1818 fund iii lp - direct investment history in Genesee wyoming inc

Filed on 2004-07-15 by 1818 Fund Iii Lp SEC CIK 1086778 Form 4

Accession 0000950142-04-002498.txt Sec File: edgar/data/1086778/0000950142-04-002498-index.htm

2004-05-28 1818 Fund Iii Lp (CIK 1086778) through Direct

Invested in Genesee Wyoming Inc sold 25000 shares remaining shares owned 0

Series A Senior Redeemable Convertible Preferred Stock Genesee Wyoming Inc Gwr underlying security shares 3668478 underlying security title Class A Common Stock

f1 the 25,000 shares of preferred stock were convertible into 3,668,478 shares of class a common stock.
f3 $1,000 per share of preferred stock divided by the conversion price, set at approximately $6.815, but subject to adjustment.
f4 immediate.
f5 not applicable.


Filed on 2004-07-15 by 1818 Fund Iii Lp SEC CIK 1086778 Form 4

Accession 0000950142-04-002498.txt Sec File: edgar/data/1086778/0000950142-04-002498-index.htm

2004-06-01 1818 Fund Iii Lp (CIK 1086778) through Direct

Invested in Genesee Wyoming Inc sold 3668478 shares at $21.50 remaining shares owned 0

Class A Common Stock 01 Par Value Genesee Wyoming Inc Gwr Transaction code: S Open market or private sale of securities

f2 these shares were sold by the 1818 fund iii under genessee & wyoming inc.'s registration statement on form s-3(registration no. 333-115088) and the prospectus supplement prepared in connection with such registration statement.the $21.50 sale price is the public offering price. this price does not reflect the underwriters' discount or othertransactional costs.


Filed on 2004-07-15 by 1818 Fund Iii Lp SEC CIK 1086778 Form 4

Accession 0000950142-04-002498.txt Sec File: edgar/data/1086778/0000950142-04-002498-index.htm

2004-05-28 1818 Fund Iii Lp (CIK 1086778) through Direct

Invested in Genesee Wyoming Inc bought 3668478 shares remaining shares owned 3668478

Class A Common Stock 01 Par Value Genesee Wyoming Inc Gwr Transaction code: C Conversion of derivative security (usually options)

f1 the 25,000 shares of preferred stock were convertible into 3,668,478 shares of class a common stock.