| Gratio Values Fund (Northern Lights Fund Trust) |
Multi-Cap Value |
0.00 % |
2008-11-28 |
220 |
$1,038 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Vanguard Growth Index Fund (Vanguard Index Funds) |
Large-Cap Growth |
0.01 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-125,688 |
-100.00 % |
$0 |
| Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) |
Small-Cap Core |
0.00 % |
2008-11-28 |
1,921 |
$9,067 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Zenith Portfolio (Summit Mutual Funds Inc) |
Specialty & Misc |
0.00 % |
2008-11-28 |
1,921 |
$9,067 |
$0 |
0.00 % |
New Holding |
1,921 |
100.00 % |
$0 |
| Spdr Dj Wilshire Small Cap Etf (Streettracks Series Trust) |
Small-Cap Core |
6.01 % |
2008-11-26 |
380 |
$1,794 |
$122 |
7.27 % |
New Holding |
380 |
100.00 % |
$122 |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
5.93 % |
2008-11-26 |
5,400 |
$25,488 |
$1,728 |
7.27 % |
No Compare |
- |
- % |
- |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
11.42 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-14,200 |
-100.00 % |
$-4,544 |
| Spdr Dj Wilshire Small Cap Growth Etf (Streettracks Series Trust) |
Small-Cap Growth |
6.87 % |
2008-11-26 |
4,032 |
$19,031 |
$1,290 |
7.27 % |
New Holding |
4,032 |
100.00 % |
$1,290 |
| Biotechnology Fund (Rydex Variable Trust) |
Health/Biotech |
4.56 % |
2008-11-26 |
270 |
$1,274 |
$86 |
7.27 % |
No Compare |
- |
- % |
- |
| Vanguard Institutional Index Fund (Vanguard Institutional Index Funds) |
Specialty & Misc |
4.69 % |
2008-11-26 |
600 |
$2,832 |
$192 |
7.27 % |
No Compare |
- |
- % |
- |
| Pacific Select Fund (Pacific Select Fund) |
Pacific Region |
3.40 % |
2008-11-26 |
12,300 |
$58,056 |
$3,936 |
7.27 % |
No Change |
0 |
0 % |
- |
| Wegener Investment Trust (Wegener Investment Trust) |
Specialty & Misc |
6.64 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-2,050 |
-100.00 % |
$-656 |
| Needham Small Cap Growth Fund (Needham Funds Inc) |
Small-Cap Growth |
9.73 % |
2008-11-25 |
50,000 |
$236,000 |
$16,000 |
7.27 % |
Added More |
10,000 |
25.00 % |
$3,200 |
| Needham Growth Fund (Needham Funds Inc) |
Mid-Cap Core |
5.61 % |
2008-11-25 |
350,000 |
$1,652,000 |
$112,000 |
7.27 % |
No Change |
0 |
0 % |
- |
| Needham Aggressive Growth Fund (Needham Funds Inc) |
Mid-Cap Growth |
5.05 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-50,000 |
-100.00 % |
$-16,000 |
| Cornerstone Strategy Fund (Usaa Mutual Funds Trust) |
Specialty & Misc |
10.00 % |
2008-11-24 |
4,400 |
$20,768 |
$1,540 |
8.00 % |
No Compare |
- |
- % |
- |
| California Public Employees Retirement System |
Institution |
18.41 % |
2008-11-21 |
19,187 |
$90,563 |
$8,826 |
10.79 % |
Added More |
18,200 |
1843.97 % |
$8,372 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
219,333 |
$1,035,252 |
$-48,253 |
-4.45 % |
Added More |
182,420 |
494.18 % |
$-40,132 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
35,900 |
$169,448 |
$-1,795 |
-1.04 % |
New Holding |
35,900 |
100.00 % |
$-1,795 |
| Matrix Capital Management Company Llc |
Institution |
5.68 % |
2008-11-17 |
3,496,647 |
$16,504,174 |
$-174,832 |
-1.04 % |
No Change |
0 |
0 % |
- |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
1,969 |
$9,294 |
$-98 |
-1.04 % |
No Change |
0 |
0 % |
- |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
485,800 |
$2,292,976 |
$-24,290 |
-1.04 % |
Added More |
26,276 |
5.71 % |
$-1,314 |
| Susquehanna International Group Llp |
Institution |
1.29 % |
2008-11-14 |
28,363 |
$133,873 |
$-1,418 |
-1.04 % |
No Compare |
- |
- % |
- |
| Bank Of America Corp |
Institution |
2.80 % |
2008-11-14 |
13,488 |
$63,663 |
$-674 |
-1.04 % |
Sold Some |
-2,124 |
-13.60 % |
$106 |
| Fifth Third Bancorp |
Institution |
2.55 % |
2008-11-14 |
2,200 |
$10,384 |
$-110 |
-1.04 % |
No Change |
0 |
0 % |
- |
| Teachers Advisors Inc |
Institution |
2.63 % |
2008-11-14 |
12,570 |
$59,330 |
$-629 |
-1.04 % |
Added More |
1,590 |
14.48 % |
$-80 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-21,982 |
-100.00 % |
$1,099 |
| Technical Financial Services Llc |
Institution |
2.22 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-19,000 |
-100.00 % |
$950 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
36,537 |
$172,455 |
$-1,827 |
-1.04 % |
Sold Some |
-29,473 |
-44.64 % |
$1,474 |
| Hartford Investment Management Co |
Institution |
2.19 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-6,600 |
-100.00 % |
$330 |
| Two Sigma Investments Llc |
Institution |
1.61 % |
2008-11-14 |
15,700 |
$74,104 |
$-785 |
-1.04 % |
New Holding |
15,700 |
100.00 % |
$-785 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
21,879 |
$103,269 |
$-1,094 |
-1.04 % |
Added More |
42 |
0.19 % |
$-2 |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
500 |
$2,360 |
$-25 |
-1.04 % |
New Holding |
500 |
100.00 % |
$-25 |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
31,592 |
$149,114 |
$-1,580 |
-1.04 % |
New Holding |
31,592 |
100.00 % |
$-1,580 |
| Tiaa Cref Investment Management Llc |
Institution |
2.60 % |
2008-11-14 |
137,794 |
$650,388 |
$-6,890 |
-1.04 % |
No Change |
0 |
0 % |
- |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
43,600 |
$205,792 |
$-2,180 |
-1.04 % |
New Holding |
43,600 |
100.00 % |
$-2,180 |
| Needham Investment Management Llc |
Institution |
0.56 % |
2008-11-14 |
954,400 |
$4,504,768 |
$-47,720 |
-1.04 % |
Added More |
10,000 |
1.05 % |
$-500 |
| Palo Alto Investors Llc |
Institution |
-1.22 % |
2008-11-14 |
676,243 |
$3,191,867 |
$-33,812 |
-1.04 % |
No Change |
0 |
0 % |
- |
| Price T Rowe Associates Inc |
Institution |
2.31 % |
2008-11-14 |
144,859 |
$683,734 |
$-7,243 |
-1.04 % |
New Holding |
144,859 |
100.00 % |
$-7,243 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
25,275 |
$119,298 |
$-1,264 |
-1.04 % |
No Change |
0 |
0 % |
- |
| Axa |
Institution |
2.24 % |
2008-11-14 |
100 |
$472 |
$-5 |
-1.04 % |
No Change |
0 |
0 % |
- |
| Martingale Asset Management L P |
Institution |
5.09 % |
2008-11-13 |
163,640 |
$772,381 |
$-24,546 |
-3.08 % |
No Compare |
- |
- % |
- |
| First Quadrant L P |
Institution |
5.03 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-47,600 |
-100.00 % |
$7,140 |
| Jacobs Levy Equity Management Inc |
Institution |
4.70 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-40,714 |
-100.00 % |
$6,107 |
| Mfc Global Investment Management Usa Ltd |
Institution |
13.19 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-13,953 |
-100.00 % |
$2,093 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
2,226 |
$10,507 |
$-334 |
-3.08 % |
Sold Some |
-20,686 |
-90.28 % |
$3,103 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
278 |
$1,312 |
$-42 |
-3.08 % |
No Change |
0 |
0 % |
- |
| Gartmore Mutual Fund Capital Trust |
Institution |
4.75 % |
2008-11-13 |
13,100 |
$61,832 |
$-1,965 |
-3.08 % |
No Compare |
- |
- % |
- |
| Ergates Capital Management Llc |
Institution |
5.38 % |
2008-11-13 |
1,892,795 |
$8,933,992 |
$-283,919 |
-3.08 % |
Added More |
885,153 |
87.84 % |
$-132,773 |
| Summit Investment Partners Inc |
Institution |
5.02 % |
2008-11-13 |
1,921 |
$9,067 |
$-288 |
-3.08 % |
Added More |
1,350 |
236.42 % |
$-203 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
174,683 |
$824,504 |
$-26,202 |
-3.08 % |
Added More |
142,458 |
442.07 % |
$-21,369 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
17,236 |
$81,354 |
$-2,585 |
-3.08 % |
Added More |
2,910 |
20.31 % |
$-437 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
200 |
$944 |
$-30 |
-3.08 % |
Sold Some |
-18,503 |
-98.93 % |
$2,775 |
| Spark Lp |
Institution |
3.76 % |
2008-11-13 |
161,400 |
$761,808 |
$-24,210 |
-3.08 % |
Sold Some |
-59,200 |
-26.83 % |
$8,880 |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
508 |
$2,398 |
$-76 |
-3.08 % |
Added More |
398 |
361.81 % |
$-60 |
| Liberty Ridge Capital Inc |
Institution |
4.10 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-4,220 |
-100.00 % |
$633 |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
1,268 |
$5,985 |
$-190 |
-3.08 % |
New Holding |
1,268 |
100.00 % |
$-190 |
| General Motors Investment Management Corp |
Institution |
3.81 % |
2008-11-12 |
90,052 |
$425,045 |
$-13,508 |
-3.08 % |
Added More |
9,952 |
12.42 % |
$-1,493 |
| Adams Street Partners Llc |
Institution |
18.20 % |
2008-11-12 |
100,996 |
$476,701 |
$-15,149 |
-3.08 % |
New Holding |
100,996 |
100.00 % |
$-15,149 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
800,671 |
$3,779,167 |
$-120,101 |
-3.08 % |
Added More |
238,255 |
42.36 % |
$-35,738 |
| Menta Capital Llc |
Institution |
4.05 % |
2008-11-12 |
48,236 |
$227,674 |
$-7,235 |
-3.08 % |
Added More |
25,090 |
108.39 % |
$-3,764 |
| National City Corp |
Institution |
5.28 % |
2008-11-12 |
238,453 |
$1,125,498 |
$-35,768 |
-3.08 % |
New Holding |
238,453 |
100.00 % |
$-35,768 |
| Schroder Investment Management Group |
Institution |
4.48 % |
2008-11-12 |
387,220 |
$1,827,678 |
$-58,083 |
-3.08 % |
Added More |
355,871 |
1135.19 % |
$-53,381 |
| Federated Investors Inc |
Institution |
4.64 % |
2008-11-12 |
150 |
$708 |
$-23 |
-3.08 % |
Sold Some |
-50 |
-25.00 % |
$8 |
| Boston Trust And Investment Management Co |
Institution |
5.89 % |
2008-11-12 |
500 |
$2,360 |
$-75 |
-3.08 % |
No Change |
0 |
0 % |
- |
| Research Affiliates Llc |
Institution |
5.06 % |
2008-11-12 |
53,523 |
$252,629 |
$-8,028 |
-3.08 % |
Added More |
9,452 |
21.44 % |
$-1,418 |
| Proshare Advisors Llc |
Institution |
3.73 % |
2008-11-12 |
6,566 |
$30,992 |
$-985 |
-3.08 % |
New Holding |
6,566 |
100.00 % |
$-985 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
445,652 |
$2,103,477 |
$-133,696 |
-5.97 % |
Sold Some |
-27,920 |
-5.89 % |
$8,376 |
| Oshaughnessy Asset Management Llc |
Institution |
-5.87 % |
2008-11-07 |
None |
- |
- |
- % |
Sold All |
-113 |
-100.00 % |
$23 |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
542,796 |
$2,561,997 |
$-65,136 |
-2.47 % |
Added More |
540,035 |
19559.39 % |
$-64,804 |
| Loch Capital Management Llc |
Institution |
-1.27 % |
2008-11-06 |
35,000 |
$165,200 |
$-4,200 |
-2.47 % |
New Holding |
35,000 |
100.00 % |
$-4,200 |
| Ing Investment Management Co |
Institution |
-5.72 % |
2008-11-05 |
9,400 |
$44,368 |
$-3,572 |
-7.45 % |
Added More |
1,800 |
23.68 % |
$-684 |
| Ssga Enhanced Small Cap Fund (Ssga Funds) |
Small-Cap Core |
-7.44 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-100 |
-100.00 % |
$38 |
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-15,532 |
-100.00 % |
$-1,864 |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
197,860 |
$933,899 |
$23,743 |
2.60 % |
Added More |
12,260 |
6.60 % |
$1,471 |
| Haberer Registered Investment Advisor Inc |
Institution |
-6.78 % |
2008-10-31 |
148 |
$699 |
$49 |
7.51 % |
No Change |
0 |
0 % |
- |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
38,821 |
$183,235 |
$12,811 |
7.51 % |
Added More |
7,375 |
23.45 % |
$2,434 |
| Networking And Infrastructure Portfolio (Fidelity Select Portfolios) |
Science & Tech |
-11.63 % |
2008-10-31 |
43,500 |
$205,320 |
$14,355 |
7.51 % |
No Compare |
- |
- % |
- |
| Industrials Portfolio (Fidelity Select Portfolios) |
Specialty & Misc |
-9.33 % |
2008-10-31 |
None |
- |
- |
- % |
Sold All |
-256,500 |
-100.00 % |
$-84,645 |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
29,400 |
$138,768 |
$12,348 |
9.76 % |
Sold Some |
-3,200 |
-9.81 % |
$-1,344 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
1,499 |
$7,075 |
$630 |
9.76 % |
No Compare |
- |
- % |
- |
| Allegiant Small Cap Growth Fund (Allegiant Funds) |
Small-Cap Growth |
-8.15 % |
2008-10-30 |
68,300 |
$322,376 |
$28,686 |
9.76 % |
New Holding |
68,300 |
100.00 % |
$28,686 |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-7.74 % |
2008-10-30 |
20,306 |
$95,844 |
$8,529 |
9.76 % |
Added More |
13,489 |
197.87 % |
$5,665 |
| Unionbancal Corp |
Institution |
-3.56 % |
2008-10-29 |
80,100 |
$378,072 |
$16,821 |
4.65 % |
New Holding |
80,100 |
100.00 % |
$16,821 |
| Bailard Biehl And Kaiser Inc |
Institution |
-5.32 % |
2008-10-28 |
37,200 |
$175,584 |
$-2,604 |
-1.46 % |
New Holding |
37,200 |
100.00 % |
$-2,604 |
| Public Employees Retirement System Of Ohio |
Institution |
5.15 % |
2008-10-27 |
70,470 |
$332,618 |
$23,255 |
7.51 % |
Added More |
37,782 |
115.58 % |
$12,468 |
| Vanguard Information Technology Index Fund (Vanguard World Fund) |
Science & Tech |
-3.35 % |
2008-10-24 |
4,921 |
$23,227 |
$2,018 |
9.51 % |
No Compare |
- |
- % |
- |
| Hall Laurie J Trustee |
Institution |
4.50 % |
2008-10-22 |
2,588,145 |
$12,216,044 |
$1,242,310 |
11.32 % |
New Holding |
2,588,145 |
100.00 % |
$1,242,310 |
| Shott Capital Management Llc |
Institution |
-15.86 % |
2008-10-02 |
15,195 |
$71,720 |
$-6,230 |
-7.99 % |
New Holding |
15,195 |
100.00 % |
$-6,230 |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-29.12 % |
2008-09-29 |
278 |
$1,312 |
$-186 |
-12.43 % |
No Compare |
- |
- % |
- |
| Vanguard Explorer Fund (Vanguard Explorer Fund) |
Small-Cap Growth |
-24.70 % |
2008-09-29 |
139,300 |
$657,496 |
$-93,331 |
-12.43 % |
No Compare |
- |
- % |
- |
| Rydex Inverse Russell 2000 Etf (Rydex Etf Trust) |
Specialty & Misc |
-32.31 % |
2008-09-19 |
None |
- |
- |
- % |
Sold All |
-70 |
-100.00 % |
$67 |
| Ubs Small-Cap Equity Relationship Fund (Ubs Relationship Funds) |
Small-Cap Core |
-42.06 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-259,200 |
-100.00 % |
$134,784 |
| Dow Jones Wilshire 5000 Index Portfolio (Wilshire Mutual Funds Inc) |
Multi-Cap Core |
-26.53 % |
2008-09-04 |
1,000 |
$4,720 |
$-290 |
-5.78 % |
No Change |
0 |
0 % |
- |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-36.30 % |
2008-08-29 |
1,531 |
$7,226 |
$-566 |
-7.26 % |
Added More |
1,074 |
235.01 % |
$-397 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-32.77 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-4,445 |
-100.00 % |
$2,045 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-29.58 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-13,023 |
-100.00 % |
$5,991 |