1347 investors llc - direct investment history in 1347 capital corp

Filed on 2015-02-10 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-15-000027.txt Sec File: edgar/data/1606163/0000914760-15-000027-index.htm

2015-02-06 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp remaining shares owned 600000

15 Exercise Price Sponsor Warrants 1347 Capital Corp Tfsc exercise price 15.00 has valueunderlying security shares 600000 underlying security title Common Stock

f1 the reported securities are held directly by 1347 investors llc, a delaware limited liability company and the issuer's sponsor (the "sponsor"), and indirectly by 1347 capital llc, a delaware limited liability company and the manager of the sponsor.
f6 the reported securities will become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination, and (ii) 12 months from the closing of the issuer's initial public offering, provided in each case that the issuer has an effective registration statement under the securities act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available.
f7 the reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., new york time, or earlier upon redemption or liquidation.


Filed on 2015-02-10 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-15-000027.txt Sec File: edgar/data/1606163/0000914760-15-000027-index.htm

2015-02-06 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp remaining shares owned 198000

Private Warrants 1347 Capital Corp Tfsc exercise price 11.50 has valueunderlying security shares 99000 underlying security title Common Stock

f1 the reported securities are held directly by 1347 investors llc, a delaware limited liability company and the issuer's sponsor (the "sponsor"), and indirectly by 1347 capital llc, a delaware limited liability company and the manager of the sponsor.
f4 the reported securities will become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination, and (ii) 12 months from the closing of the issuer's initial public offering, provided in each case that the issuer has an effective registration statement under the securities act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the issuer and continental stock transfer & trust company).
f5 the reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., new york time, or earlier upon redemption or liquidation.


Filed on 2015-02-10 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-15-000027.txt Sec File: edgar/data/1606163/0000914760-15-000027-index.htm

2015-02-06 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp remaining shares owned 198000

Private Rights 1347 Capital Corp Tfsc exercise price 11.50 has valueunderlying security shares 19800 underlying security title Common Stock

f1 the reported securities are held directly by 1347 investors llc, a delaware limited liability company and the issuer's sponsor (the "sponsor"), and indirectly by 1347 capital llc, a delaware limited liability company and the manager of the sponsor.
f2 the reported securities represent the right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer.
f3 the issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. in the event that the issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.


Filed on 2015-02-10 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-15-000027.txt Sec File: edgar/data/1606163/0000914760-15-000027-index.htm

2015-02-06 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp sold 100000 shares at $0.02 remaining shares owned 1248000

Common Stock 1347 Capital Corp Tfsc Transaction code: S Open market or private sale of securities

f1 the reported securities are held directly by 1347 investors llc, a delaware limited liability company and the issuer's sponsor (the "sponsor"), and indirectly by 1347 capital llc, a delaware limited liability company and the manager of the sponsor.


Filed on 2014-07-23 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-14-000063.txt Sec File: edgar/data/1606163/0000914760-14-000063-index.htm

2014-07-23 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp bought 18000 shares remaining shares owned 198000

Private Warrants 1347 Capital Corp Tfscu exercise price 11.50 has valueunderlying security shares 9000 underlying security title Common Stock

f1 the reported securities are included in private units purchased from the issuer in a private placement. the private units were purchased at a price of $10.00 per private unit. each private unit consists of one share of the issuer's common stock, one right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer, and one warrant to purchase one-half of one share of the issuer's common stock.
f8 the reported securities are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.
f4 the reported securities will become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination, and (ii) 12 months from the closing of the issuer's initial public offering, provided in each case that the issuer has an effective registration statement under the securities act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the issuer and continental stock transfer & trust company).
f5 the reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., new york time, or earlier upon redemption or liquidation.


Filed on 2014-07-23 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-14-000063.txt Sec File: edgar/data/1606163/0000914760-14-000063-index.htm

2014-07-23 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp bought 18000 shares remaining shares owned 198000

Private Rights 1347 Capital Corp Tfscu exercise price 11.50 has valueunderlying security shares 1800 underlying security title Common Stock

f1 the reported securities are included in private units purchased from the issuer in a private placement. the private units were purchased at a price of $10.00 per private unit. each private unit consists of one share of the issuer's common stock, one right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer, and one warrant to purchase one-half of one share of the issuer's common stock.
f8 the reported securities are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.
f2 the reported securities represent the right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer.
f3 the issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. in the event that the issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.


Filed on 2014-07-23 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-14-000063.txt Sec File: edgar/data/1606163/0000914760-14-000063-index.htm

2014-07-21 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp bought 600000 shares at $0.50 remaining shares owned 600000

15 Exercise Price Sponsor Warrants 1347 Capital Corp Tfscu exercise price 15.00 has valueunderlying security shares 600000 underlying security title Common Stock

f8 the reported securities are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.
f6 the reported securities will become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination, and (ii) 12 months from the closing of the issuer's initial public offering, provided in each case that the issuer has an effective registration statement under the securities act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available.
f7 the reported securities expire seven years after the date on which they first became exercisable, at 5:00 p.m., new york time, or earlier upon redemption or liquidation.


Filed on 2014-07-23 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-14-000063.txt Sec File: edgar/data/1606163/0000914760-14-000063-index.htm

2014-07-21 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp bought 180000 shares remaining shares owned 180000

Private Warrants 1347 Capital Corp Tfscu exercise price 11.50 has valueunderlying security shares 90000 underlying security title Common Stock

f1 the reported securities are included in private units purchased from the issuer in a private placement. the private units were purchased at a price of $10.00 per private unit. each private unit consists of one share of the issuer's common stock, one right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer, and one warrant to purchase one-half of one share of the issuer's common stock.
f8 the reported securities are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.
f4 the reported securities will become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination, and (ii) 12 months from the closing of the issuer's initial public offering, provided in each case that the issuer has an effective registration statement under the securities act of 1933, as amended, covering the shares of common stock issuable upon exercise of the reported securities and a current prospectus relating to them is available (or the issuer permits holders to exercise the reported securities on a cashless basis under the circumstances specified in the warrant agreement between the issuer and continental stock transfer & trust company).
f5 the reported securities expire five years after the date on which they first became exercisable, at 5:00 p.m., new york time, or earlier upon redemption or liquidation.


Filed on 2014-07-23 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-14-000063.txt Sec File: edgar/data/1606163/0000914760-14-000063-index.htm

2014-07-21 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp bought 180000 shares remaining shares owned 180000

Private Rights 1347 Capital Corp Tfscu exercise price 11.50 has valueunderlying security shares 18000 underlying security title Common Stock

f1 the reported securities are included in private units purchased from the issuer in a private placement. the private units were purchased at a price of $10.00 per private unit. each private unit consists of one share of the issuer's common stock, one right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer, and one warrant to purchase one-half of one share of the issuer's common stock.
f8 the reported securities are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.
f2 the reported securities represent the right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer.
f3 the issuer has until 18 months from the closing of its initial public offering (or 24 months from the closing of its initial public offering if the issuer has executed a letter of intent or definitive agreement for an initial business combination within 18 months from the closing of the issuer's initial public offering but has not completed the initial business combination within such 18-month period) to consummate its initial business combination. in the event that the issuer is unable to consummate its initial business combination within such time period, the reported securities will expire and will be worthless.


Filed on 2014-07-23 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-14-000063.txt Sec File: edgar/data/1606163/0000914760-14-000063-index.htm

2014-07-23 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp bought 18000 shares remaining shares owned 1348000

Common Stock 1347 Capital Corp Tfscu Transaction code: P Open market or private purchase of securities

f1 the reported securities are included in private units purchased from the issuer in a private placement. the private units were purchased at a price of $10.00 per private unit. each private unit consists of one share of the issuer's common stock, one right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer, and one warrant to purchase one-half of one share of the issuer's common stock.
f8 the reported securities are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.


Filed on 2014-07-23 by 1347 Capital Corp SEC CIK 1606163 Form 4

Accession 0000914760-14-000063.txt Sec File: edgar/data/1606163/0000914760-14-000063-index.htm

2014-07-21 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp bought 180000 shares remaining shares owned 1330000

Common Stock 1347 Capital Corp Tfscu Transaction code: P Open market or private purchase of securities

f1 the reported securities are included in private units purchased from the issuer in a private placement. the private units were purchased at a price of $10.00 per private unit. each private unit consists of one share of the issuer's common stock, one right to receive one-tenth (1/10) of a share of the issuer's common stock automatically on the consummation of an initial business combination by the issuer, and one warrant to purchase one-half of one share of the issuer's common stock.
f8 the reported securities are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.


Filed on 2014-07-15 by 1347 Capital Corp SEC CIK 1606163 Form 3

Accession 0000914760-14-000057.txt Sec File: edgar/data/1606163/0000914760-14-000057-index.htm

2014-07-15 1347 Investors Llc (CIK 1612411) through Direct

Invested in 1347 Capital Corp remaining shares owned 1150000

Common Stock 1347 Capital Corp Tfscu

f1 includes 150,000 shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised.
f2 the shares are held directly by 1347 investors llc and indirectly by 1347 capital llc, which is the manager of 1347 investors llc.