7-med health ventures lp - directly owned by ruth wertheimer investment history in Chiasma inc

Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 4

Accession 0000899243-15-001566.txt Sec File: edgar/data/1648136/0000899243-15-001566-index.htm

2015-07-21 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc bought 2500000 shares remaining shares owned 0

Series E Convertible Preferred Stock Chiasma Inc Chma underlying security shares 273762 underlying security title Common Stock

f1 each outstanding share of the issuer's series b-1' preferred stock, series c' preferred stock, series d' preferred stock and series e preferred stock converted into 0.109505 of a share of the issuer's common stock immediately prior to the closing of the issuer's initial public offering without payment of consideration. the converted shares had no expiration date.
f2 besides the shares of common stock and warrants to purchase shares of common stock held directly by ruth wertheimer, she also owns (i) an indirect, 80.5% limited partnership interest in 7 med health ventures lp, as well as (ii) 100% of the outstanding equity interests of the general partner of 7 med health ventures lp. she may therefore be deemed to have an indirect pecuniary interest in the shares of common stock and warrants to purchase common stock of the issuer held by 7 med health ventures lp.
f3 ruth wertheimer disclaims beneficial ownership of securities held by 7 med health ventures lp except to the extent of her pecuniary interest therein.
f5 each share of the issuer's series b1' preferred stock, series c preferred stock, series d' preferred stock and series e preferred stock was automatically converted on a 9.132-for-1 basis into common stock immediately prior to the closing of the issuer's initial public offering. the shares of series b1', series c' and series d' and series e preferred stock had no expiration date.


Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 4

Accession 0000899243-15-001566.txt Sec File: edgar/data/1648136/0000899243-15-001566-index.htm

2015-07-21 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc bought 93750 shares at $16.00 remaining shares owned 93750

Common Stock Chiasma Inc Chma Transaction code: P Open market or private purchase of securities

f4 the reporting person purchased the shares of common stock reported in this row in the issuer's registered initial public offering in the united states.
f2 besides the shares of common stock and warrants to purchase shares of common stock held directly by ruth wertheimer, she also owns (i) an indirect, 80.5% limited partnership interest in 7 med health ventures lp, as well as (ii) 100% of the outstanding equity interests of the general partner of 7 med health ventures lp. she may therefore be deemed to have an indirect pecuniary interest in the shares of common stock and warrants to purchase common stock of the issuer held by 7 med health ventures lp.
f3 ruth wertheimer disclaims beneficial ownership of securities held by 7 med health ventures lp except to the extent of her pecuniary interest therein.


Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 4

Accession 0000899243-15-001566.txt Sec File: edgar/data/1648136/0000899243-15-001566-index.htm

2015-07-21 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc bought 273762 shares remaining shares owned 273762

Common Stock Chiasma Inc Chma Transaction code: C Conversion of derivative security (usually options)

f1 each outstanding share of the issuer's series b-1' preferred stock, series c' preferred stock, series d' preferred stock and series e preferred stock converted into 0.109505 of a share of the issuer's common stock immediately prior to the closing of the issuer's initial public offering without payment of consideration. the converted shares had no expiration date.
f2 besides the shares of common stock and warrants to purchase shares of common stock held directly by ruth wertheimer, she also owns (i) an indirect, 80.5% limited partnership interest in 7 med health ventures lp, as well as (ii) 100% of the outstanding equity interests of the general partner of 7 med health ventures lp. she may therefore be deemed to have an indirect pecuniary interest in the shares of common stock and warrants to purchase common stock of the issuer held by 7 med health ventures lp.
f3 ruth wertheimer disclaims beneficial ownership of securities held by 7 med health ventures lp except to the extent of her pecuniary interest therein.


Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 4

Accession 0000899243-15-001566.txt Sec File: edgar/data/1648136/0000899243-15-001566-index.htm

2015-07-21 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc bought 328515 shares remaining shares owned 1616182

Common Stock Chiasma Inc Chma Transaction code: C Conversion of derivative security (usually options)

f1 each outstanding share of the issuer's series b-1' preferred stock, series c' preferred stock, series d' preferred stock and series e preferred stock converted into 0.109505 of a share of the issuer's common stock immediately prior to the closing of the issuer's initial public offering without payment of consideration. the converted shares had no expiration date.


Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 4

Accession 0000899243-15-001566.txt Sec File: edgar/data/1648136/0000899243-15-001566-index.htm

2015-07-21 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc bought 514674 shares remaining shares owned 1287667

Common Stock Chiasma Inc Chma Transaction code: C Conversion of derivative security (usually options)

f1 each outstanding share of the issuer's series b-1' preferred stock, series c' preferred stock, series d' preferred stock and series e preferred stock converted into 0.109505 of a share of the issuer's common stock immediately prior to the closing of the issuer's initial public offering without payment of consideration. the converted shares had no expiration date.


Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 4

Accession 0000899243-15-001566.txt Sec File: edgar/data/1648136/0000899243-15-001566-index.htm

2015-07-21 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc bought 760656 shares remaining shares owned 772993

Common Stock Chiasma Inc Chma Transaction code: C Conversion of derivative security (usually options)

f1 each outstanding share of the issuer's series b-1' preferred stock, series c' preferred stock, series d' preferred stock and series e preferred stock converted into 0.109505 of a share of the issuer's common stock immediately prior to the closing of the issuer's initial public offering without payment of consideration. the converted shares had no expiration date.


Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 4

Accession 0000899243-15-001566.txt Sec File: edgar/data/1648136/0000899243-15-001566-index.htm

2015-07-21 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc bought 12337 shares remaining shares owned 12337

Common Stock Chiasma Inc Chma Transaction code: C Conversion of derivative security (usually options)

f1 each outstanding share of the issuer's series b-1' preferred stock, series c' preferred stock, series d' preferred stock and series e preferred stock converted into 0.109505 of a share of the issuer's common stock immediately prior to the closing of the issuer's initial public offering without payment of consideration. the converted shares had no expiration date.


Filed on 2015-07-23 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 3/a

Accession 0000899243-15-001565.txt Sec File: edgar/data/1648136/0000899243-15-001565-index.htm

2015-07-15 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc remaining shares owned 273762

Common Stock Chiasma Inc Chma

f1 besides the 273,762 shares of series e convertible preferred stock and warrants to purchase 68,440 shares of common stock held directly by ruth wertheimer (as reported above), she also owns (i) an indirect, 80.5% limited partnership interest in 7 med health ventures lp, as well as (ii) 100% of the outstanding equity interests of the general partner of 7 med health ventures lp. she may therefore be deemed to have an indirect pecuniary interest in the shares of common stock and warrants to purchase common stock of the issuer held by 7 med health ventures lp.
f2 each reporting person disclaims beneficial ownership of securities held by the other reporting person except to the extent of any indirect pecuniary interest therein.


Filed on 2015-07-15 by 7-Med Health Ventures Lp SEC CIK 1648136 Form 3

Accession 0000899243-15-001285.txt Sec File: edgar/data/1648136/0000899243-15-001285-index.htm

2015-07-15 7-Med Health Ventures Lp (CIK 1648136) through Directly Owned By Ruth Wertheimer

Invested in Chiasma Inc remaining shares owned 273762

Common Stock Chiasma Inc Chma

f1 besides the 273,762 shares of series e convertible preferred stock and warrants to purchase 68,440 shares of common stock held directly by ruth wertheimer (as reported above), she also owns (i) an indirect, 80.5% limited partnership interest in 7 med health ventures lp, as well as (ii) 100% of the outstanding equity interests of the general partner of 7 med health ventures lp. she may therefore be deemed to have an indirect pecuniary interest in the shares of common stock and warrants to purchase common stock of the issuer held by 7 med health ventures lp.
f2 the reporting person disclaims beneficial ownership of all shares except to the extent of its pecuniary interest, if any, therein.