Abs capital partners iv lp - direct investment history in Liquidity services inc

Filed on 2007-03-21 by Abs Capital Partners Iv A Lp SEC CIK 1126337 Form 4

Accession 0001181431-07-020395.txt Sec File: edgar/data/1126337/0001181431-07-020395-index.htm

2007-03-19 Abs Capital Partners Iv Lp (CIK 1119967) through Direct

Invested in Liquidity Services Inc sold 3262643 shares at $17.055 remaining shares owned 0

Common Stock Liquidity Services Inc Lqdt Transaction code: S Open market or private sale of securities

f1 consists of the following shares held by the following entities: (a)2,887,105 shares held by abs capital partners iv, l.p. ("abs capital partners iv"); (b)96,664 held by abs capital partners iv-a, l.p. ("abs capital partners iv-a"); (c)165,817 shares held by abs capital partners iv offshore, l.p. ("abs capital partners iv offshore"); and (d)113,057 shares held by abs capital partners iv special offshore, l.p. ("abs capital partners iv special offshore," and together with abs capital partners iv, abs capital partners iv-a, abs capital partners iv offshore, the "abs entities"). abs partners iv, llc is the general partner of these entities and has voting and dispositive powers over these shares. the address for these entities affiliated with abs capital partners is 400 east pratt street, suite 910, baltimore, md 21202-3116.
f2 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein. abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.


Filed on 2006-03-02 by Abs Capital Partners Iv A Lp SEC CIK 1126337 Form 4

Accession 0001181431-06-015607.txt Sec File: edgar/data/1126337/0001181431-06-015607-index.htm

2006-02-28 Abs Capital Partners Iv Lp (CIK 1119967) through Direct

Invested in Liquidity Services Inc sold 3262643 shares at $0 remaining shares owned 3262643

Series C Preferred Stock Liquidity Services Inc Lqdt exercise price 0 has valueunderlying security shares 3262643 underlying security title Common Stock

f1 the shares are owned directly by abs capital partners iv, l.p. ("abs capital partners iv") in the amount of 2,887,105 shares, abs capital partners iv-a, l.p. ("abs capital partners iv-a") in the amount of 96,664 shares, abs capital partners iv offshore, l.p. ("abs capital partners iv offshore") in the amount of 165,817, abs capital partners iv special offshore, l.p. ("abs capital partners iv special offshore," and together with abs capital partners iv, abs capital partners iv-a, abs capital partners iv offshore, "the funds" in the amount of 113,057 shares). abs partners iv, l.l.c., as the general partner of the funds (the "general partner"), and donald b. hebb, jr., timothy t. weglicki, john d. stobo, jr., phillip a. clough, frederic g. emry, ashoke goswami, ralph s. terkowitz, and laura l. witt, as the managers of the general partner (the "managers"), are indirect beneficial owners of the reported securities.
f2 the series c preferred stock is automatically converted on a 1-for-1 basis into liquidity services, inc, ("lsi") common stock, upon the closing of the initial public offering.
f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. abs partners iv, llc is the general partner of these entities and has voting and dispositive power over these shares.


Filed on 2006-03-02 by Abs Capital Partners Iv A Lp SEC CIK 1126337 Form 4

Accession 0001181431-06-015607.txt Sec File: edgar/data/1126337/0001181431-06-015607-index.htm

2006-02-28 Abs Capital Partners Iv Lp (CIK 1119967) through Direct

Invested in Liquidity Services Inc bought 3262643 shares at $0 remaining shares owned 3262643

Common Stock Liquidity Services Inc Lqdt Transaction code: C Conversion of derivative security (usually options)

f1 the shares are owned directly by abs capital partners iv, l.p. ("abs capital partners iv") in the amount of 2,887,105 shares, abs capital partners iv-a, l.p. ("abs capital partners iv-a") in the amount of 96,664 shares, abs capital partners iv offshore, l.p. ("abs capital partners iv offshore") in the amount of 165,817, abs capital partners iv special offshore, l.p. ("abs capital partners iv special offshore," and together with abs capital partners iv, abs capital partners iv-a, abs capital partners iv offshore, "the funds" in the amount of 113,057 shares). abs partners iv, l.l.c., as the general partner of the funds (the "general partner"), and donald b. hebb, jr., timothy t. weglicki, john d. stobo, jr., phillip a. clough, frederic g. emry, ashoke goswami, ralph s. terkowitz, and laura l. witt, as the managers of the general partner (the "managers"), are indirect beneficial owners of the reported securities.
f2 the series c preferred stock is automatically converted on a 1-for-1 basis into liquidity services, inc, ("lsi") common stock, upon the closing of the initial public offering.
f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. abs partners iv, llc is the general partner of these entities and has voting and dispositive power over these shares.