Abate christopher j - direct investment history in Redwood trust inc

Filed on 2015-12-22 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-072295.txt Sec File: edgar/data/1453409/0001144204-15-072295-index.htm

2015-12-21 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 1164.49 shares at $0 remaining shares owned 0

Performance Stock Units Redwood Trust Inc Rwt exercise price 12.37 has valueunderlying security shares 1164.49 underlying security title Common Stock

f8 this disposition transaction represents a compensation committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of performance stock units under the executive deferred compensation plan.
f1 this transaction relates to the distribution and/or conversion of performance stock units to common stock under the executive deferred compensation plan.
f9 following these reported transactions, no other performance stock units with the same original grant date are beneficially owned.
f5 represents fair value per stock unit of performance stock units, based on the original grant date fair value determined at such time in accordance with fasb accounting standards codification topic 718.
f6 performance stock units were subject to a mandatory holding period and conversion and/or distribution to the reporting person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the executive deferred compensation plan.
f7 no expiration date is applicable to performance stock units.


Filed on 2015-12-22 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-072295.txt Sec File: edgar/data/1453409/0001144204-15-072295-index.htm

2015-12-21 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 2267 shares at $0 remaining shares owned 1164

Performance Stock Units Redwood Trust Inc Rwt exercise price 12.37 has valueunderlying security shares 2267 underlying security title Common Stock

f1 this transaction relates to the distribution and/or conversion of performance stock units to common stock under the executive deferred compensation plan.
f5 represents fair value per stock unit of performance stock units, based on the original grant date fair value determined at such time in accordance with fasb accounting standards codification topic 718.
f6 performance stock units were subject to a mandatory holding period and conversion and/or distribution to the reporting person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the executive deferred compensation plan.
f7 no expiration date is applicable to performance stock units.


Filed on 2015-12-22 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-072295.txt Sec File: edgar/data/1453409/0001144204-15-072295-index.htm

2015-12-21 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 1201 shares at $13.43 remaining shares owned 12435

Common Stock Redwood Trust Inc Rwt Transaction code: S Open market or private sale of securities

f3 transaction made pursuant to a 10b5-1 trading plan adopted by the reporting person in may 2015. all proceeds of this transaction are being remitted by the reporting person to federal and/or state income tax agencies as additional income tax withholdings and/or estimated income tax payments.
f4 this transaction was executed in multiple trades with prices ranging from $13.23 to $13.61, inclusive. the price reported in column 4 above reflects the weighted average sale price. the reporting person hereby undertakes to provide to the securities and exchange commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.


Filed on 2015-12-22 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-072295.txt Sec File: edgar/data/1453409/0001144204-15-072295-index.htm

2015-12-21 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 2267 shares at $13.14 remaining shares owned 13636

Common Stock Redwood Trust Inc Rwt Transaction code: M Exercise or conversion of derivative security

f1 this transaction relates to the distribution and/or conversion of performance stock units to common stock under the executive deferred compensation plan.
f2 represents the value (per stock unit or share of common stock) of the distribution and/or conversion of performance stock units to common stock under the executive deferred compensation plan, based on the fair market value of redwood trust, inc. common stock on the transaction date.


Filed on 2015-12-18 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-15-000002.txt Sec File: edgar/data/1453409/0001453409-15-000002-index.htm

2015-12-16 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 58139.0 shares at $0.0 remaining shares owned 58139

Performance Stock Units Redwood Trust Inc Rwt exercise price 9.46 has valueunderlying security shares 58139 underlying security title Common Stock

f5 this transaction relates to the grant of performance stock units ("psus"), which are performance-based equity awards. the number of underlying shares of common stock of redwood trust, inc. ("common stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of psus granted, contingent on the achievement of a pre-established performance metric (with the target number of psus granted being adjusted to reflect the value of any dividends on common stock declared during the vesting period). vesting of these psus will generally occur at the end of three years (on december 15, 2018) based on three-year total stockholder return. please refer to item 5.02(e) of the current report on form 8-k filed on december 17, 2015 by redwood trust, inc. for a description of the terms of these psus, which item 5.02(e) qualifies, in its entirety, the description set forth in this footnote (5) and footnote (7) below.
f7 represents the target number of psus granted.
f6 represents grant date fair value of the psus issued.
f8 vested shares, if any, will be delivered to the participant no later than december 31, 2018.
f9 no expiration date is applicable to performance stock units.


Filed on 2015-12-18 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-15-000002.txt Sec File: edgar/data/1453409/0001453409-15-000002-index.htm

2015-12-16 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 42242.0 shares at $0.0 remaining shares owned 42242

Deferred Stock Units Redwood Trust Inc Rwt exercise price 13.02 has valueunderlying security shares 42242 underlying security title Common Stock

f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2014 incentive award plan.
f3 25% vests 1/31/2017, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2017). fully vested 12/15/2019.
f4 no expiration date is applicable to deferred stock units.


Filed on 2015-05-05 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-027604.txt Sec File: edgar/data/1453409/0001144204-15-027604-index.htm

2015-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 3275.75 shares at $0 remaining shares owned 0

Deferred Stock Units Redwood Trust Inc Rwt exercise price 13.99 has valueunderlying security shares 3275.75 underlying security title Common Stock

f8 this disposition transaction represents a compensation committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of deferred stock units, under the executive deferred compensation plan.
f1 this transaction relates to the distribution and/or conversion of deferred stock units, to common stock under the executive deferred compensation plan.
f9 following these reported transactions, no other deferred stock units, with the same original grant date are beneficially owned.
f5 represents fair value per stock unit of deferred stock units, based on the weighted average of the original grant date fair market values.
f6 deferred stock units, were subject to a mandatory holding period and conversion and/or distribution to the reporting person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the executive deferred compensation plan.
f7 no expiration date is applicable to deferred stock units.


Filed on 2015-05-05 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-027604.txt Sec File: edgar/data/1453409/0001144204-15-027604-index.htm

2015-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 6374 shares at $0 remaining shares owned 3275

Deferred Stock Units Redwood Trust Inc Rwt exercise price 13.99 has valueunderlying security shares 6374 underlying security title Common Stock

f1 this transaction relates to the distribution and/or conversion of deferred stock units, to common stock under the executive deferred compensation plan.
f5 represents fair value per stock unit of deferred stock units, based on the weighted average of the original grant date fair market values.
f6 deferred stock units, were subject to a mandatory holding period and conversion and/or distribution to the reporting person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the executive deferred compensation plan.
f7 no expiration date is applicable to deferred stock units.


Filed on 2015-05-05 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-027604.txt Sec File: edgar/data/1453409/0001144204-15-027604-index.htm

2015-05-04 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 1013 shares at $17.09 remaining shares owned 11369

Common Stock Redwood Trust Inc Rwt Transaction code: S Open market or private sale of securities

f3 transaction made pursuant to a 10b5-1 trading plan adopted by the reporting person in march, 2015. all proceeds of this transaction are being remitted by the reporting person to federal and/or state income tax agencies as additional income tax withholdings and/or estimated income tax payments.
f4 this transaction was executed in multiple trades with prices ranging from $16.97 to $17.17, inclusive. the price reported in column 4 above reflects the weighted average sale price. the reporting person hereby undertakes to provide to the securities and exchange commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.


Filed on 2015-05-05 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-027604.txt Sec File: edgar/data/1453409/0001144204-15-027604-index.htm

2015-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 1013 shares at $17.01 remaining shares owned 12382

Common Stock Redwood Trust Inc Rwt Transaction code: S Open market or private sale of securities

f3 transaction made pursuant to a 10b5-1 trading plan adopted by the reporting person in march, 2015. all proceeds of this transaction are being remitted by the reporting person to federal and/or state income tax agencies as additional income tax withholdings and/or estimated income tax payments.
f4 this transaction was executed in multiple trades with prices ranging from $16.97 to $17.17, inclusive. the price reported in column 4 above reflects the weighted average sale price. the reporting person hereby undertakes to provide to the securities and exchange commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.


Filed on 2015-05-05 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001144204-15-027604.txt Sec File: edgar/data/1453409/0001144204-15-027604-index.htm

2015-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 6374 shares at $17.19 remaining shares owned 13395

Common Stock Redwood Trust Inc Rwt Transaction code: M Exercise or conversion of derivative security

f1 this transaction relates to the distribution and/or conversion of deferred stock units, to common stock under the executive deferred compensation plan.
f2 represents the value (per stock unit or share of common stock) of the distribution and/or conversion of deferred stock units, to common stock under the executive deferred compensation plan, based on the fair market value of redwood trust, inc. common stock on the transaction date.


Filed on 2014-12-19 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-14-000011.txt Sec File: edgar/data/1453409/0001453409-14-000011-index.htm

2014-12-17 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 33355.0 shares at $0.0 remaining shares owned 33355

Performance Stock Units Redwood Trust Inc Rwt exercise price 14.99 has valueunderlying security shares 33355 underlying security title Common Stock

f5 this transaction relates to the grant of performance stock units ("psus"), which are performance-based equity awards. the number of underlying shares of common stock of redwood trust, inc. ("common stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of psus granted, contingent on the achievement of a pre-established performance metric (with the target number of psus granted being adjusted to reflect the value of any dividends on common stock declared during the vesting period). vesting of these psus will generally occur at the end of three years (on december 16, 2017) based on three-year total stockholder return. please refer to item 5.02(e) of the current report on form 8-k filed on december 19, 2014 by redwood trust, inc. for a description of the terms of these psus, which item 5.02(e) qualifies, in its entirety, the description set forth in this footnote (5) and footnote (7) below.
f7 represents the target number of psus granted.
f6 represents grant date fair value of the psus issued.
f8 vested shares, if any, will be delivered to the participant no later than december 31, 2017.
f9 no expiration date is applicable to performance stock units.


Filed on 2014-12-19 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-14-000011.txt Sec File: edgar/data/1453409/0001453409-14-000011-index.htm

2014-12-17 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 25163.0 shares at $0.0 remaining shares owned 25163

Deferred Stock Units Redwood Trust Inc Rwt exercise price 19.87 has valueunderlying security shares 25163 underlying security title Common Stock

f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2014 incentive award plan.
f3 25% vests 1/31/2016, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2016). fully vested 12/19/2018.
f4 no expiration date is applicable to deferred stock units.


Filed on 2014-05-02 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001233561-14-000005.txt Sec File: edgar/data/1453409/0001233561-14-000005-index.htm

2014-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 1978.9 shares at $0.0 remaining shares owned 0

Deferred Stock Units Redwood Trust Inc Rwt exercise price 14.58 has valueunderlying security shares 1978.9 underlying security title Common Stock

f6 this disposition transaction represents a compensation committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of deferred stock units in the executive deferred compensation plan.
f1 this transaction relates to the distribution and/or conversion of deferred stock units to common stock in the executive deferred compensation plan.
f7 following these reported transactions, no other deferred stock units with the same original grant date are beneficially owned.
f3 represents fair value of deferred stock units, based on the original grant date fair market value.
f4 shares were subject to a mandatory holding period and are being delivered to the participant at the time provided in the deferral election form, according to the terms and conditions of the executive deferred compensation plan.
f5 no expiration date is applicable to deferred stock units.


Filed on 2014-05-02 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001233561-14-000005.txt Sec File: edgar/data/1453409/0001233561-14-000005-index.htm

2014-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 3851.0 shares at $0.0 remaining shares owned 1978

Deferred Stock Units Redwood Trust Inc Rwt exercise price 14.58 has valueunderlying security shares 3851 underlying security title Common Stock

f1 this transaction relates to the distribution and/or conversion of deferred stock units to common stock in the executive deferred compensation plan.
f3 represents fair value of deferred stock units, based on the original grant date fair market value.
f4 shares were subject to a mandatory holding period and are being delivered to the participant at the time provided in the deferral election form, according to the terms and conditions of the executive deferred compensation plan.
f5 no expiration date is applicable to deferred stock units.


Filed on 2014-05-02 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001233561-14-000005.txt Sec File: edgar/data/1453409/0001233561-14-000005-index.htm

2014-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 3851 shares at $21.8 remaining shares owned 7021

Common Stock Redwood Trust Inc Rwt Transaction code: M Exercise or conversion of derivative security

f1 this transaction relates to the distribution and/or conversion of deferred stock units to common stock in the executive deferred compensation plan.
f2 represents fair value of the distribution and/or conversion of deferred stock units to common stock based on the fair market value of rwt common stock on the business day prior to the transaction date.


Filed on 2014-02-27 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-14-000002.txt Sec File: edgar/data/1453409/0001453409-14-000002-index.htm

2014-02-26 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 8335.0 shares at $0.0 remaining shares owned 8335

Deferred Stock Units Redwood Trust Inc Rwt exercise price 19.28 has valueunderlying security shares 8335 underlying security title Common Stock

f2 mr. abate received $160,699 of his 2013 annual bonus in the form of immediately vested deferred stock units instead of cash.
f1 represents fair market value rwt common stock on transaction date under the 2002 incentive plan.
f3 shares are subject to a three-year mandatory holding period and will be delivered to the participant at the time provided in the deferral election but no sooner than may 1, 2017.
f4 no expiration date is applicable to deferred stock units.


Filed on 2013-12-12 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001488500-13-000003.txt Sec File: edgar/data/1453409/0001488500-13-000003-index.htm

2013-12-10 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 22903 shares at $0 remaining shares owned 22903

Performance Stock Units Redwood Trust Inc Rwt exercise price 14.19 has valueunderlying security shares 22903 underlying security title Common Stock

f5 this transaction relates to the grant of performance stock units ("psus"), which are performance-based equity awards. the number of underlying shares of common stock of redwood trust, inc. ("common stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of psus granted, contingent on the achievement of a pre-established performance metric (with the target number of psus granted being adjusted to reflect the value of any dividends on common stock paid during the vesting period). vesting of these psus will generally occur at the end of three years (on december 9, 2016) based on three-year total stockholder return. please refer to item 5.02(e) of the current report on form 8-k filed on december 12, 2013 by redwood trust, inc. for a description of the terms of these psus, which item 5.02(e) qualifies, in its entirety, the description set forth in this footnote (5) and footnote (7) below.
f7 represents the target number of psus granted.
f6 represents grant date fair value of the psus issued.
f8 vested shares, if any, will be delivered to the participant no later than december 31, 2016.
f9 no expiration date is applicable to performance stock units.


Filed on 2013-12-12 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001488500-13-000003.txt Sec File: edgar/data/1453409/0001488500-13-000003-index.htm

2013-12-10 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 17232 shares at $0 remaining shares owned 17232

Deferred Stock Units Redwood Trust Inc Rwt exercise price 18.86 has valueunderlying security shares 17232 underlying security title Common Stock

f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2002 incentive plan.
f3 25% vests 1/31/2015, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2015). fully vested 12/20/2017.
f4 no expiration date is applicable to deferred stock units.


Filed on 2013-05-01 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-13-000004.txt Sec File: edgar/data/1453409/0001453409-13-000004-index.htm

2013-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 1094 shares at $0 remaining shares owned 0

Deferred Stock Units Redwood Trust Inc Rwt exercise price 22.82 has valueunderlying security shares 1094 underlying security title Common Stock

f1 this transaction relates to the distribution and/or conversion of deferred stock units to common stock in the executive deferred compensation plan.
f6 following these reported transactions, no other deferred stock units with the same original grant date are beneficially owned.
f2 represents fair value of the distribution and/or conversion of deferred stock units, based on the fair market value of rwt common stock on transaction date under the 2002 incentive plan.
f4 shares were subject to a mandatory holding period and are being delivered to the participant at the time provided in the deferral election form, according to the terms and conditions of the executive deferred compensation plan.
f5 no expiration date is applicable to deferred stock units.


Filed on 2013-05-01 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-13-000004.txt Sec File: edgar/data/1453409/0001453409-13-000004-index.htm

2013-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 560.86 shares at $0 remaining shares owned 1094

Deferred Stock Units Redwood Trust Inc Rwt exercise price 22.82 has valueunderlying security shares 560.86 underlying security title Common Stock

f3 this disposition transaction represents a compensation committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of deferred stock units in the executive deferred compensation plan.
f1 this transaction relates to the distribution and/or conversion of deferred stock units to common stock in the executive deferred compensation plan.
f2 represents fair value of the distribution and/or conversion of deferred stock units, based on the fair market value of rwt common stock on transaction date under the 2002 incentive plan.
f4 shares were subject to a mandatory holding period and are being delivered to the participant at the time provided in the deferral election form, according to the terms and conditions of the executive deferred compensation plan.
f5 no expiration date is applicable to deferred stock units.


Filed on 2013-05-01 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-13-000004.txt Sec File: edgar/data/1453409/0001453409-13-000004-index.htm

2013-05-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 1094 shares at $22.82 remaining shares owned 3170

Common Stock Redwood Trust Inc Rwt Transaction code: M Exercise or conversion of derivative security

f1 this transaction relates to the distribution and/or conversion of deferred stock units to common stock in the executive deferred compensation plan.
f2 represents fair value of the distribution and/or conversion of deferred stock units, based on the fair market value of rwt common stock on transaction date under the 2002 incentive plan.


Filed on 2013-04-01 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-13-000003.txt Sec File: edgar/data/1453409/0001453409-13-000003-index.htm

2013-03-29 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 19.75 shares at $0 remaining shares owned 19

Deferred Stock Units Redwood Trust Inc Rwt exercise price 23.18 has valueunderlying security shares 19.75 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2013-02-27 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-13-000002.txt Sec File: edgar/data/1453409/0001453409-13-000002-index.htm

2013-02-26 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 2785 shares at $0 remaining shares owned 2785

Deferred Stock Units Redwood Trust Inc Rwt exercise price 19.72 has valueunderlying security shares 2785 underlying security title Common Stock

f2 mr abate received $54,914 of his 2012 annual bonus in the form of immediately vested deferred stock units instead of cash.
f1 represents fair market value rwt common stock on transaction date under the 2002 incentive plan.
f3 shares are subject to a three-year mandatory holding period and will be delivered to the participant at the time provided in the deferral election but no sooner than may 1, 2016.
f4 no expiration date is applicable to deferred stock units.


Filed on 2013-01-03 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-13-000001.txt Sec File: edgar/data/1453409/0001453409-13-000001-index.htm

2013-01-01 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc sold 185 shares at $16.89 remaining shares owned 2076

Common Stock Redwood Trust Inc Rwt Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this transaction represents the withholding of securities incident to the payment of tax liability relating to the vesting of restricted stock awards.


Filed on 2012-12-11 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-12-000006.txt Sec File: edgar/data/1453409/0001453409-12-000006-index.htm

2012-12-07 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 16168 shares at $0 remaining shares owned 16168

Performance Stock Units Redwood Trust Inc Rwt exercise price 12.37 has valueunderlying security shares 16168 underlying security title Common Stock

f5 this transaction relates to the grant of performance stock units ("psus"), which are performance-based equity awards. the number of underlying shares of common stock of redwood trust, inc. ("common stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of psus granted, contingent on the achievement of a pre-established performance metric (with the target number of psus granted being adjusted to reflect the value of any dividends on common stock paid during the vesting period). vesting of these psus will generally occur at the end of three years (on december 6, 2015) based on three-year total stockholder return. please refer to item 5.02(e) of the current report on form 8-k filed on december 11, 2012 by redwood trust, inc. for a description of the terms of these psus, which item 5.02(e) qualifies, in its entirety, the description set forth in this footnote (5) and footnote (7) below.
f7 represents the target number of psus granted.
f6 represents grant date fair value of the psus issued.
f8 vested shares, if any, will be delivered to the participant no later than december 31, 2015.
f9 no expiration date is applicable to performance stock units.


Filed on 2012-12-11 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-12-000006.txt Sec File: edgar/data/1453409/0001453409-12-000006-index.htm

2012-12-07 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 12143 shares at $0 remaining shares owned 12143

Deferred Stock Units Redwood Trust Inc Rwt exercise price 16.47 has valueunderlying security shares 12143 underlying security title Common Stock

f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2002 incentive plan.
f3 25% vests 1/31/2014, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2014). fully vested 12/19/2016.
f4 no expiration date is applicable to deferred stock units.


Filed on 2012-09-28 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-12-000005.txt Sec File: edgar/data/1453409/0001453409-12-000005-index.htm

2012-09-28 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 27.14 shares at $0 remaining shares owned 27

Deferred Stock Units Redwood Trust Inc Rwt exercise price 14.59 has valueunderlying security shares 27.14 underlying security title Common Stock

f1 represents fair value of the distribution and/or conversion of deferred stock units, based on the fair market value rwt common stock on transaction date under the 2002 incentive plan.
f2 100% vested on january 1st, 2013
f3 no expiration date is applicable to deferred stock units.


Filed on 2012-09-05 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-12-000004.txt Sec File: edgar/data/1453409/0001453409-12-000004-index.htm

2012-09-05 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 17253 shares at $0 remaining shares owned 17253

Deferred Stock Units Redwood Trust Inc Rwt exercise price 14.49 has valueunderlying security shares 17253 underlying security title Common Stock

f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2002 incentive plan.
f3 25% vests 10/1/2013, 6.25% every quarter thereafter. fully vested 10/1/2016.
f4 no expiration date is applicable to deferred stock units.


Filed on 2012-07-02 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-12-000003.txt Sec File: edgar/data/1453409/0001453409-12-000003-index.htm

2012-06-29 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 31.23 shares at $0 remaining shares owned 31

Deferred Stock Units Redwood Trust Inc Rwt exercise price 12.43 has valueunderlying security shares 31.23 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2012-03-30 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-12-000002.txt Sec File: edgar/data/1453409/0001453409-12-000002-index.htm

2012-03-30 Abate Christopher J (CIK 1453409) through Direct (Chief Financial Officer)

Invested in Redwood Trust Inc bought 33.73 shares at $0 remaining shares owned 33

Deferred Stock Units Redwood Trust Inc Rwt exercise price 11.26 has valueunderlying security shares 33.73 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2012-01-03 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-12-000001.txt Sec File: edgar/data/1453409/0001453409-12-000001-index.htm

2012-01-01 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc sold 247 shares at $10.18 remaining shares owned 430

Restricted Common Stock Redwood Trust Inc Rwt Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this transaction represents the withholding of securities incident to the payment of tax liability relating to the vesting of restricted stock awards.


Filed on 2011-12-28 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-11-000007.txt Sec File: edgar/data/1453409/0001453409-11-000007-index.htm

2011-12-27 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 35.23 shares at $0 remaining shares owned 19028

Deferred Stock Units Redwood Trust Inc Rwt exercise price 10.53 has valueunderlying security shares 35.23 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2011-12-08 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-11-000006.txt Sec File: edgar/data/1453409/0001453409-11-000006-index.htm

2011-12-07 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 18993 shares at $0 remaining shares owned 18993

Deferred Stock Units Redwood Trust Inc Rwt exercise price 10.53 has valueunderlying security shares 18993 underlying security title Common Stock

f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value of rwt common stock on the transaction date under the 2002 incentive plan.
f3 25% vests 1/1/2013, 6.25% every quarter thereafter. fully vested 1/1/2016.
f4 no expiration date is applicable to deferred stock units.


Filed on 2011-10-24 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-11-000005.txt Sec File: edgar/data/1453409/0001453409-11-000005-index.htm

2011-10-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 31.98 shares at $0 remaining shares owned 31

Deferred Stock Units Redwood Trust Inc Rwt exercise price 11.35 has valueunderlying security shares 31.98 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2011-07-21 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-11-000004.txt Sec File: edgar/data/1453409/0001453409-11-000004-index.htm

2011-07-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 23.88 shares at $0 remaining shares owned 23

Deferred Stock Units Redwood Trust Inc Rwt exercise price 14.95 has valueunderlying security shares 23.88 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2011-04-21 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-11-000003.txt Sec File: edgar/data/1453409/0001453409-11-000003-index.htm

2011-04-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 23.08 shares at $0 remaining shares owned 23

Deferred Stock Units Redwood Trust Inc Rwt exercise price 15.22 has valueunderlying security shares 23.08 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2011-01-21 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-11-000002.txt Sec File: edgar/data/1453409/0001453409-11-000002-index.htm

2011-01-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 22.94 shares at $0 remaining shares owned 22

Deferred Stock Units Redwood Trust Inc Rwt exercise price 15.06 has valueunderlying security shares 22.94 underlying security title Common Stock

f1 100% vested on january 1st, 2013
f2 no expiration date is applicable to deferred stock units.


Filed on 2011-01-04 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-11-000001.txt Sec File: edgar/data/1453409/0001453409-11-000001-index.htm

2011-01-01 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc sold 278 shares at $14.93 remaining shares owned 1079

Restricted Common Stock Redwood Trust Inc Rwt Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this transaction represents the withholding of securities incident to the payment of tax liability relating to the vesting of restricted stock awards.


Filed on 2010-12-02 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-10-000006.txt Sec File: edgar/data/1453409/0001453409-10-000006-index.htm

2010-11-30 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 9649.75 shares at $0 remaining shares owned 9649

Deferred Stock Units Redwood Trust Inc Rwt exercise price 13.99 has valueunderlying security shares 9649.75 underlying security title Common Stock

f1 this transaction relates to the grant of deferred stock units.
f2 represents grant date fair value of the dsus issued, based on the fair market value rwt common stock on transaction date under the 2002 incentive plan.
f3 25% vests 1/1/2012, 6.25% every quarter thereafter. fully vested 1/1/2015.
f4 no expiration date is applicable to deferred stock units.


Filed on 2010-10-22 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-10-000005.txt Sec File: edgar/data/1453409/0001453409-10-000005-index.htm

2010-10-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 23.36 shares at $0 remaining shares owned 23

Stock Units In Deferred Compensation Plan Redwood Trust Inc Rwt exercise price 14.54 has valueunderlying security shares 23.36 underlying security title Common Stock

f1 100% vested at grant.
f2 no expiration date is applicable to deferred stock units.


Filed on 2010-07-21 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-10-000004.txt Sec File: edgar/data/1453409/0001453409-10-000004-index.htm

2010-07-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 22.63 shares at $0 remaining shares owned 22

Stock Units In Deferred Compensation Plan Redwood Trust Inc Rwt exercise price 14.76 has valueunderlying security shares 22.63 underlying security title Common Stock

f1 100% vested at grant.
f2 no expiration date is applicable to deferred stock units.


Filed on 2010-04-23 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-10-000003.txt Sec File: edgar/data/1453409/0001453409-10-000003-index.htm

2010-04-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 20.4 shares at $0 remaining shares owned 20

Stock Units In Deferred Compensation Plan Redwood Trust Inc Rwt exercise price 16.12 has valueunderlying security shares 20.4 underlying security title Common Stock

f1 units 100% vested at grant
f2 no expiration date is applicable to deferred stock units.


Filed on 2010-01-21 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-10-000002.txt Sec File: edgar/data/1453409/0001453409-10-000002-index.htm

2010-01-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 21.31 shares at $0 remaining shares owned 21

Stock Units In Deferred Compensation Plan Redwood Trust Inc Rwt exercise price 15.18 has valueunderlying security shares 21.31 underlying security title Common Stock

f1 units 100% vested at grant
f2 no expiration.


Filed on 2010-01-04 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-10-000001.txt Sec File: edgar/data/1453409/0001453409-10-000001-index.htm

2010-01-01 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc sold 293 shares at $14.46 remaining shares owned 2366

Restricted Common Stock Redwood Trust Inc Rwt Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this transaction represents the withholding of securities incident to the payment of tax liability relating to the vesting of restricted stock awards.


Filed on 2009-12-11 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-09-000005.txt Sec File: edgar/data/1453409/0001453409-09-000005-index.htm

2009-12-09 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 5829.9 shares at $0 remaining shares owned 5829

Stock Units In Deferred Compensation Plan Redwood Trust Inc Rwt exercise price 14.58 has valueunderlying security shares 5829.9 underlying security title Common Stock

f1 25% vests 1/1/2011, 6.25% every quarter thereafter. fully vested 1/1/2014.
f2 no expiration.


Filed on 2009-10-21 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-09-000004.txt Sec File: edgar/data/1453409/0001453409-09-000004-index.htm

2009-10-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 20.53 shares at $0 remaining shares owned 20

Stock Units In Deferred Compensation Plan Redwood Trust Inc Rwt exercise price 15.51 has valueunderlying security shares 20.53 underlying security title Common Stock

f1 units 100% vested at grant
f2 no expiration.


Filed on 2009-07-21 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-09-000003.txt Sec File: edgar/data/1453409/0001453409-09-000003-index.htm

2009-07-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 19.32 shares at $0 remaining shares owned 19

Stock Units In Deferred Compensation Plan Redwood Trust Inc Rwt exercise price 16.23 has valueunderlying security shares 19.32 underlying security title Common Stock

f1 units 100% vested at grant
f2 no expiration.


Filed on 2009-04-23 by Abate Christopher J SEC CIK 1453409 Form 4

Accession 0001453409-09-000002.txt Sec File: edgar/data/1453409/0001453409-09-000002-index.htm

2009-04-21 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc bought 21.16 shares at $0 remaining shares owned 21

Stock Units Redwood Trust Inc Rwt exercise price 14.57 has valueunderlying security shares 21.16 underlying security title Common Stock

f1 delivery of underlying shares of common stock are subject to vesting schedules as defined by the individual award agreements issued according to the terms and conditions of the 2002 redwood trust inc, incentive plan. stock units have no exercise price.
f2 no expiration.


Filed on 2009-01-30 by Abate Christopher J SEC CIK 1453409 Form 3

Accession 0001453409-09-000001.txt Sec File: edgar/data/1453409/0001453409-09-000001-index.htm

2009-01-29 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc remaining shares owned 2659

Restricted Common Stock Redwood Trust Inc Rwt

f1 delivery of underlying shares of common stock are subject to vesting schedules as defined by the individual award agreements issued according to the terms and conditions of the 2002 redwood trust inc, incentive plan. stock units have no exercise price.


Filed on 2009-01-30 by Abate Christopher J SEC CIK 1453409 Form 3

Accession 0001453409-09-000001.txt Sec File: edgar/data/1453409/0001453409-09-000001-index.htm

2009-01-29 Abate Christopher J (CIK 1453409) through Direct (Controller Managing Director)

Invested in Redwood Trust Inc remaining shares owned 889

Common Stock Redwood Trust Inc Rwt