Filed on 2015-04-16 by Abizaid John P. SEC CIK 1425152 Form 3
Accession 0001104659-15-028017.txt Sec File: edgar/data/1425152/0001104659-15-028017-index.htm
2015-04-15 Abizaid John P (CIK 1425152) through See Footnote
Invested in Virtu Financial Inc remaining shares owned 7661
Class C Common Stock Virtu Financial Inc Virt
f1 shares of class c common stock of the issuer ("class c common stock") have one vote per share but no economic rights (including rights to dividends and distributions upon liquidation) and are issued in an equal amount to the number of non-voting common interest units of virtu financial llc ("virtu financial units") held.
f2 pursuant to the terms of the exchange agreement, effective as of april 15, 2015, by and among the issuer, virtu financial llc and the equityholders of virtu financial llc (the "exchange agreement"), virtu financial units, together with a corresponding number of shares of class c common stock, may be exchanged for shares of class a common stock of the issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. the exchange rights under the exchange agreement do not expire.
f3 by virtu employee holdco llc, a holding vehicle through which directors and employees of the issuer hold vested and unvested virtu financial units and shares of class c common stock. the reporting person disclaims beneficial ownership in such virtu financial units and shares held by virtu employee holdco llc except to the extent of his pecuniary interest therein.