| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2010-03-16 | 2009-09-30 | 13F-HR/A | Bradley Foster And Sargent Inc | Institution | 13,000 | No Change | 0 | 0 % | $179,660 | $175,630 | $-4,030 | -2.24 % | $0 | | | | | | Stock Trading of Ares Capital Corp By Bradley Foster And Sargent Inc |
| 2010-03-16 | 2009-06-30 | 13F-HR/A | Bradley Foster And Sargent Inc | Institution | 13,000 | New Holding | 13,000 | 100 % | $179,660 | $175,630 | $-4,030 | -2.24 % | $-4,030 | | | | | | Stock Trading of Ares Capital Corp By Bradley Foster And Sargent Inc |
| 2010-03-11 | 2009-12-31 | N-CSR | Northern Lights Variable Trust - Jnf Equity Portfolio | Specialty & Misc | | Sold All | -5,300 | -100 % | | | | -2.31 % | $1,696 | | | | | | Stock Trading of Ares Capital Corp By Northern Lights Variable Trust - Jnf Equity Portfolio |
| 2010-03-11 | 2009-12-31 | N-CSR | Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio | No Data | | Sold All | -2,200 | -100 % | | | | -2.31 % | $704 | | | | | | Stock Trading of Ares Capital Corp By Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio |
| 2010-03-11 | 2009-12-31 | N-CSRS | Catalyst Funds - Catalyst Funds | No Data | 18,500 | No Change | 0 | 0 % | $255,855 | $249,935 | $-5,920 | -2.31 % | $0 | | | | | | Stock Trading of Ares Capital Corp By Catalyst Funds - Catalyst Funds |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Dynamic Funds - Dow 2x Strategy Master Fund | Specialty & Misc | 2,143 | New Holding | 2,143 | 100 % | $30,366 | $28,952 | $-1,414 | -4.65 % | $-1,414 | | | | | | Stock Trading of Ares Capital Corp By Rydex Dynamic Funds - Dow 2x Strategy Master Fund |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Series Funds - Banking Fund | Financial Services | 1,700 | Sold Some | -419 | -19.77 % | $24,089 | $22,967 | $-1,122 | -4.65 % | $277 | | | | | | Stock Trading of Ares Capital Corp By Rydex Series Funds - Banking Fund |
| 2010-03-10 | 2009-12-31 | N-CSR | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 1,157 | Added More | 70 | 6.43 % | $16,395 | $15,631 | $-764 | -4.65 % | $-46 | | | | | | Stock Trading of Ares Capital Corp By Rydex Variable Trust - Biotechnology Fund |
| 2010-03-10 | 2009-12-31 | N-CSR | Jnl Series Trust - Jnlmcm Small Cap Index Fund A | Small-Cap Core | 51 | No Compare | | | $723 | $689 | $-34 | -4.65 % | | | | | | | Stock Trading of Ares Capital Corp By Jnl Series Trust - Jnlmcm Small Cap Index Fund A |
| 2010-03-09 | 2009-12-31 | N-CSR | John Hancock Trust - All Cap Value Trust | Multi-Cap Value | 603,966 | New Holding | 603,966 | 100 % | $8,503,841 | $8,159,581 | $-344,261 | -4.04 % | $-344,261 | | | | | | Stock Trading of Ares Capital Corp By John Hancock Trust - All Cap Value Trust |