Abbe charles j - direct investment history in Opnext inc

Filed on 2012-07-25 by Abbe Charles J SEC CIK 1037108 Form 4

Accession 0001209191-12-039104.txt Sec File: edgar/data/1037108/0001209191-12-039104-index.htm

2012-07-23 Abbe Charles J (CIK 1037108) through Direct

Invested in Opnext Inc sold 97247 shares at $0 remaining shares owned 0

Restricted Stock Units Opnext Inc Opxt underlying security shares 97247 underlying security title Common Stock

f2 each restricted stock unit represents the right to receive one share of issuer common stock.


Filed on 2012-07-25 by Abbe Charles J SEC CIK 1037108 Form 4

Accession 0001209191-12-039104.txt Sec File: edgar/data/1037108/0001209191-12-039104-index.htm

2012-07-23 Abbe Charles J (CIK 1037108) through Direct

Invested in Opnext Inc sold 97247 shares remaining shares owned 0

Common Stock Opnext Inc Opxt Transaction code: D Sale (or disposition) back to the issuer of the securities

f1 disposed of pursuant to the merger agreement between issuer and oclaro inc. (oclaro) in exchange for 40,843 shares of oclaro common stock having a market value of $2.31 per share on the effective date of the merger. in the merger agreement, each share of issuer common stock outstanding immediately prior to the effective time of the merger was converted into the right to receive 0.42 of a share of oclaro common stock.


Filed on 2012-07-25 by Abbe Charles J SEC CIK 1037108 Form 4

Accession 0001209191-12-039104.txt Sec File: edgar/data/1037108/0001209191-12-039104-index.htm

2012-07-23 Abbe Charles J (CIK 1037108) through Direct

Invested in Opnext Inc bought 97247 shares at $0 remaining shares owned 97247

Common Stock Opnext Inc Opxt Transaction code: M Exercise or conversion of derivative security


Filed on 2012-02-23 by Abbe Charles J SEC CIK 1037108 Form 4

Accession 0001209191-12-012640.txt Sec File: edgar/data/1037108/0001209191-12-012640-index.htm

2012-02-21 Abbe Charles J (CIK 1037108) through Direct

Invested in Opnext Inc bought 30435 shares at $0 remaining shares owned 30435

Restricted Stock Units Opnext Inc Opxt underlying security shares 30435 underlying security title Common Stock

f1 the restricted stock units ("rsus") vest on the one-year anniversary of the date of grant subject to the reporting person's continued service with the issuer. the vested rsus are convertible into shares of common stock on a one-for-one basis upon the earliest to occur of the reporting person's separation from service or death or a change of control of the issuer.


Filed on 2011-01-24 by Abbe Charles J SEC CIK 1037108 Form 4

Accession 0001209191-11-004724.txt Sec File: edgar/data/1037108/0001209191-11-004724-index.htm

2011-01-20 Abbe Charles J (CIK 1037108) through Direct

Invested in Opnext Inc bought 18919 shares at $0 remaining shares owned 18919

Restricted Stock Units Opnext Inc Opxt underlying security shares 18919 underlying security title Common Stock

f1 the restricted stock units ("rsus") vest on the one-year anniversary of the date of grant subject to the reporting person's continued service with the issuer. the vested rsus are convertible into shares of common stock on a one-for-one basis upon the earliest to occur of the reporting person's separation from service or death or a change of control of the issuer.


Filed on 2010-01-29 by Abbe Charles J SEC CIK 1037108 Form 4

Accession 0001209191-10-005645.txt Sec File: edgar/data/1037108/0001209191-10-005645-index.htm

2010-01-27 Abbe Charles J (CIK 1037108) through Direct

Invested in Opnext Inc bought 18229 shares at $0 remaining shares owned 18229

Restricted Stock Units Opnext Inc Opxt underlying security shares 18229 underlying security title Common Stock

f1 the restricted stock units ("rsus") vest on the one-year anniversary of the date of grant subject to the reporting person's continued service with the issuer. the vested rsus are convertible into shares of common stock on a one-for-one basis upon the earliest to occur of the reporting person's separation from service or death or a change of control of the issuer.