Acosta jack l - direct investment history in Sumtotal systems inc

Filed on 2009-07-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-09-036050.txt Sec File: edgar/data/1225954/0001181431-09-036050-index.htm

2009-07-21 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc sold 50000 shares remaining shares owned 0

Common Stock Sumtotal Systems Inc Sumt Transaction code: D Sale (or disposition) back to the issuer of the securities

f1 disposed of pursuant to the agreement and plan of merger, dated as of may 26. 2009, by and among the issuer, amber holding inc., a delaware corporation, and amber acquisition inc., a delaware corporation and a wholly-owned subsidiary of amber holding inc. (the "merger agreement"), pursuant to which each outstanding share of the issuer's common stock was canceled and converted into the right to receive $4.85 in cash, without interest and less any applicable withholding tax.
f3 jack l. acosta & susan j. acosta co - t.


Filed on 2009-07-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-09-036050.txt Sec File: edgar/data/1225954/0001181431-09-036050-index.htm

2009-07-21 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc sold 21981 shares at $1.11 remaining shares owned 0

Non-Qualified Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 3.74 has valueitem expiration due date 2013-04-08 underlying security shares 21981 underlying security title Common Stock

f2 pursuant to the merger agreement, each outstanding option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (x) the excess, if any, of (a) $4.85 less (b) the exercise price per share attributable to such option, multiplied by (y) the total number of shares issuable upon exercise in full of such option.


Filed on 2009-07-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-09-036050.txt Sec File: edgar/data/1225954/0001181431-09-036050-index.htm

2009-07-21 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc sold 10000 shares remaining shares owned 0

Non-Qualified Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 7.62 has valueitem expiration due date 2014-04-14 underlying security shares 10000 underlying security title Common Stock

f2 pursuant to the merger agreement, each outstanding option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (x) the excess, if any, of (a) $4.85 less (b) the exercise price per share attributable to such option, multiplied by (y) the total number of shares issuable upon exercise in full of such option.


Filed on 2009-07-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-09-036050.txt Sec File: edgar/data/1225954/0001181431-09-036050-index.htm

2009-07-21 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc sold 10000 shares at $0.28 remaining shares owned 0

Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 4.57 has valueitem expiration due date 2018-06-05 underlying security shares 10000 underlying security title Common Stock

f2 pursuant to the merger agreement, each outstanding option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (x) the excess, if any, of (a) $4.85 less (b) the exercise price per share attributable to such option, multiplied by (y) the total number of shares issuable upon exercise in full of such option.


Filed on 2009-07-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-09-036050.txt Sec File: edgar/data/1225954/0001181431-09-036050-index.htm

2009-07-21 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc sold 10000 shares remaining shares owned 0

Employee Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 7.86 has valueitem expiration due date 2017-06-07 underlying security shares 10000 underlying security title Common Stock

f2 pursuant to the merger agreement, each outstanding option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (x) the excess, if any, of (a) $4.85 less (b) the exercise price per share attributable to such option, multiplied by (y) the total number of shares issuable upon exercise in full of such option.


Filed on 2009-07-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-09-036050.txt Sec File: edgar/data/1225954/0001181431-09-036050-index.htm

2009-07-21 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc sold 10000 shares remaining shares owned 0

Non-Qualified Employee Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 6.02 has valueitem expiration due date 2016-06-09 underlying security shares 10000 underlying security title Common Stock

f2 pursuant to the merger agreement, each outstanding option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (x) the excess, if any, of (a) $4.85 less (b) the exercise price per share attributable to such option, multiplied by (y) the total number of shares issuable upon exercise in full of such option.


Filed on 2009-07-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-09-036050.txt Sec File: edgar/data/1225954/0001181431-09-036050-index.htm

2009-07-21 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc sold 10000 shares at $0.25 remaining shares owned 0

Non-Qualified Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 4.60 has valueitem expiration due date 2015-09-23 underlying security shares 10000 underlying security title Common Stock

f2 pursuant to the merger agreement, each outstanding option, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (x) the excess, if any, of (a) $4.85 less (b) the exercise price per share attributable to such option, multiplied by (y) the total number of shares issuable upon exercise in full of such option.


Filed on 2008-06-09 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-08-037641.txt Sec File: edgar/data/1225954/0001181431-08-037641-index.htm

2008-06-06 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc bought 10000 shares at $0 remaining shares owned 10000

Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 4.57 has valueitem expiration due date 2018-06-05 underlying security shares 10000 underlying security title Common Stock

f1 1/12th of the shares subject to the option will vest and become exercisable on july 6, 2008 and on each one month aniversary thereafter.


Filed on 2007-06-12 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-07-039390.txt Sec File: edgar/data/1225954/0001181431-07-039390-index.htm

2007-06-08 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc bought 10000 shares at $0 remaining shares owned 10000

Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 7.86 has valueitem expiration due date 2017-06-07 underlying security shares 10000 underlying security title Common Stock

f1 1/12th of the shares subject to the option will vest and become exercisable on july 8, 2007 and on each one month anniversary thereafter.


Filed on 2006-06-09 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-06-036157.txt Sec File: edgar/data/1225954/0001181431-06-036157-index.htm

2006-06-09 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc bought 10000 shares at $0 remaining shares owned 10000

Non-Qualified Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 6.02 has valueitem expiration due date 2016-06-09 underlying security shares 10000 underlying security title Common Stock

f1 1/12th of the shares subject to the option will vest and become exercisable on july 9, 2006 and on each one month anniversary thereafter.


Filed on 2005-09-26 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-05-053464.txt Sec File: edgar/data/1225954/0001181431-05-053464-index.htm

2005-09-23 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc bought 10000 shares at $0 remaining shares owned 10000

Non-Qualified Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise price 4.60 has valueitem expiration due date 2015-09-23 underlying security shares 10000 underlying security title Common Stock

f1 option vests 1/12th per month beginning 10/23/05.


Filed on 2004-04-15 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-04-020767.txt Sec File: edgar/data/1225954/0001181431-04-020767-index.htm

2004-05-25 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc remaining shares owned 10000

Non-Qualified Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise date 2004-05-14 exercise price 7.62 has valueitem expiration due date 2014-04-14 underlying security shares 10000 underlying security title Common Stock


Filed on 2004-03-22 by Acosta Jack L SEC CIK 1225954 Form 4

Accession 0001181431-04-017003.txt Sec File: edgar/data/1225954/0001181431-04-017003-index.htm

2004-03-18 Acosta Jack L (CIK 1225954) through Direct

Invested in Sumtotal Systems Inc bought 21981 shares remaining shares owned 21981

Non Qualified Stock Option Right To Buy Sumtotal Systems Inc Sumt exercise date 2004-04-09 exercise price 3.74 has valueitem expiration due date 2013-04-09 underlying security shares 21981 underlying security title Common Stock

f1 option received in the merger of docent, inc. into sumtotal systems, inc. in exchange for a non-qualified stock option to acquire 30,000 shares of docent, inc. common stock for $2.74 per share.