Aasen gregory - direct investment history in Pmc sierra inc

Filed on 2005-08-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-043309.txt Sec File: edgar/data/1215799/0001181431-05-043309-index.htm

2005-07-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 1831 shares remaining shares owned 23770

1-B Special Shares Pmc Sierra Inc Pmcs exercise date 1994-05-01 underlying security shares 4000 underlying security title Common Stock

f5 presented before conversion of special shares to pmc common stock.
f6 in 1994, reporting person, his wife and two sons exchanged an aggregate of 250,000 shares of pmc ltd. common stock for an aggregate of 150,000 pmc ltd. 1-a special shares and 150,000 pmc ltd. 1-b special shares. each 1-a special share now converts to 8 shares of pmc common stock, and each 1-b special share converts to 2.18448 shares of pmc common stock.
f1 conversion of one pmc ltd. 1-b special share for each 2.18448 shares of pmc common stock.
f2 no expiration.
f3 presented as if the special shares had been converted to pmc common stock.


Filed on 2005-08-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-043309.txt Sec File: edgar/data/1215799/0001181431-05-043309-index.htm

2005-07-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 6375 shares remaining shares owned 0

1-A Special Shares Pmc Sierra Inc Pmcs exercise date 1994-06-01 underlying security shares 51000 underlying security title Common Stock

f5 presented before conversion of special shares to pmc common stock.
f6 in 1994, reporting person, his wife and two sons exchanged an aggregate of 250,000 shares of pmc ltd. common stock for an aggregate of 150,000 pmc ltd. 1-a special shares and 150,000 pmc ltd. 1-b special shares. each 1-a special share now converts to 8 shares of pmc common stock, and each 1-b special share converts to 2.18448 shares of pmc common stock.
f4 conversion of one pmc ltd. 1-a special share for each 8 shares of pmc common stock.
f2 no expiration.
f3 presented as if the special shares had been converted to pmc common stock.


Filed on 2005-08-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-043309.txt Sec File: edgar/data/1215799/0001181431-05-043309-index.htm

2005-07-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 5625 shares remaining shares owned 0

1-A Special Shares Pmc Sierra Inc Pmcs exercise date 1993-12-16 underlying security shares 45000 underlying security title Common Stock

f5 presented before conversion of special shares to pmc common stock.
f6 in 1994, reporting person, his wife and two sons exchanged an aggregate of 250,000 shares of pmc ltd. common stock for an aggregate of 150,000 pmc ltd. 1-a special shares and 150,000 pmc ltd. 1-b special shares. each 1-a special share now converts to 8 shares of pmc common stock, and each 1-b special share converts to 2.18448 shares of pmc common stock.
f4 conversion of one pmc ltd. 1-a special share for each 8 shares of pmc common stock.
f2 no expiration.
f3 presented as if the special shares had been converted to pmc common stock.


Filed on 2005-08-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-043309.txt Sec File: edgar/data/1215799/0001181431-05-043309-index.htm

2005-07-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 100000 shares at $10.1 remaining shares owned 82347

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2005-08-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-043309.txt Sec File: edgar/data/1215799/0001181431-05-043309-index.htm

2005-07-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc bought 4000 shares remaining shares owned 182347

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security

f1 conversion of one pmc ltd. 1-b special share for each 2.18448 shares of pmc common stock.


Filed on 2005-08-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-043309.txt Sec File: edgar/data/1215799/0001181431-05-043309-index.htm

2005-07-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc bought 51000 shares remaining shares owned 178347

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security

f4 conversion of one pmc ltd. 1-a special share for each 8 shares of pmc common stock.


Filed on 2005-08-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-043309.txt Sec File: edgar/data/1215799/0001181431-05-043309-index.htm

2005-07-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc bought 45000 shares remaining shares owned 127347

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security

f4 conversion of one pmc ltd. 1-a special share for each 8 shares of pmc common stock.


Filed on 2005-05-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-031459.txt Sec File: edgar/data/1215799/0001181431-05-031459-index.htm

2005-05-25 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 2711 shares remaining shares owned 25601

1-B Special Shares Pmc Sierra Inc Pmcs exercise date 1994-05-01 underlying security shares 5923 underlying security title Common Stock

f2 pre-converted special shares.
f5 reporting person, his wife and two sons surrendered an aggregate of 250,000 shares for an aggregate of 150,000 1-a special shares and 150,000 1-b special shares. the 1-a special shares convert to 8 shares of pmc common stock and the 1-b special shares convert to 2.18448 shares of pmc common stock.
f1 one 1-b special share for 2.18448 shares of pmc common stock
f3 no expiration
f4 as converted pmc common shares


Filed on 2005-05-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-031459.txt Sec File: edgar/data/1215799/0001181431-05-031459-index.htm

2005-05-25 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 28066 shares remaining shares owned 0

1-B Special Shares Pmc Sierra Inc Pmcs exercise date 1994-06-01 underlying security shares 61310 underlying security title Common Stock

f2 pre-converted special shares.
f5 reporting person, his wife and two sons surrendered an aggregate of 250,000 shares for an aggregate of 150,000 1-a special shares and 150,000 1-b special shares. the 1-a special shares convert to 8 shares of pmc common stock and the 1-b special shares convert to 2.18448 shares of pmc common stock.
f1 one 1-b special share for 2.18448 shares of pmc common stock
f3 no expiration
f4 as converted pmc common shares


Filed on 2005-05-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-031459.txt Sec File: edgar/data/1215799/0001181431-05-031459-index.htm

2005-05-25 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 15000 shares remaining shares owned 0

1-B Special Shares Pmc Sierra Inc Pmcs exercise date 1993-12-16 underlying security shares 32767 underlying security title Common Stock

f2 pre-converted special shares.
f5 reporting person, his wife and two sons surrendered an aggregate of 250,000 shares for an aggregate of 150,000 1-a special shares and 150,000 1-b special shares. the 1-a special shares convert to 8 shares of pmc common stock and the 1-b special shares convert to 2.18448 shares of pmc common stock.
f1 one 1-b special share for 2.18448 shares of pmc common stock
f3 no expiration
f4 as converted pmc common shares


Filed on 2005-04-20 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-022797.txt Sec File: edgar/data/1215799/0001181431-05-022797-index.htm

2005-04-18 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc bought 150000 shares at $0.00 remaining shares owned 150000

Employee Stock Option Right To Buy Pmc Sierra Inc Pmcs exercise date 2006-04-18 exercise price 7.87 has valueitem expiration due date 2015-04-18 underlying security shares 150000 underlying security title Common Stock

f1 option vests 1/4 on this date; thereafter 1/48 of the total options granted, vest monthly.


Filed on 2005-03-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-013294.txt Sec File: edgar/data/1215799/0001181431-05-013294-index.htm

2005-02-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 36622 shares remaining shares owned 28066

1-B Special Shares Pmc Sierra Inc Pmcs exercise date 1994-06-01 underlying security shares 80000 underlying security title Common Stock

f3 pre-converted special shares.
f6 reporting person, his wife and two sons surrendered an aggregate of 250,000 shares for an aggregate of 150,000 1-a special shares and 150,000 1-b special shares. the 1-a special shares convert to 8 shares of pmc common stock and the 1-b special shares convert to 2.18448 shares of pmc common stock.
f1 one 1-b special share for 2.18448 shares of pmc common stock.
f4 no expiration.
f5 as converted pmc common shares.


Filed on 2005-03-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-013294.txt Sec File: edgar/data/1215799/0001181431-05-013294-index.htm

2005-02-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 7600 shares at $9.92 remaining shares owned 0

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2005-03-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-013294.txt Sec File: edgar/data/1215799/0001181431-05-013294-index.htm

2005-02-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 8000 shares at $9.92 remaining shares owned 0

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2005-03-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-013294.txt Sec File: edgar/data/1215799/0001181431-05-013294-index.htm

2005-02-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 7580 shares at $9.92 remaining shares owned 82347

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2005-03-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-013294.txt Sec File: edgar/data/1215799/0001181431-05-013294-index.htm

2005-02-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc sold 80000 shares at $10.01 remaining shares owned 89927

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2005-03-01 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-05-013294.txt Sec File: edgar/data/1215799/0001181431-05-013294-index.htm

2005-02-28 Aasen Gregory (CIK 1215799) through Direct (Vice President Gm)

Invested in Pmc Sierra Inc bought 80000 shares remaining shares owned 169927

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security

f1 one 1-b special share for 2.18448 shares of pmc common stock.
f2 includes: 2,333 shares acquired on 2/17/2004, 2,310 shares acquired on 8/16/2004 and 2,937 shares acquired on 2/15/2005, all pursuant to the 1991 employee stock purchase plan.


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-26 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 10000 shares at $0 remaining shares owned 0

Employee Stock Option Right To Buy Pmc Sierra Inc Pmcs exercise date 2000-12-31 exercise price 3.5313 has valueitem expiration due date 2007-01-22 underlying security shares 10000 underlying security title Common Stock

f1 fully vested on this date


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 211877 shares at $0 remaining shares owned 10000

Employee Stock Option Right To Buy Pmc Sierra Inc Pmcs exercise date 2000-12-31 exercise price 3.5313 has valueitem expiration due date 2007-01-22 underlying security shares 221877 underlying security title Common Stock

f1 fully vested on this date


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 3323 shares at $0 remaining shares owned 0

Employee Stock Option Right To Buy Pmc Sierra Inc Pmcs exercise date 2003-12-29 exercise price 0.01 has valueitem expiration due date 2013-12-29 underlying security shares 3323 underlying security title Common Stock

f1 fully vested on this date


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-26 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 10000 shares at $23.114 remaining shares owned 82347

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-26 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc bought 10000 shares at $3.5313 remaining shares owned 92347

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 4000 shares at $22.95 remaining shares owned 7600

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 4000 shares at $22.95 remaining shares owned 8000

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 211877 shares at $22.76 remaining shares owned 82347

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc bought 211877 shares at $3.5313 remaining shares owned 294224

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 3323 shares at $22.76 remaining shares owned 82347

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2004-01-27 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-04-004659.txt Sec File: edgar/data/1215799/0001181431-04-004659-index.htm

2004-01-23 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc bought 3323 shares at $0.01 remaining shares owned 85670

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security


Filed on 2003-12-31 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-038352.txt Sec File: edgar/data/1215799/0001181431-03-038352-index.htm

2003-12-29 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc bought 3323 shares at $0 remaining shares owned 3323

Employee Stock Option Right To Buy Pmc Sierra Inc Pmcs exercise date 2003-12-29 exercise price 0.01 has valueitem expiration due date 2013-12-29 underlying security shares 3323 underlying security title Common Stock

f2 option is fully vested on grant date.


Filed on 2003-12-31 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-038352.txt Sec File: edgar/data/1215799/0001181431-03-038352-index.htm

2003-12-29 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc bought 200000 shares at $0 remaining shares owned 200000

Employee Stock Option Right To Buy Pmc Sierra Inc Pmcs exercise date 2004-12-29 exercise price 20.13 has valueitem expiration due date 2013-12-29 underlying security shares 200000 underlying security title Common Stock

f1 option vests 1/4 on this date; thereafter 1/48 of the total options granted, vest monthly.


Filed on 2003-11-07 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-029831.txt Sec File: edgar/data/1215799/0001181431-03-029831-index.htm

2003-11-07 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 21618 shares at $21.70 remaining shares owned 82347

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities


Filed on 2003-11-07 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-029831.txt Sec File: edgar/data/1215799/0001181431-03-029831-index.htm

2003-11-07 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc remaining shares owned 12000

Common Stock Pmc Sierra Inc Pmcs


Filed on 2003-11-07 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-029831.txt Sec File: edgar/data/1215799/0001181431-03-029831-index.htm

2003-11-07 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc remaining shares owned 11600

Common Stock Pmc Sierra Inc Pmcs


Filed on 2003-10-22 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-027237.txt Sec File: edgar/data/1215799/0001181431-03-027237-index.htm

2003-10-21 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 95000 shares at $0 remaining shares owned 0

Employee Stock Option Right To Buy Pmc Sierra Inc Pmcs exercise date 1999-11-30 exercise price 4.00 has valueitem expiration due date 2005-12-13 underlying security shares 95000 underlying security title Common Stock

f3 fully vested


Filed on 2003-10-22 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-027237.txt Sec File: edgar/data/1215799/0001181431-03-027237-index.htm

2003-10-21 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc sold 95000 shares at $16.4954 remaining shares owned 103965

Common Stock Pmc Sierra Inc Pmcs Transaction code: S Open market or private sale of securities

f1 $16.4954 is the weightedaverage sale price. 95,000 shares in total were sold in increments at prices ranging from a high of $16.60 to a low of $16.35
f2 includes 414 shares acquired on 1/1/02, 546 shares acquired on 6/30/02, 1,428 shares acquired on 1/1/03 and 2,471 shares acquired on 8/15/03 pursuant to the 1991 employee stock purchase plan


Filed on 2003-10-22 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-027237.txt Sec File: edgar/data/1215799/0001181431-03-027237-index.htm

2003-10-21 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc bought 95000 shares at $4.00 remaining shares owned 198965

Common Stock Pmc Sierra Inc Pmcs Transaction code: M Exercise or conversion of derivative security


Filed on 2003-10-22 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-027237.txt Sec File: edgar/data/1215799/0001181431-03-027237-index.htm

2003-10-21 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc remaining shares owned 12000

Common Stock Pmc Sierra Inc Pmcs


Filed on 2003-10-22 by Aasen Gregory SEC CIK 1215799 Form 4

Accession 0001181431-03-027237.txt Sec File: edgar/data/1215799/0001181431-03-027237-index.htm

2003-10-21 Aasen Gregory (CIK 1215799) through Direct (Chief Operating Officer)

Invested in Pmc Sierra Inc remaining shares owned 11600

Common Stock Pmc Sierra Inc Pmcs