| Algert Coldiron Investors Llc |
Institution |
% |
2008-05-14 |
1,160 |
|
|
% |
Sold Some |
-13,581 |
-92.13 % |
|
| American Century Companies Inc |
Institution |
-9.44 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-33,733 |
-100.00 % |
$363,979 |
| American International Group Inc |
Institution |
-10.58 % |
2008-05-15 |
4,814 |
$81,164 |
$-53,147 |
-39.56 % |
Sold Some |
-262 |
-5.16 % |
$2,892 |
| Ameriprise Financial Inc |
Institution |
-11.82 % |
2008-05-06 |
None |
- |
- |
- % |
Sold All |
-1,230 |
-100.00 % |
$13,493 |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
2,122 |
|
|
% |
Added More |
1,692 |
393.48 % |
|
| Assetmark Fundamental Index Small Company Value Fund (Assetmark Funds) |
Small-Cap Value |
-11.43 % |
2008-06-09 |
None |
- |
- |
- % |
Sold All |
-73 |
-100.00 % |
$157 |
| Axa |
Institution |
-11.81 % |
2008-05-15 |
29,729 |
$501,231 |
$-328,208 |
-39.56 % |
Added More |
9,409 |
46.30 % |
$-103,875 |
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
58,324 |
|
|
% |
Sold Some |
-33,508 |
-36.48 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-8.65 % |
2008-04-30 |
461,194 |
$7,775,731 |
$-5,243,776 |
-40.27 % |
Sold Some |
-18,375 |
-3.83 % |
$208,924 |
| Barclays Plc |
Institution |
% |
2008-05-14 |
5,300 |
|
|
% |
No Change |
5,300 |
0 % |
- |
| Bear Stearns And Co Inc |
Institution |
-9.61 % |
2008-05-15 |
5,189 |
$87,487 |
$-57,287 |
-39.56 % |
Sold Some |
-200 |
-3.71 % |
$2,208 |
| Bear Stearns Asset Management Inc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-30,248 |
-100.00 % |
|
| Blackrock Investment Management Llc |
Institution |
-8.07 % |
2008-04-23 |
12,000 |
$202,320 |
$-133,200 |
-39.69 % |
Added More |
1,400 |
13.20 % |
$-15,540 |
| Bridgeway Capital Management Inc |
Institution |
-10.25 % |
2008-05-15 |
63,000 |
$1,062,180 |
$-695,520 |
-39.56 % |
No Change |
63,000 |
0 % |
- |
| California Public Employees Retirement System |
Institution |
-9.02 % |
2008-04-28 |
15,700 |
$264,702 |
$-175,840 |
-39.91 % |
Added More |
100 |
0.64 % |
$-1,120 |
| Caxton Associates Llc |
Institution |
-11.54 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-8,212 |
-100.00 % |
$90,660 |
| Claymore Advisors Llc |
Institution |
-11.64 % |
2008-05-09 |
1,697 |
$28,611 |
$-16,359 |
-36.37 % |
Sold Some |
-2,066 |
-54.90 % |
$19,916 |
| Credit Suisse/ |
Institution |
-10.74 % |
2008-05-15 |
55,875 |
$942,053 |
$-616,860 |
-39.56 % |
Sold Some |
-11,861 |
-17.51 % |
$130,945 |
| Dimensional Fund Advisors Inc |
Institution |
-11.47 % |
2008-05-05 |
204,242 |
$3,443,520 |
$-2,293,638 |
-39.97 % |
Added More |
425 |
0.20 % |
$-4,773 |
| Ferris Baker Watts Incorporated |
Institution |
-11.79 % |
2008-05-12 |
60 |
$1,012 |
$-669 |
-39.80 % |
New Holding |
60 |
100.00 % |
$-669 |
| Gabriel Capital Corp |
Institution |
-4.63 % |
2008-05-15 |
29,272 |
$493,526 |
$-323,163 |
-39.56 % |
New Holding |
29,272 |
100.00 % |
$-323,163 |
| Geode Capital Management Llc |
Institution |
-10.49 % |
2008-05-15 |
14,630 |
$246,662 |
$-161,515 |
-39.56 % |
Sold Some |
-56 |
-0.38 % |
$618 |
| Global Equity Portfolio (Dimensional Investment Group Inc) |
Global Multi-Cap Core |
-8.54 % |
2008-04-29 |
None |
- |
- |
- % |
Sold All |
-2,600 |
-100.00 % |
$28,496 |
| Goldman Jay G |
Institution |
-6.64 % |
2008-05-15 |
169,500 |
$2,857,770 |
$-1,871,280 |
-39.56 % |
Sold Some |
-7,001 |
-3.96 % |
$77,291 |
| Goldman Sachs Group Inc |
Institution |
-10.15 % |
2008-05-13 |
146,391 |
$2,468,152 |
$-1,579,559 |
-39.02 % |
Added More |
111,002 |
313.66 % |
$-1,197,712 |
| Harris Financial Corp |
Institution |
% |
2008-04-15 |
35,580 |
|
|
% |
No Change |
35,580 |
0 % |
- |
| Highbridge Capital Management Llc |
Institution |
-8.20 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-10,215 |
-100.00 % |
$110,220 |
| Hsbc Holdings Plc |
Institution |
-11.72 % |
2008-05-15 |
27,831 |
$469,231 |
$-307,254 |
-39.56 % |
No Change |
27,831 |
0 % |
- |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-8.62 % |
2008-04-29 |
None |
- |
- |
- % |
Sold All |
-3,000 |
-100.00 % |
$32,880 |
| J P Morgan Chase And Co |
Institution |
-9.27 % |
2008-05-09 |
17,300 |
$291,678 |
$-166,772 |
-36.37 % |
Sold Some |
-1,700 |
-8.94 % |
$16,388 |
| Jackson Perspective Index 5 Fund (Jnl Investors Series Trust) |
Specialty & Misc |
-4.69 % |
2008-03-26 |
None |
- |
- |
- % |
Sold All |
-146 |
-100.00 % |
$2,070 |
| James Investment Research Inc |
Institution |
-4.47 % |
2008-04-10 |
9,600 |
$161,856 |
$-107,424 |
-39.89 % |
Sold Some |
-27,205 |
-73.91 % |
$304,424 |
| Jefferies Group Inc |
Institution |
% |
2008-05-14 |
220,000 |
|
|
% |
Added More |
5,870 |
2.74 % |
|
| Jmg Capital Management Llc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-13,624 |
-100.00 % |
|
| Kennedy Capital Management Inc |
Institution |
% |
2008-05-14 |
17,255 |
|
|
% |
Added More |
50 |
0.29 % |
|
| Lsv Asset Management |
Institution |
-12.03 % |
2008-05-09 |
90,550 |
$1,526,673 |
$-872,902 |
-36.37 % |
Sold Some |
-13,492 |
-12.96 % |
$130,063 |
| Menta Capital Llc |
Institution |
-7.77 % |
2008-05-07 |
41,600 |
$701,376 |
$-416,416 |
-37.25 % |
Sold Some |
-2,100 |
-4.80 % |
$21,021 |
| Merrill Lynch And Co Inc |
Institution |
-11.72 % |
2008-05-01 |
None |
- |
- |
- % |
Sold All |
-100 |
-100.00 % |
$1,171 |
| Metropolitan Life Insurance Co |
Institution |
-9.24 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-4,842 |
-100.00 % |
$46,677 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-10.05 % |
2008-05-12 |
2,485 |
$41,897 |
$-27,708 |
-39.80 % |
Sold Some |
-440 |
-15.04 % |
$4,906 |
| Millennium Management L.L.C. |
Institution |
-9.62 % |
2008-05-15 |
10,600 |
$178,716 |
$-117,024 |
-39.56 % |
New Holding |
10,600 |
100.00 % |
$-117,024 |
| Morgan Stanley |
Institution |
-11.27 % |
2008-05-15 |
93,983 |
$1,584,553 |
$-1,037,572 |
-39.56 % |
Sold Some |
-12,829 |
-12.01 % |
$141,632 |
| New York Life Investment Management Llc |
Institution |
-10.66 % |
2008-05-15 |
6,895 |
$116,250 |
$-76,121 |
-39.56 % |
Added More |
734 |
11.91 % |
$-8,103 |
| Northern Trust Corp |
Institution |
-10.32 % |
2008-05-15 |
54,026 |
$910,878 |
$-596,447 |
-39.56 % |
Sold Some |
-785 |
-1.43 % |
$8,666 |
| Oshaughnessy Asset Management Llc |
Institution |
-9.29 % |
2008-04-30 |
None |
- |
- |
- % |
Sold All |
-2,500 |
-100.00 % |
$28,425 |
| Pacific Assets Management Llc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-13,625 |
-100.00 % |
|
| Padco Advisors Ii Inc |
Institution |
-7.59 % |
2008-05-15 |
11 |
$185 |
$-121 |
-39.56 % |
Sold Some |
-29 |
-72.50 % |
$320 |
| Perritt Capital Management Inc |
Institution |
-5.30 % |
2008-04-29 |
147,257 |
$2,482,753 |
$-1,613,937 |
-39.39 % |
Sold Some |
-1,643 |
-1.10 % |
$18,007 |
| Public Employees Retirement Association Of Colorado |
Institution |
-9.59 % |
2008-05-13 |
13,900 |
$234,354 |
$-149,981 |
-39.02 % |
No Change |
13,900 |
0 % |
- |
| Public Employees Retirement System Of Ohio |
Institution |
-8.85 % |
2008-06-03 |
9,910 |
$167,083 |
$-68,181 |
-28.98 % |
No Change |
9,910 |
0 % |
- |
| Renaissance Technologies Corp |
Institution |
-10.48 % |
2008-05-15 |
442,600 |
$7,462,236 |
$-4,886,304 |
-39.56 % |
Sold Some |
-10,400 |
-2.29 % |
$114,816 |
| Sabrient Stealth (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-12.84 % |
2008-05-05 |
None |
- |
- |
- % |
Sold All |
-2,281 |
-100.00 % |
$25,616 |
| Schwab Charles Investment Management Inc |
Institution |
% |
2008-05-14 |
1,800 |
|
|
% |
Added More |
1,400 |
350.00 % |
|
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-6.73 % |
2008-04-29 |
None |
- |
- |
- % |
Sold All |
-4,773 |
-100.00 % |
$52,312 |
| Small Company Fund (American Century Quantitative Equity Funds Inc) |
Small-Cap Core |
-9.57 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-18,847 |
-100.00 % |
$174,523 |
| Smithwood Advisers L P |
Institution |
-17.68 % |
2008-05-15 |
1,101,500 |
$18,571,290 |
$-12,160,560 |
-39.56 % |
Added More |
90,700 |
8.97 % |
$-1,001,328 |
| Spark Lp |
Institution |
-9.13 % |
2008-05-13 |
10,900 |
$183,774 |
$-117,611 |
-39.02 % |
New Holding |
10,900 |
100.00 % |
$-117,611 |
| State Board Of Administration Of Florida Retirement System |
Institution |
-8.35 % |
2008-04-23 |
10,326 |
$174,096 |
$-114,619 |
-39.69 % |
No Change |
10,326 |
0 % |
- |
| Summit Investment Partners Inc |
Institution |
% |
2008-05-14 |
466 |
|
|
% |
No Change |
466 |
0 % |
- |
| Teachers Advisors Inc |
Institution |
% |
2008-05-14 |
3,239 |
|
|
% |
Sold Some |
-31,077 |
-90.56 % |
|
| Tiaa Cref Investment Management Llc |
Institution |
% |
2008-05-14 |
46,123 |
|
|
% |
Sold Some |
-5,034 |
-9.84 % |
|
| Two Sigma Investments Llc |
Institution |
-10.21 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-6,410 |
-100.00 % |
$70,766 |
| Ultra Russell2000 Growth Proshares (Proshares Trust) |
Multi-Cap Growth |
-4.69 % |
2008-04-25 |
None |
- |
- |
- % |
Sold All |
-73 |
-100.00 % |
$831 |
| Us Bancorp De |
Institution |
-9.13 % |
2008-05-15 |
477 |
$8,042 |
$-5,266 |
-39.56 % |
Sold Some |
-18 |
-3.63 % |
$199 |
| Vanguard Group Inc |
Institution |
-10.04 % |
2008-05-01 |
82,740 |
$1,394,996 |
$-968,885 |
-40.98 % |
Added More |
80,303 |
3295.15 % |
$-940,348 |
| Venor Capital Management Lp |
Institution |
-9.55 % |
2008-05-15 |
628,473 |
$10,596,055 |
$-6,938,342 |
-39.56 % |
Added More |
7,362 |
1.18 % |
$-81,276 |
| Voyageur Asset Management Inc |
Institution |
-10.41 % |
2008-05-08 |
150 |
|
|
% |
No Change |
150 |
0 % |
- |
| Wayzata Investment Partners Llc |
Institution |
-15.56 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-114,700 |
-100.00 % |
$1,266,288 |
| Wells Fargo And Co |
Institution |
-10.02 % |
2008-05-15 |
73 |
$1,231 |
$-806 |
-39.56 % |
Sold Some |
-89 |
-54.93 % |
$983 |
| Westpeak Global Advisors Lp |
Institution |
-10.20 % |
2008-05-06 |
10,900 |
$183,774 |
$-119,573 |
-39.41 % |
Sold Some |
-3,200 |
-22.69 % |
$35,104 |
| Wisdomtree Diefa Fund (Wisdomtree Trust) |
Specialty & Misc |
-6.54 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-51 |
-100.00 % |
$271 |
| Wisdomtree Smallcap Earnings Fund (Wisdomtree Trust) |
Small-Cap Core |
-12.16 % |
2008-06-06 |
None |
- |
- |
- % |
Sold All |
-502 |
-100.00 % |
$2,671 |