1492 capital management llc investment history in Neostem inc wts exp 11192015

Filed on 2015-05-13 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr

Accession 0001584087-15-000002.txt Sec File: edgar/data/1584087/0001584087-15-000002-index.htm

2015-03-31 1492 Capital Management Llc

Invested in Neostem Inc Wts Exp 11192015 remaining shares owned 15152 at $0

Neostem Inc Wts Exp 11192015 Wt 640650123


Filed on 2015-02-11 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr

Accession 0001584087-15-000001.txt Sec File: edgar/data/1584087/0001584087-15-000001-index.htm

2014-12-31 1492 Capital Management Llc

Invested in Neostem Inc Wts Exp 11192015 remaining shares owned 15152 at $0

Neostem Inc Wts Exp 11192015 Wt 640650123


Filed on 2014-11-14 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr

Accession 0001584087-14-000007.txt Sec File: edgar/data/1584087/0001584087-14-000007-index.htm

2014-09-30 1492 Capital Management Llc

Invested in Neostem Inc Wts Exp 11192015 remaining shares owned 16392 at $0

Neostem Inc Wts Exp 11192015 Wt 640650123


Filed on 2014-08-14 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr

Accession 0001584087-14-000006.txt Sec File: edgar/data/1584087/0001584087-14-000006-index.htm

2014-06-30 1492 Capital Management Llc

Invested in Neostem Inc Wts Exp 11192015 remaining shares owned 16392 at $1

Neostem Inc Wts Exp 11192015 Wt 640650123


Filed on 2014-05-13 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr/a

Accession 0001584087-14-000004.txt Amendment Number: 1 Sec File: edgar/data/1584087/0001584087-14-000004-index.htm

2013-12-31 1492 Capital Management Llc

Invested in Neostem Inc Wts Exp 11192015 remaining shares owned 17097 at $1

Neostem Inc Wts Exp 11192015 Wt 640650123


Filed on 2014-05-13 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr

Accession 0001584087-14-000005.txt Sec File: edgar/data/1584087/0001584087-14-000005-index.htm

2014-03-31 1492 Capital Management Llc

Invested in Neostem Inc Wts Exp 11192015 remaining shares owned 17097 at $1

Neostem Inc Wts Exp 11192015 Wt 640650123


Filed on 2014-02-13 by 1492 Capital Management Llc SEC CIK 1584087 Form 13f-hr

Accession 0001584087-14-000003.txt Sec File: edgar/data/1584087/0001584087-14-000003-index.htm

2013-12-31 1492 Capital Management Llc

Invested in Neostem Inc Wts Exp 11192015 remaining shares owned 15847 at $1

Neostem Inc Wts Exp 11192015 Wt 640650123