Abbaei mike - direct investment history in Dst systems inc

Filed on 2016-07-01 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-006215.txt Sec File: edgar/data/1408175/0001246360-16-006215-index.htm

2016-07-01 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 1930 shares at $115.665 remaining shares owned 10503

Common Stock Dst Systems Inc Dst Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this number is an aggregate of the number of shares of issuer common stock that were withheld from previously reported restricted stock units (rsus) in order to satisfy the tax withholding obligation of the reporting person. the withholding of shares (allowable transactions) occurred in accordance with procedures of the compensation committee of the board of directors of the issuer, which approved the allowable transactions of the reporting person at the time it granted the rsus to him.


Filed on 2016-06-16 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-006174.txt Sec File: edgar/data/1408175/0001246360-16-006174-index.htm

2016-06-15 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 15 shares at $0 remaining shares owned 19433

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of vested and unvested restricted stock units (rsus) received automatically on june 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (dividend rsus). the dividend rsus were granted in connection with rsus granted february 25, 2014, february 23, 2015 and february 26, 2016, and the dividend rsus previously received in connection therewith.


Filed on 2016-06-16 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-006174.txt Sec File: edgar/data/1408175/0001246360-16-006174-index.htm

2016-06-15 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 7000 shares at $117.2729 remaining shares owned 12433

Common Stock Dst Systems Inc Dst Transaction code: S Open market or private sale of securities


Filed on 2016-03-17 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-005174.txt Sec File: edgar/data/1408175/0001246360-16-005174-index.htm

2016-03-15 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 43 shares at $0 remaining shares owned 19436

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of vested and unvested restricted stock units (rsus) and performance stock units (psus) received automatically on march 15, 2016 as dividend equivalents pursuant to the terms and conditions of the award agreements (dividend rsus). the dividend rsus were granted in connection with rsus granted february 21, 2013, february 25, 2014, february 23, 2015 and february 26, 2016, and the dividend rsus previously received in connection therewith; and the dividend rsus granted in connection with psus granted february 21, 2013 and dividend equivalents from the time of the psu award until certification.


Filed on 2016-03-17 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-005174.txt Sec File: edgar/data/1408175/0001246360-16-005174-index.htm

2016-03-15 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 18 shares at $0 remaining shares owned 19418

Common Stock Dst Systems Inc Dst Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f2 the compensation committee of the issuers board of directors allows the withholding of shares (tax withholding transactions) to satisfy the reporting persons income tax obligation from dividend equivalents (des). the committee pre-approves, at the time of grant, the tax withholding transactions. the reporting person holds rsus, psus and des reported in other section 16 filings. this form reports the number of shares retained in the march 15, 2016 dividend payout for the tax withholding transactions.


Filed on 2016-03-15 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-005115.txt Sec File: edgar/data/1408175/0001246360-16-005115-index.htm

2016-03-11 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 4383 shares at $0 remaining shares owned 19393

Common Stock Dst Systems Inc Dst Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 the compensation committee of the issuers board of directors allows the withholding of shares (tax withholding transactions) to satisfy the reporting persons income tax obligation from a vesting of restricted stock units (rsus), performance stock units (psus) and dividend equivalents (des). the committee pre-approves, at the time of grant, the tax withholding transactions. the reporting person holds rsus, psus and des reported in other section 16 filings. this form reports the number of shares retained in the march 11, 2016 tax withholding transactions.


Filed on 2016-03-01 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-004795.txt Sec File: edgar/data/1408175/0001246360-16-004795-index.htm

2016-02-26 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 5813 shares at $0 remaining shares owned 20995

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 this transaction is in connection with the certification by the compensation committee of the dst board of directors of the achievement of a goal level for performance stock units (psus) granted on february 21, 2013 by the committee, and dividend equivalents (des) from time of the psu award until certification. the number shown is the number of shares that will issue as of the march 11, 2016 vesting date of the psus, and will issue as of the march 15, 2016 vesting date of the des.


Filed on 2016-03-01 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-16-004795.txt Sec File: edgar/data/1408175/0001246360-16-004795-index.htm

2016-02-26 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 2781 shares at $0 remaining shares owned 23776

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f2 this is the number of time-based rsus granted by the compensation committee of the dst board of directors. the rsus will vest in three approximately equal installments, respectively, on the 2nd friday in march of each of 2017, 2018 and 2019, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement.


Filed on 2015-12-15 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-003855.txt Sec File: edgar/data/1408175/0001246360-15-003855-index.htm

2015-12-11 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 14 shares at $0 remaining shares owned 15182

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of unvested restricted stock units (rsus) received automatically on december 11, 2015 as dividend equivalents pursuant to the terms and conditions of award agreements (dividend rsus). the dividend rsus were granted in connection with rsus granted february 21, 2013, february 25, 2014 and february 23, 2015, and the dividend rsus previously received in connection therewith.


Filed on 2015-09-14 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-003051.txt Sec File: edgar/data/1408175/0001246360-15-003051-index.htm

2015-09-11 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 15 shares at $0 remaining shares owned 15168

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of unvested restricted stock units (rsus) received automatically on september 11, 2015 as dividend equivalents pursuant to the terms and conditions of award agreements (dividend rsus). the dividend rsus were granted in connection with rsus granted february 21, 2013, february 25, 2014 and february 23, 2015, and the dividend rsus previously received in connection therewith.


Filed on 2015-06-16 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-002514.txt Sec File: edgar/data/1408175/0001246360-15-002514-index.htm

2015-06-12 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 13 shares at $0 remaining shares owned 15153

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of unvested restricted stock units (rsus) received automatically on june 12, 2015 as dividend equivalents pursuant to the terms and conditions of award agreements (dividend rsus). the dividend rsus were granted in connection with rsus granted february 21, 2013, february 25, 2014 and february 23, 2015, and the dividend rsus previously received in connection therewith.


Filed on 2015-05-06 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-002010.txt Sec File: edgar/data/1408175/0001246360-15-002010-index.htm

2015-05-05 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 7087 shares at $47.51 remaining shares owned 19871

Common Stock Dst Systems Inc Dst Transaction code: M Exercise or conversion of derivative security


Filed on 2015-05-06 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-002010.txt Sec File: edgar/data/1408175/0001246360-15-002010-index.htm

2015-05-05 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 7087 shares at $47.51 remaining shares owned 0

Stock Option Dst Systems Inc Dst exercise date 2012-12-01 exercise price 47.51 has valueitem expiration due date 2021-12-01 underlying security shares 7087 underlying security title Common Stock


Filed on 2015-05-06 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-002010.txt Sec File: edgar/data/1408175/0001246360-15-002010-index.htm

2015-05-05 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 4731 shares at $117.295 remaining shares owned 15140

Common Stock Dst Systems Inc Dst Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this number is an aggregate of the number of shares of issuer common stock that the reporting person surrendered to the issuer in payment of the exercise price of the option and the number of shares of issuer common stock that were withheld from the shares being purchased in order to satisfy the reporting persons tax withholding obligation. the surrender and withholding of shares (allowable transactions) occurred in accordance with procedures of the compensation committee of the issuers board of directors, which approved the reporting persons allowable transactions at the time it granted the options to him.


Filed on 2015-03-17 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-001523.txt Sec File: edgar/data/1408175/0001246360-15-001523-index.htm

2015-03-13 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 19 shares at $0 remaining shares owned 13154

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of unvested restricted stock units (rsus) received automatically on march 13, 2015 as dividend equivalents pursuant to the terms and conditions of award agreements (dividend rsus). the dividend rsus were granted in connection with rsus granted february 21, 2013, february 25, 2014 and february 23, 2015, and the dividend rsus previously received in connection therewith.


Filed on 2015-03-17 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-001523.txt Sec File: edgar/data/1408175/0001246360-15-001523-index.htm

2015-03-13 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 370 shares at $0 remaining shares owned 12784

Common Stock Dst Systems Inc Dst Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f2 the compensation committee of the issuers board of directors allows the withholding of shares (tax withholding transactions) to satisfy the reporting persons income tax obligation from the vesting of rsus and dividend rsus. the committee pre-approves, at the time of grant, the tax withholding transactions. the reporting person holds rsus and dividend rsus reported in other section 16 filings and dividend rsus included in this filing that vested on march 13, 2015. this form reports the number of shares retained in the march 13, 2015 tax withholding transactions for the vesting.


Filed on 2015-02-25 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-15-001157.txt Sec File: edgar/data/1408175/0001246360-15-001157-index.htm

2015-02-23 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 2737 shares at $0 remaining shares owned 13135

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 this is the number of time-based rsus granted by the compensation committee of the issuers board of directors. the rsus will vest in three approximate equal installments, respectively, on the second friday in march of each of 2016, 2017 and 2018, subject to forfeiture for termination of employment and to accelerated vesting for certain special events as provided in the award agreement.


Filed on 2014-12-16 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-14-004712.txt Sec File: edgar/data/1408175/0001246360-14-004712-index.htm

2014-12-12 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 12 shares at $0 remaining shares owned 10398

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of unvested restricted stock units received automatically on december 12, 2014 as dividend equivalents pursuant to the terms and conditions of award agreements (dividend rsus). the dividend rsus were granted in connection with reported rsus, which include rsus granted february 21, 2013 and february 25, 2014, and the dividend rsus previously received in connection therewith.


Filed on 2014-12-05 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-14-004574.txt Sec File: edgar/data/1408175/0001246360-14-004574-index.htm

2014-12-03 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 7087 shares at $47.51 remaining shares owned 17473

Common Stock Dst Systems Inc Dst Transaction code: M Exercise or conversion of derivative security


Filed on 2014-12-05 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-14-004574.txt Sec File: edgar/data/1408175/0001246360-14-004574-index.htm

2014-12-03 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 7087 shares at $0 remaining shares owned 7087

Stock Option Dst Systems Inc Dst exercise date 2012-12-01 exercise price 47.51 has valueitem expiration due date 2021-12-01 underlying security shares 7087 underlying security title Common Stock


Filed on 2014-12-05 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-14-004574.txt Sec File: edgar/data/1408175/0001246360-14-004574-index.htm

2014-12-03 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 7087 shares at $98.7459 remaining shares owned 10386

Common Stock Dst Systems Inc Dst Transaction code: S Open market or private sale of securities

f1 this transaction was executed in multiple trades at prices ranging from $98.726 to $98.783. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.


Filed on 2014-09-16 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-14-003851.txt Sec File: edgar/data/1408175/0001246360-14-003851-index.htm

2014-09-12 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 13 shares at $0 remaining shares owned 10386

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f2 the acquisition is of unvested restricted stock units received automatically on september 12, 2014 as dividend equivalents pursuant to the terms and conditions of award agreements (dividend rsus). the dividend rsus were granted in connection with reported rsus, which include rsus granted february 21, 2013 and february 25, 2014, and the dividend rsus previously received in connection therewith.


Filed on 2014-09-16 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-14-003851.txt Sec File: edgar/data/1408175/0001246360-14-003851-index.htm

2014-05-10 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc sold 343 shares at $87.475 remaining shares owned 10373

Common Stock Dst Systems Inc Dst Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 the compensation committee of the issuers board of directors allows the withholding of shares (tax withholding transactions) to satisfy the reporting persons income tax obligation from a vesting of restricted stock units (rsus) and dividend equivalents (des). the committee pre-approves, at the time of grant, the tax withholding transactions. the reporting person holds rsus and des reported in other section 16 filings and des included in this filing that vested on may 10, 2014. this form reports the number of shares retained in the may 10, 2014 tax withholding transactions for the vesting.


Filed on 2014-06-17 by Abbaei Mike SEC CIK 1408175 Form 4

Accession 0001246360-14-002954.txt Sec File: edgar/data/1408175/0001246360-14-002954-index.htm

2014-06-13 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc bought 13 shares at $0 remaining shares owned 10716

Common Stock Dst Systems Inc Dst Transaction code: A Grant, award, or other acquisition

f1 the acquisition is of unvested restricted stock units received automatically on june 13, 2014 as dividend equivalents pursuant to the terms and conditions of award agreements (dividend rsus). the dividend rsus were granted in connection with reported rsus, which include rsus granted february 21, 2013 (2013 time rsus), and february 25, 2014 (2014 time rsus), and the dividend rsus previously received in connection therewith. the aggregate number of dividend rsus being reported as an acquisition on this form includes 7 rsus granted with respect to the 2013 time rsus, and 6 rsus granted with respect to the 2014 time rsus.


Filed on 2014-03-26 by Abbaei Mike SEC CIK 1408175 Form 3

Accession 0001246360-14-001910.txt Sec File: edgar/data/1408175/0001246360-14-001910-index.htm

2014-03-26 Abbaei Mike (CIK 1408175) through Direct (Executive Vice President)

Invested in Dst Systems Inc remaining shares owned 10703

Common Stock Dst Systems Inc Dst

f1 the aggregate amount includes 4,925 unvested time-vesting rsus. these aresubject to forfeiture prior to various pre-determined vesting dates for termination of employment and to accelerated vesting in certain special events as provided in the award agreement.