Abs partners iv llc - refer to footnote investment history in Double-take software inc

Filed on 2007-08-16 by Abs Partners Iv Llc SEC CIK 1207738 Form 4

Accession 0001181431-07-052955.txt Sec File: edgar/data/1207738/0001181431-07-052955-index.htm

2007-08-15 Abs Partners Iv Llc (CIK 1207738) through Refer To Footnote

Invested in Double-Take Software Inc sold 3087750 shares at $15.12 remaining shares owned 3184519

Common Stock Double-Take Software Inc Dbtk Transaction code: S Open market or private sale of securities

f1 the 3,087,750 shares of double-take software, inc. common stock sold on august 15, 2007 were owned directly by abs capital partners iv, l.p. in the amount of 2,732,344 shares, abs capital partners iv-a, l.p. in the amount of 91,482, abs capital partners iv offshore, l.p. in the amount of 156,928, and abs capital partners iv special offshore, l.p. in the amount of 106,996 (collectively referred to as the "funds"). abs partners iv l.l.c., as the general partner of the funds (the "general partner"), and donald b. hebb, jr., phillip a. clough, timothy t. weglicki, john d. stobo, jr., frederic g. emry, ashoke goswami, ralph s. terkowitz and laura l. witt, as the managers of the general partner (the "managers"), are indirect beneficial owners of the reported securities.
f2 the 3,184,519 shares of double-take software, inc. common stock are owned directly by abs capital partners iv, l.p. in the amount of 2,817,974 shares, abs capital partners iv-a, l.p. in the amount of 94,348, abs capital partners iv offshore, l.p. in the amount of 161,847, and abs capital partners iv special offshore, l.p. in the amount of 110,350 (collectively referred to as the "funds"). abs partners iv l.l.c., as the general partner of the funds (the "general partner"), and donald b. hebb, jr., phillip a. clough, timothy t. weglicki, john d. stobo, jr., frederic g. emry, ashoke goswami, ralph s. terkowitz and laura l. witt, as the managers of the general partner (the "managers"), are indirect beneficial owners of the reported securities.
f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein: abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.


Filed on 2007-01-09 by Abs Partners Iv Llc SEC CIK 1207738 Form 4

Accession 0001181431-07-002797.txt Sec File: edgar/data/1207738/0001181431-07-002797-index.htm

2007-01-05 Abs Partners Iv Llc (CIK 1207738) through Refer To Footnote

Invested in Double-Take Software Inc sold 954752 shares at $10.23 remaining shares owned 6272269

Common Stock Double-Take Software Inc Dbtk Transaction code: S Open market or private sale of securities

f1 the 954,752 shares of double-take software, inc. common stock sold on january 5, 2007 were owned directly by abs capital partners iv, l.p. in the amount of 844,858 shares, abs capital partners iv-a, l.p. in the amount of 28,287, abs capital partners iv offshore, l.p. in the amount of 48,523, and abs capital partners iv special offshore, l.p. in the amount of 33,084 (collectively referred to as the "funds"). abs partners iv l.l.c., as the general partner of the funds (the "general partner"), and donald b. hebb, jr., phillip a. clough, timothy t. weglicki, john d. stobo, jr., frederic g. emry, ashoke goswami, ralph s. terkowitz and laura l. witt, as the managers of the general partner (the "managers"), are indirect beneficial owners of the reported securities.
f2 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein. abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.


Filed on 2006-12-22 by Abs Partners Iv Llc SEC CIK 1207738 Form 4

Accession 0001181431-06-071610.txt Sec File: edgar/data/1207738/0001181431-06-071610-index.htm

2006-12-20 Abs Partners Iv Llc (CIK 1207738) through Refer To Footnote

Invested in Double-Take Software Inc sold 7717398 shares at $0 remaining shares owned 0

Series C Convertible Preferred Stock Double-Take Software Inc Dbtk exercise price 0 has valueunderlying security shares 1882795 underlying security title Common Stock

f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein. abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.
f4 the 7,717,398 shares of series c convertible preferred stock convertible into double-take software, inc. common stock were owned directly by abs capital partners iv, l.p. in the amount of 6,829,110 shares, abs capital partners iv-a, l.p. in the amount of 228,645, abs capital partners iv offshore, l.p. in the amount of 392,219, and abs capital partners iv special offshore, l.p. in the amount of 267,424. the general partner, as the general partner of the funds, and the managers, as the managers of the general partner, are indirect beneficial owners of the reported securities.
f5 the series c convertible preferred stock was convertible into double-take software, inc. common stock on a 4.9-for-1 basis plus a number of shares equal to the accrued 8% dividend on the series c convertible preferred stock, was convertible at the date it was acquired, had no expiration date and converted upon the closing of the initial public offering of double-take software, inc.


Filed on 2006-12-22 by Abs Partners Iv Llc SEC CIK 1207738 Form 4

Accession 0001181431-06-071610.txt Sec File: edgar/data/1207738/0001181431-06-071610-index.htm

2006-12-20 Abs Partners Iv Llc (CIK 1207738) through Refer To Footnote

Invested in Double-Take Software Inc sold 9733334 shares at $0 remaining shares owned 0

Series B Convertible Preferred Stock Double-Take Software Inc Dbtk exercise price 0 has valueunderlying security shares 6869768 underlying security title Common Stock

f1 the 9,733,334 shares of series b convertible preferred stock convertible into double-take software, inc. common stock were owned directly by abs capital partners iv, l.p. in the amount of 8,613,004 shares, abs capital partners iv-a, l.p. in the amount of 288,373, abs capital partners iv offshore, l.p. in the amount of 494,677, and abs capital partners iv special offshore, l.p. in the amount of 337,280 (collectively referred to as the "funds"). abs partners iv l.l.c., as the general partner of the funds (the "general partner"), and donald b. hebb, jr., phillip a. clough, timothy t. weglicki, john d. stobo, jr., frederic g. emry, ashoke goswami, ralph s. terkowitz and laura l. witt, as the managers of the general partner (the "managers"), are indirect beneficial owners of the reported securities.
f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein. abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.
f2 the series b convertible preferred stock was convertible into double-take software, inc. common stock on a 1.96-for-1 basis plus a number of shares equal to the accrued 8% dividend on the series b convertible preferred stock, was convertible at the date it was acquired, had no expiration date and converted upon the closing of the initial public offering of double-take software, inc.


Filed on 2006-12-22 by Abs Partners Iv Llc SEC CIK 1207738 Form 4

Accession 0001181431-06-071610.txt Sec File: edgar/data/1207738/0001181431-06-071610-index.htm

2006-12-20 Abs Partners Iv Llc (CIK 1207738) through Refer To Footnote

Invested in Double-Take Software Inc sold 1525542 shares at $10.23 remaining shares owned 7227021

Common Stock Double-Take Software Inc Dbtk Transaction code: S Open market or private sale of securities

f6 the 1,525,542 shares of double-take software, inc. common stock sold on december 20, 2006 were owned directly by abs capital partners iv, l.p. in the amount of 1,349,949 shares, abs capital partners iv-a, l.p. in the amount of 45,198, abs capital partners iv offshore, l.p. in the amount of 77,532, and abs capital partners iv special offshore, l.p. in the amount of 52,863.
f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein. abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.


Filed on 2006-12-22 by Abs Partners Iv Llc SEC CIK 1207738 Form 4

Accession 0001181431-06-071610.txt Sec File: edgar/data/1207738/0001181431-06-071610-index.htm

2006-12-20 Abs Partners Iv Llc (CIK 1207738) through Refer To Footnote

Invested in Double-Take Software Inc bought 1882795 shares at $0 remaining shares owned 8752563

Common Stock Double-Take Software Inc Dbtk Transaction code: C Conversion of derivative security (usually options)

f4 the 7,717,398 shares of series c convertible preferred stock convertible into double-take software, inc. common stock were owned directly by abs capital partners iv, l.p. in the amount of 6,829,110 shares, abs capital partners iv-a, l.p. in the amount of 228,645, abs capital partners iv offshore, l.p. in the amount of 392,219, and abs capital partners iv special offshore, l.p. in the amount of 267,424. the general partner, as the general partner of the funds, and the managers, as the managers of the general partner, are indirect beneficial owners of the reported securities.
f5 the series c convertible preferred stock was convertible into double-take software, inc. common stock on a 4.9-for-1 basis plus a number of shares equal to the accrued 8% dividend on the series c convertible preferred stock, was convertible at the date it was acquired, had no expiration date and converted upon the closing of the initial public offering of double-take software, inc.
f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein. abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.


Filed on 2006-12-22 by Abs Partners Iv Llc SEC CIK 1207738 Form 4

Accession 0001181431-06-071610.txt Sec File: edgar/data/1207738/0001181431-06-071610-index.htm

2006-12-20 Abs Partners Iv Llc (CIK 1207738) through Refer To Footnote

Invested in Double-Take Software Inc bought 6869768 shares at $0 remaining shares owned 6869768

Common Stock Double-Take Software Inc Dbtk Transaction code: C Conversion of derivative security (usually options)

f1 the 9,733,334 shares of series b convertible preferred stock convertible into double-take software, inc. common stock were owned directly by abs capital partners iv, l.p. in the amount of 8,613,004 shares, abs capital partners iv-a, l.p. in the amount of 288,373, abs capital partners iv offshore, l.p. in the amount of 494,677, and abs capital partners iv special offshore, l.p. in the amount of 337,280 (collectively referred to as the "funds"). abs partners iv l.l.c., as the general partner of the funds (the "general partner"), and donald b. hebb, jr., phillip a. clough, timothy t. weglicki, john d. stobo, jr., frederic g. emry, ashoke goswami, ralph s. terkowitz and laura l. witt, as the managers of the general partner (the "managers"), are indirect beneficial owners of the reported securities.
f2 the series b convertible preferred stock was convertible into double-take software, inc. common stock on a 1.96-for-1 basis plus a number of shares equal to the accrued 8% dividend on the series b convertible preferred stock, was convertible at the date it was acquired, had no expiration date and converted upon the closing of the initial public offering of double-take software, inc.
f3 the general partner and each of the managers disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein. abs partners iv, l.l.c. is the general partner of these entities and has voting and dispositive power over these shares.