Abeles john h - see footnote investment history in Neurotrope inc

Filed on 2015-11-17 by Abeles John H SEC CIK 902418 Form 4

Accession 0001144204-15-066402.txt Sec File: edgar/data/902418/0001144204-15-066402-index.htm

2015-11-13 Abeles John H (CIK 902418) through See Footnote

Invested in Neurotrope Inc bought 208334 shares remaining shares owned 208334

Series E Warrant Neurotrope Inc Ntrp exercise price 1.50 has valueunderlying security shares 208334 underlying security title Common Stock

f1 the reported securities are included within units with a purchase price of $0.60 per unit, each unit consisting of one one-hundredth of a share of series b preferred stock, one series a warrant, one series b warrant, one series c warrant, one series d warrant and one series e warrant.
f8 shares held by northlea partners, lllp. the reporting person is the managing member of northlea partners, lllp and has sole voting and investment power over the shares owned by northlea partners, lllp.
f7 each series e warrant will be exercisable only if and to the extent that the series c warrants are exercised and will expire on the five year anniversary of the date that the series c warrant is initially exercised.


Filed on 2015-11-17 by Abeles John H SEC CIK 902418 Form 4

Accession 0001144204-15-066402.txt Sec File: edgar/data/902418/0001144204-15-066402-index.htm

2015-11-13 Abeles John H (CIK 902418) through See Footnote

Invested in Neurotrope Inc bought 208334 shares remaining shares owned 208334

Series D Warrant Neurotrope Inc Ntrp exercise price 1.00 has valueunderlying security shares 208334 underlying security title Common Stock

f1 the reported securities are included within units with a purchase price of $0.60 per unit, each unit consisting of one one-hundredth of a share of series b preferred stock, one series a warrant, one series b warrant, one series c warrant, one series d warrant and one series e warrant.
f8 shares held by northlea partners, lllp. the reporting person is the managing member of northlea partners, lllp and has sole voting and investment power over the shares owned by northlea partners, lllp.
f6 each series d warrant will be exercisable only if and to the extent that the series b warrants are exercised and will expire on the five year anniversary of the date that the series b warrant is initially exercised.


Filed on 2015-11-17 by Abeles John H SEC CIK 902418 Form 4

Accession 0001144204-15-066402.txt Sec File: edgar/data/902418/0001144204-15-066402-index.htm

2015-11-13 Abeles John H (CIK 902418) through See Footnote

Invested in Neurotrope Inc bought 208334 shares remaining shares owned 208334

Series C Warrant Neurotrope Inc Ntrp exercise price 1.25 has valueitem expiration due date 2020-11-13 underlying security shares 208334 underlying security title Common Stock

f1 the reported securities are included within units with a purchase price of $0.60 per unit, each unit consisting of one one-hundredth of a share of series b preferred stock, one series a warrant, one series b warrant, one series c warrant, one series d warrant and one series e warrant.
f8 shares held by northlea partners, lllp. the reporting person is the managing member of northlea partners, lllp and has sole voting and investment power over the shares owned by northlea partners, lllp.
f5 each series c warrant allows the reporting person to acquire, at an exercise price of $1.25 per share with an expiration date of five years from the date of issuance, one share of common stock subject to adjustment.


Filed on 2015-11-17 by Abeles John H SEC CIK 902418 Form 4

Accession 0001144204-15-066402.txt Sec File: edgar/data/902418/0001144204-15-066402-index.htm

2015-11-13 Abeles John H (CIK 902418) through See Footnote

Invested in Neurotrope Inc bought 208334 shares remaining shares owned 208334

Series B Warrant Neurotrope Inc Ntrp exercise price 0.80 has valueitem expiration due date 2016-11-13 underlying security shares 208334 underlying security title Common Stock

f1 the reported securities are included within units with a purchase price of $0.60 per unit, each unit consisting of one one-hundredth of a share of series b preferred stock, one series a warrant, one series b warrant, one series c warrant, one series d warrant and one series e warrant.
f8 shares held by northlea partners, lllp. the reporting person is the managing member of northlea partners, lllp and has sole voting and investment power over the shares owned by northlea partners, lllp.
f4 each series b warrant allows the reporting person to acquire, at an exercise price of $0.80 per share with an expiration date of one year from the date of issuance, one share of common stock subject to adjustment.


Filed on 2015-11-17 by Abeles John H SEC CIK 902418 Form 4

Accession 0001144204-15-066402.txt Sec File: edgar/data/902418/0001144204-15-066402-index.htm

2015-11-13 Abeles John H (CIK 902418) through See Footnote

Invested in Neurotrope Inc bought 208334 shares remaining shares owned 208334

Series A Warrant Neurotrope Inc Ntrp exercise price 0.80 has valueitem expiration due date 2020-11-13 underlying security shares 208334 underlying security title Common Stock

f1 the reported securities are included within units with a purchase price of $0.60 per unit, each unit consisting of one one-hundredth of a share of series b preferred stock, one series a warrant, one series b warrant, one series c warrant, one series d warrant and one series e warrant.
f8 shares held by northlea partners, lllp. the reporting person is the managing member of northlea partners, lllp and has sole voting and investment power over the shares owned by northlea partners, lllp.
f3 each series a warrant allows the reporting person to acquire, at an exercise price of $0.80 per share with an expiration date five years from the date of issuance, one share of common stock subject to adjustment.


Filed on 2015-11-17 by Abeles John H SEC CIK 902418 Form 4

Accession 0001144204-15-066402.txt Sec File: edgar/data/902418/0001144204-15-066402-index.htm

2015-11-13 Abeles John H (CIK 902418) through See Footnote

Invested in Neurotrope Inc bought 2083.34 shares remaining shares owned 208334

Series B Preferred Stock Neurotrope Inc Ntrp exercise price 0 has valueunderlying security shares 208334 underlying security title Common Stock

f1 the reported securities are included within units with a purchase price of $0.60 per unit, each unit consisting of one one-hundredth of a share of series b preferred stock, one series a warrant, one series b warrant, one series c warrant, one series d warrant and one series e warrant.
f8 shares held by northlea partners, lllp. the reporting person is the managing member of northlea partners, lllp and has sole voting and investment power over the shares owned by northlea partners, lllp.
f2 the series b preferred stock may be converted at any time by the holder at an initial conversion ratio of one share of common stock per one one-hundredth share of series b preferred stock and have no expiration date.


Filed on 2014-08-29 by Abeles John H SEC CIK 902418 Form 3

Accession 0001144204-14-053167.txt Sec File: edgar/data/902418/0001144204-14-053167-index.htm

2014-08-29 Abeles John H (CIK 902418) through See Footnote

Invested in Neurotrope Inc remaining shares owned 5187000

Common Stock Neurotrope Inc Ntrp

f1 shares held by northlea partners, lllp. the reporting person is the managing member of northlea partners, lllp and has sole voting and investment power over the shares owned by northlea partners, lllp.