1492 capital management llc investment history in First tr exchange traded fd

Filed on 2014-05-13 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr/a

Accession 0001584087-14-000004.txt Amendment Number: 1 Sec File: edgar/data/1584087/0001584087-14-000004-index.htm

2013-12-31 1492 Capital Management Llc

Invested in First Tr Exchange Traded Fd remaining shares owned 59300 at $814

First Tr Exchange Traded Fd Call 33733e609


Filed on 2014-02-13 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr

Accession 0001584087-14-000003.txt Sec File: edgar/data/1584087/0001584087-14-000003-index.htm

2013-12-31 1492 Capital Management Llc

Invested in First Tr Exchange Traded Fd remaining shares owned 59300 at $814

First Tr Exchange Traded Fd Call 33733e609