Accel ix lp - direct investment history in Yume inc

Filed on 2013-08-12 by Accel Ix Lp SEC CIK 1307855 Form 4

Accession 0001140361-13-031747.txt Sec File: edgar/data/1307855/0001140361-13-031747-index.htm

2013-08-12 Accel Ix Lp (CIK 1307855) through Direct

Invested in Yume Inc sold 4846670 shares remaining shares owned 0

Series D Convertible Preferred Stock Yume Inc Yume underlying security shares 810215 underlying security title Common Stock

f3 each share of series d convertible preferred stock converted into 0.1671693477 shares of the issuer's common stock upon completion of the issuer's initial public offering, and had no expiration date. this conversion ratio reflects an adjustment following a 1-for-6 reverse stock split effected by the issuer on july 24, 2013. all shares of common stock (including fractions thereof) issued upon conversion were aggregated for each stockholder. no fractional share was issued upon the conversion of any share or shares of preferred stock.
f4 accel ix associates l.l.c. ("a9a"), which is the general partner of accel ix l.p. ("accel ix"), has sole voting and investment power over the securities held by accel ix. a9a disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. in addition, each of kevin efrusy, ping li (who is a director of the issuer) arthur c. patterson, theresia gouw and james w. breyer is a managing member of a9a and may be deemed to share voting and investment power over the shares held of record by accel ix. each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.


Filed on 2013-08-12 by Accel Ix Lp SEC CIK 1307855 Form 4

Accession 0001140361-13-031747.txt Sec File: edgar/data/1307855/0001140361-13-031747-index.htm

2013-08-12 Accel Ix Lp (CIK 1307855) through Direct

Invested in Yume Inc sold 3179267 shares remaining shares owned 0

Series C Convertible Preferred Stock Yume Inc Yume underlying security shares 529878 underlying security title Common Stock

f1 each share of series a-1, series a-2, and series c convertible preferred stock converted into 0.1666666667 shares of the issuer's common stock upon completion of the issuer's initial public offering, and had no expiration date. this conversion ratio reflects an adjustment following a 1-for-6 reverse stock split effected by the issuer on july 24, 2013. all shares of common stock (including fractions thereof) issued upon conversion were aggregated for each stockholder. no fractional share was issued upon the conversion of any share or shares of preferred stock.
f4 accel ix associates l.l.c. ("a9a"), which is the general partner of accel ix l.p. ("accel ix"), has sole voting and investment power over the securities held by accel ix. a9a disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. in addition, each of kevin efrusy, ping li (who is a director of the issuer) arthur c. patterson, theresia gouw and james w. breyer is a managing member of a9a and may be deemed to share voting and investment power over the shares held of record by accel ix. each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.


Filed on 2013-08-12 by Accel Ix Lp SEC CIK 1307855 Form 4

Accession 0001140361-13-031747.txt Sec File: edgar/data/1307855/0001140361-13-031747-index.htm

2013-08-12 Accel Ix Lp (CIK 1307855) through Direct

Invested in Yume Inc sold 2983305 shares remaining shares owned 0

Series B Convertible Preferred Stock Yume Inc Yume underlying security shares 533028 underlying security title Common Stock

f2 each share of series b convertible preferred stock converted into 0.1786704776 shares of the issuer's common stock upon completion of the issuer's initial public offering, and has no expiration date. this conversion ratio reflects an adjustment following a 1-for-6 reverse stock split effected by the issuer on july 24, 2013. all shares of common stock (including fractions thereof) issued upon conversion were aggregated for each stockholder. no fractional share was issued upon the conversion of any share or shares of preferred stock.
f4 accel ix associates l.l.c. ("a9a"), which is the general partner of accel ix l.p. ("accel ix"), has sole voting and investment power over the securities held by accel ix. a9a disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. in addition, each of kevin efrusy, ping li (who is a director of the issuer) arthur c. patterson, theresia gouw and james w. breyer is a managing member of a9a and may be deemed to share voting and investment power over the shares held of record by accel ix. each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.


Filed on 2013-08-12 by Accel Ix Lp SEC CIK 1307855 Form 4

Accession 0001140361-13-031747.txt Sec File: edgar/data/1307855/0001140361-13-031747-index.htm

2013-08-12 Accel Ix Lp (CIK 1307855) through Direct

Invested in Yume Inc sold 13235185 shares remaining shares owned 0

Series A-2 Convertible Preferred Stock Yume Inc Yume underlying security shares 2205864 underlying security title Common Stock

f1 each share of series a-1, series a-2, and series c convertible preferred stock converted into 0.1666666667 shares of the issuer's common stock upon completion of the issuer's initial public offering, and had no expiration date. this conversion ratio reflects an adjustment following a 1-for-6 reverse stock split effected by the issuer on july 24, 2013. all shares of common stock (including fractions thereof) issued upon conversion were aggregated for each stockholder. no fractional share was issued upon the conversion of any share or shares of preferred stock.
f4 accel ix associates l.l.c. ("a9a"), which is the general partner of accel ix l.p. ("accel ix"), has sole voting and investment power over the securities held by accel ix. a9a disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. in addition, each of kevin efrusy, ping li (who is a director of the issuer) arthur c. patterson, theresia gouw and james w. breyer is a managing member of a9a and may be deemed to share voting and investment power over the shares held of record by accel ix. each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.


Filed on 2013-08-12 by Accel Ix Lp SEC CIK 1307855 Form 4

Accession 0001140361-13-031747.txt Sec File: edgar/data/1307855/0001140361-13-031747-index.htm

2013-08-12 Accel Ix Lp (CIK 1307855) through Direct

Invested in Yume Inc sold 104075 shares remaining shares owned 0

Series A-1 Convertible Preferred Stock Yume Inc Yume underlying security shares 17346 underlying security title Common Stock

f1 each share of series a-1, series a-2, and series c convertible preferred stock converted into 0.1666666667 shares of the issuer's common stock upon completion of the issuer's initial public offering, and had no expiration date. this conversion ratio reflects an adjustment following a 1-for-6 reverse stock split effected by the issuer on july 24, 2013. all shares of common stock (including fractions thereof) issued upon conversion were aggregated for each stockholder. no fractional share was issued upon the conversion of any share or shares of preferred stock.
f4 accel ix associates l.l.c. ("a9a"), which is the general partner of accel ix l.p. ("accel ix"), has sole voting and investment power over the securities held by accel ix. a9a disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. in addition, each of kevin efrusy, ping li (who is a director of the issuer) arthur c. patterson, theresia gouw and james w. breyer is a managing member of a9a and may be deemed to share voting and investment power over the shares held of record by accel ix. each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.