402 capital llc - direct investment history in Spark networks inc

Filed on 2014-02-14 by 402 Capital Llc SEC CIK 1595563 Form 3

Accession 0001209191-14-010860.txt Sec File: edgar/data/1595563/0001209191-14-010860-index.htm

2014-02-11 402 Capital Llc (CIK 1595563) through Direct

Invested in Spark Networks Inc remaining shares owned 25000

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov

f5 mr. jacobs controls the voting and disposition of 25,000 shares of common stock held in his personal account.


Filed on 2014-02-14 by 402 Capital Llc SEC CIK 1595563 Form 3

Accession 0001209191-14-010860.txt Sec File: edgar/data/1595563/0001209191-14-010860-index.htm

2014-02-11 402 Capital Llc (CIK 1595563) through Direct

Invested in Spark Networks Inc remaining shares owned 1195157

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov

f1 the filing of this form 3 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 402 capital controls the voting and disposition of 1,195,157 shares of common stock through the account of sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-02-14 by 402 Capital Llc SEC CIK 1595563 Form 3

Accession 0001209191-14-010860.txt Sec File: edgar/data/1595563/0001209191-14-010860-index.htm

2014-02-11 402 Capital Llc (CIK 1595563) through Direct

Invested in Spark Networks Inc remaining shares owned 1212950

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov

f1 the filing of this form 3 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f3 402 capital controls the voting and disposition of 1,212,950 shares of common stock through the account of the fund, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of the fund and receives an allocation of net profits from and owns a partnership interest in the fund. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.