Acon refining partners llc - see footnote investment history in Northern tier energy lp

Filed on 2013-11-14 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-13-001595.txt Sec File: edgar/data/1554545/0001123292-13-001595-index.htm

2013-11-12 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 35622500 shares remaining shares owned 0

Common Units Northern Tier Energy Lp Nti Transaction code: S Open market or private sale of securities

f1 the securities reported in this statement were held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. is the managing member of genpar.
f2 on november 11, 2013, holdings contributed all of its common units of the issuer to a wholly owned subsidiary, nt interholdco llc ("interholdco"). on november 12, 2013, holdings sold all of its membership interests in interholdco to western refining, inc. for an aggregate purchase price of $775,000,000. as a result, the reporting persons no longer beneficially own any interest in the issuer.


Filed on 2013-08-21 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-13-001327.txt Sec File: edgar/data/1554545/0001123292-13-001327-index.htm

2013-08-19 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 11500000 shares at $22.03 remaining shares owned 35622500

Common Units Northern Tier Energy Lp Nti Transaction code: S Open market or private sale of securities

f1 the price represents the public offering price of $22.85 per common unit ("common unit") of northern tier energy lp (the "issuer") less the underwriters' discount of $0.82 per common unit.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. is the managing member of genpar.


Filed on 2013-05-24 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-13-001024.txt Sec File: edgar/data/1554545/0001123292-13-001024-index.htm

2013-05-23 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 1800000 shares at $25.2288 remaining shares owned 47122500

Common Units Northern Tier Energy Lp Nti Transaction code: S Open market or private sale of securities

f1 the price represents the public offering price of $26.28 per common unit ("common unit") of northern tier energy lp (the "issuer") less the underwriters' discount of $1.0512 per common unit.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.


Filed on 2013-05-08 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-13-000897.txt Sec File: edgar/data/1554545/0001123292-13-000897-index.htm

2013-05-06 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 12000000 shares at $25.2288 remaining shares owned 48922500

Common Units Northern Tier Energy Lp Nti Transaction code: S Open market or private sale of securities

f1 the price represents the public offering price of $26.28 per common unit ("common unit") of northern tier energy lp (the "issuer") less the underwriters' discount of $1.0512 per common unit.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.


Filed on 2013-02-08 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-13-000263.txt Sec File: edgar/data/1554545/0001123292-13-000263-index.htm

2013-02-08 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 1605000 shares at $23.4205 remaining shares owned 60922500

Common Units Northern Tier Energy Lp Nti Transaction code: S Open market or private sale of securities

f1 the price represents the public offering price of $24.46 per common unit ("common unit") of northern tier energy lp (the "issuer") less the underwriters' discount of $1.03955 per common unit.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.


Filed on 2013-01-24 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-13-000186.txt Sec File: edgar/data/1554545/0001123292-13-000186-index.htm

2013-01-24 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 10700000 shares at $23.4205 remaining shares owned 62527500

Common Units Northern Tier Energy Lp Nti Transaction code: S Open market or private sale of securities

f1 the price represents the public offering price of $24.46 per common unit ("common unit") of northern tier energy lp (the "issuer") less the underwriters' discount of $1.03955 per common unit.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.


Filed on 2012-11-14 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-12-000978.txt Sec File: edgar/data/1554545/0001123292-12-000978-index.htm

2012-11-09 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 18383000 shares remaining shares owned 0

Pik Units Northern Tier Energy Lp Nti underlying security shares 18383000 underlying security title Common Units

f1 on november 2, 2012, the issuer entered into a supplemental indenture to the indenture governing the issuer's 10.5% senior secured notes, which eliminated most of the restrictive covenants and certain default provisions applicable to the notes. as a result, on november 9, 2012, pursuant to the issuer's limited partnership agreement, each pik unit of the issuer automatically converted into one newly issued common unit.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.
f3 the pik units were automatically convertible into common units following the earlier of december 1, 2017 or the date on which the issuer redeems, repurchases, defeases or retires all of its senior secured notes, or amends the indenture governing the senior secured notes in a manner that results in the indenture being unable to restrict the issuer's ability to pay cash distributions on its outstanding units.


Filed on 2012-11-14 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-12-000978.txt Sec File: edgar/data/1554545/0001123292-12-000978-index.htm

2012-11-09 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp bought 18383000 shares remaining shares owned 73227500

Common Units Northern Tier Energy Lp Nti Transaction code: M Exercise or conversion of derivative security

f1 on november 2, 2012, the issuer entered into a supplemental indenture to the indenture governing the issuer's 10.5% senior secured notes, which eliminated most of the restrictive covenants and certain default provisions applicable to the notes. as a result, on november 9, 2012, pursuant to the issuer's limited partnership agreement, each pik unit of the issuer automatically converted into one newly issued common unit.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.


Filed on 2012-08-02 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 3/a

Accession 0001123292-12-000792.txt Sec File: edgar/data/1554545/0001123292-12-000792-index.htm

2012-07-25 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp remaining shares owned 54844500

Common Units Northern Tier Energy Lp Nti

f1 this amendment is filed to correct the number of common units reported in table i, which in the original form 3 inadvertently included the 2,437,500 common units right which also were reported in table ii.
f2 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.


Filed on 2012-08-01 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 4

Accession 0001123292-12-000784.txt Sec File: edgar/data/1554545/0001123292-12-000784-index.htm

2012-07-30 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp sold 2437500 shares at $14.00 remaining shares owned 0

Common Units Right Northern Tier Energy Lp Nti exercise price 14.00 has valueunderlying security shares 2437500 underlying security title Common Units

f1 on july 30, 2012, the underwriters of the issuer's initial public offering exercised their right to purchase 2,437,500 additional common units pursuant to an over-allotment option, which closed on july 31, 2012. the net proceeds from the exercise of the over-allotment option were distributed by the issuer to northern tier holdings llc ("holdings").
f2 the securities reported in this statement were held by holdings. northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.


Filed on 2012-07-25 by Acon Funds Management, L.L.C. SEC CIK 1554545 Form 3

Accession 0001123292-12-000775.txt Sec File: edgar/data/1554545/0001123292-12-000775-index.htm

2012-07-25 Acon Refining Partners Llc (CIK 1554546) through See Footnote

Invested in Northern Tier Energy Lp remaining shares owned 57282000

Common Units Northern Tier Energy Lp Nti

f1 the securities reported in this statement are held by northern tier holdings llc ("holdings"). northern tier investors, llc ("investors llc") is the sole owner of the common interests in holdings. the sole member of investors llc is northern tier investors lp ("investors lp"). the general partner of investors lp is nti genpar llc. acon refining partners, l.l.c. ("refining") owns 48.75% of the class a common units in investors lp and 50% of the limited liability company interests in nti genpar llc. aip v genpar, l.l.c. ("genpar") is the managing member of refining. acon funds management, l.l.c. ("management") is the managing member of genpar.