| Ameriprise Financial Inc |
Institution |
-11.82 % |
2008-05-06 |
1,721 |
$99,302 |
$0 |
0.00 % |
No Change |
1,721 |
0 % |
- |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
354 |
|
|
% |
No Change |
354 |
0 % |
- |
| Axa |
Institution |
-11.81 % |
2008-05-15 |
19 |
$1,096 |
$0 |
0.00 % |
No Change |
19 |
0 % |
- |
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
10,176 |
|
|
% |
Sold Some |
-170 |
-1.64 % |
|
| Bear Stearns And Co Inc |
Institution |
-9.61 % |
2008-05-15 |
102 |
$5,885 |
$0 |
0.00 % |
Sold Some |
-56 |
-35.44 % |
$0 |
| Bear Stearns Asset Management Inc |
Institution |
% |
2008-05-14 |
85,914 |
|
|
% |
Sold Some |
-75,827 |
-46.88 % |
|
| Blackrock Investment Management Llc |
Institution |
-8.07 % |
2008-04-23 |
100 |
$5,770 |
$0 |
0.00 % |
Sold Some |
-73 |
-42.19 % |
$0 |
| Brandes Investment Partners Lp |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-12,376 |
-100.00 % |
|
| Ccm Partners |
Institution |
% |
2008-05-14 |
6,467 |
|
|
% |
No Change |
6,467 |
0 % |
- |
| Citizens Bank Wealth Management Na |
Institution |
-9.31 % |
2008-05-07 |
9 |
$519 |
$0 |
0.00 % |
Sold Some |
-52 |
-85.24 % |
$0 |
| Commonwealth Of Pennsylvania Public School Empls Retrmt Sys |
Institution |
-9.50 % |
2008-04-28 |
7,600 |
$438,520 |
$0 |
0.00 % |
New Holding |
7,600 |
100.00 % |
$0 |
| Credit Agricole S A |
Institution |
% |
2008-05-14 |
7,390 |
|
|
% |
New Holding |
7,390 |
100.00 % |
|
| Credit Suisse/ |
Institution |
-10.74 % |
2008-05-15 |
38,996 |
$2,250,069 |
$0 |
0.00 % |
Sold Some |
-2,432 |
-5.87 % |
$0 |
| Davidson D A And Co |
Institution |
-9.73 % |
2008-05-13 |
153 |
$8,828 |
$0 |
0.00 % |
No Change |
153 |
0 % |
- |
| Fifth Third Bancorp |
Institution |
-10.57 % |
2008-05-15 |
513 |
$29,600 |
$0 |
0.00 % |
No Change |
513 |
0 % |
- |
| First New York Securities Llc |
Institution |
-9.02 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-5,000 |
-100.00 % |
$0 |
| Fixed Income Securities Inc. |
Institution |
% |
2008-05-14 |
12,906 |
|
|
% |
No Compare |
- |
- % |
- |
| Fmr Corp |
Institution |
% |
2008-05-14 |
514 |
|
|
% |
Added More |
40 |
8.43 % |
|
| Ghp Investment Advisors Inc. |
Institution |
-7.22 % |
2008-05-09 |
171 |
$9,867 |
$0 |
0.00 % |
No Change |
171 |
0 % |
- |
| Goldman Sachs Group Inc |
Institution |
-10.13 % |
2008-05-13 |
12,205 |
$704,229 |
$0 |
0.00 % |
Sold Some |
-59,248 |
-82.91 % |
$0 |
| Hanseatic Management Services Inc |
Institution |
-4.86 % |
2008-04-17 |
18,900 |
|
|
% |
New Holding |
18,900 |
100.00 % |
|
| Hartford Investment Management Co |
Institution |
-9.67 % |
2008-05-15 |
840 |
$48,468 |
$0 |
0.00 % |
New Holding |
840 |
100.00 % |
$0 |
| Hbk Investments L P |
Institution |
-6.68 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-16,100 |
-100.00 % |
$0 |
| J P Morgan Chase And Co |
Institution |
-9.27 % |
2008-05-09 |
4,581 |
$264,324 |
$0 |
0.00 % |
New Holding |
4,581 |
100.00 % |
$0 |
| Jane Street Holding Llc |
Institution |
-14.21 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-12,353 |
-100.00 % |
$0 |
| M And T Bank Corp |
Institution |
-10.70 % |
2008-05-06 |
137 |
$7,905 |
$0 |
0.00 % |
Sold Some |
-213 |
-60.85 % |
$0 |
| Macquarie Group Ltd |
Institution |
-8.03 % |
2008-06-11 |
5,084 |
$293,347 |
$0 |
0.00 % |
New Holding |
5,084 |
100.00 % |
$0 |
| Merrill Lynch And Co Inc |
Institution |
-11.72 % |
2008-05-01 |
32,893 |
$1,897,926 |
$0 |
0.00 % |
Sold Some |
-968 |
-2.85 % |
$0 |
| Morgan Stanley |
Institution |
-11.27 % |
2008-05-15 |
6,488 |
$374,358 |
$0 |
0.00 % |
Sold Some |
-6,889 |
-51.49 % |
$0 |
| Neuberger Berman Llc |
Institution |
-9.98 % |
2008-05-12 |
None |
- |
- |
- % |
Sold All |
-8,852 |
-100.00 % |
$0 |
| Northwestern Mutual Wealth Management Co |
Institution |
-11.09 % |
2008-05-16 |
2 |
$115 |
$0 |
0.00 % |
New Holding |
2 |
100.00 % |
$0 |
| Oshaughnessy Asset Management Llc |
Institution |
-9.29 % |
2008-04-30 |
128,383 |
$7,407,699 |
$0 |
0.00 % |
New Holding |
128,383 |
100.00 % |
$0 |
| Padco Advisors Ii Inc |
Institution |
-7.59 % |
2008-05-15 |
13,790 |
$795,683 |
$0 |
0.00 % |
Sold Some |
-336 |
-2.37 % |
$0 |
| Padco Advisors Inc |
Institution |
-7.93 % |
2008-05-15 |
13,388 |
$772,488 |
$0 |
0.00 % |
Sold Some |
-3,171 |
-19.14 % |
$0 |
| Parametric Portfolio Associates |
Institution |
-8.70 % |
2008-04-21 |
12,154 |
$701,286 |
$0 |
0.00 % |
New Holding |
12,154 |
100.00 % |
$0 |
| Placemark Investments Inc |
Institution |
-10.82 % |
2008-05-19 |
6,717 |
$387,571 |
$0 |
0.00 % |
Sold Some |
-510 |
-7.05 % |
$0 |
| Pnc Financial Services Group Inc |
Institution |
-9.30 % |
2008-05-12 |
211 |
$12,175 |
$0 |
0.00 % |
No Change |
211 |
0 % |
- |
| Qvt Financial Lp |
Institution |
-9.52 % |
2008-05-15 |
4,032 |
$232,646 |
$0 |
0.00 % |
New Holding |
4,032 |
100.00 % |
$0 |
| Rbc Dominion Securities Inc |
Institution |
% |
2008-05-14 |
164 |
|
|
% |
Sold Some |
-540 |
-76.70 % |
|
| Reilly Financial Advisors Llc |
Institution |
-9.69 % |
2008-04-28 |
200 |
$11,540 |
$0 |
0.00 % |
New Holding |
200 |
100.00 % |
$0 |
| Salzman Capital Management L L C |
Institution |
-9.36 % |
2008-05-09 |
1,285 |
$74,145 |
$0 |
0.00 % |
No Change |
1,285 |
0 % |
- |
| Stifel Nicolaus And Co Inc Mo |
Institution |
-5.48 % |
2008-04-28 |
9,626 |
$555,420 |
$0 |
0.00 % |
New Holding |
9,626 |
100.00 % |
$0 |
| Tdax Independence 2010 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-10.19 % |
2008-04-28 |
None |
- |
- |
- % |
Sold All |
-221 |
-100.00 % |
$0 |
| Tdax Independence 2020 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-9.37 % |
2008-04-28 |
None |
- |
- |
- % |
Sold All |
-902 |
-100.00 % |
$0 |
| Tdax Independence 2030 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-9.46 % |
2008-04-28 |
None |
- |
- |
- % |
Sold All |
-1,045 |
-100.00 % |
$0 |
| Tdax Independence 2040 Exchange-Traded Fund (Tdax Funds Inc.) |
Mixed-Asset Target 20 ... |
-9.42 % |
2008-04-28 |
None |
- |
- |
- % |
Sold All |
-1,052 |
-100.00 % |
$0 |
| Tdax Independence In-Target Exchange-Traded Fund (Tdax Funds Inc.) |
Specialty & Misc |
-9.96 % |
2008-04-28 |
None |
- |
- |
- % |
Sold All |
-56 |
-100.00 % |
$0 |
| Two Sigma Investments Llc |
Institution |
-10.21 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-21,784 |
-100.00 % |
$0 |
| U S Global Investors Inc |
Institution |
% |
2008-05-14 |
5,000 |
|
|
% |
New Holding |
5,000 |
100.00 % |
|
| Us Bancorp De |
Institution |
-9.14 % |
2008-05-15 |
7,137 |
$411,805 |
$0 |
0.00 % |
No Change |
7,137 |
0 % |
- |
| Wellington Management Co Llp |
Institution |
-8.50 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-14,896 |
-100.00 % |
$0 |
| Wells Fargo And Co |
Institution |
-10.03 % |
2008-05-15 |
9,517 |
$549,131 |
$0 |
0.00 % |
Sold Some |
-607 |
-5.99 % |
$0 |
| Westport Resources Management Inc |
Institution |
-8.50 % |
2008-04-28 |
2 |
$115 |
$0 |
0.00 % |
No Change |
2 |
0 % |
- |
| Wisdomtree Europe Total Dividend Fund (Wisdomtree Trust) |
European Region |
-9.36 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-9,085 |
-100.00 % |
$0 |
| Wisdomtree International Dividend Top 100 Fund (Wisdomtree Trust) |
Global Flex Port |
-3.66 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-32,676 |
-100.00 % |
$0 |
| Wisdomtree International Financial Sector Fund (Wisdomtree Trust) |
Global Flex Port |
-9.74 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-8,431 |
-100.00 % |
$0 |
| Wisdomtree International Largecap Dividend Fund (Wisdomtree Trust) |
Large-Cap Core |
-5.18 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-15,798 |
-100.00 % |
$0 |
| Wisdomtree Smallcap Dividend Fund (Wisdomtree Trust) |
Small-Cap Core |
-14.88 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-12,120 |
-100.00 % |
$0 |