Abney david p - direct investment history in Johnson controls inc

Filed on 2016-09-06 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-16-061997.txt Sec File: edgar/data/1229820/0001127602-16-061997-index.htm

2016-09-02 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc sold 30809.649 shares remaining shares owned 0

Phantom Stock Units Directors Deferred Compensation Plan Johnson Controls Inc Jci underlying security shares 30809.649 underlying security title Common Stock

f2 the phantom stock units accrued under the johnson controls directors' deferred compensation plan and were settled 100% in cash in connection with the merger.
f3 each unit of phantom stock is the economic equivalent of one share of johnson controls common stock.
f4 the phantom stock units accrue under the johnson controls directors' deferred compensation plan and settle 100% in cash upon the reporting person's retirement. the reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.


Filed on 2016-09-06 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-16-061997.txt Sec File: edgar/data/1229820/0001127602-16-061997-index.htm

2016-09-02 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc sold 30809 shares at $48.90 remaining shares owned 0

Common Stock Johnson Controls Inc Jci Transaction code: D Sale (or disposition) back to the issuer of the securities


Filed on 2016-09-06 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-16-061997.txt Sec File: edgar/data/1229820/0001127602-16-061997-index.htm

2016-09-02 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 30809 shares remaining shares owned 30809

Common Stock Johnson Controls Inc Jci Transaction code: M Exercise or conversion of derivative security

f2 the phantom stock units accrued under the johnson controls directors' deferred compensation plan and were settled 100% in cash in connection with the merger.


Filed on 2016-09-06 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-16-061997.txt Sec File: edgar/data/1229820/0001127602-16-061997-index.htm

2016-09-02 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc sold 6775 shares remaining shares owned 0

Common Stock Johnson Controls Inc Jci Transaction code: D Sale (or disposition) back to the issuer of the securities

f1 each share of johnson controls, inc. ("johnson controls") was converted into 0.8357 ordinary shares of johnson controls international plc (formerly tyco international plc) ("jci plc") and $5.7293 in cash in connection with the closing of the merger between johnson controls and jci plc (the "merger").


Filed on 2016-01-29 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-16-038444.txt Sec File: edgar/data/1229820/0001127602-16-038444-index.htm

2016-01-27 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 4127 shares at $35.13 remaining shares owned 30180

Phantom Stock Units Directors Deferred Compensation Plan Johnson Controls Inc Jci underlying security shares 4127 underlying security title Common Stock

f3 the balance includes 618.538 phantom stock units acquired via dividend reinvestment on april 2, july 2 and october 2, 2015 and january 5, 2016, at prices ranging from $38.58 to $50.16 per unit.
f1 each unit of phantom stock is the economic equivalent of one share of johnson controls common stock.
f2 the phantom stock units accrue under the johnson controls directors' deferred compensation plan and settle 100% in cash upon the reporting person's retirement. the reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.


Filed on 2015-01-30 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-15-003422.txt Sec File: edgar/data/1229820/0001127602-15-003422-index.htm

2015-01-28 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 3148.367 shares at $46.07 remaining shares owned 25435

Phantom Stock Units Directors Deferred Compensation Plan Johnson Controls Inc Jci underlying security shares 3148.367 underlying security title Common Stock

f3 the balance includes phantom stock units acquired via dividend reinvestment on april 2, july 2, and october 2, 2014, and january 5, 2015, at prices ranging from $44.68 to $50.92 per unit.
f1 each unit of phantom stock is the economic equivalent of one share of johnson controls common stock.
f2 the phantom stock units accrue under the johnson controls directors' deferred compensation plan and settled 100% in cash upon the reporting person's retirement. the reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.


Filed on 2014-01-31 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-14-003595.txt Sec File: edgar/data/1229820/0001127602-14-003595-index.htm

2014-01-29 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 2915 shares at $46.31 remaining shares owned 21860

Phantom Stock Units Directors Deferred Compensation Plan Johnson Controls Inc Jci underlying security shares 2915 underlying security title Common Stock

f3 includes 82.487 phantom stock units acquired via dividend reinvestment on january 6, 2014 at $50.31 per phantom unit.
f1 the phantom stock units convert to the common stock's cash value on a one-for-one basis.
f2 the phantom stock units accrue under the johnson controls directors' deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or termination of service with the issuer's board of directors.


Filed on 2013-10-03 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-13-028742.txt Sec File: edgar/data/1229820/0001127602-13-028742-index.htm

2013-10-01 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 663.29 shares at $41.46 remaining shares owned 18863

Phantom Stock Units Directors Deferred Compensation Plan Johnson Controls Inc Jci underlying security shares 663.29 underlying security title Common Stock

f3 includes 83.006 phantom stock units acquired via dividend reinvestment on october 2, 2013 at $41.47 per phantom stock unit.
f1 the phantom stock units convert to the common stock's cash value on a one-for-one basis.
f2 the phantom stock units accrue under the johnson controls directors' deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or termination of service with the issuer's board of directors.


Filed on 2013-07-03 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-13-022222.txt Sec File: edgar/data/1229820/0001127602-13-022222-index.htm

2013-07-01 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 765.803 shares at $35.91 remaining shares owned 18117

Phantom Stock Units Directors Deferred Compensation Plan Johnson Controls Inc Jci underlying security shares 765.803 underlying security title Common Stock

f3 includes 182.67 phantom stock units acquired through the reinvestment of dividends on april 2 and july 2, 2013 at prices ranging from $34.21 to $35.74 per phantom stock unit.
f1 the phantom stock units convert to the common stock's cash value on a one-for-one basis.
f2 the phantom stock units accrue under the johnson controls directors' deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or termination of service with the issuer's board of directors.


Filed on 2013-04-02 by Abney David P SEC CIK 1229820 Form 4

Accession 0001127602-13-012689.txt Sec File: edgar/data/1229820/0001127602-13-012689-index.htm

2013-04-01 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 6775

Common Stock Johnson Controls Inc Jci


Filed on 2013-01-25 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-13-000004.txt Sec File: edgar/data/1229820/0001449275-13-000004-index.htm

2013-01-23 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 6775

Common Stock Johnson Controls Inc Jci


Filed on 2012-10-02 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-12-000012.txt Sec File: edgar/data/1229820/0001449275-12-000012-index.htm

2012-10-01 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 6775

Common Stock Johnson Controls Inc Jci


Filed on 2012-07-03 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-12-000011.txt Sec File: edgar/data/1229820/0001449275-12-000011-index.htm

2012-07-02 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 6775

Common Stock Johnson Controls Inc Jci


Filed on 2012-04-04 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-12-000009.txt Sec File: edgar/data/1229820/0001449275-12-000009-index.htm

2012-04-02 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 6775

Common Stock Johnson Controls Inc Jci


Filed on 2012-01-27 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-12-000001.txt Sec File: edgar/data/1229820/0001449275-12-000001-index.htm

2012-01-25 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 6775

Common Stock Johnson Controls Inc Jci


Filed on 2011-01-28 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-11-000001.txt Sec File: edgar/data/1229820/0001449275-11-000001-index.htm

2011-01-26 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 3161

Phantom Stock Unitsdirectors Share Unit Plan Johnson Controls Inc Jci underlying security shares 3161.052 underlying security title Common Stock

f3 includes 53.429 phantom stock units acquired through the reinvestment of dividends on april 2, july 2 and october 4, 2010 and january 4, 2011, at prices ranging from $26.88 to $39.68 per phantom stock unit.
f1 the phantom stock units convert to the common stock's cash value on a one-for-one basis.
f2 the phantom stock units were accrued under the johnson controls directors' share unit plan and are to be settled 100% in cash upon the reporting person's retirement or termination of service with the issuer's board of directors.


Filed on 2011-01-28 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-11-000001.txt Sec File: edgar/data/1229820/0001449275-11-000001-index.htm

2011-01-26 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 2832 shares at $38.84 remaining shares owned 6775

Common Stock Johnson Controls Inc Jci Transaction code: A Grant, award, or other acquisition


Filed on 2010-01-29 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-10-000001.txt Sec File: edgar/data/1229820/0001449275-10-000001-index.htm

2010-01-27 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 3107

Phantom Stock Unitsdirectors Share Unit Plan Johnson Controls Inc Jci underlying security shares 3107.623 underlying security title Common Stock

f3 includes 14.464 phantom stock units acquired through the reinvestment of dividends on january 4, 2010, at $27.80 per phantom stock unit.
f1 the phantom stock units convert to the common stock's cash value on a one-for-one basis.
f2 the phantom stock units were accrued under the johnson controls directors' share unit plan and are to be settled 100% in cash upon the reporting person's retirement or termination of service with the issuer's board of directors.


Filed on 2010-01-29 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-10-000001.txt Sec File: edgar/data/1229820/0001449275-10-000001-index.htm

2010-01-27 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 3794 shares at $28.99 remaining shares owned 3943

Common Stock Johnson Controls Inc Jci Transaction code: A Grant, award, or other acquisition


Filed on 2009-09-17 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-09-000016.txt Sec File: edgar/data/1229820/0001449275-09-000016-index.htm

2009-09-16 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 3093.159 shares at $27.48 remaining shares owned 3093

Phantom Stock Unitsdirectors Share Unit Plan Johnson Controls Inc Jci underlying security shares 3093.159 underlying security title Common Stock

f1 the phantom stock units convert to the common stock's cash value on a one-for-one basis.
f2 the phantom stock units were accrued under the johnson controls directors' share unit plan and are to be settled 100% in cash upon the reporting person's retirement. the reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.


Filed on 2009-09-17 by Abney David P SEC CIK 1229820 Form 4

Accession 0001449275-09-000016.txt Sec File: edgar/data/1229820/0001449275-09-000016-index.htm

2009-09-16 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc bought 149 shares at $27.48 remaining shares owned 149

Common Stock Johnson Controls Inc Jci Transaction code: A Grant, award, or other acquisition


Filed on 2009-09-16 by Abney David P SEC CIK 1229820 Form 3

Accession 0001449275-09-000014.txt Sec File: edgar/data/1229820/0001449275-09-000014-index.htm

2009-09-16 Abney David P (CIK 1229820) through Direct

Invested in Johnson Controls Inc remaining shares owned 0

Common Stock Johnson Controls Inc Jci

f1 no securities are beneficially owned by this reporting person.