224,481 | 339.81 % | | | | - % | | | | | | | News Article | History of Northern Trust Corp Ownership Of Cardium Therapeutics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ramius Llc | No Data | 764,400 | No Compare | | | | | | - % | | | | | | | News Article | History of Ramius Llc Ownership Of Cardium Therapeutics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sandell Asset Management Corp | Institution | 470,976 | Sold Some | -545,474 | -53.66 % | | | | - % | | | | | | | News Article | History of Sandell Asset Management Corp Ownership Of Cardium Therapeutics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 2,800 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Us Bancorp De Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | | Sold All | -294 | -100 % | | | | - % | | | | | | | News Article | History of Barclays Plc Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 14,919 | New Holding | 14,919 | 100 % | | | | - % | | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 57 | Sold Some | -15,043 | -99.62 % | | | | - % | | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 20,939 | New Holding | 20,939 | 100 % | | | | - % | | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 20,286 | Sold Some | -186,601 | -90.19 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | 387,253 | New Holding | 387,253 | 100 % | | | | - % | | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 6,916 | Added More | 4,441 | 179.43 % | | | | - % | | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 20,572 | Added More | 5,810 | 39.35 % | | | | - % | | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Cardium Therapeutics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 85,725 | Added More | 27,152 | 46.35 % | | | | - % | | | | | | | News Article | History of Vanguard Group Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,155,205 | Added More | 136,367 | 13.38 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 100 | New Holding | 100 | 100 % | | | | - % | | | | | | | News Article | History of Credit Suisse Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 4,650 | New Holding | 4,650 | 100 % | | | | - % | | | | | | | News Article | History of Ing Investment Management Co Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 26,036 | Added More | 19,095 | 275.10 % | | | | - % | | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 36,279 | New Holding | 36,279 | 100 % | | | | - % | | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 1,370 | Added More | 90 | 7.03 % | | | | - % | | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 1,722 | Added More | 682 | 65.57 % | | | | - % | | | | | | | News Article | History of Padco Advisors Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 876,774 | Added More | 873,920 | 30620.88 % | | | | - % | | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Cardium Therapeutics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 18,611 | New Holding | 18,611 | 100 % | | | | - % | | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Cardium Therapeutics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 9,581 | Added More | 1,581 | 19.76 % | | | | - % | | | | | | | News Article | History of Ubs Ag Ownership Of Cardium Therapeutics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 32,840 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Cardium Therapeutics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 251,419 | Sold Some | -24,641 | -8.92 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Cardium Therapeutics Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 16,675 | New Holding | 16,675 | 100 % | | | | - % | | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Cardium Therapeutics Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 10,314 | Sold Some | -4,969 | -32.51 % | | | | - % | | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Cardium Therapeutics Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 14,972 | Added More | 1,000 | 7.15 % | | | | - % | | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Cardium Therapeutics Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 31,499 | New Holding | 31,499 | 100 % | | | | - % | | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Cardium Therapeutics Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -1,090 | -100 % | | | | - % | | | | | | | News Article | History of Blackrock Inc Ownership Of Cardium Therapeutics Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 103,525 | Sold Some | -5,651 | -5.17 % | | | | - % | | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Cardium Therapeutics Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 69,515 | Sold Some | -21,015 | -23.21 % | | | | - % | | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Cardium Therapeutics Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 13,202 | New Holding | 13,202 | 100 % | | | | - % | | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Cardium Therapeutics Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 47,464 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Cardium Therapeutics Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Financial Architects Inc | Institution | 1,000 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Financial Architects Inc Ownership Of Cardium Therapeutics Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 36,500 | Sold Some | -11,500 | -23.95 % | | | | - % | | | | | | | News Article | History of Rhumbline Advisers Ownership Of Cardium Therapeutics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 100 | New Holding | 100 | 100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Cardium Therapeutics Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 830 | New Holding | 830 | 100 % | | | | - % | | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Cardium Therapeutics Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,018,838 | New Holding | 1,018,838 | 100 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cardium Therapeutics Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 1,040 | New Holding | 1,040 | 100 % | | | | - % | | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Cardium Therapeutics Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 500 | New Holding | 500 | 100 % | | | | - % | | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Cardium Therapeutics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 22,600 | New Holding | 22,600 | 100 % | | | | - % | | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Cardium Therapeutics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 8,200 | New Holding | 8,200 | 100 % | | | | - % | | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Cardium Therapeutics Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 576 | No Compare | | | | | | - % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Cardium Therapeutics Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 24,400 | New Holding | 24,400 | 100 % | | | | - % | | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Cardium Therapeutics Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 2,151 | New Holding | 2,151 | 100 % | | | | - % | | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Cardium Therapeutics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 279,300 | New Holding | 279,300 | 100 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Cardium Therapeutics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 476,314 | New Holding | 476,314 | 100 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Cardium Therapeutics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 2,689 | New Holding | 2,689 | 100 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Cardium Therapeutics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 13,389 | New Holding | 13,389 | 100 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Cardium Therapeutics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 39,017 | New Holding | 39,017 | 100 % | | | | - % | | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Cardium Therapeutics Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 25,806 | New Holding | 25,806 | 100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Cardium Therapeutics Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 24,680 | New Holding | 24,680 | 100 % | | | | - % | | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Cardium Therapeutics Inc |
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Note: All amounts are based on price of stock at date reported versus the current price! They do not represent actual profit/loss!
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