| Ishares Russell Microcap Index Fund (Ishares Trust) |
Specialty & Misc |
8.06 % |
2008-12-29 |
65,032 |
$20,810 |
$1,951 |
10.34 % |
No Compare |
- |
- % |
- |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
7.69 % |
2008-12-29 |
3,115 |
$997 |
$93 |
10.34 % |
No Compare |
- |
- % |
- |
| Credit Suisse |
Institution |
7.39 % |
2008-12-29 |
None |
- |
- |
- % |
Sold All |
-21,203 |
-100.00 % |
$-636 |
| California Public Employees Retirement System |
Institution |
6.48 % |
2008-12-12 |
416,238 |
$133,196 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
4.48 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-495,128 |
-100.00 % |
$-9,903 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
5.84 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-195,109 |
-100.00 % |
$-3,902 |
| Goldman Sachs Group Inc |
Institution |
9.24 % |
2008-11-19 |
497,827 |
$159,305 |
$-29,870 |
-15.78 % |
Sold Some |
-660,893 |
-57.03 % |
$39,654 |
| Ancora Advisors Llc |
Institution |
6.69 % |
2008-11-18 |
304,000 |
$97,280 |
$-18,240 |
-15.78 % |
No Compare |
- |
- % |
- |
| Dawson Herman Capital Management Inc |
Institution |
12.51 % |
2008-11-14 |
2,253,700 |
$721,184 |
$-180,296 |
-20.00 % |
No Change |
0 |
0 % |
- |
| Bnp Paribas Asset Management S A S |
Institution |
9.04 % |
2008-11-14 |
716,300 |
$229,216 |
$-57,304 |
-20.00 % |
No Change |
0 |
0 % |
- |
| Hbk Investments L P |
Institution |
5.04 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-867,448 |
-100.00 % |
$69,396 |
| Renaissance Technologies Corp |
Institution |
9.53 % |
2008-11-14 |
330,733 |
$105,835 |
$-26,459 |
-20.00 % |
Added More |
54,400 |
19.68 % |
$-4,352 |
| Commonwealth Of Pennsylvania Public School Empls Retrmt Sys |
Institution |
7.86 % |
2008-11-14 |
309,400 |
$99,008 |
$-24,752 |
-20.00 % |
No Compare |
- |
- % |
- |
| Gmt Capital Corp |
Institution |
10.26 % |
2008-11-14 |
75,370 |
$24,118 |
$-6,030 |
-20.00 % |
No Change |
0 |
0 % |
- |
| Two Sigma Investments Llc |
Institution |
8.27 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-39,478 |
-100.00 % |
$3,158 |
| Geode Capital Management Llc |
Institution |
6.90 % |
2008-11-14 |
57,531 |
$18,410 |
$-4,602 |
-20.00 % |
Sold Some |
-1,253 |
-2.13 % |
$100 |
| Sound Energy Partners Inc |
Institution |
5.44 % |
2008-11-14 |
7,116,088 |
$2,277,148 |
$-569,287 |
-20.00 % |
No Change |
0 |
0 % |
- |
| Forest Hill Capital Llc |
Institution |
6.44 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-28,920 |
-100.00 % |
$2,314 |
| Rbc Dominion Securities Inc |
Institution |
2.80 % |
2008-11-14 |
26,883 |
$8,603 |
$-2,151 |
-20.00 % |
No Change |
0 |
0 % |
- |
| Dresdner Bank Ag |
Institution |
12.02 % |
2008-11-14 |
20,455 |
$6,546 |
$-1,636 |
-20.00 % |
Sold Some |
-45 |
-0.21 % |
$4 |
| Barclays Plc |
Institution |
10.68 % |
2008-11-14 |
82 |
$26 |
$-7 |
-20.00 % |
No Change |
0 |
0 % |
- |
| Rbc Dain Rauscher Inc |
Institution |
5.43 % |
2008-11-14 |
7,000 |
$2,240 |
$-560 |
-20.00 % |
Sold Some |
-5,000 |
-41.66 % |
$400 |
| Bank Of America Corp |
Institution |
7.25 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-68,774 |
-100.00 % |
$5,502 |
| Pnc Financial Services Group Inc |
Institution |
6.43 % |
2008-11-14 |
4,006 |
$1,282 |
$-320 |
-20.00 % |
No Change |
0 |
0 % |
- |
| Wells Fargo And Co |
Institution |
7.71 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-500 |
-100.00 % |
$40 |
| Zebra Capital Management Llc |
Institution |
10.85 % |
2008-11-14 |
8 |
$3 |
$-1 |
-20.00 % |
New Holding |
8 |
100.00 % |
$-1 |
| Amvescap Plc |
Institution |
9.38 % |
2008-11-13 |
528 |
$169 |
$-21 |
-11.11 % |
No Change |
0 |
0 % |
- |
| Merrill Lynch And Co Inc |
Institution |
9.37 % |
2008-11-13 |
31,289 |
$10,012 |
$-1,252 |
-11.11 % |
New Holding |
31,289 |
100.00 % |
$-1,252 |
| Spark Lp |
Institution |
11.23 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-48,300 |
-100.00 % |
$1,932 |
| Aviva Plc |
Institution |
10.69 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-346,000 |
-100.00 % |
$13,840 |
| Northern Trust Corp |
Institution |
9.80 % |
2008-11-13 |
97,605 |
$31,234 |
$-3,904 |
-11.11 % |
No Change |
0 |
0 % |
- |
| Ubs Global Asset Management Americas Inc |
Institution |
10.32 % |
2008-11-13 |
1,000,000 |
$320,000 |
$-40,000 |
-11.11 % |
Sold Some |
-1,000,000 |
-50.00 % |
$40,000 |
| Ubs Ag |
Institution |
14.15 % |
2008-11-13 |
1,773 |
$567 |
$-71 |
-11.11 % |
New Holding |
1,773 |
100.00 % |
$-71 |
| Wilmington Trust Co |
Institution |
9.98 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-68,294 |
-100.00 % |
$2,732 |
| Rho Capital Partners Inc |
Institution |
29.27 % |
2008-11-13 |
2,944,756 |
$942,322 |
$-117,790 |
-11.11 % |
Added More |
90,670 |
3.17 % |
$-3,627 |
| Thomson Horstmann And Bryant Inc |
Institution |
11.66 % |
2008-11-12 |
1,673,200 |
$535,424 |
$-66,928 |
-11.11 % |
No Change |
0 |
0 % |
- |
| Royce And Associates Llc |
Institution |
13.41 % |
2008-11-12 |
187,500 |
$60,000 |
$-7,500 |
-11.11 % |
No Change |
0 |
0 % |
- |
| Al Frank Asset Management Inc |
Institution |
11.26 % |
2008-11-12 |
72,975 |
$23,352 |
$-2,919 |
-11.11 % |
New Holding |
72,975 |
100.00 % |
$-2,919 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
10.09 % |
2008-11-12 |
825,824 |
$264,264 |
$-33,033 |
-11.11 % |
Added More |
30,237 |
3.80 % |
$-1,209 |
| Labranche And Co Inc |
Institution |
15.35 % |
2008-11-12 |
26,431 |
$8,458 |
$-1,057 |
-11.11 % |
No Change |
0 |
0 % |
- |
| Gsa Capital Partners Llp |
Institution |
11.38 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-65,996 |
-100.00 % |
$2,640 |
| Prescott Group Capital Management Llc |
Institution |
13.93 % |
2008-11-12 |
854,223 |
$273,351 |
$-34,169 |
-11.11 % |
New Holding |
854,223 |
100.00 % |
$-34,169 |
| Regions Financial Corp |
Institution |
3.03 % |
2008-11-10 |
15,000 |
$4,800 |
$-1,350 |
-21.95 % |
New Holding |
15,000 |
100.00 % |
$-1,350 |
| Claymore Advisors Llc |
Institution |
-19.82 % |
2008-11-10 |
1,688,908 |
$540,451 |
$-152,002 |
-21.95 % |
New Holding |
1,688,908 |
100.00 % |
$-152,002 |
| Vanguard Group Inc |
Institution |
3.05 % |
2008-11-06 |
851,418 |
$272,454 |
$-93,656 |
-25.58 % |
New Holding |
851,418 |
100.00 % |
$-93,656 |
| Utilities Growth Portfolio (Fidelity Select Portfolios) |
Utility |
3.74 % |
2008-10-31 |
187,321 |
$59,943 |
$-18,732 |
-23.80 % |
New Holding |
187,321 |
100.00 % |
$-18,732 |
| Bank Of New York Mellon Corp |
Institution |
-3.69 % |
2008-10-31 |
55,061 |
$17,620 |
$-5,506 |
-23.80 % |
No Change |
0 |
0 % |
- |
| Blackrock Investment Management Llc |
Institution |
-0.34 % |
2008-10-30 |
3,500 |
$1,120 |
$-385 |
-25.58 % |
New Holding |
3,500 |
100.00 % |
$-385 |
| Va International Value Portfolio (Dfa Investment Dimensions Group Inc) |
Multi-Cap Value |
-1.85 % |
2008-10-30 |
10,070 |
$3,222 |
$-1,108 |
-25.58 % |
No Change |
0 |
0 % |
- |
| Dimensional Fund Advisors Inc |
Institution |
-2.39 % |
2008-10-30 |
2,284,243 |
$730,958 |
$-251,267 |
-25.58 % |
New Holding |
2,284,243 |
100.00 % |
$-251,267 |
| International Value Series (Dfa Investment Trust Co) |
Multi-Cap Value |
-1.62 % |
2008-10-30 |
916,326 |
$293,224 |
$-100,796 |
-25.58 % |
No Compare |
- |
- % |
- |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-1.06 % |
2008-10-30 |
200 |
$64 |
$-22 |
-25.58 % |
Sold Some |
-10,200 |
-98.07 % |
$1,122 |
| Ramond James Financial Services Inc |
Institution |
3.06 % |
2008-10-15 |
390,600 |
$124,992 |
$-66,402 |
-34.69 % |
New Holding |
390,600 |
100.00 % |
$-66,402 |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-24.34 % |
2008-09-29 |
528 |
$169 |
$-137 |
-44.82 % |
No Compare |
- |
- % |
- |