1987-1988 richard c blum irrevocable childrens trust - direct investment history in Truett-hurst inc

Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-08-13 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 48836 shares at $5.7790 remaining shares owned 680000

Common Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f7 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $5.7463 to $5.7860, inclusive.
f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-08-06 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 100 shares at $5.53 remaining shares owned 631164

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-08-02 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 11000 shares at $5.2855 remaining shares owned 631064

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f6 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $5.2822 to $5.3050, inclusive.
f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-08-01 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 5000 shares at $5.2855 remaining shares owned 620064

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-07-17 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 9000 shares at $5.2828 remaining shares owned 615064

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-07-16 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 1000 shares at $5.055 remaining shares owned 606064

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-07-15 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 4300 shares at $5.0281 remaining shares owned 605064

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-07-11 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 26764 shares at $5.1194 remaining shares owned 600764

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f5 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $5.0257 to $5.2260, inclusive.
f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-06-27 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 10500 shares at $5.6772 remaining shares owned 569000

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f4 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $5.5800 to $5.7292, inclusive.
f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-06-26 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 5000 shares at $5.73 remaining shares owned 563500

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-06-25 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 13500 shares at $5.9077 remaining shares owned 558500

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f3 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $5.8371 to $5.9325, inclusive.
f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-06-24 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 10000 shares at $5.325 remaining shares owned 545000

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 4

Accession 0001140361-14-027194.txt Sec File: edgar/data/1610900/0001140361-14-027194-index.htm

2013-06-20 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc bought 30000 shares at $5.7944 remaining shares owned 535000

Class A Common Stock Truett-Hurst Inc Thst Transaction code: P Open market or private purchase of securities

f1 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $5.7338 to $5.8675, inclusive. the reporting person undertakes to provide to truett-hurst, inc., any security holder of truett-hurst, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) through (7) to this form 4.
f2 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.


Filed on 2014-07-01 by 1987-1988 Richard C Blum Irrevocable Childrens Trust SEC CIK 1610900 Form 3

Accession 0001140361-14-027192.txt Sec File: edgar/data/1610900/0001140361-14-027192-index.htm

2013-06-19 1987-1988 Richard C Blum Irrevocable Childrens Trust (CIK 1610900) through Direct

Invested in Truett-Hurst Inc remaining shares owned 505000

Class A Common Stock Truett-Hurst Inc Thst

f1 these shares are directly owned by the 1987-1988 richard c blum irrevocable children's trust (the "trust"). michael klein is the sole trustee of the trust and may, accordingly, be deemed an indirect beneficial owner of the shares held by the trust, although he is not a beneficiary of the trust. mr. klein disclaims beneficial ownership of the shares held by the trust, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission of beneficial owner of such shares for any purpose.