Abs capital partners iv trust - direct investment history in Rosetta stone inc

Filed on 2013-11-25 by Abs Capital Partners Iv Trust SEC CIK 1512994 Form 4

Accession 0001181431-13-060585.txt Sec File: edgar/data/1512994/0001181431-13-060585-index.htm

2013-11-22 Abs Capital Partners Iv Trust (CIK 1512994) through Direct

Invested in Rosetta Stone Inc sold 500000 shares at $11.45 remaining shares owned 1489294

Common Stock Rosetta Stone Inc Rst Transaction code: S Open market or private sale of securities

f3 these 500,000 shares were sold pursuant to the stock repurchase agreement entered into with rosetta stone inc., effective november 22, 2013.
f2 shares are held by abs capital partners iv trust (the "trust"), a liquidating trust whose trustee is abs capital partners, inc (the "trustee"). all voting and dispositive power over these shares is held by the trustee. phillip a. clough and laura l. witt are managing directors of the trustee and both serve on the issuer's board of directors. mr. clough and ms. witt disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.


Filed on 2013-11-25 by Abs Capital Partners Iv Trust SEC CIK 1512994 Form 4

Accession 0001181431-13-060585.txt Sec File: edgar/data/1512994/0001181431-13-060585-index.htm

2013-11-21 Abs Capital Partners Iv Trust (CIK 1512994) through Direct

Invested in Rosetta Stone Inc sold 1000000 shares at $11.45 remaining shares owned 1989294

Common Stock Rosetta Stone Inc Rst Transaction code: S Open market or private sale of securities

f1 shares were sold by abs capital partners iv trust at a gross price of $11.50 per share, with a net price after brokerage fees of $11.45 per share.
f2 shares are held by abs capital partners iv trust (the "trust"), a liquidating trust whose trustee is abs capital partners, inc (the "trustee"). all voting and dispositive power over these shares is held by the trustee. phillip a. clough and laura l. witt are managing directors of the trustee and both serve on the issuer's board of directors. mr. clough and ms. witt disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.


Filed on 2013-06-13 by Abs Capital Partners Iv Trust SEC CIK 1512994 Form 4

Accession 0001181431-13-034720.txt Sec File: edgar/data/1512994/0001181431-13-034720-index.htm

2013-06-11 Abs Capital Partners Iv Trust (CIK 1512994) through Direct

Invested in Rosetta Stone Inc sold 2110324 shares at $15.12 remaining shares owned 2989294

Common Stock Rosetta Stone Inc Rst Transaction code: S Open market or private sale of securities

f1 2,110,324 shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of june 6, 2013 by and among rosetta stone inc., the several underwriters identified therein and the selling stockholders identified therein.
f2 shares are held by abs capital partners iv trust (the "trust"), a liquidating trust whose trustee is abs capital partners, inc (the "trustee"). all voting and dispositive power over these shares is held by the trustee. phillip a. clough and laura l. witt are managing directors of the trustee and both serve on the issuer's board of directors. mr. clough and ms. witt disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.


Filed on 2013-06-13 by Abs Capital Partners Iv Trust SEC CIK 1512994 Form 3

Accession 0001181431-13-034714.txt Sec File: edgar/data/1512994/0001181431-13-034714-index.htm

2010-09-24 Abs Capital Partners Iv Trust (CIK 1512994) through Direct

Invested in Rosetta Stone Inc remaining shares owned 5099618

Common Stock Rosetta Stone Inc Rst

f1 on september 24, 2010, all remaining portfolio investments of abs capital partners iv, l.p., abs capital partners iv-a, l.p., abs capital partners iv-offshore, l.p., abs capital partners iv-special offshore, l.p. and abs partners iv, l.l.c. (collectively, the "funds") were transferred to abs capital partners iv trust, a liquidating trust, for which abs capital partners, inc. serves as trustee (the "trustee"), in connection with the dissolution and liquidation of the funds.
f2 all voting and dispositive power over these shares is held by the trustee. phillip a. clough and laura l. witt are managing directors of the trustee and both serve on the issuer's board of directors. mr. clough and ms. witt disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.


Filed on 2013-06-13 by Abs Capital Partners Iv Trust SEC CIK 1512994 Form 3

Accession 0001181431-13-034710.txt Sec File: edgar/data/1512994/0001181431-13-034710-index.htm

2010-09-24 Abs Capital Partners Iv Trust (CIK 1512994) through Direct

Invested in Rosetta Stone Inc remaining shares owned 5099618

Common Stock Rosetta Stone Inc Rst

f1 on september 24, 2010, all remaining portfolio investments of abs capital partners iv, l.p., abs capital partners iv-a, l.p., abs capital partners iv-offshore, l.p., abs capital partners iv-special offshore, l.p. and abs partners iv, l.l.c. (collectively, the "funds") were transferred to abs capital partners iv trust, a liquidating trust, for which abs capital partners, inc. serves as trustee (the "trustee"), in connection with the dissolution and liquidation of the funds.
f2 all voting and dispositive power over these shares is held by the trustee. phillip a. clough and laura l. witt are managing directors of the trustee and both serve on the issuer's board of directors. mr. clough and ms. witt disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein.