Adage capital partners gp llc - see footnote investment history in Smart balance inc

Filed on 2012-12-21 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-052504.txt Sec File: edgar/data/1165408/0001140361-12-052504-index.htm

2012-12-21 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 1704 shares at $13.33 remaining shares owned 6719918

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-12-21 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-052504.txt Sec File: edgar/data/1165408/0001140361-12-052504-index.htm

2012-12-21 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 900 shares at $13.32 remaining shares owned 6721622

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-12-21 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-052504.txt Sec File: edgar/data/1165408/0001140361-12-052504-index.htm

2012-12-20 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 127900 shares at $13.46 remaining shares owned 6722522

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-12-21 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-052504.txt Sec File: edgar/data/1165408/0001140361-12-052504-index.htm

2012-12-20 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 116480 shares at $13.59 remaining shares owned 6850422

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-12-21 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-052504.txt Sec File: edgar/data/1165408/0001140361-12-052504-index.htm

2012-12-20 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 3400 shares at $13.58 remaining shares owned 6966902

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-12-21 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-052504.txt Sec File: edgar/data/1165408/0001140361-12-052504-index.htm

2012-12-20 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 6000 shares at $13.59 remaining shares owned 6970302

Common Stock Par Value 00001 Per Share Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-10-09 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-043246.txt Sec File: edgar/data/1165408/0001140361-12-043246-index.htm

2012-10-08 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 295000 shares at $12.505 remaining shares owned 6976302

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-10-09 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-043246.txt Sec File: edgar/data/1165408/0001140361-12-043246-index.htm

2012-10-08 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 26500 shares at $12.555 remaining shares owned 7271302

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-10-09 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-043246.txt Sec File: edgar/data/1165408/0001140361-12-043246-index.htm

2012-10-08 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 10000 shares at $12.550 remaining shares owned 7297802

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-10-09 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-043246.txt Sec File: edgar/data/1165408/0001140361-12-043246-index.htm

2012-10-08 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 700 shares at $12.540 remaining shares owned 7307802

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-10-09 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-043246.txt Sec File: edgar/data/1165408/0001140361-12-043246-index.htm

2012-10-05 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 15300 shares at $12.751 remaining shares owned 7308502

Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2012-10-09 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0001140361-12-043246.txt Sec File: edgar/data/1165408/0001140361-12-043246-index.htm

2012-10-05 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 19500 shares at $12.765 remaining shares owned 7323802

Common Stock Par Value 00001 Per Share Common Stock Smart Balance Inc Smbl Transaction code: S Open market or private sale of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adage capital partners, l.p., a delaware limited partnership (the "fund"), and as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and general partners of the fund. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.


Filed on 2009-03-26 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0000902664-09-001250.txt Sec File: edgar/data/1165408/0000902664-09-001250-index.htm

2009-03-24 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc bought 514469 shares at $5.5 remaining shares owned 7343302

Common Stock 00001 Par Value Common Stock Smart Balance Inc Smbl Transaction code: P Open market or private purchase of securities

f1 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of adagecapital partners, l.p. (the "fund"), and as such has discretion over the portfolio securities beneficially owned by thefund. adage capital advisors, l.l.c., a delaware limited liability company ("aca"), is the managing member of acpgp anddirects acpgp's operations. robert atchinson and phillip gross are the managing members of acpgp and aca and generalpartners of acp. acpgp, aca, robert atchinson and phillip gross disclaim beneficial ownership of the reported securitiesexcept to the extent of their pecuniary interest therein.


Filed on 2007-12-14 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0000902664-07-003539.txt Sec File: edgar/data/1165408/0000902664-07-003539-index.htm

2007-12-12 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc sold 1000000 shares at $0 remaining shares owned 0

Common Stock Warrants Right To Purchasepublic Warrants Smart Balance Inc Smbl exercise date 2007-05-21 exercise price 6.00 has valueunderlying security shares 1000000 underlying security title Common Stock

f2 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of the fundand as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., adelaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robertatchinson and phillip gross are the managing members of acpgp and aca and general partners of acp. acpgp, aca, robertatchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniaryinterest therein.
f3 each warrant to which this note relates entitled the holder to purchase one share of common stock at a price of $6.00. as ofdecember 12, 2007, adage capital partners, l.p. holds 0 public warrants.


Filed on 2007-12-14 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0000902664-07-003539.txt Sec File: edgar/data/1165408/0000902664-07-003539-index.htm

2007-12-12 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc remaining shares owned 1111111

Series A Convertible Preferred Stock Preferred Stock Smart Balance Inc Smbl exercise date 2007-05-21 underlying security shares 1111111 underlying security title Common Stock

f2 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of the fundand as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., adelaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robertatchinson and phillip gross are the managing members of acpgp and aca and general partners of acp. acpgp, aca, robertatchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniaryinterest therein.
f4 the preferred stock to which this note relates is convertible at any time, at the option of the holder, into the number ofshares of common stock arrived at by dividing $9.00 per share (which is the initial conversion price) into the per shareliquidation preference of $9.00 per share, plus accrued but unpaid dividends. as of may 21, 2007 the preferred stock wasconvertible into common stock on a one-for-one basis. to the extent that dividends accrue but are not paid, the number ofshares of common stock issuable upon conversion of the preferred stock will increase. the conversion right of the preferredstock to common stock has no expiration date. as of december 12, 2007, adage capital partners, l.p. holds 1,111,111 sharesof preferred stock.
f5 holders of preferred stock also received one private placement warrant for each share of preferred stock. each privateplacement warrant entitles the holder to purchase one share of common stock at a price of $9.00. each private placementwarrant will become exercisable upon the redemption of the related share of preferred stock. each private placement warrantwill be exercisable until the later of (1) ten years after may 21, 2007, or (2) five years after the redemption of therelated share of preferred stock.


Filed on 2007-12-14 by Adage Capital Partners Gp Llc SEC CIK 1165408 Form 4

Accession 0000902664-07-003539.txt Sec File: edgar/data/1165408/0000902664-07-003539-index.htm

2007-12-12 Adage Capital Partners Gp Llc (CIK 1165408) through See Footnote

Invested in Smart Balance Inc bought 1000000 shares at $6.00 remaining shares owned 4480724

Common Stock 00001 Par Value Common Stock Smart Balance Inc Smbl Transaction code: X Exercise of in-the-money or at-the-money derivatives securities (usually options)

f1 the number of non-derivative securities beneficially owned following the transaction to which this note relates (the exerciseof 1,000,000 warrants into shares of common stock) total 4,480,724 shares of common stock which are held directly by adagecapital partners, l.p., a delaware limited partnership (the "fund").
f2 adage capital partners gp, l.l.c., a delaware limited liability company ("acpgp"), serves as the general partner of the fundand as such has discretion over the portfolio securities beneficially owned by the fund. adage capital advisors, l.l.c., adelaware limited liability company ("aca"), is the managing member of acpgp and directs acpgp's operations. robertatchinson and phillip gross are the managing members of acpgp and aca and general partners of acp. acpgp, aca, robertatchinson and phillip gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniaryinterest therein.
f5 holders of preferred stock also received one private placement warrant for each share of preferred stock. each privateplacement warrant entitles the holder to purchase one share of common stock at a price of $9.00. each private placementwarrant will become exercisable upon the redemption of the related share of preferred stock. each private placement warrantwill be exercisable until the later of (1) ten years after may 21, 2007, or (2) five years after the redemption of therelated share of preferred stock.