Abraham chad r - direct investment history in Piper jaffray companies

Filed on 2017-05-24 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000085.txt Sec File: edgar/data/1538591/0001230245-17-000085-index.htm

2017-05-22 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 8540 shares remaining shares owned 0

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2017-05-15 underlying security shares 8540 underlying security title Common Stock

f1 each performance share unit represented a contingent right to receive one share of pjc common stock. the performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.


Filed on 2017-05-24 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000085.txt Sec File: edgar/data/1538591/0001230245-17-000085-index.htm

2017-05-22 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 4117 shares at $0 remaining shares owned 60095

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2017-05-24 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000085.txt Sec File: edgar/data/1538591/0001230245-17-000085-index.htm

2017-05-22 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 8540 shares remaining shares owned 64212

Common Stock Piper Jaffray Companies Pjc Transaction code: M Exercise or conversion of derivative security

f1 each performance share unit represented a contingent right to receive one share of pjc common stock. the performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.


Filed on 2017-02-22 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000041.txt Sec File: edgar/data/1538591/0001230245-17-000041-index.htm

2017-02-18 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 2997 shares at $76.05 remaining shares owned 55672

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2017-02-22 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000041.txt Sec File: edgar/data/1538591/0001230245-17-000041-index.htm

2017-02-17 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 2631 shares at $76.05 remaining shares owned 58669

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2017-02-21 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000030.txt Sec File: edgar/data/1538591/0001230245-17-000030-index.htm

2017-02-16 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 2470 shares at $78.85 remaining shares owned 61300

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2017-02-17 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000023.txt Sec File: edgar/data/1538591/0001230245-17-000023-index.htm

2017-02-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 9473 shares at $0 remaining shares owned 63770

Common Stock Piper Jaffray Companies Pjc Transaction code: A Grant, award, or other acquisition


Filed on 2017-02-06 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-17-000012.txt Sec File: edgar/data/1538591/0001230245-17-000012-index.htm

2017-02-03 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 13215 shares at $75.3163 remaining shares owned 54297

Common Stock Piper Jaffray Companies Pjc Transaction code: S Open market or private sale of securities

f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $75.00 to $75.95 inclusive. the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the sec staff, the issuer or any shareholder of the issuer.


Filed on 2016-11-01 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000308.txt Sec File: edgar/data/1538591/0001230245-16-000308-index.htm

2016-10-31 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 17048 shares at $56.3276 remaining shares owned 67512

Common Stock Piper Jaffray Companies Pjc Transaction code: S Open market or private sale of securities

f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $56.00 to $56.575 inclusive. the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the sec staff, the issuer or any shareholder of the issuer.


Filed on 2016-06-02 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000267.txt Sec File: edgar/data/1538591/0001230245-16-000267-index.htm

2016-05-31 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 9381 shares remaining shares owned 0

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2016-05-15 underlying security shares 9381 underlying security title Common Stock

f1 each performance share unit represented a contingent right to receive one share of pjc common stock. the performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.


Filed on 2016-06-02 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000267.txt Sec File: edgar/data/1538591/0001230245-16-000267-index.htm

2016-05-31 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 4522 shares at $0 remaining shares owned 84560

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2016-06-02 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000267.txt Sec File: edgar/data/1538591/0001230245-16-000267-index.htm

2016-05-31 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 9381 shares remaining shares owned 89082

Common Stock Piper Jaffray Companies Pjc Transaction code: M Exercise or conversion of derivative security

f1 each performance share unit represented a contingent right to receive one share of pjc common stock. the performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.


Filed on 2016-05-18 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000255.txt Sec File: edgar/data/1538591/0001230245-16-000255-index.htm

2016-05-16 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies bought 10036 shares at $0 remaining shares owned 10036

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2019-05-14 underlying security shares 10036 underlying security title Common Stock

f1 each performance share unit represents a contingent right to receive one share of pjc common stock. the performance share units will vest based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute shareholder return, both as measured three years from the grant date.


Filed on 2016-03-04 by Abraham Chad R SEC CIK 1538591 Form 4/a

Accession 0001230245-16-000219.txt Sec File: edgar/data/1538591/0001230245-16-000219-index.htm

2016-02-16 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 22051 shares at $0 remaining shares owned 81790

Common Stock Piper Jaffray Companies Pjc Transaction code: A Grant, award, or other acquisition


Filed on 2016-03-04 by Abraham Chad R SEC CIK 1538591 Form 4/a

Accession 0001230245-16-000219.txt Sec File: edgar/data/1538591/0001230245-16-000219-index.htm

2016-02-17 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 1851 shares at $41.95 remaining shares owned 59739

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2016-03-04 by Abraham Chad R SEC CIK 1538591 Form 4/a

Accession 0001230245-16-000219.txt Sec File: edgar/data/1538591/0001230245-16-000219-index.htm

2016-02-16 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 952 shares at $41.58 remaining shares owned 61590

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this amendment is being filed to correct an incorrect date of earliest transaction.


Filed on 2016-02-22 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000205.txt Sec File: edgar/data/1538591/0001230245-16-000205-index.htm

2016-02-18 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 2089 shares at $41.87 remaining shares owned 79701

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2016-02-18 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000194.txt Sec File: edgar/data/1538591/0001230245-16-000194-index.htm

2016-02-16 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 22051 shares at $0 remaining shares owned 81790

Common Stock Piper Jaffray Companies Pjc Transaction code: A Grant, award, or other acquisition


Filed on 2016-02-18 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000194.txt Sec File: edgar/data/1538591/0001230245-16-000194-index.htm

2016-02-17 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 1851 shares at $41.95 remaining shares owned 59739

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2016-02-18 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-16-000194.txt Sec File: edgar/data/1538591/0001230245-16-000194-index.htm

2016-02-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 952 shares at $41.58 remaining shares owned 61590

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2015-06-03 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000122.txt Sec File: edgar/data/1538591/0001230245-15-000122-index.htm

2015-06-01 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 16502 shares remaining shares owned 0

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2015-05-15 underlying security shares 16502 underlying security title Common Stock

f1 each performance share unit represented a contingent right to receive one share of pjc common stock. the performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.


Filed on 2015-06-03 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000122.txt Sec File: edgar/data/1538591/0001230245-15-000122-index.htm

2015-06-01 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 7501 shares at $0 remaining shares owned 62542

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2015-06-03 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000122.txt Sec File: edgar/data/1538591/0001230245-15-000122-index.htm

2015-06-01 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 15562 shares remaining shares owned 70043

Common Stock Piper Jaffray Companies Pjc Transaction code: M Exercise or conversion of derivative security

f1 each performance share unit represented a contingent right to receive one share of pjc common stock. the performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.


Filed on 2015-06-03 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000122.txt Sec File: edgar/data/1538591/0001230245-15-000122-index.htm

2015-06-01 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 3366

Common Stock Piper Jaffray Companies Pjc

f2 based on a plan report dated june 1, 2015.


Filed on 2015-05-19 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000114.txt Sec File: edgar/data/1538591/0001230245-15-000114-index.htm

2015-05-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies bought 9162 shares at $0 remaining shares owned 9162

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2018-05-14 underlying security shares 9162 underlying security title Common Stock

f1 each performance share unit represents a contingent right to receive one share of pjc common stock. the performance share units will vest based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute shareholder return, both as measured three years from the grant date.


Filed on 2015-02-19 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000055.txt Sec File: edgar/data/1538591/0001230245-15-000055-index.htm

2015-02-18 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 16593 shares at $0 remaining shares owned 54481

Common Stock Piper Jaffray Companies Pjc Transaction code: A Grant, award, or other acquisition


Filed on 2015-02-19 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000055.txt Sec File: edgar/data/1538591/0001230245-15-000055-index.htm

2015-02-18 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 2088 shares at $54.56 remaining shares owned 37888

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2015-02-19 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000055.txt Sec File: edgar/data/1538591/0001230245-15-000055-index.htm

2015-02-17 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 933 shares at $55.26 remaining shares owned 39976

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2015-02-19 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-15-000055.txt Sec File: edgar/data/1538591/0001230245-15-000055-index.htm

2015-02-17 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 3416

Common Stock Piper Jaffray Companies Pjc

f1 based on a plan report dated february 18, 2015.


Filed on 2014-10-31 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000187.txt Sec File: edgar/data/1538591/0001230245-14-000187-index.htm

2014-10-30 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 4442 shares at $0 remaining shares owned 0

Employee Stock Option Right To Buy Piper Jaffray Companies Pjc exercise date 2008-02-22 exercise price 39.62 has valueitem expiration due date 2015-02-22 underlying security shares 4442 underlying security title Common Stock


Filed on 2014-10-31 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000187.txt Sec File: edgar/data/1538591/0001230245-14-000187-index.htm

2014-10-30 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 4442 shares at $53.9652 remaining shares owned 40909

Common Stock Piper Jaffray Companies Pjc Transaction code: S Open market or private sale of securities

f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $53.75 to $54.12 inclusive. the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the sec staff, the issuer or any shareholder of the issuer.


Filed on 2014-10-31 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000187.txt Sec File: edgar/data/1538591/0001230245-14-000187-index.htm

2014-10-30 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 4442 shares at $39.62 remaining shares owned 45351

Common Stock Piper Jaffray Companies Pjc Transaction code: M Exercise or conversion of derivative security


Filed on 2014-10-31 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000187.txt Sec File: edgar/data/1538591/0001230245-14-000187-index.htm

2014-10-30 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 3330

Common Stock Piper Jaffray Companies Pjc

f2 based on a plan report dated october 27, 2014.


Filed on 2014-10-28 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000184.txt Sec File: edgar/data/1538591/0001230245-14-000184-index.htm

2014-10-28 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 5000 shares at $55.1662 remaining shares owned 40909

Common Stock Piper Jaffray Companies Pjc Transaction code: S Open market or private sale of securities

f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $55.10 to $55.20 inclusive. the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the sec staff, the issuer or any shareholder of the issuer.


Filed on 2014-10-28 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000184.txt Sec File: edgar/data/1538591/0001230245-14-000184-index.htm

2014-10-27 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 5000 shares at $52.7828 remaining shares owned 45909

Common Stock Piper Jaffray Companies Pjc Transaction code: S Open market or private sale of securities

f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $52.585 to $53.035 inclusive. the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the sec staff, the issuer or any shareholder of the issuer.


Filed on 2014-10-28 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000184.txt Sec File: edgar/data/1538591/0001230245-14-000184-index.htm

2014-10-27 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 3330

Common Stock Piper Jaffray Companies Pjc

f3 based on a plan report dated october 27, 2014.


Filed on 2014-07-28 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000167.txt Sec File: edgar/data/1538591/0001230245-14-000167-index.htm

2014-07-25 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 5000 shares at $51.5965 remaining shares owned 50909

Common Stock Piper Jaffray Companies Pjc Transaction code: S Open market or private sale of securities

f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $51.4825 to $51.72 inclusive. the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the sec staff, the issuer or any shareholder of the issuer.


Filed on 2014-07-28 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000167.txt Sec File: edgar/data/1538591/0001230245-14-000167-index.htm

2014-07-25 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 3370

Common Stock Piper Jaffray Companies Pjc

f2 based on a plan report dated july 25, 2014.


Filed on 2014-05-19 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000145.txt Sec File: edgar/data/1538591/0001230245-14-000145-index.htm

2014-05-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies bought 8540 shares at $0 remaining shares owned 8540

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2017-05-14 underlying security shares 8540 underlying security title Common Stock

f1 each performance share unit represents a contingent right to receive one share of pjc common stock. the performance share units will vest based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute shareholder return, both as measured three years from the grant date.


Filed on 2014-02-20 by Abraham Chad R SEC CIK 1538591 Form 4/a

Accession 0001230245-14-000071.txt Sec File: edgar/data/1538591/0001230245-14-000071-index.htm

2013-02-16 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 3061 shares at $41.01 remaining shares owned 39561

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities

f1 this amendment corrects an inaccurate reporting of the number of shares withheld in connection with the payment of taxes. as a result of the error being corrected by filing this amendment, incorrect total beneficial holdings have been reported in filings occurring between the date of the report being amended and the filing of this amendment.


Filed on 2014-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000069.txt Sec File: edgar/data/1538591/0001230245-14-000069-index.htm

2014-02-18 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 18648 shares at $0 remaining shares owned 55909

Common Stock Piper Jaffray Companies Pjc Transaction code: A Grant, award, or other acquisition


Filed on 2014-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000069.txt Sec File: edgar/data/1538591/0001230245-14-000069-index.htm

2014-02-18 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 854 shares at $40.12 remaining shares owned 37261

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2014-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000069.txt Sec File: edgar/data/1538591/0001230245-14-000069-index.htm

2014-02-18 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 1446 shares at $40.12 remaining shares owned 38115

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2014-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-14-000069.txt Sec File: edgar/data/1538591/0001230245-14-000069-index.htm

2014-02-18 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 3193

Common Stock Piper Jaffray Companies Pjc

f1 based on a plan report dated february 18, 2014.


Filed on 2013-05-17 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-13-000149.txt Sec File: edgar/data/1538591/0001230245-13-000149-index.htm

2013-05-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies bought 9381 shares at $0 remaining shares owned 9381

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2016-05-14 underlying security shares 9381 underlying security title Common Stock

f1 each performance share unit represents a contingent right to receive one share of pjc common stock. the performance share units will vest based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute shareholder return, both as measured three years from the grant date.


Filed on 2013-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-13-000090.txt Sec File: edgar/data/1538591/0001230245-13-000090-index.htm

2013-02-16 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 3042 shares at $41.01 remaining shares owned 39580

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2013-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-13-000090.txt Sec File: edgar/data/1538591/0001230245-13-000090-index.htm

2013-02-15 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies bought 7819 shares at $0 remaining shares owned 42622

Common Stock Piper Jaffray Companies Pjc Transaction code: A Grant, award, or other acquisition


Filed on 2013-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-13-000090.txt Sec File: edgar/data/1538591/0001230245-13-000090-index.htm

2013-02-15 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies sold 1401 shares at $41.01 remaining shares owned 34803

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2013-02-20 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-13-000090.txt Sec File: edgar/data/1538591/0001230245-13-000090-index.htm

2013-02-15 Abraham Chad R (CIK 1538591) through Direct (Global Co-Head Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 3159

Common Stock Piper Jaffray Companies Pjc

f1 based on a plan report dated february 19, 2013.


Filed on 2012-10-22 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-12-000162.txt Sec File: edgar/data/1538591/0001230245-12-000162-index.htm

2012-10-18 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies sold 10000 shares at $27.5934 remaining shares owned 36204

Common Stock Piper Jaffray Companies Pjc Transaction code: S Open market or private sale of securities

f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $27.30 to $27.87 inclusive. the reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by sec staff, the issuer or any shareholder of the issuer.


Filed on 2012-10-22 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-12-000162.txt Sec File: edgar/data/1538591/0001230245-12-000162-index.htm

2012-10-18 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies remaining shares owned 2961

Common Stock Piper Jaffray Companies Pjc

f2 based on a plan report dated october 19, 2012.


Filed on 2012-05-17 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-12-000131.txt Sec File: edgar/data/1538591/0001230245-12-000131-index.htm

2012-05-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies bought 16502 shares at $0 remaining shares owned 16502

Performance Share Unit Piper Jaffray Companies Pjc item expiration due date 2015-05-14 underlying security shares 16502 underlying security title Common Stock

f1 each performance share unit represents a contingent right to receive one share of pjc common stock. the performance share units will vest based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute shareholder return, both as measured three years from the grant date.


Filed on 2012-02-22 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-12-000096.txt Sec File: edgar/data/1538591/0001230245-12-000096-index.htm

2012-02-17 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies sold 358 shares at $23.85 remaining shares owned 46204

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2012-02-22 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-12-000096.txt Sec File: edgar/data/1538591/0001230245-12-000096-index.htm

2012-02-17 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies remaining shares owned 2865

Common Stock Piper Jaffray Companies Pjc

f1 based on a plan report dated february 17, 2012.


Filed on 2012-02-17 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-12-000079.txt Sec File: edgar/data/1538591/0001230245-12-000079-index.htm

2012-02-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies sold 1382 shares at $23.08 remaining shares owned 46562

Common Stock Piper Jaffray Companies Pjc Transaction code: F Payment of exercise price or tax liability by delivering or withholding securities


Filed on 2012-02-17 by Abraham Chad R SEC CIK 1538591 Form 4

Accession 0001230245-12-000079.txt Sec File: edgar/data/1538591/0001230245-12-000079-index.htm

2012-02-15 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib)

Invested in Piper Jaffray Companies remaining shares owned 2865

Common Stock Piper Jaffray Companies Pjc

f1 based on a plan report dated february 17, 2012.


Filed on 2012-01-06 by Abraham Chad R SEC CIK 1538591 Form 3

Accession 0001230245-12-000004.txt Sec File: edgar/data/1538591/0001230245-12-000004-index.htm

2012-01-01 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 2469

Common Stock Piper Jaffray Companies Pjc

f1 based on a plan report dated december 13, 2011.


Filed on 2012-01-06 by Abraham Chad R SEC CIK 1538591 Form 3

Accession 0001230245-12-000004.txt Sec File: edgar/data/1538591/0001230245-12-000004-index.htm

2012-01-01 Abraham Chad R (CIK 1538591) through Direct (Co-Head Global Ib And Cap Mkts)

Invested in Piper Jaffray Companies remaining shares owned 47944

Common Stock Piper Jaffray Companies Pjc