Abb technology ventures ltd - direct investment history in Ecotality inc

Filed on 2012-03-28 by Abb Ltd SEC CIK 1091587 Form 4

Accession 0001104659-12-022047.txt Sec File: edgar/data/1091587/0001104659-12-022047-index.htm

2012-03-13 Abb Technology Ventures Ltd (CIK 1510967) through Direct

Invested in Ecotality Inc bought 1041667 shares remaining shares owned 1041667

Warrant Ecotality Inc Ecty exercise date 2012-03-13 exercise price 2.5 has valueitem expiration due date 2016-01-12 underlying security shares 1041667 underlying security title Common Stock

f2 the warrant was initially issued on january 13, 2011 and was amended on march 13, 2012 to reduce the exercise price applicable to the warrant from $4.91 per share to $2.50 per share. under the warrant, abb technology ventures ltd is entitled to purchase 1,041,667 shares of common stock issuable upon exercise of the warrant.
f1 abb ltd owns all of abb asea brown boveri ltd. by virtue of abb ltd's relationship with abb asea brown boveri ltd, abb ltd may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb asea brown boveri ltd. abb asea brown boveri ltd owns all of abb technology ventures ltd. by virtue of abb asea brown boveri ltd's relationship with abb technology ventures ltd, abb asea brown boveri ltd, may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb technology ventures ltd. abb ltd and abb asea brown boveri ltd disclaim beneficial ownership of the securities held by abb technology ventures ltd except to the extent of their pecuniary interest therein.


Filed on 2012-03-28 by Abb Ltd SEC CIK 1091587 Form 4

Accession 0001104659-12-022047.txt Sec File: edgar/data/1091587/0001104659-12-022047-index.htm

2012-03-13 Abb Technology Ventures Ltd (CIK 1510967) through Direct

Invested in Ecotality Inc bought 1041667 shares remaining shares owned 0

Warrant Ecotality Inc Ecty exercise date 2011-01-13 exercise price 4.91 has valueitem expiration due date 2016-01-12 underlying security shares 1041667 underlying security title Common Stock

f2 the warrant was initially issued on january 13, 2011 and was amended on march 13, 2012 to reduce the exercise price applicable to the warrant from $4.91 per share to $2.50 per share. under the warrant, abb technology ventures ltd is entitled to purchase 1,041,667 shares of common stock issuable upon exercise of the warrant.
f1 abb ltd owns all of abb asea brown boveri ltd. by virtue of abb ltd's relationship with abb asea brown boveri ltd, abb ltd may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb asea brown boveri ltd. abb asea brown boveri ltd owns all of abb technology ventures ltd. by virtue of abb asea brown boveri ltd's relationship with abb technology ventures ltd, abb asea brown boveri ltd, may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb technology ventures ltd. abb ltd and abb asea brown boveri ltd disclaim beneficial ownership of the securities held by abb technology ventures ltd except to the extent of their pecuniary interest therein.


Filed on 2012-03-28 by Abb Ltd SEC CIK 1091587 Form 4

Accession 0001104659-12-022047.txt Sec File: edgar/data/1091587/0001104659-12-022047-index.htm

2012-03-13 Abb Technology Ventures Ltd (CIK 1510967) through Direct

Invested in Ecotality Inc bought 3937007 shares at $5000000 remaining shares owned 3937007

Unsecured Convertible Note Ecotality Inc Ecty exercise date 2012-03-13 exercise price 1.27 has valueitem expiration due date 2015-03-13 underlying security shares 3937007 underlying security title Common Stock

f1 abb ltd owns all of abb asea brown boveri ltd. by virtue of abb ltd's relationship with abb asea brown boveri ltd, abb ltd may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb asea brown boveri ltd. abb asea brown boveri ltd owns all of abb technology ventures ltd. by virtue of abb asea brown boveri ltd's relationship with abb technology ventures ltd, abb asea brown boveri ltd, may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb technology ventures ltd. abb ltd and abb asea brown boveri ltd disclaim beneficial ownership of the securities held by abb technology ventures ltd except to the extent of their pecuniary interest therein.


Filed on 2012-03-28 by Abb Ltd SEC CIK 1091587 Form 4

Accession 0001104659-12-022043.txt Sec File: edgar/data/1091587/0001104659-12-022043-index.htm

2011-06-27 Abb Technology Ventures Ltd (CIK 1510967) through Direct

Invested in Ecotality Inc bought 1615000 shares at $2.50 remaining shares owned 4219167

Common Stock Ecotality Inc Ecty Transaction code: P Open market or private purchase of securities

f1 abb ltd owns all of abb asea brown boveri ltd. by virtue of abb ltd's relationship with abb asea brown boveri ltd, abb ltd may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb asea brown boveri ltd. abb asea brown boveri ltd owns all of abb technology ventures ltd. by virtue of abb asea brown boveri ltd's relationship with abb technology ventures ltd, abb asea brown boveri ltd, may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb technology ventures ltd. abb ltd and abb asea brown boveri ltd disclaim beneficial ownership of the securities held by abb technology ventures ltd except to the extent of their pecuniary interest therein.


Filed on 2011-01-26 by Abb Asea Brown Boveri Ltd SEC CIK 1072267 Form 3/a

Accession 0001104659-11-003093.txt Sec File: edgar/data/1072267/0001104659-11-003093-index.htm

2011-01-13 Abb Technology Ventures Ltd (CIK 1510967) through Direct

Invested in Ecotality Inc remaining shares owned 2604167

Common Stock Ecotality Inc Ecty

f1 abb ltd owns all of abb asea brown boveri ltd. by virtue of abb ltd's relationship with abb asea brown boveri ltd, abb ltd may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb asea brown boveri ltd. abb asea brown boveri ltd owns all of abb technology ventures ltd. by virtue of abb asea brown boveri ltd's relationship with abb technology ventures ltd, abb asea brown boveri ltd, may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb technology ventures ltd. abb ltd and abb asea brown boveri ltd disclaim beneficial ownership of the securities held by abb technology ventures ltd except to the extent of their pecuniary interest therein.
f3 this form 3 has been amended to add abb asea brown boveri ltd as a reporting person.


Filed on 2011-01-24 by Abb Ltd SEC CIK 1091587 Form 3

Accession 0001104659-11-002697.txt Sec File: edgar/data/1091587/0001104659-11-002697-index.htm

2011-01-13 Abb Technology Ventures Ltd (CIK 1510967) through Direct

Invested in Ecotality Inc remaining shares owned 2604167

Common Stock Ecotality Inc Ecty

f1 abb ltd owns all of abb asea brown boveri ltd. by virtue of abb ltd's relationship with abb asea brown boveri ltd, abb ltd may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb asea brown boveri ltd. abb asea brown boveri ltd owns all of abb technology ventures ltd. by virtue of abb asea brown boveri ltd's relationship with abb technology ventures ltd, abb asea brown boveri ltd, may be deemed to have voting and dispositive power with respect to all of the shares beneficially owned by abb technology ventures ltd. abb ltd and abb asea brown boveri ltd disclaim beneficial ownership of the securities held by abb technology ventures ltd except to the extent of their pecuniary interest therein.