| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 72,758 | Added More | 46,924 | 181.63 % | $678,832 | $678,832 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Apollo Investment Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 1,274,800 | Added More | 1,270,600 | 30252.38 % | $12,136,096 | $11,893,884 | $-242,212 | -1.99 % | $-241,414 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 2,260 | New Holding | 2,260 | 100 % | $21,515 | $21,086 | $-429 | -1.99 % | $-429 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Apollo Investment Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 51,629 | Added More | 41,423 | 405.86 % | $500,285 | $481,699 | $-18,586 | -3.71 % | $-14,912 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Apollo Investment Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 424,412 | Sold Some | -283,919 | -40.08 % | $4,074,355 | $3,959,764 | $-114,591 | -2.81 % | $76,658 | | | | | | News Article | History of Amvescap Plc Ownership Of Apollo Investment Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 165,780 | Sold Some | -107,570 | -39.35 % | $1,591,488 | $1,546,727 | $-44,761 | -2.81 % | $29,044 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Apollo Investment Corp |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Small-Mid Cap 200 Fund | No Data | 36,422 | New Holding | 36,422 | 100 % | $349,651 | $339,817 | $-9,834 | -2.81 % | $-9,834 | | | | | | News Article | History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Small-Mid Cap 200 Fund Ownership Of Apollo Investment Corp |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln Variable Insurance Products Trust - Core Fund | Multi-Cap Core | 14,688 | New Holding | 14,688 | 100 % | $141,005 | $137,039 | $-3,966 | -2.81 % | $-3,966 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Apollo Investment Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 1,574,933 | Added More | 55,211 | 3.63 % | $15,119,357 | $14,694,125 | $-425,232 | -2.81 % | $-14,907 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Acadia Trust Na | Institution | 206 | No Change | 0 | 0 % | $1,945 | $1,922 | $-23 | -1.16 % | $0 | | | | | | News Article | History of Acadia Trust Na Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 631,182 | Added More | 87,851 | 16.16 % | $5,958,358 | $5,888,928 | $-69,430 | -1.16 % | $-9,664 | | | | | | News Article | History of American International Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 309,198 | Added More | 19,983 | 6.90 % | $2,918,829 | $2,884,817 | $-34,012 | -1.16 % | $-2,198 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 17,645 | Sold Some | -16,953 | -48.99 % | $166,569 | $164,628 | $-1,941 | -1.16 % | $1,865 | | | | | | News Article | History of Citadel L P Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Clough Capital Partners L P | Institution | 2,143,355 | Sold Some | -287,773 | -11.83 % | $20,233,271 | $19,997,502 | $-235,769 | -1.16 % | $31,655 | | | | | | News Article | History of Clough Capital Partners L P Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cobalt Capital Management Inc | Institution | 1,132,889 | New Holding | 1,132,889 | 100 % | $10,694,472 | $10,569,854 | $-124,618 | -1.16 % | $-124,618 | | | | | | News Article | History of Cobalt Capital Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 500 | No Change | 0 | 0 % | $4,720 | $4,665 | $-55 | -1.16 % | $0 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 300 | No Change | 0 | 0 % | $2,832 | $2,799 | $-33 | -1.16 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 126,340 | Sold Some | -5,050 | -3.84 % | $1,192,650 | $1,178,752 | $-13,897 | -1.16 % | $556 | | | | | | News Article | History of Fmr Corp Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Fuller And Thaler Asset Management Inc | Institution | 221,000 | Sold Some | -31,200 | -12.37 % | $2,086,240 | $2,061,930 | $-24,310 | -1.16 % | $3,432 | | | | | | News Article | History of Fuller And Thaler Asset Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 1,024,924 | Sold Some | -111,325 | -9.79 % | $9,675,283 | $9,562,541 | $-112,742 | -1.16 % | $12,246 | | | | | | News Article | History of Ing Groep Nv Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Keane Capital Mangement Inc | Institution | 267,500 | Sold Some | -32,500 | -10.83 % | $2,525,200 | $2,495,775 | $-29,425 | -1.16 % | $3,575 | | | | | | News Article | History of Keane Capital Mangement Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 627 | Sold Some | -14,291 | -95.79 % | $5,919 | $5,850 | $-69 | -1.16 % | $1,572 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Magnetar Financial Llc | Institution | | Sold All | -19,506 | -100 % | | | | -1.16 % | $2,146 | | | | | | News Article | History of Magnetar Financial Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 523,067 | New Holding | 523,067 | 100 % | $4,937,752 | $4,880,215 | $-57,537 | -1.16 % | $-57,537 | | | | | | News Article | History of Millennium Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Modern Capital Management Llc | No Data | 50,000 | New Holding | 50,000 | 100 % | $472,000 | $466,500 | $-5,500 | -1.16 % | $-5,500 | | | | | | News Article | History of Modern Capital Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 2,142,315 | Added More | 1,608,215 | 301.10 % | $20,223,454 | $19,987,799 | $-235,655 | -1.16 % | $-176,904 | | | | | | News Article | History of Morgan Stanley Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 301,416 | New Holding | 301,416 | 100 % | $2,845,367 | $2,812,211 | $-33,156 | -1.16 % | $-33,156 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 2,532,238 | Added More | 666,605 | 35.73 % | $23,904,327 | $23,625,781 | $-278,546 | -1.16 % | $-73,327 | | | | | | News Article | History of Northern Trust Corp Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 4,500 | Sold Some | -869,330 | -99.48 % | $42,480 | $41,985 | $-495 | -1.16 % | $95,626 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 29,830 | Sold Some | -14,372 | -32.51 % | $281,595 | $278,314 | $-3,281 | -1.16 % | $1,581 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 2,500 | New Holding | 2,500 | 100 % | $23,600 | $23,325 | $-275 | -1.16 % | $-275 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 18,138 | Added More | 2,157 | 13.49 % | $171,223 | $169,228 | $-1,995 | -1.16 % | $-237 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 248,195 | Added More | 25,155 | 11.27 % | $2,342,961 | $2,315,659 | $-27,301 | -1.16 % | $-2,767 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Smithwood Advisers L P | Institution | 180,000 | New Holding | 180,000 | 100 % | $1,699,200 | $1,679,400 | $-19,800 | -1.16 % | $-19,800 | | | | | | News Article | History of Smithwood Advisers L P Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 103,668 | Added More | 12,000 | 13.09 % | $978,626 | $967,222 | $-11,403 | -1.16 % | $-1,320 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Telemus Investment Management Llc | Institution | 11,000 | New Holding | 11,000 | 100 % | $103,840 | $102,630 | $-1,210 | -1.16 % | $-1,210 | | | | | | News Article | History of Telemus Investment Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Thales Fund Management Llc | Institution | 14,176 | New Holding | 14,176 | 100 % | $133,821 | $132,262 | $-1,559 | -1.16 % | $-1,559 | | | | | | News Article | History of Thales Fund Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 225,736 | Sold Some | -142,828 | -38.75 % | $2,130,948 | $2,106,117 | $-24,831 | -1.16 % | $15,711 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 676,594 | New Holding | 676,594 | 100 % | $6,387,047 | $6,312,622 | $-74,425 | -1.16 % | $-74,425 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 22,098 | Sold Some | -7,100 | -24.31 % | $208,605 | $206,174 | $-2,431 | -1.16 % | $781 | | | | | | News Article | History of Us Bancorp De Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 18,891 | Sold Some | -10,613 | -35.97 % | $178,331 | $176,253 | $-2,078 | -1.16 % | $1,167 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Apollo Investment Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | | Sold All | -17,900 | -100 % | | | | -1.16 % | $1,969 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-11-13 | 13F-HR | Rodney Square Management Corp | Institution | 13,509 | Added More | 2,992 | 28.44 % | $124,283 | $126,039 | $1,756 | 1.41 % | $389 | | | | | | News Article | History of Rodney Square Management Corp Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 235,211 | Added More | 224,729 | 2143.95 % | $2,163,941 | $2,194,519 | $30,577 | 1.41 % | $29,215 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisors Capital Management Llc | Institution | 157,003 | Added More | 939 | 0.60 % | $1,444,428 | $1,464,838 | $20,410 | 1.41 % | $122 | | | | | | News Article | History of Advisors Capital Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 7,123 | Sold Some | -54,989 | -88.53 % | $65,532 | $66,458 | $926 | 1.41 % | $-7,149 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 409,875 | Added More | 24,115 | 6.25 % | $3,770,850 | $3,824,134 | $53,284 | 1.41 % | $3,135 | | | | | | News Article | History of Axa Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 7,711 | Sold Some | -21,039 | -73.17 % | $70,941 | $71,944 | $1,002 | 1.41 % | $-2,735 | | | | | | News Article | History of Barclays Plc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 127,967 | Added More | 98,941 | 340.87 % | $1,177,296 | $1,193,932 | $16,636 | 1.41 % | $12,862 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cantillon Capital Management Llc | Institution | | Sold All | -2,759,373 | -100 % | | | | 1.41 % | $-358,718 | | | | | | News Article | History of Cantillon Capital Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cooperman Leon G | Institution | 1,439,100 | New Holding | 1,439,100 | 100 % | $13,239,720 | $13,426,803 | $187,083 | 1.41 % | $187,083 | | | | | | News Article | History of Cooperman Leon G Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 889 | Added More | 100 | 12.67 % | $8,179 | $8,294 | $116 | 1.41 % | $13 | | | | | | News Article | History of Credit Agricole S A Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 192,822 | Sold Some | -6,033 | -3.03 % | $1,773,962 | $1,799,029 | $25,067 | 1.41 % | $-784 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dnb Asset Management Us Inc | Institution | 23,690 | New Holding | 23,690 | 100 % | $217,948 | $221,028 | $3,080 | 1.41 % | $3,080 | | | | | | News Article | History of Dnb Asset Management Us Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 8,080 | Sold Some | -910 | -10.12 % | $74,336 | $75,386 | $1,050 | 1.41 % | $-118 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fulton Breakefield Broenniman Llc | Institution | 22,159 | New Holding | 22,159 | 100 % | $203,863 | $206,743 | $2,881 | 1.41 % | $2,881 | | | | | | News Article | History of Fulton Breakefield Broenniman Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 4,277 | Sold Some | -408,144 | -98.96 % | $39,348 | $39,904 | $556 | 1.41 % | $-53,059 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | | Sold All | -148,059 | -100 % | | | | 1.41 % | $-19,248 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldentree Asset Management Lp | Institution | | Sold All | -118,637 | -100 % | | | | 1.41 % | $-15,423 | | | | | | News Article | History of Goldentree Asset Management Lp Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 1,610,104 | Sold Some | -2,132,249 | -56.97 % | $14,812,957 | $15,022,270 | $209,314 | 1.41 % | $-277,192 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | | Sold All | -25,700 | -100 % | | | | 1.41 % | $-3,341 | | | | | | News Article | History of Hbk Investments L P Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hunter Global Investors L P | Institution | 853,172 | New Holding | 853,172 | 100 % | $7,849,182 | $7,960,095 | $110,912 | 1.41 % | $110,912 | | | | | | News Article | History of Hunter Global Investors L P Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | | Sold All | -2,031,821 | -100 % | | | | 1.41 % | $-264,137 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 28,341 | New Holding | 28,341 | 100 % | $260,737 | $264,422 | $3,684 | 1.41 % | $3,684 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Capital Management Inc | Institution | 31,035 | Added More | 4,435 | 16.67 % | $285,522 | $289,557 | $4,035 | 1.41 % | $577 | | | | | | News Article | History of Legg Mason Capital Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lmm Llc Md | Institution | 800,000 | New Holding | 800,000 | 100 % | $7,360,000 | $7,464,000 | $104,000 | 1.41 % | $104,000 | | | | | | News Article | History of Lmm Llc Md Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 218,032 | New Holding | 218,032 | 100 % | $2,005,894 | $2,034,239 | $28,344 | 1.41 % | $28,344 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | | Sold All | -36,000 | -100 % | | | | 1.41 % | $-4,680 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 68,966 | Added More | 8,300 | 13.68 % | $634,487 | $643,453 | $8,966 | 1.41 % | $1,079 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 1,345,846 | New Holding | 1,345,846 | 100 % | $12,381,783 | $12,556,743 | $174,960 | 1.41 % | $174,960 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 606,036 | Sold Some | -106,418 | -14.93 % | $5,575,531 | $5,654,316 | $78,785 | 1.41 % | $-13,834 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 12,141 | Added More | 87 | 0.72 % | $111,697 | $113,276 | $1,578 | 1.41 % | $11 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 5,181 | No Change | 0 | 0 % | $47,665 | $48,339 | $674 | 1.41 % | $0 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 47 | New Holding | 47 | 100 % | $432 | $439 | $6 | 1.41 % | $6 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 40,500 | Added More | 3,300 | 8.87 % | $372,600 | $377,865 | $5,265 | 1.41 % | $429 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Raiff Partners Inc | Institution | 465,000 | New Holding | 465,000 | 100 % | $4,278,000 | $4,338,450 | $60,450 | 1.41 % | $60,450 | | | | | | News Article | History of Raiff Partners Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Raymond James And Associates | Institution | 106,101 | Added More | 1,152 | 1.09 % | $976,129 | $989,922 | $13,793 | 1.41 % | $150 | | | | | | News Article | History of Raymond James And Associates Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -26,834 | -100 % | | | | 1.41 % | $-3,488 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 123,440 | Added More | 29,279 | 31.09 % | $1,135,648 | $1,151,695 | $16,047 | 1.41 % | $3,806 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | | Sold All | -200 | -100 % | | | | 1.41 % | $-26 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schafer Cullen Capital Management Inc | Institution | 14,800 | Sold Some | -3,900 | -20.85 % | $136,160 | $138,084 | $1,924 | 1.41 % | $-507 | | | | | | News Article | History of Schafer Cullen Capital Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 290,387 | Added More | 127,020 | 77.75 % | $2,671,560 | $2,709,311 | $37,750 | 1.41 % | $16,513 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Thornburg Investment Management Inc | Institution | 9,867,035 | Added More | 1,354,835 | 15.91 % | $90,776,722 | $92,059,437 | $1,282,715 | 1.41 % | $176,129 | | | | | | News Article | History of Thornburg Investment Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | 35,300 | New Holding | 35,300 | 100 % | $324,760 | $329,349 | $4,589 | 1.41 % | $4,589 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | United Capital Financial Advisersinc | No Data | 20,737 | Added More | 371 | 1.82 % | $190,780 | $193,476 | $2,696 | 1.41 % | $48 | | | | | | News Article | History of United Capital Financial Advisersinc Ownership Of Apollo Investment Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 6,260,729 | Added More | 798,642 | 14.62 % | $57,598,707 | $58,412,602 | $813,895 | 1.41 % | $103,823 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aronson And Johnson And Ortiz Lp | Institution | 24,000 | New Holding | 24,000 | 100 % | $217,920 | $223,920 | $6,000 | 2.75 % | $6,000 | | | | | | News Article | History of Aronson And Johnson And Ortiz Lp Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 6,113,590 | Added More | 1,303,222 | 27.09 % | $55,511,397 | $57,039,795 | $1,528,398 | 2.75 % | $325,806 | | | | | | News Article | History of Bank Of America Corp Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 9,252,909 | Added More | 1,523,541 | 19.71 % | $84,016,414 | $86,329,641 | $2,313,227 | 2.75 % | $380,885 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | | Sold All | -101,568 | -100 % | | | | 2.75 % | $-25,392 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chicago Equity Partners Llc | Institution | 544,590 | Sold Some | -137,960 | -20.21 % | $4,944,877 | $5,081,025 | $136,148 | 2.75 % | $-34,490 | | | | | | News Article | History of Chicago Equity Partners Llc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 9,793 | New Holding | 9,793 | 100 % | $88,920 | $91,369 | $2,448 | 2.75 % | $2,448 | | | | | | News Article | History of Credit Suisse Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 3,647 | Sold Some | -3,000 | -45.13 % | $33,115 | $34,027 | $912 | 2.75 % | $-750 | | | | | | News Article | History of Davidson D A And Co Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 3,647 | New Holding | 3,647 | 100 % | $33,115 | $34,027 | $912 | 2.75 % | $912 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | | Sold All | -15,388 | -100 % | | | | 2.75 % | $-3,847 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fontana Capital L L C | Institution | | Sold All | -9,675 | -100 % | | | | 2.75 % | $-2,419 | | | | | | News Article | History of Fontana Capital L L C Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fortis Investments Management Usa Inc | Institution | 42,655 | No Change | 0 | 0 % | $387,307 | $397,971 | $10,664 | 2.75 % | $0 | | | | | | News Article | History of Fortis Investments Management Usa Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 256,086 | Added More | 10,791 | 4.39 % | $2,325,261 | $2,389,282 | $64,022 | 2.75 % | $2,698 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 15,000 | New Holding | 15,000 | 100 % | $136,200 | $139,950 | $3,750 | 2.75 % | $3,750 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | 11,400 | New Holding | 11,400 | 100 % | $103,512 | $106,362 | $2,850 | 2.75 % | $2,850 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hillsdale Investment Management Inc | Institution | | Sold All | -1,000 | -100 % | | | | 2.75 % | $-250 | | | | | | News Article | History of Hillsdale Investment Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icon Advisers Inc | Institution | 226,600 | Added More | 12,600 | 5.88 % | $2,057,528 | $2,114,178 | $56,650 | 2.75 % | $3,150 | | | | | | News Article | History of Icon Advisers Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 1,078,330 | Added More | 40,088 | 3.86 % | $9,791,236 | $10,060,819 | $269,583 | 2.75 % | $10,022 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 157,868 | New Holding | 157,868 | 100 % | $1,433,441 | $1,472,908 | $39,467 | 2.75 % | $39,467 | | | | | | News Article | History of Kbc Group Nv Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 69,141 | Sold Some | -3,929 | -5.37 % | $627,800 | $645,086 | $17,285 | 2.75 % | $-982 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marco Investment Management Llc | Institution | | Sold All | -6 | -100 % | | | | 2.75 % | $-2 | | | | | | News Article | History of Marco Investment Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 549,125 | Added More | 301,011 | 121.31 % | $4,986,055 | $5,123,336 | $137,281 | 2.75 % | $75,253 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 422,863 | Added More | 68,482 | 19.32 % | $3,839,596 | $3,945,312 | $105,716 | 2.75 % | $17,121 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 63,000 | Sold Some | -207,000 | -76.66 % | $572,040 | $587,790 | $15,750 | 2.75 % | $-51,750 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 61,143 | Added More | 29,739 | 94.69 % | $555,178 | $570,464 | $15,286 | 2.75 % | $7,435 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 116,813 | Added More | 105,089 | 896.35 % | $1,060,662 | $1,089,865 | $29,203 | 2.75 % | $26,272 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portolan Capital Management Llc | Institution | 81,370 | Sold Some | -590,529 | -87.88 % | $738,840 | $759,182 | $20,343 | 2.75 % | $-147,632 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 187,684 | Added More | 29,169 | 18.40 % | $1,704,171 | $1,751,092 | $46,921 | 2.75 % | $7,292 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 2,014 | Added More | 1,017 | 102.00 % | $18,287 | $18,791 | $504 | 2.75 % | $254 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | | Sold All | -8,800 | -100 % | | | | 2.75 % | $-2,200 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 27,005 | New Holding | 27,005 | 100 % | $245,205 | $251,957 | $6,751 | 2.75 % | $6,751 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 112,908 | Sold Some | -580,068 | -83.70 % | $1,025,205 | $1,053,432 | $28,227 | 2.75 % | $-145,017 | | | | | | News Article | History of Russell Frank Co Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ssi Investment Management Inc | Institution | 44,726 | New Holding | 44,726 | 100 % | $406,112 | $417,294 | $11,182 | 2.75 % | $11,182 | | | | | | News Article | History of Ssi Investment Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Strategic Investment Management | Institution | 15,258 | New Holding | 15,258 | 100 % | $138,543 | $142,357 | $3,815 | 2.75 % | $3,815 | | | | | | News Article | History of Strategic Investment Management Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 13,540 | Added More | 2,338 | 20.87 % | $122,943 | $126,328 | $3,385 | 2.75 % | $585 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 172,735 | Added More | 93,992 | 119.36 % | $1,568,434 | $1,611,618 | $43,184 | 2.75 % | $23,498 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 123,105 | New Holding | 123,105 | 100 % | $1,117,793 | $1,148,570 | $30,776 | 2.75 % | $30,776 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 39,276 | Sold Some | -34,903 | -47.05 % | $356,626 | $366,445 | $9,819 | 2.75 % | $-8,726 | | | | | | News Article | History of United Services Automobile Association Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 177,109 | Added More | 77,400 | 77.62 % | $1,608,150 | $1,652,427 | $44,277 | 2.75 % | $19,350 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Apollo Investment Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 14,300 | New Holding | 14,300 | 100 % | $129,844 | $133,419 | $3,575 | 2.75 % | $3,575 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 619,400 | Added More | 117,700 | 23.46 % | $5,593,182 | $5,779,002 | $185,820 | 3.32 % | $35,310 | | | | | | News Article | History of American Century Companies Inc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 895,823 | Sold Some | -504,359 | -36.02 % | $8,089,282 | $8,358,029 | $268,747 | 3.32 % | $-151,308 | | | | | | News Article | History of Citigroup Inc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Clarivest Asset Management Llc | Institution | 529,000 | Added More | 293,100 | 124.24 % | $4,776,870 | $4,935,570 | $158,700 | 3.32 % | $87,930 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 139,776 | Added More | 30,110 | 27.45 % | $1,262,177 | $1,304,110 | $41,933 | 3.32 % | $9,033 | | | | | | News Article | History of Comerica Bank Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | D L Carlson Investment Group Inc | Institution | 19,755 | New Holding | 19,755 | 100 % | $178,388 | $184,314 | $5,927 | 3.32 % | $5,927 | | | | | | News Article | History of D L Carlson Investment Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Duncker Streett And Co Inc | Institution | 24,058 | New Holding | 24,058 | 100 % | $217,244 | $224,461 | $7,217 | 3.32 % | $7,217 | | | | | | News Article | History of Duncker Streett And Co Inc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 11,306 | No Change | 0 | 0 % | $102,093 | $105,485 | $3,392 | 3.32 % | $0 | | | | | | News Article | History of First National Trust Co Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 33,550 | Added More | 14,000 | 71.61 % | $302,957 | $313,022 | $10,065 | 3.32 % | $4,200 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Hyman Charles D | Institution | 16,800 | New Holding | 16,800 | 100 % | $151,704 | $156,744 | $5,040 | 3.32 % | $5,040 | | | | | | News Article | History of Hyman Charles D Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 5,498 | Sold Some | -325 | -5.58 % | $49,647 | $51,296 | $1,649 | 3.32 % | $-98 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 959,145 | Sold Some | -218,430 | -18.54 % | $8,661,079 | $8,948,823 | $287,744 | 3.32 % | $-65,529 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Jmp Asset Management Llc | Institution | 551,500 | New Holding | 551,500 | 100 % | $4,980,045 | $5,145,495 | $165,450 | 3.32 % | $165,450 | | | | | | News Article | History of Jmp Asset Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Macquarie Group Ltd | Institution | 16,083 | No Change | 0 | 0 % | $145,229 | $150,054 | $4,825 | 3.32 % | $0 | | | | | | News Article | History of Macquarie Group Ltd Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pinnacle Global Group Inc | Institution | 123,044 | Added More | 3,497 | 2.92 % | $1,111,087 | $1,148,001 | $36,913 | 3.32 % | $1,049 | | | | | | News Article | History of Pinnacle Global Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 1,118,700 | No Change | 0 | 0 % | $10,101,861 | $10,437,471 | $335,610 | 3.32 % | $0 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Stephens Inc Ar | Institution | | Sold All | -71,931 | -100 % | | | | 3.32 % | $-21,579 | | | | | | News Article | History of Stephens Inc Ar Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 606,185 | Added More | 205,520 | 51.29 % | $5,473,851 | $5,655,706 | $181,856 | 3.32 % | $61,656 | | | | | | News Article | History of Ubs Ag Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Vaughan Nelson Scarborough And Mccullough Lp | Institution | 3,831,050 | New Holding | 3,831,050 | 100 % | $34,594,382 | $35,743,697 | $1,149,315 | 3.32 % | $1,149,315 | | | | | | News Article | History of Vaughan Nelson Scarborough And Mccullough Lp Ownership Of Apollo Investment Corp |
| 2009-11-10 | 2009-08-31 | N-CSR | Saratoga Advantage Trust - Mid Capitalization Portfolio | Mid-Cap Core | 27,600 | New Holding | 27,600 | 100 % | $249,228 | $257,508 | $8,280 | 3.32 % | $8,280 | | | | | | News Article | History of Saratoga Advantage Trust - Mid Capitalization Portfolio Ownership Of Apollo Investment Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 20,800 | No Change | 0 | 0 % | $189,280 | $194,064 | $4,784 | 2.52 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Apollo Investment Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Chartwell Investment Partners | Institution | 114,500 | Added More | 64,200 | 127.63 % | $1,041,950 | $1,068,285 | $26,335 | 2.52 % | $14,766 | | | | | | News Article | History of Chartwell Investment Partners Ownership Of Apollo Investment Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 333,705 | Sold Some | -9,720 | -2.83 % | $3,036,716 | $3,113,468 | $76,752 | 2.52 % | $-2,236 | | | | | | News Article | History of Federated Investors Inc Ownership Of Apollo Investment Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Kayne Anderson Rudnick Investment Management Llc | Institution | 19,000 | No Change | 0 | 0 % | $172,900 | $177,270 | $4,370 | 2.52 % | $0 | | | | | | News Article | History of Kayne Anderson Rudnick Investment Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Pitcairn Group L P | Institution | 48,965 | New Holding | 48,965 | 100 % | $445,582 | $456,843 | $11,262 | 2.52 % | $11,262 | | | | | | News Article | History of Pitcairn Group L P Ownership Of Apollo Investment Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -11 | -100 % | | | | 2.52 % | $-3 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Apollo Investment Corp |
| 2009-11-09 | 2009-08-31 | N-CSR | Undiscovered Managers Funds - Undiscovered Managers Behavioral Value Fund | Small-Cap Core | 38 | No Change | 0 | 0 % | $346 | $355 | $9 | 2.52 % | $0 | | | | | | News Article | History of Undiscovered Managers Funds - Undiscovered Managers Behavioral Value Fund Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | 138,439 | Added More | 30,234 | 27.94 % | $1,252,873 | $1,291,636 | $38,763 | 3.09 % | $8,466 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 29,602 | Added More | 3,980 | 15.53 % | $267,898 | $276,187 | $8,289 | 3.09 % | $1,114 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 7,344 | Sold Some | -1,456 | -16.54 % | $66,463 | $68,520 | $2,056 | 3.09 % | $-408 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 226,898 | Added More | 29,788 | 15.11 % | $2,053,427 | $2,116,958 | $63,531 | 3.09 % | $8,341 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 1,500 | No Change | 0 | 0 % | $13,575 | $13,995 | $420 | 3.09 % | $0 | | | | | | News Article | History of Nbt Bank N A Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 5,000 | Sold Some | -3,450 | -40.82 % | $45,250 | $46,650 | $1,400 | 3.09 % | $-966 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 101,389 | Added More | 92,875 | 1090.85 % | $917,570 | $945,959 | $28,389 | 3.09 % | $26,005 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tcw Group Inc | Institution | 571,635 | Added More | 60,294 | 11.79 % | $5,173,297 | $5,333,355 | $160,058 | 3.09 % | $16,882 | | | | | | News Article | History of Tcw Group Inc Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 534,542 | Added More | 83,256 | 18.44 % | $4,837,605 | $4,987,277 | $149,672 | 3.09 % | $23,312 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 1,007,624 | Added More | 99,300 | 10.93 % | $9,118,997 | $9,401,132 | $282,135 | 3.09 % | $27,804 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Apollo Investment Corp |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Senbanc Fund | Financial Services | 42,690 | Added More | 14,435 | 51.08 % | $386,345 | $398,298 | $11,953 | 3.09 % | $4,042 | | | | | | News Article | History of Rbb Fund Inc - Senbanc Fund Ownership Of Apollo Investment Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 10,950 | Sold Some | -1,700 | -13.43 % | $102,054 | $102,164 | $110 | 0.10 % | $-17 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Apollo Investment Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 6,100 | No Change | 0 | 0 % | $56,852 | $56,913 | $61 | 0.10 % | $0 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Apollo Investment Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 28,200 | No Change | 0 | 0 % | $262,824 | $263,106 | $282 | 0.10 % | $0 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Apollo Investment Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 123,573 | Added More | 43,296 | 53.93 % | $1,151,700 | $1,152,936 | $1,236 | 0.10 % | $433 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Apollo Investment Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 45,232 | Added More | 11,932 | 35.83 % | $421,562 | $422,015 | $452 | 0.10 % | $119 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Apollo Investment Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 58,086 | Sold Some | -21,528 | -27.04 % | $541,362 | $541,942 | $581 | 0.10 % | $-215 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Apollo Investment Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 3,989 | No Change | 0 | 0 % | $35,343 | $37,217 | $1,875 | 5.30 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Apollo Investment Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 44,440 | Added More | 700 | 1.60 % | $393,738 | $414,625 | $20,887 | 5.30 % | $329 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Apollo Investment Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Optimum Investment Advisors | Institution | 65,870 | Added More | 41,830 | 174.00 % | $583,608 | $614,567 | $30,959 | 5.30 % | $19,660 | | | | | | News Article | History of Optimum Investment Advisors Ownership Of Apollo Investment Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Yorktown Management And Research Co Inc | Institution | 18,700 | New Holding | 18,700 | 100 % | $165,682 | $174,471 | $8,789 | 5.30 % | $8,789 | | | | | | News Article | History of Yorktown Management And Research Co Inc Ownership Of Apollo Investment Corp |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | 5,303 | Sold Some | -3,997 | -42.97 % | $46,985 | $49,477 | $2,492 | 5.30 % | $-1,879 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Apollo Investment Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 1,437,468 | New Holding | 1,437,468 | 100 % | $12,664,093 | $13,411,576 | $747,483 | 5.90 % | $747,483 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Apollo Investment Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 8,085 | No Change | 0 | 0 % | $71,229 | $75,433 | $4,204 | 5.90 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Apollo Investment Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -500 | -100 % | | | | 5.90 % | $-260 | | | | | | News Article | History of Private Trust Co Na Ownership Of Apollo Investment Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 69,936 | Sold Some | -1,201,950 | -94.50 % | $616,136 | $652,503 | $36,367 | 5.90 % | $-625,014 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Apollo Investment Corp |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Midcap Index Fund | Mid-Cap Core | 20,800 | No Change | 0 | 0 % | $183,248 | $194,064 | $10,816 | 5.90 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Midcap Index Fund Ownership Of Apollo Investment Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | | Sold All | -323 | -100 % | | | | 4.01 % | $-116 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Apollo Investment Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR/A | Penn Mutual Life Insurance Co | Institution | 76,379 | Added More | 52,465 | 219.39 % | $685,120 | $712,616 | $27,496 | 4.01 % | $18,887 | | | | | | News Article | History of Penn Mutual Life Insurance Co Ownership Of Apollo Investment Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Vsr Financial Services Inc | No Data | 24,840 | Sold Some | -200 | -0.79 % | $222,815 | $231,757 | $8,942 | 4.01 % | $-72 | | | | | | News Article | History of Vsr Financial Services Inc Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -205,696 | -100 % | | | | 3.66 % | $-67,880 | | | | | | News Article | History of Oxford Asset Management Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 1,045,455 | Added More | 376,900 | 56.37 % | $9,409,095 | $9,754,095 | $345,000 | 3.66 % | $124,377 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Sit Investment Associates Inc | Institution | 123,700 | Added More | 13,300 | 12.04 % | $1,113,300 | $1,154,121 | $40,821 | 3.66 % | $4,389 | | | | | | News Article | History of Sit Investment Associates Inc Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 262,959 | Added More | 32,163 | 13.93 % | $2,366,631 | $2,453,407 | $86,776 | 3.66 % | $10,614 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund | Large-Cap Value | | Sold All | -4,000 | -100 % | | | | 3.66 % | $-1,320 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Small Cap Enhanced Index Fund | Small-Cap Core | | Sold All | -5,160 | -100 % | | | | 3.66 % | $-1,703 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Small Cap Enhanced Index Fund Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Jennison Blend Fund Inc - Jennison Blend Fund Inc | Specialty & Misc | | Sold All | -147,200 | -100 % | | | | 3.66 % | $-48,576 | | | | | | News Article | History of Jennison Blend Fund Inc - Jennison Blend Fund Inc Ownership Of Apollo Investment Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 58,926 | Added More | 3,969 | 7.22 % | $530,334 | $549,780 | $19,446 | 3.66 % | $1,310 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Apollo Investment Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -57,635 | -100 % | | | | -1.16 % | $6,340 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Apollo Investment Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -4,540 | -100 % | | | | -1.16 % | $499 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Apollo Investment Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 131,912 | New Holding | 131,912 | 100 % | $1,245,249 | $1,230,739 | $-14,510 | -1.16 % | $-14,510 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Apollo Investment Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 160,846 | New Holding | 160,846 | 100 % | $1,457,265 | $1,500,693 | $43,428 | 2.98 % | $43,428 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Apollo Investment Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Gluskin Sheff Assoc Inc | No Data | 957,970 | New Holding | 957,970 | 100 % | $8,679,208 | $8,937,860 | $258,652 | 2.98 % | $258,652 | | | | | | News Article | History of Gluskin Sheff Assoc Inc Ownership Of Apollo Investment Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | 831,745 | New Holding | 831,745 | 100 % | $7,884,943 | $7,760,181 | $-124,762 | -1.58 % | $-124,762 | | | | | | News Article | History of Dupont Capital Management Ownership Of Apollo Investment Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Investors Capital Advisory Services | Institution | 13,801 | New Holding | 13,801 | 100 % | $130,833 | $128,763 | $-2,070 | -1.58 % | $-2,070 | | | | | | News Article | History of Investors Capital Advisory Services Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Piedmont Investment Advisors Llc | Institution | 184,635 | Added More | 21,870 | 13.43 % | $1,763,264 | $1,722,645 | $-40,620 | -2.30 % | $-4,811 | | | | | | News Article | History of Piedmont Investment Advisors Llc Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 174,600 | New Holding | 174,600 | 100 % | $1,667,430 | $1,629,018 | $-38,412 | -2.30 % | $-38,412 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers | Global Flex Port | 937 | Sold Some | -175 | -15.73 % | $8,948 | $8,742 | $-206 | -2.30 % | $39 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Equity Trust - Ing Convertible Fund | Specialty & Misc | 3,352 | Sold Some | -1,600 | -32.31 % | $32,012 | $31,274 | $-737 | -2.30 % | $352 | | | | | | News Article | History of Ing Equity Trust - Ing Convertible Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | 1,692 | New Holding | 1,692 | 100 % | $16,159 | $15,786 | $-372 | -2.30 % | $-372 | | | | | | News Article | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Index Plus Midcap Fund | Mid-Cap Core | 21,998 | New Holding | 21,998 | 100 % | $210,081 | $205,241 | $-4,840 | -2.30 % | $-4,840 | | | | | | News Article | History of Ing Series Fund Inc - Ing Index Plus Midcap Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Small Company Fund | Small-Cap Core | 101,395 | Added More | 74,195 | 272.77 % | $968,322 | $946,015 | $-22,307 | -2.30 % | $-16,323 | | | | | | News Article | History of Ing Series Fund Inc - Ing Small Company Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund | Mixed-Asset Target 2010 Funds | | Sold All | -267 | -100 % | | | | -2.30 % | $59 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund | Mixed-Asset Target 2020 Funds | | Sold All | -1,800 | -100 % | | | | -2.30 % | $396 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund | Mixed-Asset Target 2030 Funds | | Sold All | -2,249 | -100 % | | | | -2.30 % | $495 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund | Mixed-Asset Target 2030+ Funds | | Sold All | -2,502 | -100 % | | | | -2.30 % | $550 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund | Specialty & Misc | | Sold All | -297 | -100 % | | | | -2.30 % | $65 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Apollo Investment Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 62,112 | Added More | 12,652 | 25.58 % | $593,170 | $579,505 | $-13,665 | -2.30 % | $-2,783 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Apollo Investment Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 50,278 | Added More | 5,722 | 12.84 % | $487,697 | $469,094 | $-18,603 | -3.81 % | $-2,117 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Apollo Investment Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 7,983 | Sold Some | -43,972 | -84.63 % | $77,435 | $74,481 | $-2,954 | -3.81 % | $16,270 | | | | | | News Article | History of Blackrock Inc Ownership Of Apollo Investment Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 759,460 | Added More | 296,414 | 64.01 % | $7,366,762 | $7,085,762 | $-281,000 | -3.81 % | $-109,673 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Apollo Investment Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 27,545 | New Holding | 27,545 | 100 % | $267,187 | $256,995 | $-10,192 | -3.81 % | $-10,192 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Apollo Investment Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 80,795 | Added More | 42,364 | 110.23 % | $783,712 | $753,817 | $-29,894 | -3.81 % | $-15,675 | | | | | | News Article | History of Regions Financial Corp Ownership Of Apollo Investment Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Robeco Institutional Asset Management Bv | Institution | 52,703 | Added More | 8,303 | 18.70 % | $511,219 | $491,719 | $-19,500 | -3.81 % | $-3,072 | | | | | | News Article | History of Robeco Institutional Asset Management Bv Ownership Of Apollo Investment Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | S And T Bank | Institution | 500 | No Change | 0 | 0 % | $4,850 | $4,665 | $-185 | -3.81 % | $0 | | | | | | News Article | History of S And T Bank Ownership Of Apollo Investment Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 1,947,158 | Sold Some | -208,217 | -9.66 % | $18,361,700 | $18,166,984 | $-194,716 | -1.06 % | $20,822 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Apollo Investment Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | First Midwest Bank Trust Division | Institution | 32,320 | Added More | 9,115 | 39.28 % | $304,778 | $301,546 | $-3,232 | -1.06 % | $-912 | | | | | | News Article | History of First Midwest Bank Trust Division Ownership Of Apollo Investment Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Selz Capital Llc | Institution | 500,000 | Sold Some | -100,000 | -16.66 % | $4,715,000 | $4,665,000 | $-50,000 | -1.06 % | $10,000 | | | | | | News Article | History of Selz Capital Llc Ownership Of Apollo Investment Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 232,876 | Added More | 61,863 | 36.17 % | $2,196,021 | $2,172,733 | $-23,288 | -1.06 % | $-6,186 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Apollo Investment Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 52,900 | No Change | 0 | 0 % | $512,601 | $493,557 | $-19,044 | -3.71 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Apollo Investment Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Awad Asset Management Inc | Institution | 138,543 | Added More | 1,522 | 1.11 % | $1,353,565 | $1,292,606 | $-60,959 | -4.50 % | $-670 | | | | | | News Article | History of Awad Asset Management Inc Ownership Of Apollo Investment Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Confluence Investment Management Llc | Institution | 626,764 | Sold Some | -141,849 | -18.45 % | $6,123,484 | $5,847,708 | $-275,776 | -4.50 % | $62,414 | | | | | | News Article | History of Confluence Investment Management Llc Ownership Of Apollo Investment Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Hanseatic Management Services Inc | Institution | 8,500 | New Holding | 8,500 | 100 % | $83,045 | $79,305 | $-3,740 | -4.50 % | $-3,740 | | | | | | News Article | History of Hanseatic Management Services Inc Ownership Of Apollo Investment Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Rothschild Investment Corp | Institution | 19,900 | Added More | 5,400 | 37.24 % | $194,423 | $185,667 | $-8,756 | -4.50 % | $-2,376 | | | | | | News Article | History of Rothschild Investment Corp Ownership Of Apollo Investment Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 198,700 | Added More | 92,100 | 86.39 % | $1,941,299 | $1,853,871 | $-87,428 | -4.50 % | $-40,524 | | | | | | News Article | History of Strs Ohio Ownership Of Apollo Investment Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 12,670 | Added More | 210 | 1.68 % | $123,913 | $118,211 | $-5,702 | -4.60 % | $-95 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Apollo Investment Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 33,816 | Added More | 5,117 | 17.82 % | $333,088 | $315,503 | $-17,584 | -5.27 % | $-2,661 | | | | | | News Article | History of Harris Financial Corp Ownership Of Apollo Investment Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 205,351 | Added More | 31,840 | 18.35 % | $2,022,707 | $1,915,925 | $-106,783 | -5.27 % | $-16,557 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Apollo Investment Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Scott And Stringfellow Financial Inc | Institution | 28,634 | Sold Some | -65 | -0.22 % | $282,045 | $267,155 | $-14,890 | -5.27 % | $34 | | | | | | News Article | History of Scott And Stringfellow Financial Inc Ownership Of Apollo Investment Corp |
| 2009-10-15 | 2008-06-30 | 13F-HR/A | Clarivest Asset Management Llc | Institution | | Sold All | -13,200 | -100 % | | | | -5.27 % | $6,864 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Apollo Investment Corp |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -99 | -100 % | | | | -5.27 % | $51 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Apollo Investment Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Alpha Windward Llc | Institution | | Sold All | -788 | -100 % | | | | -5.66 % | $441 | | | | | | News Article | History of Alpha Windward Llc Ownership Of Apollo Investment Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Honeywell International Inc | Institution | 300,000 | No Change | 0 | 0 % | $2,967,000 | $2,799,000 | $-168,000 | -5.66 % | $0 | | | | | | News Article | History of Honeywell International Inc Ownership Of Apollo Investment Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Intrust Bank Na | Institution | | Sold All | -16,213 | -100 % | | | | -5.66 % | $9,079 | | | | | | News Article | History of Intrust Bank Na Ownership Of Apollo Investment Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Grassi Investment Management Llc | Institution | 10,000 | No Change | 0 | 0 % | $96,100 | $93,300 | $-2,800 | -2.91 % | $0 | | | | | | News Article | History of Grassi Investment Management Llc Ownership Of Apollo Investment Corp |
| 2009-10-09 | 2009-09-30 | 13F-HR | Meeder Asset Management Inc | Institution | 500 | No Change | 0 | 0 % | $4,770 | $4,665 | $-105 | -2.20 % | $0 | | | | | | News Article | History of Meeder Asset Management Inc Ownership Of Apollo Investment Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 435,748 | Added More | 14,933 | 3.54 % | $4,235,471 | $4,065,529 | $-169,942 | -4.01 % | $-5,824 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Apollo Investment Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 11,063 | Sold Some | -7,245 | -39.57 % | $107,422 | $103,218 | $-4,204 | -3.91 % | $2,753 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Apollo Investment Corp |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - Balanced Portfolio | Flexible Portfolio | | Sold All | -7,089 | -100 % | | | | -3.91 % | $2,694 | | | | | | News Article | History of Sunamerica Series Trust - Balanced Portfolio Ownership Of Apollo Investment Corp |
| 2009-10-06 | 2009-09-30 | 13F-HR | Central Bank And Trust Co | Institution | 7,754 | No Change | 0 | 0 % | $74,826 | $72,345 | $-2,481 | -3.31 % | $0 | | | | | | News Article | History of Central Bank And Trust Co Ownership Of Apollo Investment Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - Value Fund | Multi-Cap Core | 10,200 | No Change | 0 | 0 % | $93,432 | $95,166 | $1,734 | 1.85 % | $0 | | | | | | News Article | History of Pacific Capital Funds - Value Fund Ownership Of Apollo Investment Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 4,540 | New Holding | 4,540 | 100 % | $41,586 | $42,358 | $772 | 1.85 % | $772 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Apollo Investment Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -7,000 | -100 % | | | | 1.85 % | $-1,190 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Apollo Investment Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 2,889 | No Change | 0 | 0 % | $27,417 | $26,954 | $-462 | -1.68 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Apollo Investment Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - International Fund | International Multi-Cap Core | 141,708 | Sold Some | -38,269 | -21.26 % | $1,344,809 | $1,322,136 | $-22,673 | -1.68 % | $6,123 | | | | | | News Article | History of Russell Investment Co - International Fund Ownership Of Apollo Investment Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -17,070 | -100 % | | | | -5.66 % | $9,559 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Apollo Investment Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -31,170 | -100 % | | | | -5.66 % | $17,455 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Apollo Investment Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | 14,914 | Added More | 6,400 | 75.17 % | $147,499 | $139,148 | $-8,352 | -5.66 % | $-3,584 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Apollo Investment Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 37,452 | Sold Some | -24,424 | -39.47 % | $350,925 | $349,427 | $-1,498 | -0.42 % | $977 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Apollo Investment Corp |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund | Mid-Cap Core | | Sold All | -125,106 | -100 % | | | | -4.01 % | $48,791 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund Ownership Of Apollo Investment Corp |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 789 | No Change | 0 | 0 % | $7,669 | $7,361 | $-308 | -4.01 % | $0 | | | | | | News Article | History of Credit Agricole S A Ownership Of Apollo Investment Corp |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Thornburg Investment Management Inc | Institution | 8,512,200 | Added More | 3,060,500 | 56.13 % | $86,228,586 | $79,418,826 | $-6,809,760 | -7.89 % | $-2,448,400 | | | | | | News Article | History of Thornburg Investment Management Inc Ownership Of Apollo Investment Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 3,050 | New Holding | 3,050 | 100 % | $31,080 | $28,457 | $-2,623 | -8.43 % | $-2,623 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Apollo Investment Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Midcap 400 Pure Value Etf | Mid-Cap Value | 13,946 | New Holding | 13,946 | 100 % | $142,110 | $130,116 | $-11,994 | -8.43 % | $-11,994 | | | | | | News Article | History of Rydex Etf Trust - S And P Midcap 400 Pure Value Etf Ownership Of Apollo Investment Corp |
| 2009-09-17 | 2009-06-30 | 13F-HR/A | Delaware Management Business Trust | Institution | 198,855 | New Holding | 198,855 | 100 % | $2,026,332 | $1,855,317 | $-171,015 | -8.43 % | $-171,015 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Apollo Investment Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 7,729,368 | Added More | 53,910 | 0.70 % | $76,520,743 | $72,115,003 | $-4,405,740 | -5.75 % | $-30,729 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Apollo Investment Corp |
| 2009-09-10 | 2009-06-30 | N-CSRS | Northern Lights Variable Trust - Jnf Equity Portfolio | Specialty & Misc | 14,400 | Added More | 11,700 | 433.33 % | $138,240 | $134,352 | $-3,888 | -2.81 % | $-3,159 | | | | | | News Article | History of Northern Lights Variable Trust - Jnf Equity Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund | No Data | 5,390 | No Compare | | | $50,612 | $50,289 | $-323 | -0.63 % | | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund Ownership Of Apollo Investment Corp |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Mid Cap Fund | Mid-Cap Core | 928 | Added More | 445 | 92.13 % | $8,714 | $8,658 | $-56 | -0.63 % | $-27 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Mid Cap Fund Ownership Of Apollo Investment Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 11,724 | Sold Some | -2,531 | -17.75 % | $110,088 | $109,385 | $-703 | -0.63 % | $152 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Apollo Investment Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 14,574 | Added More | 1,460 | 11.13 % | $136,850 | $135,975 | $-874 | -0.63 % | $-88 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Apollo Investment Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 17,535 | No Change | 0 | 0 % | $164,654 | $163,602 | $-1,052 | -0.63 % | $0 | | | | | | News Article | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Value Trust | Multi-Cap Value | 154,950 | New Holding | 154,950 | 100 % | $1,423,991 | $1,445,684 | $21,693 | 1.52 % | $21,693 | | | | | | News Article | History of John Hancock Trust - Value Trust Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 168,846 | Sold Some | -554 | -0.32 % | $1,551,695 | $1,575,333 | $23,638 | 1.52 % | $-78 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 93,900 | Added More | 26,800 | 39.94 % | $862,941 | $876,087 | $13,146 | 1.52 % | $3,752 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 25,750 | New Holding | 25,750 | 100 % | $236,643 | $240,248 | $3,605 | 1.52 % | $3,605 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 513,949 | Added More | 106,276 | 26.06 % | $4,723,191 | $4,795,144 | $71,953 | 1.52 % | $14,879 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | 40,133 | Sold Some | -194 | -0.48 % | $368,822 | $374,441 | $5,619 | 1.52 % | $-27 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Company Value Fund | Small-Cap Core | 165,225 | New Holding | 165,225 | 100 % | $1,518,418 | $1,541,549 | $23,132 | 1.52 % | $23,132 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Company Value Fund Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 18,308 | Sold Some | -3,742 | -16.97 % | $168,251 | $170,814 | $2,563 | 1.52 % | $-524 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 28,960 | Added More | 7,680 | 36.09 % | $266,142 | $270,197 | $4,054 | 1.52 % | $1,075 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Apollo Investment Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 131,455 | Added More | 300 | 0.22 % | $1,208,071 | $1,226,475 | $18,404 | 1.52 % | $42 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Anchor Series Trust - Asset Allocation Portfolio | Specialty & Misc | | Sold All | -5,200 | -100 % | | | | 2.64 % | $-1,248 | | | | | | News Article | History of Anchor Series Trust - Asset Allocation Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Disciplined Small Cap Value Portfolio | Small-Cap Value | 37,405 | Sold Some | -37,700 | -50.19 % | $340,011 | $348,989 | $8,977 | 2.64 % | $-9,048 | | | | | | News Article | History of Ing Investors Trust - Ing Disciplined Small Cap Value Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Partners Inc - Ing American Century Large Company Value Portfolio | Large-Cap Value | 19,400 | Added More | 2,100 | 12.13 % | $176,346 | $181,002 | $4,656 | 2.64 % | $504 | | | | | | News Article | History of Ing Partners Inc - Ing American Century Large Company Value Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio | Mid-Cap Core | 23,519 | Sold Some | -296,311 | -92.64 % | $213,788 | $219,432 | $5,645 | 2.64 % | $-71,115 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing Vp Small Company Portfolio | Small-Cap Core | | Sold All | -332,800 | -100 % | | | | 2.64 % | $-79,872 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing Vp Small Company Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio | Flexible Portfolio | 2,265 | Sold Some | -28,785 | -92.70 % | $20,589 | $21,132 | $544 | 2.64 % | $-6,908 | | | | | | News Article | History of Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 27,400 | Added More | 15,450 | 129.28 % | $249,066 | $255,642 | $6,576 | 2.64 % | $3,708 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio | No Data | | Sold All | -61,147 | -100 % | | | | 2.64 % | $-14,675 | | | | | | News Article | History of Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 2,651 | No Compare | | | $24,098 | $24,734 | $636 | 2.64 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Apollo Investment Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Royce Fund - Royce Dividend Value Fund | Equity Income | 7,300 | No Change | 0 | 0 % | $66,357 | $68,109 | $1,752 | 2.64 % | $0 | | | | | | News Article | History of Royce Fund - Royce Dividend Value Fund Ownership Of Apollo Investment Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 708,331 | Sold Some | -1,053,709 | -59.80 % | $6,403,312 | $6,608,728 | $205,416 | 3.20 % | $-305,576 | | | | | | News Article | History of Amvescap Plc Ownership Of Apollo Investment Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 131,390 | New Holding | 131,390 | 100 % | $1,187,766 | $1,225,869 | $38,103 | 3.20 % | $38,103 | | | | | | News Article | History of Fmr Corp Ownership Of Apollo Investment Corp |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 8,509 | No Change | 0 | 0 % | $76,921 | $79,389 | $2,468 | 3.20 % | $0 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 1,618 | No Change | 0 | 0 % | $14,983 | $15,096 | $113 | 0.75 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 7,000 | New Holding | 7,000 | 100 % | $64,820 | $65,310 | $490 | 0.75 % | $490 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Strategic Income Fund | Equity Income | 29,504 | Sold Some | -23,228 | -44.04 % | $273,207 | $275,272 | $2,065 | 0.75 % | $-1,626 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Strategic Income Fund Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | 35,235 | Sold Some | -788 | -2.18 % | $326,276 | $328,743 | $2,466 | 0.75 % | $-55 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Dividend Fund | Mid-Cap Core | 110,346 | Added More | 11,639 | 11.79 % | $1,021,804 | $1,029,528 | $7,724 | 0.75 % | $815 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Dividend Fund Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Earnings Fund | Mid-Cap Core | 4,437 | No Change | 0 | 0 % | $41,087 | $41,397 | $311 | 0.75 % | $0 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Earnings Fund Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | 14,438 | Added More | 708 | 5.15 % | $133,696 | $134,707 | $1,011 | 0.75 % | $50 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of Apollo Investment Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | 603 | Added More | 47 | 8.45 % | $5,584 | $5,626 | $42 | 0.75 % | $3 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc - Small Cap Value Fund | Small-Cap Value | 440,000 | Added More | 290,000 | 193.33 % | $4,153,600 | $4,105,200 | $-48,400 | -1.16 % | $-31,900 | | | | | | News Article | History of American Century Capital Portfolios Inc - Small Cap Value Fund Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series | Global Flex Port | 2,103 | Added More | 353 | 20.17 % | $19,852 | $19,621 | $-231 | -1.16 % | $-39 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 1,715,441 | Sold Some | -46,633 | -2.64 % | $16,193,763 | $16,005,065 | $-188,699 | -1.16 % | $5,130 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 1,160,379 | Added More | 2,735 | 0.23 % | $10,953,978 | $10,826,336 | $-127,642 | -1.16 % | $-301 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 38,946 | Added More | 2,280 | 6.21 % | $367,650 | $363,366 | $-4,284 | -1.16 % | $-251 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 9,768 | Added More | 282 | 2.97 % | $92,210 | $91,135 | $-1,074 | -1.16 % | $-31 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 1,519,722 | Sold Some | -227,051 | -12.99 % | $14,346,176 | $14,179,006 | $-167,169 | -1.16 % | $24,976 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Apollo Investment Corp |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund | Small-Cap Core | | Sold All | -40,700 | -100 % | | | | -1.16 % | $4,477 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Bond Fund | Specialty & Misc | 22,900 | New Holding | 22,900 | 100 % | $215,489 | $213,657 | $-1,832 | -0.85 % | $-1,832 | | | | | | News Article | History of Icon Funds - Icon Bond Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Equity Income Fund | Equity Income | 64,800 | New Holding | 64,800 | 100 % | $609,768 | $604,584 | $-5,184 | -0.85 % | $-5,184 | | | | | | News Article | History of Icon Funds - Icon Equity Income Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Financial Fund | Financial Services | 126,300 | New Holding | 126,300 | 100 % | $1,188,483 | $1,178,379 | $-10,104 | -0.85 % | $-10,104 | | | | | | News Article | History of Icon Funds - Icon Financial Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Small-Mid Cap 200 Fund | No Data | | Sold All | -26,939 | -100 % | | | | -0.85 % | $2,155 | | | | | | News Article | History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga Small-Mid Cap 200 Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Mgi Funds - Mgi Us Large Cap Value Equity Fund | Large-Cap Value | 17,500 | New Holding | 17,500 | 100 % | $164,675 | $163,275 | $-1,400 | -0.85 % | $-1,400 | | | | | | News Article | History of Mgi Funds - Mgi Us Large Cap Value Equity Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Strategic Small Company Fund | Small-Cap Core | | Sold All | -1,065 | -100 % | | | | -0.85 % | $85 | | | | | | News Article | History of Old Mutual Advisor Funds Ii - Old Mutual Strategic Small Company Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-CSR | Sit Mutual Funds Inc - Sit Dividend Growth Fund | Equity Income | 30,600 | Added More | 1,000 | 3.37 % | $287,946 | $285,498 | $-2,448 | -0.85 % | $-80 | | | | | | News Article | History of Sit Mutual Funds Inc - Sit Dividend Growth Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Thornburg Investment Trust - Thornburg Global Opportunities Fund | Global Flex Port | 1,212,700 | New Holding | 1,212,700 | 100 % | $11,411,507 | $11,314,491 | $-97,016 | -0.85 % | $-97,016 | | | | | | News Article | History of Thornburg Investment Trust - Thornburg Global Opportunities Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Thornburg Investment Trust - Thornburg Investment Income Builder Fund | Equity Income | 6,731,600 | Added More | 1,415,000 | 26.61 % | $63,344,356 | $62,805,828 | $-538,528 | -0.85 % | $-113,200 | | | | | | News Article | History of Thornburg Investment Trust - Thornburg Investment Income Builder Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 96,104 | Added More | 8,244 | 9.38 % | $904,339 | $896,650 | $-7,688 | -0.85 % | $-660 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -2,683,557 | -100 % | | | | -0.85 % | $214,685 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 866,651 | Added More | 32,810 | 3.93 % | $8,155,186 | $8,085,854 | $-69,332 | -0.85 % | $-2,625 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 1,327,342 | Added More | 55,155 | 4.33 % | $12,490,288 | $12,384,101 | $-106,187 | -0.85 % | $-4,412 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 1,121,751 | New Holding | 1,121,751 | 100 % | $10,555,677 | $10,465,937 | $-89,740 | -0.85 % | $-89,740 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 68,474 | Added More | 21,600 | 46.08 % | $644,340 | $638,862 | $-5,478 | -0.85 % | $-1,728 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 53,674 | Added More | 6,800 | 14.50 % | $505,072 | $500,778 | $-4,294 | -0.85 % | $-544 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Apollo Investment Corp |
| 2009-08-26 | 2009-06-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | 108,205 | New Holding | 108,205 | 100 % | $997,650 | $1,009,553 | $11,903 | 1.19 % | $11,903 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Apollo Investment Corp |
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