5am partners iii llc - see footnotes investment history in Relypsa inc

Filed on 2014-12-11 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001144204-14-073463.txt Sec File: edgar/data/1478660/0001144204-14-073463-index.htm

2014-12-09 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 14814 shares at $30.04 remaining shares owned 47502

Common Stock Relypsa Inc Rlyp Transaction code: S Open market or private sale of securities

f2 shares directly beneficially owned by 5am co-investors iii, l.p.
f3 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have sole voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2014-12-11 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001144204-14-073463.txt Sec File: edgar/data/1478660/0001144204-14-073463-index.htm

2014-12-09 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 574823 shares at $30.04 remaining shares owned 1843243

Common Stock Relypsa Inc Rlyp Transaction code: S Open market or private sale of securities

f1 shares directly beneficially owned by 5am ventures iii, l.p.
f3 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have sole voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 2629 shares at $0.00 remaining shares owned 0

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 2629 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f12 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-2 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 2629 shares at $0.00 remaining shares owned 2629

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 2629 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f12 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-2 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 2629 shares at $0.00 remaining shares owned 0

Warrant To Purchase Preferred Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 2629 underlying security title Series C-2 Preferred Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f12 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-2 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 11395 shares at $0.00 remaining shares owned 0

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 11395 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f10 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-1 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 11395 shares at $0.00 remaining shares owned 11395

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 11395 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f10 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-1 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 11395 shares at $0.00 remaining shares owned 0

Warrant To Purchase Preferred Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 11395 underlying security title Series C-1 Preferred Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f10 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-1 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 102036 shares at $0.00 remaining shares owned 0

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 102036 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f12 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-2 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 102036 shares at $0.00 remaining shares owned 102036

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 102036 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f12 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-2 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 102036 shares at $0.00 remaining shares owned 0

Warrant To Purchase Preferred Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 102036 underlying security title Series C-2 Preferred Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f12 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-2 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 442160 shares at $0.00 remaining shares owned 0

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 442160 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f10 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-1 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 442160 shares at $0.00 remaining shares owned 442160

Warrant To Purchase Common Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 442160 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f10 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-1 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 442160 shares at $0.00 remaining shares owned 0

Warrant To Purchase Preferred Stock Relypsa Inc Rlyp exercise price 0.17 has valueitem expiration due date 2013-11-20 underlying security shares 442160 underlying security title Series C-1 Preferred Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f10 immediately prior to the closing of the issuer's initial public offering, this warrant to purchase shares of series c-1 preferred stock automatically converted on a 1-for-1 basis into a warrant to purchase shares of common stock. disposition of warrant to purchase preferred stock and acquisition of warrant to purchase common stock listed solely for the purpose of reporting such conversion of the shares underlying the security.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f11 this warrant is immediately exercisable.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 7340 shares at $0.00 remaining shares owned 0

Series C-2 Preferred Stock Relypsa Inc Rlyp underlying security shares 7340 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f5 each share of series c-2 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f8 the shares are immediately convertible.
f9 the shares do not have an expiration date.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 31809 shares at $0.00 remaining shares owned 0

Series C-1 Preferred Stock Relypsa Inc Rlyp underlying security shares 31809 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.
f2 each share of series c-1 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f8 the shares are immediately convertible.
f9 the shares do not have an expiration date.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 284822 shares at $0.00 remaining shares owned 0

Series C-2 Preferred Stock Relypsa Inc Rlyp underlying security shares 284822 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f5 each share of series c-2 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f8 the shares are immediately convertible.
f9 the shares do not have an expiration date.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 1234230 shares at $0.00 remaining shares owned 0

Series C-1 Preferred Stock Relypsa Inc Rlyp underlying security shares 1234230 underlying security title Common Stock

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f2 each share of series c-1 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f8 the shares are immediately convertible.
f9 the shares do not have an expiration date.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 9364 shares at $11.00 remaining shares owned 62316

Common Stock Relypsa Inc Rlyp Transaction code: P Open market or private purchase of securities

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 42 shares at $11.00 remaining shares owned 52952

Common Stock Relypsa Inc Rlyp Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f6 shares disposed of in connection with net share settlement of outstanding warrants, which resulted in the cancellation of underlying shares to the issuer, and which did not involve any sale of shares.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 2629 shares at $0.17 remaining shares owned 52994

Common Stock Relypsa Inc Rlyp Transaction code: M Exercise or conversion of derivative security

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 179 shares at $11.00 remaining shares owned 50365

Common Stock Relypsa Inc Rlyp Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f6 shares disposed of in connection with net share settlement of outstanding warrants, which resulted in the cancellation of underlying shares to the issuer, and which did not involve any sale of shares.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 11395 shares at $0.17 remaining shares owned 50544

Common Stock Relypsa Inc Rlyp Transaction code: M Exercise or conversion of derivative security

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 7340 shares remaining shares owned 39149

Common Stock Relypsa Inc Rlyp Transaction code: C Conversion of derivative security (usually options)

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f5 each share of series c-2 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 31809 shares remaining shares owned 31809

Common Stock Relypsa Inc Rlyp Transaction code: C Conversion of derivative security (usually options)

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f2 each share of series c-1 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
f7 shares directly beneficially owned by 5am co-investors iii, l.p.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 363328 shares at $11.00 remaining shares owned 2418066

Common Stock Relypsa Inc Rlyp Transaction code: P Open market or private purchase of securities

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 1596 shares at $11.00 remaining shares owned 2054738

Common Stock Relypsa Inc Rlyp Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f6 shares disposed of in connection with net share settlement of outstanding warrants, which resulted in the cancellation of underlying shares to the issuer, and which did not involve any sale of shares.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 102036 shares at $0.17 remaining shares owned 2056334

Common Stock Relypsa Inc Rlyp Transaction code: M Exercise or conversion of derivative security

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc sold 6914 shares at $11.00 remaining shares owned 1954298

Common Stock Relypsa Inc Rlyp Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f6 shares disposed of in connection with net share settlement of outstanding warrants, which resulted in the cancellation of underlying shares to the issuer, and which did not involve any sale of shares.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 442160 shares at $0.17 remaining shares owned 1961212

Common Stock Relypsa Inc Rlyp Transaction code: M Exercise or conversion of derivative security

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 284822 shares remaining shares owned 1519052

Common Stock Relypsa Inc Rlyp Transaction code: C Conversion of derivative security (usually options)

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f5 each share of series c-2 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.


Filed on 2013-11-20 by 5am Co-Investors Iii, L.P. SEC CIK 1478660 Form 4

Accession 0001181431-13-060006.txt Sec File: edgar/data/1478660/0001181431-13-060006-index.htm

2013-11-20 5am Partners Iii Llc (CIK 1555953) through See Footnotes

Invested in Relypsa Inc bought 1234230 shares remaining shares owned 1234230

Common Stock Relypsa Inc Rlyp Transaction code: C Conversion of derivative security (usually options)

f1 reflects a 1-for-17.2 reverse stock split of the issuer's outstanding securities effected prior to the effectiveness of the issuer's s-1 registration statement.
f2 each share of series c-1 preferred stock was automatically converted on a 1-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering.
f3 shares directly beneficially owned by 5am ventures iii, l.p.
f4 5am partners iii, llc is the general partner of 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc may be deemed to have shared voting and investment power over the shares beneficially owned by 5am ventures iii, l.p. and 5am co-investors iii, l.p. 5am partners iii, llc disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.