| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-09-30 | 13F-HR | Chwab Charles Investment Management Inc | Institution | 915,370 | Added More | 43,600 | 5.00 % | $1,070,983 | $1,070,983 | $0 | 0.00 % | $0 | | | | | | News Article | History of Chwab Charles Investment Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Credit Suisse First Boston | Institution | 4,296,542 | Added More | 3,775,801 | 725.08 % | $5,026,954 | $5,026,954 | $0 | 0.00 % | $0 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | 1,225 | New Holding | 1,225 | 100 % | $1,433 | $1,433 | $0 | 0.00 % | $0 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 256,089 | No Change | 0 | 0 % | $299,624 | $299,624 | $0 | 0.00 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 18,180 | Sold Some | -14,624 | -44.57 % | $21,271 | $21,271 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 770,994 | Added More | 517,900 | 204.62 % | $902,063 | $902,063 | $0 | 0.00 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 1,794,315 | Sold Some | -41,050 | -2.23 % | $2,099,349 | $2,099,349 | $0 | 0.00 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Valic Co Ii-Small Cap Value Fund | Small-Cap Value | | Sold All | -86,700 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Valic Co Ii-Small Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 11,329 | Sold Some | -1,044 | -8.43 % | $13,595 | $13,255 | $-340 | -2.50 % | $31 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associate | Institution | 32,326 | New Holding | 32,326 | 100 % | $38,791 | $37,821 | $-970 | -2.50 % | $-970 | | | | | | News Article | History of Parametric Portfolio Associate Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 28,663 | Added More | 3,349 | 13.22 % | $34,396 | $33,536 | $-860 | -2.50 % | $-100 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 343,400 | Sold Some | -209,683 | -37.91 % | $412,080 | $401,778 | $-10,302 | -2.50 % | $6,290 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Ambac Financial Group Inc |
| 2009-11-05 | 2009-08-31 | N-CSR | Alliancebernstein Pooling Portfolios-Alliancebernstein Inflation Protected Securities Portfolio | Specialty & Misc | | Sold All | -222,000 | -100 % | | | | -2.50 % | $6,660 | | | | | | News Article | History of Alliancebernstein Pooling Portfolios-Alliancebernstein Inflation Protected Securities Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | First Community Bank Trust And Financial Services Divison | Institution | 235 | No Change | 0 | 0 % | $353 | $275 | $-78 | -22.00 % | $0 | | | | | | News Article | History of First Community Bank Trust And Financial Services Divison Ownership Of Ambac Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Lehrer Management Co Inc | Institution | 10,000 | New Holding | 10,000 | 100 % | $15,000 | $11,700 | $-3,300 | -22.00 % | $-3,300 | | | | | | News Article | History of Lehrer Management Co Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 167,254 | New Holding | 167,254 | 100 % | $250,881 | $195,687 | $-55,194 | -22.00 % | $-55,194 | | | | | | News Article | History of Tradeworx Inc Ownership Of Ambac Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 765 | No Change | 0 | 0 % | $849 | $895 | $46 | 5.40 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Ambac Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bryn Mawr Trust Co | Institution | 100 | No Change | 0 | 0 % | $105 | $117 | $12 | 11.42 % | $0 | | | | | | News Article | History of Bryn Mawr Trust Co Ownership Of Ambac Financial Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios-Insurance Portfolio | Financial Services | | Sold All | -59,400 | -100 % | | | | 11.42 % | $-7,128 | | | | | | News Article | History of Fidelity Select Portfolios-Insurance Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund-Vanguard Financials Index Fund | Specialty & Misc | 105,805 | Sold Some | -1,369 | -1.27 % | $121,676 | $123,792 | $2,116 | 1.73 % | $-27 | | | | | | News Article | History of Vanguard World Fund-Vanguard Financials Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund-Vanguard Ftse Social Index Fund | Large-Cap Core | 34,269 | No Change | 0 | 0 % | $39,409 | $40,095 | $685 | 1.73 % | $0 | | | | | | News Article | History of Vanguard World Fund-Vanguard Ftse Social Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 5,650 | Sold Some | -10,300 | -64.57 % | $6,611 | $6,611 | $0 | 0.00 % | $0 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Riversource Equity Series Inc-Riversource Mid Cap Growth Fund | Mid-Cap Growth | 1,078,367 | New Holding | 1,078,367 | 100 % | $1,261,689 | $1,261,689 | $0 | 0.00 % | $0 | | | | | | News Article | History of Riversource Equity Series Inc-Riversource Mid Cap Growth Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust-Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -220,900 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Usaa Mutual Funds Trust-Cornerstone Strategy Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust-Growth Fund | Multi-Cap Growth | | Sold All | -60,300 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Usaa Mutual Funds Trust-Growth Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I-Small Cap Index Fund | Small-Cap Core | 232,658 | New Holding | 232,658 | 100 % | $272,210 | $272,210 | $0 | 0.00 % | $0 | | | | | | News Article | History of Valic Co I-Small Cap Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-10-27 | 2009-09-09 | 13F-HR | First National Bank Of Mount Dora Trust Investment Service | Institution | 75 | No Change | 0 | 0 % | $80 | $88 | $8 | 10.37 % | $0 | | | | | | News Article | History of First National Bank Of Mount Dora Trust Investment Service Ownership Of Ambac Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | | Sold All | -160 | -100 % | | | | 2.63 % | $-5 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf Ownership Of Ambac Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 48 | Sold Some | -156,859 | -99.96 % | $60 | $56 | $-4 | -7.14 % | $14,117 | | | | | | News Article | History of Blackrock Inc Ownership Of Ambac Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds-Bull Profund | Large-Cap Core | 13,144 | Added More | 6,510 | 98.13 % | $20,110 | $15,378 | $-4,732 | -23.52 % | $-2,344 | | | | | | News Article | History of Profunds-Bull Profund Ownership Of Ambac Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds-Financials Ultrasector Profund | Financial Services | 1,230 | Sold Some | -940 | -43.31 % | $1,882 | $1,439 | $-443 | -23.52 % | $338 | | | | | | News Article | History of Profunds-Financials Ultrasector Profund Ownership Of Ambac Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust-Growth Fund | Multi-Cap Growth | 60,300 | New Holding | 60,300 | 100 % | $91,053 | $70,551 | $-20,502 | -22.51 % | $-20,502 | | | | | | News Article | History of Usaa Mutual Funds Trust-Growth Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Alpine Series Trust-Alpine Dynamic Balance Fund | Specialty & Misc | 20,000 | No Change | 0 | 0 % | $35,600 | $23,400 | $-12,200 | -34.26 % | $0 | | | | | | News Article | History of Alpine Series Trust-Alpine Dynamic Balance Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Core Equity Portfolio | International Small-Mid-Cap Value | 600 | No Change | 0 | 0 % | $1,068 | $702 | $-366 | -34.26 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Core Equity Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust-Ishares Kld 400 Social Index Fund | Specialty & Misc | | Sold All | -4,683 | -100 % | | | | -34.26 % | $2,857 | | | | | | News Article | History of Ishares Trust-Ishares Kld 400 Social Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust-Ishares Morningstar Small Value Index Fund | Small-Cap Value | | Sold All | -105,722 | -100 % | | | | -34.26 % | $64,490 | | | | | | News Article | History of Ishares Trust-Ishares Morningstar Small Value Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust-Jackson Perspective Index 5 Fund | Specialty & Misc | 3,288 | No Change | 0 | 0 % | $5,853 | $3,847 | $-2,006 | -34.26 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust-Jackson Perspective Index 5 Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Chwab Capital Trust-Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | | Sold All | -73,935 | -100 % | | | | -35.35 % | $47,318 | | | | | | News Article | History of Chwab Capital Trust-Schwab Fundamental Us Large Company Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Chwab Capital Trust-Schwab Technology Fund | Science & Tech | 472,720 | New Holding | 472,720 | 100 % | $855,623 | $553,082 | $-302,541 | -35.35 % | $-302,541 | | | | | | News Article | History of Chwab Capital Trust-Schwab Technology Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Franklin Value Investors Trust-Franklin Large Cap Value Fund | Large-Cap Value | 67,000 | No Change | 0 | 0 % | $121,270 | $78,390 | $-42,880 | -35.35 % | $0 | | | | | | News Article | History of Franklin Value Investors Trust-Franklin Large Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust-Rydex Inverse Russell 2000 Etf | Specialty & Misc | 6,160 | New Holding | 6,160 | 100 % | $10,041 | $7,207 | $-2,834 | -28.22 % | $-2,834 | | | | | | News Article | History of Rydex Etf Trust-Rydex Inverse Russell 2000 Etf Ownership Of Ambac Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds-Banking Fund | Financial Services | 7,703 | Sold Some | -1,524 | -16.51 % | $12,325 | $9,013 | $-3,312 | -26.87 % | $655 | | | | | | News Article | History of Rydex Series Funds-Banking Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 3,661 | Added More | 1,380 | 60.49 % | $5,858 | $4,283 | $-1,574 | -26.87 % | $-593 | | | | | | News Article | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio | Small-Cap Value | 342,200 | No Change | 0 | 0 % | $571,474 | $400,374 | $-171,100 | -29.94 % | $0 | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 217,700 | No Change | 0 | 0 % | $363,559 | $254,709 | $-108,850 | -29.94 % | $0 | | | | | | News Article | History of Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqalliancebernstein Value Portfolio | Multi-Cap Value | 51,330 | New Holding | 51,330 | 100 % | $85,721 | $60,056 | $-25,665 | -29.94 % | $-25,665 | | | | | | News Article | History of Eq Advisors Trust-Eqalliancebernstein Value Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | 626,127 | Added More | 29,200 | 4.89 % | $1,045,632 | $732,569 | $-313,064 | -29.94 % | $-14,600 | | | | | | News Article | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I-Jpmorgan Prime Money Market Fund | Specialty & Misc | 114 | New Holding | 114 | 100 % | $190 | $133 | $-57 | -29.94 % | $-57 | | | | | | News Article | History of Jpmorgan Trust I-Jpmorgan Prime Money Market Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii-Jpmorgan Small Cap Value Fund | Small-Cap Value | 114 | Sold Some | -4 | -3.38 % | $190 | $133 | $-57 | -29.94 % | $2 | | | | | | News Article | History of Jpmorgan Trust Ii-Jpmorgan Small Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds-Bull Profund | Large-Cap Core | 6,634 | New Holding | 6,634 | 100 % | $11,079 | $7,762 | $-3,317 | -29.94 % | $-3,317 | | | | | | News Article | History of Profunds-Bull Profund Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds-Profund Vp Financial | Specialty & Misc | 14,760 | Added More | 10,250 | 227.27 % | $24,649 | $17,269 | $-7,380 | -29.94 % | $-5,125 | | | | | | News Article | History of Profunds-Profund Vp Financial Ownership Of Ambac Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | 391,920 | Sold Some | -54,700 | -12.24 % | $654,506 | $458,546 | $-195,960 | -29.94 % | $27,350 | | | | | | News Article | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc-Jnlmcm Financial Sector Fund | Specialty & Misc | 14 | No Change | 0 | 0 % | $22 | $16 | $-6 | -26.41 % | $0 | | | | | | News Article | History of Jnl Variable Fund Llc-Jnlmcm Financial Sector Fund Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Pd Small-Cap Value Index Portfolio | No Data | 4,979 | No Compare | | | $7,917 | $5,825 | $-2,091 | -26.41 % | | | | | | | News Article | History of Pacific Select Fund-Pd Small-Cap Value Index Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Small-Cap Index Portfolio | No Data | 152,100 | New Holding | 152,100 | 100 % | $241,839 | $177,957 | $-63,882 | -26.41 % | $-63,882 | | | | | | News Article | History of Pacific Select Fund-Small-Cap Index Portfolio Ownership Of Ambac Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Treettracks Series Trust-Spdr Dividend Etf | Specialty & Misc | | Sold All | -4,703 | -100 % | | | | -26.41 % | $1,975 | | | | | | News Article | History of Treettracks Series Trust-Spdr Dividend Etf Ownership Of Ambac Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1-Stock Index Account | Specialty & Misc | 15,976 | Added More | 2,738 | 20.68 % | $25,402 | $18,692 | $-6,710 | -26.41 % | $-1,150 | | | | | | News Article | History of Tiaa Separate Account Va 1-Stock Index Account Ownership Of Ambac Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q/A | Assetmark Funds-Assetmark Large Cap Value Fund | Multi-Cap Value | 13,687 | New Holding | 13,687 | 100 % | $24,089 | $16,014 | $-8,075 | -33.52 % | $-8,075 | | | | | | News Article | History of Assetmark Funds-Assetmark Large Cap Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | 3,286 | No Change | 0 | 0 % | $5,783 | $3,845 | $-1,939 | -33.52 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Index Fund | Specialty & Misc | 3,462,843 | Sold Some | -97,184 | -2.72 % | $5,956,090 | $4,051,526 | $-1,904,564 | -31.97 % | $53,451 | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 2,336,048 | Sold Some | -14,654 | -0.62 % | $4,018,003 | $2,733,176 | $-1,284,826 | -31.97 % | $8,060 | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Value Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | 80,460 | Added More | 4,680 | 6.17 % | $138,391 | $94,138 | $-44,253 | -31.97 % | $-2,574 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 20,198 | Added More | 582 | 2.96 % | $34,741 | $23,632 | $-11,109 | -31.97 % | $-320 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Value Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Riversource Strategic Allocation Series Inc-Riversource Strategic Allocation Fund | Flexible Portfolio | 69,708 | New Holding | 69,708 | 100 % | $119,898 | $81,558 | $-38,339 | -31.97 % | $-38,339 | | | | | | News Article | History of Riversource Strategic Allocation Series Inc-Riversource Strategic Allocation Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds-Vanguard Asset Allocation Fund | Flexible Portfolio | | Sold All | -85,788 | -100 % | | | | -31.97 % | $47,183 | | | | | | News Article | History of Vanguard Malvern Funds-Vanguard Asset Allocation Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds-Vanguard Capital Value Fund | Multi-Cap Value | | Sold All | -14,800 | -100 % | | | | -31.97 % | $8,140 | | | | | | News Article | History of Vanguard Malvern Funds-Vanguard Capital Value Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | 193,122 | Added More | 13,371 | 7.43 % | $347,620 | $225,953 | $-121,667 | -35.00 % | $-8,424 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -5,180,992 | -100 % | | | | -35.00 % | $3,264,025 | | | | | | News Article | History of Vanguard Index Funds-Vanguard 500 Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Extended Market Index Fund | Mid-Cap Core | 1,756,631 | Added More | 88,202 | 5.28 % | $3,161,936 | $2,055,258 | $-1,106,678 | -35.00 % | $-55,567 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Extended Market Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Growth Index Fund | Large-Cap Growth | 2,213,681 | New Holding | 2,213,681 | 100 % | $3,984,626 | $2,590,007 | $-1,394,619 | -35.00 % | $-1,394,619 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Growth Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Total Stock Market Index Fund | Multi-Cap Core | 6,087,339 | Added More | 3,067,831 | 101.60 % | $10,957,210 | $7,122,187 | $-3,835,024 | -35.00 % | $-1,932,734 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Total Stock Market Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 108,971 | Added More | 4,000 | 3.81 % | $196,148 | $127,496 | $-68,652 | -35.00 % | $-2,520 | | | | | | News Article | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 134,271 | Added More | 29,300 | 27.91 % | $241,688 | $157,097 | $-84,591 | -35.00 % | $-18,459 | | | | | | News Article | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Franklin Templeton Variable Insurance Products Trust-Franklin Large Cap Value Securities Fund | Large-Cap Value | 8,400 | New Holding | 8,400 | 100 % | $10,248 | $9,828 | $-420 | -4.09 % | $-420 | | | | | | News Article | History of Franklin Templeton Variable Insurance Products Trust-Franklin Large Cap Value Securities Fund Ownership Of Ambac Financial Group Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 12,709,073 | Added More | 120,839 | 0.95 % | $13,471,617 | $14,869,615 | $1,397,998 | 10.37 % | $13,292 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Ambac Financial Group Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR | Us Bancorp De | Institution | 538 | Sold Some | -100 | -15.67 % | $570 | $629 | $59 | 10.37 % | $-11 | | | | | | News Article | History of Us Bancorp De Ownership Of Ambac Financial Group Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 81,600 | Added More | 46,851 | 134.82 % | $77,520 | $95,472 | $17,952 | 23.15 % | $10,307 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR/A | Mcglinn Capital Management Inc | Institution | 17,500 | No Change | 0 | 0 % | $16,625 | $20,475 | $3,850 | 23.15 % | $0 | | | | | | News Article | History of Mcglinn Capital Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR | Morgan Stanley | Institution | 392,489 | Added More | 199,872 | 103.76 % | $372,865 | $459,212 | $86,348 | 23.15 % | $43,972 | | | | | | News Article | History of Morgan Stanley Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Adage Capital Partners Gp Llc | Institution | | Sold All | -24,120 | -100 % | | | | 10.37 % | $-2,653 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | | Sold All | -34,000 | -100 % | | | | 10.37 % | $-3,740 | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Aqr Capital Management Llc | Institution | | Sold All | -142,100 | -100 % | | | | 10.37 % | $-15,631 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Axa | Institution | 853,583 | Added More | 36,706 | 4.49 % | $904,798 | $998,692 | $93,894 | 10.37 % | $4,038 | | | | | | News Article | History of Axa Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Balyasny Asset Management Llc | Institution | 181,700 | New Holding | 181,700 | 100 % | $192,602 | $212,589 | $19,987 | 10.37 % | $19,987 | | | | | | News Article | History of Balyasny Asset Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 17,645 | New Holding | 17,645 | 100 % | $18,704 | $20,645 | $1,941 | 10.37 % | $1,941 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Bridgewater Associates Inc | Institution | | Sold All | -1,448,362 | -100 % | | | | 10.37 % | $-159,320 | | | | | | News Article | History of Bridgewater Associates Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Broadmark Asset Management Llc | Institution | 67,600 | No Change | 0 | 0 % | $71,656 | $79,092 | $7,436 | 10.37 % | $0 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | | Sold All | -169 | -100 % | | | | 10.37 % | $-19 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Cedar Hill Capital Partners Llc | Institution | 1,095,000 | No Change | 0 | 0 % | $1,160,700 | $1,281,150 | $120,450 | 10.37 % | $0 | | | | | | News Article | History of Cedar Hill Capital Partners Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citadel L P | Institution | 60,983 | Added More | 55,311 | 975.15 % | $64,642 | $71,350 | $6,708 | 10.37 % | $6,084 | | | | | | News Article | History of Citadel L P Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citigroup Inc | Institution | 14,875,462 | Sold Some | -51,732 | -0.34 % | $15,767,990 | $17,404,291 | $1,636,301 | 10.37 % | $-5,691 | | | | | | News Article | History of Citigroup Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Cna Financial Corp | Institution | 570 | No Change | 0 | 0 % | $604 | $667 | $63 | 10.37 % | $0 | | | | | | News Article | History of Cna Financial Corp Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Credit Agricole S A | Institution | 21,346 | Sold Some | -8,120 | -27.55 % | $22,627 | $24,975 | $2,348 | 10.37 % | $-893 | | | | | | News Article | History of Credit Agricole S A Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Fir Tree Inc | Institution | 9,911,720 | Added More | 6,000,000 | 153.38 % | $10,506,423 | $11,596,712 | $1,090,289 | 10.37 % | $660,000 | | | | | | News Article | History of Fir Tree Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Fmr Corp | Institution | 616,400 | Sold Some | -1,630 | -0.26 % | $653,384 | $721,188 | $67,804 | 10.37 % | $-179 | | | | | | News Article | History of Fmr Corp Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Geode Capital Management Llc | Institution | 476,895 | No Change | 0 | 0 % | $505,509 | $557,967 | $52,458 | 10.37 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 2,007,770 | Sold Some | -232,911 | -10.39 % | $2,128,236 | $2,349,091 | $220,855 | 10.37 % | $-25,620 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Haw D E And Co Inc | Institution | 220,274 | Added More | 175,074 | 387.33 % | $233,490 | $257,721 | $24,230 | 10.37 % | $19,258 | | | | | | News Article | History of Haw D E And Co Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Ing Groep Nv | Institution | 101,100 | Added More | 10,800 | 11.96 % | $107,166 | $118,287 | $11,121 | 10.37 % | $1,188 | | | | | | News Article | History of Ing Groep Nv Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Jane Street Holding Llc | Institution | 11,890 | New Holding | 11,890 | 100 % | $12,603 | $13,911 | $1,308 | 10.37 % | $1,308 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Jesaga Advisers Llc | Institution | 186,600 | New Holding | 186,600 | 100 % | $197,796 | $218,322 | $20,526 | 10.37 % | $20,526 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Kbc Group Nv | Institution | 12,500 | Sold Some | -5,055 | -28.79 % | $13,250 | $14,625 | $1,375 | 10.37 % | $-556 | | | | | | News Article | History of Kbc Group Nv Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Kensico Capital Management Corp | Institution | 1,031,700 | No Change | 0 | 0 % | $1,093,602 | $1,207,089 | $113,487 | 10.37 % | $0 | | | | | | News Article | History of Kensico Capital Management Corp Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Labranche And Co Inc | Institution | | Sold All | -28,543 | -100 % | | | | 10.37 % | $-3,140 | | | | | | News Article | History of Labranche And Co Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 500 | No Change | 0 | 0 % | $530 | $585 | $55 | 10.37 % | $0 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 135,212 | New Holding | 135,212 | 100 % | $143,325 | $158,198 | $14,873 | 10.37 % | $14,873 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Millennium Management Llc | Institution | 19,729 | Sold Some | -857,878 | -97.75 % | $20,913 | $23,083 | $2,170 | 10.37 % | $-94,367 | | | | | | News Article | History of Millennium Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 700 | No Change | 0 | 0 % | $742 | $819 | $77 | 10.37 % | $0 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northern Trust Corp | Institution | 3,069,244 | Added More | 79,300 | 2.65 % | $3,253,399 | $3,591,015 | $337,617 | 10.37 % | $8,723 | | | | | | News Article | History of Northern Trust Corp Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Oppenheimer Funds Inc | Institution | 7,000 | Added More | 1,000 | 16.66 % | $7,420 | $8,190 | $770 | 10.37 % | $110 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Ore Hill Partners Llc | Institution | | Sold All | -20,000 | -100 % | | | | 10.37 % | $-2,200 | | | | | | News Article | History of Ore Hill Partners Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Porter Orlin Llc | Institution | 137,400 | No Change | 0 | 0 % | $145,644 | $160,758 | $15,114 | 10.37 % | $0 | | | | | | News Article | History of Porter Orlin Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 30,900 | No Change | 0 | 0 % | $32,754 | $36,153 | $3,399 | 10.37 % | $0 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 921 | New Holding | 921 | 100 % | $976 | $1,078 | $101 | 10.37 % | $101 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 7,301 | Sold Some | -200 | -2.66 % | $7,739 | $8,542 | $803 | 10.37 % | $-22 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 62,050 | No Change | 0 | 0 % | $65,773 | $72,599 | $6,826 | 10.37 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rm Fund Management Cayman Ltd | Institution | | Sold All | -418,200 | -100 % | | | | 10.37 % | $-46,002 | | | | | | News Article | History of Rm Fund Management Cayman Ltd Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Royal Bank Of Canada | Institution | 1,580 | No Change | 0 | 0 % | $1,675 | $1,849 | $174 | 10.37 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 11,035 | Sold Some | -140 | -1.25 % | $11,697 | $12,911 | $1,214 | 10.37 % | $-15 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Russell Frank Co | Institution | 77,477 | Added More | 12,816 | 19.82 % | $82,126 | $90,648 | $8,522 | 10.37 % | $1,410 | | | | | | News Article | History of Russell Frank Co Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Third Avenue Management Llc | Institution | 27,207,362 | No Change | 0 | 0 % | $28,839,804 | $31,832,614 | $2,992,810 | 10.37 % | $0 | | | | | | News Article | History of Third Avenue Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -730,007 | -100 % | | | | 10.37 % | $-80,301 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vanguard Group Inc | Institution | 14,692,788 | Added More | 3,658,308 | 33.15 % | $15,574,355 | $17,190,562 | $1,616,207 | 10.37 % | $402,414 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vicis Capital Llc | Institution | 10,481,106 | Sold Some | -5,658,198 | -35.05 % | $11,109,972 | $12,262,894 | $1,152,922 | 10.37 % | $-622,402 | | | | | | News Article | History of Vicis Capital Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Walleye Trading Llc | Institution | | Sold All | -745 | -100 % | | | | 10.37 % | $-82 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-08-13 | 13F-HR | Peak6 Investments L P | Institution | 27,374 | Added More | 11,533 | 72.80 % | $29,564 | $32,028 | $2,464 | 8.33 % | $1,038 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ameriprise Financial Inc | Institution | 366,016 | Added More | 4,000 | 1.10 % | $395,297 | $428,239 | $32,941 | 8.33 % | $360 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 1,307,765 | Added More | 32,277 | 2.53 % | $1,412,386 | $1,530,085 | $117,699 | 8.33 % | $2,905 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Barclays Plc | Institution | 145,246 | Sold Some | -38,205 | -20.82 % | $156,866 | $169,938 | $13,072 | 8.33 % | $-3,438 | | | | | | News Article | History of Barclays Plc Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Davidson D A And Co | Institution | 510 | New Holding | 510 | 100 % | $551 | $597 | $46 | 8.33 % | $46 | | | | | | News Article | History of Davidson D A And Co Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Federated Investors Inc | Institution | | Sold All | -12 | -100 % | | | | 8.33 % | $-1 | | | | | | News Article | History of Federated Investors Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ferox Capital Management Lp | Institution | 4,660 | New Holding | 4,660 | 100 % | $5,033 | $5,452 | $419 | 8.33 % | $419 | | | | | | News Article | History of Ferox Capital Management Lp Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Geduld E E | Institution | | Sold All | -50,000 | -100 % | | | | 8.33 % | $-4,500 | | | | | | News Article | History of Geduld E E Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Hsbc Holdings Plc | Institution | 47,590 | Sold Some | -7,900 | -14.23 % | $51,397 | $55,680 | $4,283 | 8.33 % | $-711 | | | | | | News Article | History of Hsbc Holdings Plc Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ing Investment Management Co | Institution | 101,100 | Added More | 10,800 | 11.96 % | $109,188 | $118,287 | $9,099 | 8.33 % | $972 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | J P Morgan Chase And Co | Institution | 418,205 | Added More | 207,411 | 98.39 % | $451,661 | $489,300 | $37,638 | 8.33 % | $18,667 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Knight Capital Group Inc | Institution | 157,545 | Sold Some | -686,591 | -81.33 % | $170,149 | $184,328 | $14,179 | 8.33 % | $-61,793 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Renaissance Technologies Corp | Institution | 235,600 | Sold Some | -87,700 | -27.12 % | $254,448 | $275,652 | $21,204 | 8.33 % | $-7,893 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | 19,525 | Added More | 9,492 | 94.60 % | $21,087 | $22,844 | $1,757 | 8.33 % | $854 | | | | | | News Article | History of Ubs Ag Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Untrust Banks Inc | Institution | 20,168 | Added More | 637 | 3.26 % | $21,781 | $23,597 | $1,815 | 8.33 % | $57 | | | | | | News Article | History of Untrust Banks Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wells Fargo And Co | Institution | 1,801 | Sold Some | -2,267 | -55.72 % | $1,945 | $2,107 | $162 | 8.33 % | $-204 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Ambac Financial Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wexford Capital Llc | Institution | | Sold All | -128,100 | -100 % | | | | 8.33 % | $-11,529 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | American Assets Inc | Institution | 116,600 | No Change | 0 | 0 % | $124,762 | $136,422 | $11,660 | 9.34 % | $0 | | | | | | News Article | History of American Assets Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | American Assets Investment Management Llc | Institution | 43,300 | No Change | 0 | 0 % | $46,331 | $50,661 | $4,330 | 9.34 % | $0 | | | | | | News Article | History of American Assets Investment Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Credit Suisse First Boston | Institution | 520,741 | Sold Some | -754,998 | -59.18 % | $557,193 | $609,267 | $52,074 | 9.34 % | $-75,500 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Franklin Resources Inc | Institution | 75,400 | No Change | 0 | 0 % | $80,678 | $88,218 | $7,540 | 9.34 % | $0 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Hecht Niko | Institution | 2,866,930 | Sold Some | -1,108,775 | -27.88 % | $3,067,615 | $3,354,308 | $286,693 | 9.34 % | $-110,878 | | | | | | News Article | History of Hecht Niko Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Portolan Capital Management Llc | Institution | 4,700 | New Holding | 4,700 | 100 % | $5,029 | $5,499 | $470 | 9.34 % | $470 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | | Sold All | -1,051,000 | -100 % | | | | 9.34 % | $-105,100 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Research Affiliates Llc | Institution | | Sold All | -95,922 | -100 % | | | | 9.34 % | $-9,592 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Usquehanna International Group Llp | Institution | 256,134 | Sold Some | -506,768 | -66.42 % | $274,063 | $299,677 | $25,613 | 9.34 % | $-50,677 | | | | | | News Article | History of Usquehanna International Group Llp Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Verizon Communications Inc | Institution | | Sold All | -40,293 | -100 % | | | | 9.34 % | $-4,029 | | | | | | News Article | History of Verizon Communications Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | World Asset Management Inc | Institution | 36,710 | No Change | 0 | 0 % | $39,280 | $42,951 | $3,671 | 9.34 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Amvescap Plc | Institution | 212,796 | Sold Some | -189,280 | -47.07 % | $225,564 | $248,971 | $23,408 | 10.37 % | $-20,821 | | | | | | News Article | History of Amvescap Plc Ownership Of Ambac Financial Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Blackrock Inc | No Data | 156,907 | Added More | 156,774 | 117875.18 % | $166,321 | $183,581 | $17,260 | 10.37 % | $17,245 | | | | | | News Article | History of Blackrock Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR/A | Davis Selected Adviser | Institution | 772,300 | Sold Some | -5,368 | -0.69 % | $818,638 | $903,591 | $84,953 | 10.37 % | $-590 | | | | | | News Article | History of Davis Selected Adviser Ownership Of Ambac Financial Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 9,961 | Sold Some | -299 | -2.91 % | $10,559 | $11,654 | $1,096 | 10.37 % | $-33 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Inc | Institution | 7,703 | Sold Some | -14,706 | -65.62 % | $8,165 | $9,013 | $847 | 10.37 % | $-1,618 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 11,583 | New Holding | 11,583 | 100 % | $12,278 | $13,552 | $1,274 | 10.37 % | $1,274 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Ambac Financial Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Trevor Stewart Burton And Jacobsen Inc | Institution | 115,200 | No Change | 0 | 0 % | $122,112 | $134,784 | $12,672 | 10.37 % | $0 | | | | | | News Article | History of Trevor Stewart Burton And Jacobsen Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Comerica Bank | Institution | 31,313 | Sold Some | -700 | -2.18 % | $36,636 | $36,636 | $0 | 0.00 % | $0 | | | | | | News Article | History of Comerica Bank Ownership Of Ambac Financial Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 15,950 | Sold Some | -449,063 | -96.56 % | $18,662 | $18,662 | $0 | 0.00 % | $0 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Ambac Financial Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Fixed Income Securities Lp | Institution | 12,373 | Sold Some | -2,000 | -13.91 % | $14,476 | $14,476 | $0 | 0.00 % | $0 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Ambac Financial Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | G Americas Securities Llc | Institution | 52,956 | Sold Some | -64,802 | -55.02 % | $61,959 | $61,959 | $0 | 0.00 % | $0 | | | | | | News Article | History of G Americas Securities Llc Ownership Of Ambac Financial Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 257,220 | Added More | 35,026 | 15.76 % | $300,947 | $300,947 | $0 | 0.00 % | $0 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Ambac Financial Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Technical Financial Services Llc | Institution | 1,051,866 | Added More | 930,766 | 768.59 % | $1,230,683 | $1,230,683 | $0 | 0.00 % | $0 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Ambac Financial Group Inc |
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