402 capital llc - see footnote investment history in Spark networks inc

Filed on 2016-01-20 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0000899243-16-011958.txt Sec File: edgar/data/1595563/0000899243-16-011958-index.htm

2016-01-15 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc sold 352938 shares at $3.85 remaining shares owned 1432838

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: J Other acquisition or disposition (transaction described in footnotes)

f1 represents distribution of shares by the reporting person to a limited partner of sca partners, lp ("sca") over which there is no longer any beneficial ownership or pecuniary interest therein.
f2 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca.
f3 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,215,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock, 23,180 shares of common stock underlying restricted stock units, of which 5,795 are scheduled to vest within the next 60 days, and 50,000 shares of common stock issuable upon the exercise of options, of which 12,500 have vested, in his personal account.
f4 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f5 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,432,838 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-05-13 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-033364.txt Sec File: edgar/data/1595563/0001209191-14-033364-index.htm

2014-05-09 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 3000 shares at $4.292 remaining shares owned 1215950

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f5 this transaction was executed in multiple trades at prices ranging from $4.2800 to $4.3000. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) sca holds 1,785,776 shares of common stock, and 402 capital and mr. jacobs report the shares held by sca because as the investment manager of sca, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by the fund. after giving effect to the transactions reported in this form 4, the fund holds 1,215,950 shares of common stock. 402 capital controls the voting and disposition of the common stock held by the fund, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of the fund and receives an allocation of net profits from the fund. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-25 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-022985.txt Sec File: edgar/data/1595563/0001209191-14-022985-index.htm

2014-03-21 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 13000 shares at $4.99 remaining shares owned 1785776

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,785,776 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-20 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-022254.txt Sec File: edgar/data/1595563/0001209191-14-022254-index.htm

2014-03-20 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 37300 shares at $4.9495 remaining shares owned 1772776

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f6 this transaction was executed in multiple trades at prices ranging from $4.9200 to $4.9600. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,772,776 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-20 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-022254.txt Sec File: edgar/data/1595563/0001209191-14-022254-index.htm

2014-03-19 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 69961 shares at $4.9479 remaining shares owned 1735476

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f5 this transaction was executed in multiple trades at prices ranging from $4.9220 to $4.9500. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,772,776 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-20 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-022254.txt Sec File: edgar/data/1595563/0001209191-14-022254-index.htm

2014-03-18 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 5300 shares at $4.90 remaining shares owned 1665515

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,772,776 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-17 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-021098.txt Sec File: edgar/data/1595563/0001209191-14-021098-index.htm

2014-03-13 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 42649 shares at $4.8918 remaining shares owned 1660215

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f5 this transaction was executed in multiple trades at prices ranging from $4.8200 to $4.9000. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,660,215 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-10 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-018961.txt Sec File: edgar/data/1595563/0001209191-14-018961-index.htm

2014-03-10 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 3662 shares at $4.85 remaining shares owned 1617566

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,617,566 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-10 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-018961.txt Sec File: edgar/data/1595563/0001209191-14-018961-index.htm

2014-03-07 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 50000 shares at $4.6777 remaining shares owned 1613904

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f6 this transaction was executed in multiple trades at prices ranging from $4.6000 to $4.7500. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,617,566 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-03-10 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-018961.txt Sec File: edgar/data/1595563/0001209191-14-018961-index.htm

2014-03-06 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 205721 shares at $4.5483 remaining shares owned 1563904

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f5 this transaction was executed in multiple trades at prices ranging from $4.3500 to $4.6500. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,617,566 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-02-19 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-011918.txt Sec File: edgar/data/1595563/0001209191-14-011918-index.htm

2014-02-14 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 89438 shares at $5.6469 remaining shares owned 1358183

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f5 this transaction was executed in multiple trades at prices ranging from $5.5900 to $5.6500. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 and form 4s with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,358,183 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-02-14 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-010868.txt Sec File: edgar/data/1595563/0001209191-14-010868-index.htm

2014-02-13 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 1400 shares at $5.65 remaining shares owned 1268745

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,268,745 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.


Filed on 2014-02-14 by 402 Capital Llc SEC CIK 1595563 Form 4

Accession 0001209191-14-010868.txt Sec File: edgar/data/1595563/0001209191-14-010868-index.htm

2014-02-12 402 Capital Llc (CIK 1595563) through See Footnote

Invested in Spark Networks Inc bought 72188 shares at $5.65 remaining shares owned 1267345

Common Stock Par Value 0001 Per Share Spark Networks Inc Lov Transaction code: P Open market or private purchase of securities

f5 this transaction was executed in multiple trades at prices ranging from $5.6350 to $5.6500. the price reported above in column 4 of table i reflects the weighted average purchase price. the reporting persons hereby undertake to provide upon request to the sec staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
f1 the filing of this form 4 shall not be construed as an admission that ian v. jacobs ("mr. jacobs"), the managing member of 402 capital, llc ("402 capital"), or 402 capital, is or was for the purposes of section 16(a) of the securities exchange act of 1934, as amended, the beneficial owner of any of the shares of common stock, par value $0.001 (the "common stock") of spark networks, inc. ("issuer"), owned by 402 fund, lp (the "fund") or sca partners, lp ("sca").
f2 pursuant to rule 16a-1, each of mr. jacobs and 402 capital disclaims beneficial ownership except to the extent of their respective pecuniary interests.
f4 as previously reported on the reporting persons' form 3 with respect to the issuer, (1) the fund holds 1,212,950 shares of common stock, and 402 capital and mr. jacobs report the shares held by the fund because as the investment manager of the fund, and the managing member of 402 capital, respectively, they control the disposition and voting of the securities and (2) mr. jacobs holds 25,000 shares of common stock in his personal account.
f3 the reported shares of common stock are held by sca. after giving effect to the transactions reported in this form 4, sca holds 1,268,745 shares of common stock. 402 capital controls the voting and disposition of the common stock held by sca, of which 402 capital is the investment manager. an affiliate of 402 capital, for which mr. jacobs is the managing member, serves as the general partner of sca and receives an allocation of net profits from sca. mr. jacobs reports the shares held indirectly by 402 capital because, as the managing member of 402 capital at the time of purchase, mr. jacobs controlled the disposition and voting of the securities.