| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 1,580 | No Change | 0 | 0 % | $1,580 | $1,580 | $0 | 0.00 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Ambac Financial Group Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -11,890 | -100 % | | | | -0.99 % | $119 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 229,483 | Added More | 16,687 | 7.84 % | $160,638 | $229,483 | $68,845 | 42.85 % | $5,006 | | | | | | News Article | History of Amvescap Plc Ownership Of Ambac Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 4,296,542 | Added More | 3,775,801 | 725.08 % | $3,007,579 | $4,296,542 | $1,288,963 | 42.85 % | $1,132,740 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Ambac Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Integrity Asset Management Llc | Institution | 685,360 | Sold Some | -34,594 | -4.80 % | $479,752 | $685,360 | $205,608 | 42.85 % | $-10,378 | | | | | | News Article | History of Integrity Asset Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 1,923 | Added More | 122 | 6.77 % | $1,346 | $1,923 | $577 | 42.85 % | $37 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Balyasny Asset Management Llc | Institution | | Sold All | -181,700 | -100 % | | | | 33.33 % | $-45,425 | | | | | | News Article | History of Balyasny Asset Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bam Management Llc | No Data | 2,000 | New Holding | 2,000 | 100 % | $1,500 | $2,000 | $500 | 33.33 % | $500 | | | | | | News Article | History of Bam Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Broadmark Asset Management Llc | Institution | 61,100 | Sold Some | -6,500 | -9.61 % | $45,825 | $61,100 | $15,275 | 33.33 % | $-1,625 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 110,529 | Added More | 49,546 | 81.24 % | $82,897 | $110,529 | $27,632 | 33.33 % | $12,387 | | | | | | News Article | History of Citadel L P Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cna Financial Corp | Institution | | Sold All | -570 | -100 % | | | | 33.33 % | $-143 | | | | | | News Article | History of Cna Financial Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 700 | No Change | 0 | 0 % | $525 | $700 | $175 | 33.33 % | $0 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 100 | New Holding | 100 | 100 % | $75 | $100 | $25 | 33.33 % | $25 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fir Tree Inc | Institution | 3,911,720 | Sold Some | -6,000,000 | -60.53 % | $2,933,790 | $3,911,720 | $977,930 | 33.33 % | $-1,500,000 | | | | | | News Article | History of Fir Tree Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 534,830 | Sold Some | -81,570 | -13.23 % | $401,123 | $534,830 | $133,708 | 33.33 % | $-20,393 | | | | | | News Article | History of Fmr Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 118,330 | Added More | 17,230 | 17.04 % | $88,748 | $118,330 | $29,583 | 33.33 % | $4,308 | | | | | | News Article | History of Ing Groep Nv Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jesaga Advisers Llc | Institution | | Sold All | -186,600 | -100 % | | | | 33.33 % | $-46,650 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Kensico Capital Management Corp | Institution | 1,031,700 | No Change | 0 | 0 % | $773,775 | $1,031,700 | $257,925 | 33.33 % | $0 | | | | | | News Article | History of Kensico Capital Management Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -19,729 | -100 % | | | | 33.33 % | $-4,932 | | | | | | News Article | History of Millennium Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 206,344 | Sold Some | -186,145 | -47.42 % | $154,758 | $206,344 | $51,586 | 33.33 % | $-46,536 | | | | | | News Article | History of Morgan Stanley Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 3,494,527 | Added More | 425,283 | 13.85 % | $2,620,895 | $3,494,527 | $873,632 | 33.33 % | $106,321 | | | | | | News Article | History of Northern Trust Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 8,000 | Added More | 1,000 | 14.28 % | $6,000 | $8,000 | $2,000 | 33.33 % | $250 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Porter Orlin Llc | Institution | 137,400 | No Change | 0 | 0 % | $103,050 | $137,400 | $34,350 | 33.33 % | $0 | | | | | | News Article | History of Porter Orlin Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 62,050 | No Change | 0 | 0 % | $46,538 | $62,050 | $15,513 | 33.33 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 96,902 | Sold Some | -123,372 | -56.00 % | $72,677 | $96,902 | $24,226 | 33.33 % | $-30,843 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sigma Capital Management Llc | Institution | 100,000 | New Holding | 100,000 | 100 % | $75,000 | $100,000 | $25,000 | 33.33 % | $25,000 | | | | | | News Article | History of Sigma Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Soros Fund Management Llc | Institution | 34,900 | New Holding | 34,900 | 100 % | $26,175 | $34,900 | $8,725 | 33.33 % | $8,725 | | | | | | News Article | History of Soros Fund Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 538 | No Change | 0 | 0 % | $404 | $538 | $135 | 33.33 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Vicis Capital Llc | Institution | 3,999,538 | Sold Some | -6,481,568 | -61.84 % | $2,999,654 | $3,999,538 | $999,885 | 33.33 % | $-1,620,392 | | | | | | News Article | History of Vicis Capital Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | 3 | New Holding | 3 | 100 % | $2 | $3 | $1 | 33.33 % | $1 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 143,900 | New Holding | 143,900 | 100 % | $107,925 | $143,900 | $35,975 | 33.33 % | $35,975 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Rodney Square Management Corp | Institution | 17,130 | New Holding | 17,130 | 100 % | $13,190 | $17,130 | $3,940 | 29.87 % | $3,940 | | | | | | News Article | History of Rodney Square Management Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 26,477 | Sold Some | -897 | -3.27 % | $20,387 | $26,477 | $6,090 | 29.87 % | $-206 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 21,000 | New Holding | 21,000 | 100 % | $16,170 | $21,000 | $4,830 | 29.87 % | $4,830 | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 92,419 | Sold Some | -273,597 | -74.75 % | $71,163 | $92,419 | $21,256 | 29.87 % | $-62,927 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 660,451 | Sold Some | -193,132 | -22.62 % | $508,547 | $660,451 | $151,904 | 29.87 % | $-44,420 | | | | | | News Article | History of Axa Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 181,238 | Added More | 35,992 | 24.78 % | $139,553 | $181,238 | $41,685 | 29.87 % | $8,278 | | | | | | News Article | History of Barclays Plc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 104,303 | Added More | 86,658 | 491.11 % | $80,313 | $104,303 | $23,990 | 29.87 % | $19,931 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 592,063 | New Holding | 592,063 | 100 % | $455,889 | $592,063 | $136,174 | 29.87 % | $136,174 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cedar Hill Capital Partners Llc | Institution | | Sold All | -1,095,000 | -100 % | | | | 29.87 % | $-251,850 | | | | | | News Article | History of Cedar Hill Capital Partners Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 134,206 | Added More | 112,860 | 528.71 % | $103,339 | $134,206 | $30,867 | 29.87 % | $25,958 | | | | | | News Article | History of Credit Agricole S A Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Davis Selected Advisers | Institution | 772,300 | No Change | 0 | 0 % | $594,671 | $772,300 | $177,629 | 29.87 % | $0 | | | | | | News Article | History of Davis Selected Advisers Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Del Mar Asset Management Lp | Institution | 12,900 | New Holding | 12,900 | 100 % | $9,933 | $12,900 | $2,967 | 29.87 % | $2,967 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ferox Capital Management Lp | Institution | 4,660 | No Change | 0 | 0 % | $3,588 | $4,660 | $1,072 | 29.87 % | $0 | | | | | | News Article | History of Ferox Capital Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 342 | Sold Some | -219,458 | -99.84 % | $263 | $342 | $79 | 29.87 % | $-50,475 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geduld E E | Institution | 50,000 | New Holding | 50,000 | 100 % | $38,500 | $50,000 | $11,500 | 29.87 % | $11,500 | | | | | | News Article | History of Geduld E E Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 779,049 | Added More | 302,154 | 63.35 % | $599,868 | $779,049 | $179,181 | 29.87 % | $69,495 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 2,700,594 | Added More | 692,824 | 34.50 % | $2,079,457 | $2,700,594 | $621,137 | 29.87 % | $159,350 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jennison Associates Llc | Institution | 314,000 | New Holding | 314,000 | 100 % | $241,780 | $314,000 | $72,220 | 29.87 % | $72,220 | | | | | | News Article | History of Jennison Associates Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 214,185 | Added More | 56,640 | 35.95 % | $164,922 | $214,185 | $49,263 | 29.87 % | $13,027 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 500 | No Change | 0 | 0 % | $385 | $500 | $115 | 29.87 % | $0 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 2,300 | No Change | 0 | 0 % | $1,771 | $2,300 | $529 | 29.87 % | $0 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pine River Capital Management Lp | Institution | 70,620 | New Holding | 70,620 | 100 % | $54,377 | $70,620 | $16,243 | 29.87 % | $16,243 | | | | | | News Article | History of Pine River Capital Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 30,900 | No Change | 0 | 0 % | $23,793 | $30,900 | $7,107 | 29.87 % | $0 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -921 | -100 % | | | | 29.87 % | $-212 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 52,065 | Added More | 44,764 | 613.12 % | $40,090 | $52,065 | $11,975 | 29.87 % | $10,296 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -235,600 | -100 % | | | | 29.87 % | $-54,188 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Segall Bryant And Hamill | Institution | 12,702 | No Change | 0 | 0 % | $9,781 | $12,702 | $2,921 | 29.87 % | $0 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 145,273 | Added More | 92,317 | 174.32 % | $111,860 | $145,273 | $33,413 | 29.87 % | $21,233 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Third Avenue Management Llc | Institution | 26,782,362 | Sold Some | -425,000 | -1.56 % | $20,622,419 | $26,782,362 | $6,159,943 | 29.87 % | $-97,750 | | | | | | News Article | History of Third Avenue Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 15,323,003 | Added More | 630,215 | 4.28 % | $11,798,712 | $15,323,003 | $3,524,291 | 29.87 % | $144,949 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | 66,743 | New Holding | 66,743 | 100 % | $51,392 | $66,743 | $15,351 | 29.87 % | $15,351 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Assets Inc | Institution | 116,600 | No Change | 0 | 0 % | $86,284 | $116,600 | $30,316 | 35.13 % | $0 | | | | | | News Article | History of American Assets Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | American Assets Investment Management Llc | Institution | 43,300 | No Change | 0 | 0 % | $32,042 | $43,300 | $11,258 | 35.13 % | $0 | | | | | | News Article | History of American Assets Investment Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 34,168 | Sold Some | -12,774 | -27.21 % | $25,284 | $34,168 | $8,884 | 35.13 % | $-3,321 | | | | | | News Article | History of Bank Of America Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 14,177,394 | Added More | 1,468,321 | 11.55 % | $10,491,272 | $14,177,394 | $3,686,122 | 35.13 % | $381,763 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 24,896 | New Holding | 24,896 | 100 % | $18,423 | $24,896 | $6,473 | 35.13 % | $6,473 | | | | | | News Article | History of Credit Suisse Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 510 | No Change | 0 | 0 % | $377 | $510 | $133 | 35.13 % | $0 | | | | | | News Article | History of Davidson D A And Co Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 510 | New Holding | 510 | 100 % | $377 | $510 | $133 | 35.13 % | $133 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 74,600 | Sold Some | -800 | -1.06 % | $55,204 | $74,600 | $19,396 | 35.13 % | $-208 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 113,000 | Added More | 31,400 | 38.48 % | $83,620 | $113,000 | $29,380 | 35.13 % | $8,164 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hecht Nikos | Institution | 1,232,555 | Sold Some | -1,634,375 | -57.00 % | $912,091 | $1,232,555 | $320,464 | 35.13 % | $-424,938 | | | | | | News Article | History of Hecht Nikos Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 118,330 | Added More | 17,230 | 17.04 % | $87,564 | $118,330 | $30,766 | 35.13 % | $4,480 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 12,500 | No Change | 0 | 0 % | $9,250 | $12,500 | $3,250 | 35.13 % | $0 | | | | | | News Article | History of Kbc Group Nv Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinetics Asset Management Inc | Institution | | Sold All | -2,970,976 | -100 % | | | | 35.13 % | $-772,454 | | | | | | News Article | History of Kinetics Asset Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 13,436 | Sold Some | -121,776 | -90.06 % | $9,943 | $13,436 | $3,493 | 35.13 % | $-31,662 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 287,258 | Added More | 30,038 | 11.67 % | $212,571 | $287,258 | $74,687 | 35.13 % | $7,810 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | | Sold All | -700 | -100 % | | | | 35.13 % | $-182 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 10,087 | Added More | 126 | 1.26 % | $7,464 | $10,087 | $2,623 | 35.13 % | $33 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 12,832 | Added More | 5,129 | 66.58 % | $9,496 | $12,832 | $3,336 | 35.13 % | $1,334 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portolan Capital Management Llc | Institution | | Sold All | -4,700 | -100 % | | | | 35.13 % | $-1,222 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | 3,135 | New Holding | 3,135 | 100 % | $2,320 | $3,135 | $815 | 35.13 % | $815 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 40,317 | Added More | 29,282 | 265.35 % | $29,835 | $40,317 | $10,482 | 35.13 % | $7,613 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 73,927 | Sold Some | -3,550 | -4.58 % | $54,706 | $73,927 | $19,221 | 35.13 % | $-923 | | | | | | News Article | History of Russell Frank Co Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Seger Elvekrog Inc | Institution | 38,100 | No Change | 0 | 0 % | $28,194 | $38,100 | $9,906 | 35.13 % | $0 | | | | | | News Article | History of Seger Elvekrog Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 22,722 | Added More | 2,554 | 12.66 % | $16,814 | $22,722 | $5,908 | 35.13 % | $664 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 35,276 | Sold Some | -220,858 | -86.22 % | $26,104 | $35,276 | $9,172 | 35.13 % | $-57,423 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 1,106,014 | Added More | 54,148 | 5.14 % | $818,450 | $1,106,014 | $287,564 | 35.13 % | $14,078 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 11,678 | Added More | 95 | 0.82 % | $8,642 | $11,678 | $3,036 | 35.13 % | $25 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 268,100 | Sold Some | -10,041 | -3.61 % | $198,394 | $268,100 | $69,706 | 35.13 % | $-2,611 | | | | | | News Article | History of United Services Automobile Association Ownership Of Ambac Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 36,710 | No Change | 0 | 0 % | $27,165 | $36,710 | $9,545 | 35.13 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 14,972,645 | Added More | 97,183 | 0.65 % | $11,828,390 | $14,972,645 | $3,144,255 | 26.58 % | $20,408 | | | | | | News Article | History of Citigroup Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 61,393 | Added More | 30,080 | 96.06 % | $48,500 | $61,393 | $12,893 | 26.58 % | $6,317 | | | | | | News Article | History of Comerica Bank Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 186,733 | Sold Some | -231,472 | -55.34 % | $147,519 | $186,733 | $39,214 | 26.58 % | $-48,609 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Mrm-Horizon Advisors Llc | Institution | 372,100 | Sold Some | -9,300 | -2.43 % | $293,959 | $372,100 | $78,141 | 26.58 % | $-1,953 | | | | | | News Article | History of Mrm-Horizon Advisors Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Red Granite Advisors Llc | Institution | 25,800 | Sold Some | -1,495 | -5.47 % | $20,382 | $25,800 | $5,418 | 26.58 % | $-314 | | | | | | News Article | History of Red Granite Advisors Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 778,700 | Sold Some | -67,500 | -7.97 % | $615,173 | $778,700 | $163,527 | 26.58 % | $-14,175 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Trevor Stewart Burton And Jacobsen Inc | Institution | 115,200 | No Change | 0 | 0 % | $91,008 | $115,200 | $24,192 | 26.58 % | $0 | | | | | | News Article | History of Trevor Stewart Burton And Jacobsen Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 88,551 | Added More | 69,026 | 353.52 % | $69,955 | $88,551 | $18,596 | 26.58 % | $14,495 | | | | | | News Article | History of Ubs Ag Ownership Of Ambac Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Crawford Investment Counsel Inc | Institution | 10,810 | New Holding | 10,810 | 100 % | $12,756 | $10,810 | $-1,946 | -15.25 % | $-1,946 | | | | | | News Article | History of Crawford Investment Counsel Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | General Motors Investment Management Corp | Institution | 197,103 | No Change | 0 | 0 % | $232,582 | $197,103 | $-35,479 | -15.25 % | $0 | | | | | | News Article | History of General Motors Investment Management Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Mcglinn Capital Management Inc | Institution | 10,800 | Sold Some | -6,700 | -38.28 % | $12,744 | $10,800 | $-1,944 | -15.25 % | $1,206 | | | | | | News Article | History of Mcglinn Capital Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | 1,225 | No Change | 0 | 0 % | $1,433 | $1,225 | $-208 | -14.52 % | $0 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 256,089 | No Change | 0 | 0 % | $299,624 | $256,089 | $-43,535 | -14.52 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 18,180 | Sold Some | -14,624 | -44.57 % | $21,271 | $18,180 | $-3,091 | -14.52 % | $2,486 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 915,370 | Added More | 43,600 | 5.00 % | $1,070,983 | $915,370 | $-155,613 | -14.52 % | $-7,412 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 770,994 | Added More | 517,900 | 204.62 % | $902,063 | $770,994 | $-131,069 | -14.52 % | $-88,043 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 1,794,315 | Sold Some | -41,050 | -2.23 % | $2,099,349 | $1,794,315 | $-305,034 | -14.52 % | $6,979 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Valic Co Ii - Small Cap Value Fund | Small-Cap Value | | Sold All | -86,700 | -100 % | | | | -14.52 % | $14,739 | | | | | | News Article | History of Valic Co Ii - Small Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 11,329 | Sold Some | -1,044 | -8.43 % | $13,595 | $11,329 | $-2,266 | -16.66 % | $209 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 32,326 | New Holding | 32,326 | 100 % | $38,791 | $32,326 | $-6,465 | -16.66 % | $-6,465 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 28,663 | Added More | 3,349 | 13.22 % | $34,396 | $28,663 | $-5,733 | -16.66 % | $-670 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 343,400 | Sold Some | -209,683 | -37.91 % | $412,080 | $343,400 | $-68,680 | -16.66 % | $41,937 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-08-31 | N-CSR | Alliancebernstein Pooling Portfolios - Alliancebernstein Inflation Protected Securities Portfolio | Specialty & Misc | | Sold All | -222,000 | -100 % | | | | -16.66 % | $44,400 | | | | | | News Article | History of Alliancebernstein Pooling Portfolios - Alliancebernstein Inflation Protected Securities Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | First Community Bank Trust And Financial Services Divison | Institution | 235 | No Change | 0 | 0 % | $353 | $235 | $-118 | -33.33 % | $0 | | | | | | News Article | History of First Community Bank Trust And Financial Services Divison Ownership Of Ambac Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Lehrer Management Co Inc | Institution | 10,000 | New Holding | 10,000 | 100 % | $15,000 | $10,000 | $-5,000 | -33.33 % | $-5,000 | | | | | | News Article | History of Lehrer Management Co Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 167,254 | New Holding | 167,254 | 100 % | $250,881 | $167,254 | $-83,627 | -33.33 % | $-83,627 | | | | | | News Article | History of Tradeworx Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 765 | No Change | 0 | 0 % | $849 | $765 | $-84 | -9.90 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bryn Mawr Trust Co | Institution | 100 | No Change | 0 | 0 % | $105 | $100 | $-5 | -4.76 % | $0 | | | | | | News Article | History of Bryn Mawr Trust Co Ownership Of Ambac Financial Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Insurance Portfolio | Financial Services | | Sold All | -59,400 | -100 % | | | | -4.76 % | $2,970 | | | | | | News Article | History of Fidelity Select Portfolios - Insurance Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 105,805 | Sold Some | -1,369 | -1.27 % | $121,676 | $105,805 | $-15,871 | -13.04 % | $205 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Ftse Social Index Fund | Large-Cap Core | 34,269 | No Change | 0 | 0 % | $39,409 | $34,269 | $-5,140 | -13.04 % | $0 | | | | | | News Article | History of Vanguard World Fund - Vanguard Ftse Social Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 5,650 | Sold Some | -10,300 | -64.57 % | $6,611 | $5,650 | $-961 | -14.52 % | $1,751 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Riversource Equity Series Inc - Riversource Mid Cap Growth Fund | Mid-Cap Growth | 1,078,367 | New Holding | 1,078,367 | 100 % | $1,261,689 | $1,078,367 | $-183,322 | -14.52 % | $-183,322 | | | | | | News Article | History of Riversource Equity Series Inc - Riversource Mid Cap Growth Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -220,900 | -100 % | | | | -14.52 % | $37,553 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -60,300 | -100 % | | | | -14.52 % | $10,251 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 232,658 | New Holding | 232,658 | 100 % | $272,210 | $232,658 | $-39,552 | -14.52 % | $-39,552 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-27 | 2009-09-09 | 13F-HR | First National Bank Of Mount Dora Trust Investment Services | Institution | 75 | No Change | 0 | 0 % | $80 | $75 | $-5 | -5.66 % | $0 | | | | | | News Article | History of First National Bank Of Mount Dora Trust Investment Services Ownership Of Ambac Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | | Sold All | -160 | -100 % | | | | -12.28 % | $22 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Ambac Financial Group Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 366,016 | Added More | 4,000 | 1.10 % | $417,258 | $366,016 | $-51,242 | -12.28 % | $-560 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | | Sold All | -81,094 | -100 % | | | | -16.66 % | $16,219 | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 87,700 | No Change | 0 | 0 % | $110,502 | $87,700 | $-22,802 | -20.63 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Ambac Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 48 | Sold Some | -156,859 | -99.96 % | $60 | $48 | $-12 | -20.63 % | $40,783 | | | | | | News Article | History of Blackrock Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 1,094,481 | Added More | 378,968 | 52.96 % | $1,379,046 | $1,094,481 | $-284,565 | -20.63 % | $-98,532 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 1,173,215 | Sold Some | -134,550 | -10.28 % | $1,419,590 | $1,173,215 | $-246,375 | -17.35 % | $28,256 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Ambac Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 262,343 | No Change | 0 | 0 % | $317,435 | $262,343 | $-55,092 | -17.35 % | $0 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Ambac Financial Group Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 173,000 | No Change | 0 | 0 % | $212,790 | $173,000 | $-39,790 | -18.69 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Ambac Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Rothschild Investment Corp | Institution | 10,000 | No Change | 0 | 0 % | $12,600 | $10,000 | $-2,600 | -20.63 % | $0 | | | | | | News Article | History of Rothschild Investment Corp Ownership Of Ambac Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 295,400 | Added More | 52,000 | 21.36 % | $372,204 | $295,400 | $-76,804 | -20.63 % | $-13,520 | | | | | | News Article | History of Strs Ohio Ownership Of Ambac Financial Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Oak Value Capital Management Inc | Institution | 29,000 | No Change | 0 | 0 % | $40,020 | $29,000 | $-11,020 | -27.53 % | $0 | | | | | | News Article | History of Oak Value Capital Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | | Sold All | -32,125 | -100 % | | | | -30.55 % | $14,135 | | | | | | News Article | History of Harris Financial Corp Ownership Of Ambac Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Nordea Investment Management Ab | Institution | 103,946 | Added More | 102,838 | 9281.40 % | $149,682 | $103,946 | $-45,736 | -30.55 % | $-45,249 | | | | | | News Article | History of Nordea Investment Management Ab Ownership Of Ambac Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 350,569 | No Change | 0 | 0 % | $504,819 | $350,569 | $-154,250 | -30.55 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Ambac Financial Group Inc |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -726 | -100 % | | | | -30.55 % | $319 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Ambac Financial Group Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR/A | Adirondack Trust Co | Institution | 2,000 | No Change | 0 | 0 % | $2,980 | $2,000 | $-980 | -32.88 % | $0 | | | | | | News Article | History of Adirondack Trust Co Ownership Of Ambac Financial Group Inc |
| 2009-10-09 | 2009-09-30 | 13F-HR | Meeder Asset Management Inc | Institution | | Sold All | -6,037 | -100 % | | | | -32.88 % | $2,958 | | | | | | News Article | History of Meeder Asset Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 646,518 | Added More | 9,100 | 1.42 % | $976,242 | $646,518 | $-329,724 | -33.77 % | $-4,641 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Ambac Financial Group Inc |
| 2009-10-08 | 2009-06-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | | Sold All | -300,000 | -100 % | | | | -33.77 % | $153,000 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-10-08 | 2009-06-30 | 13F-HR/A | Del Mar Asset Management Lp | Institution | | Sold All | -234 | -100 % | | | | -33.77 % | $119 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-10-08 | 2009-03-31 | 13F-HR/A | Del Mar Asset Management Lp | Institution | 300,000 | New Holding | 300,000 | 100 % | $453,000 | $300,000 | $-153,000 | -33.77 % | $-153,000 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-10-08 | 2009-03-31 | 13F-HR/A | Del Mar Asset Management Lp | Institution | 234 | New Holding | 234 | 100 % | $353 | $234 | $-119 | -33.77 % | $-119 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-10-07 | 2009-09-30 | 13F-HR | America First Investment Advisors Llc | Institution | 2,500 | No Change | 0 | 0 % | $3,825 | $2,500 | $-1,325 | -34.64 % | $0 | | | | | | News Article | History of America First Investment Advisors Llc Ownership Of Ambac Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 13,144 | Added More | 6,510 | 98.13 % | $20,110 | $13,144 | $-6,966 | -34.64 % | $-3,450 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Ambac Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Financials Ultrasector Profund | Financial Services | 1,230 | Sold Some | -940 | -43.31 % | $1,882 | $1,230 | $-652 | -34.64 % | $498 | | | | | | News Article | History of Profunds - Financials Ultrasector Profund Ownership Of Ambac Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 60,300 | New Holding | 60,300 | 100 % | $91,053 | $60,300 | $-30,753 | -33.77 % | $-30,753 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-01 | 2009-09-30 | 13F-HR | Anderson Hoagland And Co | Institution | | Sold All | -46,378 | -100 % | | | | -33.33 % | $23,189 | | | | | | News Article | History of Anderson Hoagland And Co Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Alpine Series Trust - Alpine Dynamic Balance Fund | Specialty & Misc | 20,000 | No Change | 0 | 0 % | $35,600 | $20,000 | $-15,600 | -43.82 % | $0 | | | | | | News Article | History of Alpine Series Trust - Alpine Dynamic Balance Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 600 | No Change | 0 | 0 % | $1,068 | $600 | $-468 | -43.82 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Kld 400 Social Index Fund | Specialty & Misc | | Sold All | -4,683 | -100 % | | | | -43.82 % | $3,653 | | | | | | News Article | History of Ishares Trust - Ishares Kld 400 Social Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Value Index Fund | Small-Cap Value | | Sold All | -105,722 | -100 % | | | | -43.82 % | $82,463 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Value Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 3,288 | No Change | 0 | 0 % | $5,853 | $3,288 | $-2,565 | -43.82 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Franklin Value Investors Trust - Franklin Large Cap Value Fund | Large-Cap Value | 67,000 | No Change | 0 | 0 % | $121,270 | $67,000 | $-54,270 | -44.75 % | $0 | | | | | | News Article | History of Franklin Value Investors Trust - Franklin Large Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | | Sold All | -73,935 | -100 % | | | | -44.75 % | $59,887 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 472,720 | New Holding | 472,720 | 100 % | $855,623 | $472,720 | $-382,903 | -44.75 % | $-382,903 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 12,500 | Sold Some | -5,055 | -28.79 % | $21,750 | $12,500 | $-9,250 | -42.52 % | $3,741 | | | | | | News Article | History of Kbc Group Nv Ownership Of Ambac Financial Group Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 21,346 | Sold Some | -8,120 | -27.55 % | $37,142 | $21,346 | $-15,796 | -42.52 % | $6,009 | | | | | | News Article | History of Credit Agricole S A Ownership Of Ambac Financial Group Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 6,160 | New Holding | 6,160 | 100 % | $10,041 | $6,160 | $-3,881 | -38.65 % | $-3,881 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Ambac Financial Group Inc |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 87,979 | Sold Some | -97,658 | -52.60 % | $141,646 | $87,979 | $-53,667 | -37.88 % | $59,571 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Ambac Financial Group Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 12,709,073 | Added More | 120,839 | 0.95 % | $20,715,789 | $12,709,073 | $-8,006,716 | -38.65 % | $-76,129 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Ambac Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 7,703 | Sold Some | -1,524 | -16.51 % | $12,325 | $7,703 | $-4,622 | -37.50 % | $914 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 3,661 | Added More | 1,380 | 60.49 % | $5,858 | $3,661 | $-2,197 | -37.50 % | $-828 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 342,200 | No Change | 0 | 0 % | $571,474 | $342,200 | $-229,274 | -40.11 % | $0 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 217,700 | No Change | 0 | 0 % | $363,559 | $217,700 | $-145,859 | -40.11 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 51,330 | New Holding | 51,330 | 100 % | $85,721 | $51,330 | $-34,391 | -40.11 % | $-34,391 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 626,127 | Added More | 29,200 | 4.89 % | $1,045,632 | $626,127 | $-419,505 | -40.11 % | $-19,564 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Prime Money Market Fund | Specialty & Misc | 114 | New Holding | 114 | 100 % | $190 | $114 | $-76 | -40.11 % | $-76 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Prime Money Market Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund | Small-Cap Value | 114 | Sold Some | -4 | -3.38 % | $190 | $114 | $-76 | -40.11 % | $3 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 6,634 | New Holding | 6,634 | 100 % | $11,079 | $6,634 | $-4,445 | -40.11 % | $-4,445 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Financials | Specialty & Misc | 14,760 | Added More | 10,250 | 227.27 % | $24,649 | $14,760 | $-9,889 | -40.11 % | $-6,868 | | | | | | News Article | History of Profunds - Profund Vp Financials Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 391,920 | Sold Some | -54,700 | -12.24 % | $654,506 | $391,920 | $-262,586 | -40.11 % | $36,649 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 14 | No Change | 0 | 0 % | $22 | $14 | $-8 | -37.10 % | $0 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 4,979 | No Compare | | | $7,917 | $4,979 | $-2,938 | -37.10 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 152,100 | New Holding | 152,100 | 100 % | $241,839 | $152,100 | $-89,739 | -37.10 % | $-89,739 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | | Sold All | -4,703 | -100 % | | | | -37.10 % | $2,775 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Ambac Financial Group Inc |
| 2009-09-02 | 2009-06-30 | 13F-HR/A | Hollencrest Securities Llc | Institution | 27,000 | No Change | 0 | 0 % | $40,230 | $27,000 | $-13,230 | -32.88 % | $0 | | | | | | News Article | History of Hollencrest Securities Llc Ownership Of Ambac Financial Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 212,796 | Sold Some | -189,280 | -47.07 % | $338,346 | $212,796 | $-125,550 | -37.10 % | $111,675 | | | | | | News Article | History of Amvescap Plc Ownership Of Ambac Financial Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 616,400 | Sold Some | -1,630 | -0.26 % | $980,076 | $616,400 | $-363,676 | -37.10 % | $962 | | | | | | News Article | History of Fmr Corp Ownership Of Ambac Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 15,976 | Added More | 2,738 | 20.68 % | $25,402 | $15,976 | $-9,426 | -37.10 % | $-1,615 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Ambac Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q/A | Assetmark Funds - Assetmark Large Cap Value Fund | Multi-Cap Value | 13,687 | New Holding | 13,687 | 100 % | $24,089 | $13,687 | $-10,402 | -43.18 % | $-10,402 | | | | | | News Article | History of Assetmark Funds - Assetmark Large Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 3,286 | No Change | 0 | 0 % | $5,783 | $3,286 | $-2,497 | -43.18 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 3,462,843 | Sold Some | -97,184 | -2.72 % | $5,956,090 | $3,462,843 | $-2,493,247 | -41.86 % | $69,972 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 2,336,048 | Sold Some | -14,654 | -0.62 % | $4,018,003 | $2,336,048 | $-1,681,955 | -41.86 % | $10,551 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 80,460 | Added More | 4,680 | 6.17 % | $138,391 | $80,460 | $-57,931 | -41.86 % | $-3,370 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 20,198 | Added More | 582 | 2.96 % | $34,741 | $20,198 | $-14,543 | -41.86 % | $-419 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund | Flexible Portfolio | 69,708 | New Holding | 69,708 | 100 % | $119,898 | $69,708 | $-50,190 | -41.86 % | $-50,190 | | | | | | News Article | History of Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 1,801 | Sold Some | -2,267 | -55.72 % | $3,098 | $1,801 | $-1,297 | -41.86 % | $1,632 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds - Vanguard Asset Allocation Fund | Flexible Portfolio | | Sold All | -85,788 | -100 % | | | | -41.86 % | $61,767 | | | | | | News Article | History of Vanguard Malvern Funds - Vanguard Asset Allocation Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds - Vanguard Capital Value Fund | Multi-Cap Value | | Sold All | -14,800 | -100 % | | | | -41.86 % | $10,656 | | | | | | News Article | History of Vanguard Malvern Funds - Vanguard Capital Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 193,122 | Added More | 13,371 | 7.43 % | $347,620 | $193,122 | $-154,498 | -44.44 % | $-10,697 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -5,180,992 | -100 % | | | | -44.44 % | $4,144,794 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 1,756,631 | Added More | 88,202 | 5.28 % | $3,161,936 | $1,756,631 | $-1,405,305 | -44.44 % | $-70,562 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 2,213,681 | New Holding | 2,213,681 | 100 % | $3,984,626 | $2,213,681 | $-1,770,945 | -44.44 % | $-1,770,945 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 6,087,339 | Added More | 3,067,831 | 101.60 % | $10,957,210 | $6,087,339 | $-4,869,871 | -44.44 % | $-2,454,265 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 108,971 | Added More | 4,000 | 3.81 % | $196,148 | $108,971 | $-87,177 | -44.44 % | $-3,200 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 134,271 | Added More | 29,300 | 27.91 % | $241,688 | $134,271 | $-107,417 | -44.44 % | $-23,440 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-26 | 2009-06-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | 1,225 | New Holding | 1,225 | 100 % | $1,507 | $1,225 | $-282 | -18.69 % | $-282 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Franklin Templeton Variable Insurance Products Trust - Franklin Large Cap Value Securities Fund | Large-Cap Value | 8,400 | New Holding | 8,400 | 100 % | $10,248 | $8,400 | $-1,848 | -18.03 % | $-1,848 | | | | | | News Article | History of Franklin Templeton Variable Insurance Products Trust - Franklin Large Cap Value Securities Fund Ownership Of Ambac Financial Group Inc |
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