5am partners ii llc - see investment history in Viveve medical inc

Filed on 2015-05-29 by 5am Co-Investors Ii Lp SEC CIK 1390376 Form 4

Accession 0001437749-15-011405.txt Sec File: edgar/data/1390376/0001437749-15-011405-index.htm

2015-05-14 5am Partners Ii Llc (CIK 1555952) through See

Invested in Viveve Medical Inc bought 25649 shares at $0.37 remaining shares owned 288447

Common Stock Viveve Medical Inc Vivmf Transaction code: P Open market or private purchase of securities

f2 shares directly beneficially owned by 5am co-investors ii, l.p.
f3 5am partners ii, llc is the general partner of 5am ventures ii, l.p. and 5am co-investors ii, l.p. and may be deemed to have sole voting and investment power over the shares beneficially owned by 5am ventures ii, l.p. and 5am co-investors ii, l.p. dr. john diekman, andrew schwab and dr. scott rocklage, the managing members of 5am partners ii, llc, and mark colella, an assignee of 5am partners ii, llc, may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures ii, l.p. and 5am co-investors ii, l.p. each of 5am partners ii, llc, dr. diekman, mr. schwab, dr. rocklage and mr. colella disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.


Filed on 2015-05-29 by 5am Co-Investors Ii Lp SEC CIK 1390376 Form 4

Accession 0001437749-15-011405.txt Sec File: edgar/data/1390376/0001437749-15-011405-index.htm

2015-05-14 5am Partners Ii Llc (CIK 1555952) through See

Invested in Viveve Medical Inc bought 650026 shares at $0.37 remaining shares owned 7310231

Common Stock Viveve Medical Inc Vivmf Transaction code: P Open market or private purchase of securities

f1 shares directly beneficially owned by 5am ventures ii, l.p.
f3 5am partners ii, llc is the general partner of 5am ventures ii, l.p. and 5am co-investors ii, l.p. and may be deemed to have sole voting and investment power over the shares beneficially owned by 5am ventures ii, l.p. and 5am co-investors ii, l.p. dr. john diekman, andrew schwab and dr. scott rocklage, the managing members of 5am partners ii, llc, and mark colella, an assignee of 5am partners ii, llc, may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures ii, l.p. and 5am co-investors ii, l.p. each of 5am partners ii, llc, dr. diekman, mr. schwab, dr. rocklage and mr. colella disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.