| 033 Asset Management Llc / |
Institution |
6.14 % |
2008-02-13 |
202,430 |
$900,814 |
$-516,197 |
-36.42 % |
Sold Some |
-335,408 |
-62.36 % |
$855,290 |
| American International Group Inc |
Institution |
-8.17 % |
2008-06-02 |
47,234 |
$210,191 |
$-6,140 |
-2.83 % |
Sold Some |
-2,606 |
-5.22 % |
$339 |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
867,815 |
|
|
% |
Added More |
175,674 |
25.38 % |
|
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
157,338 |
|
|
% |
Added More |
17,487 |
12.50 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-7.25 % |
2008-04-30 |
2,062,648 |
$9,178,784 |
$-103,132 |
-1.11 % |
Added More |
11,506 |
0.56 % |
$-575 |
| Barclays Plc |
Institution |
% |
2008-05-14 |
20,000 |
|
|
% |
Sold Some |
-4,400 |
-18.03 % |
|
| Bear Stearns And Co Inc |
Institution |
-8.02 % |
2008-05-15 |
878 |
$3,907 |
$228 |
6.20 % |
Sold Some |
-3,292 |
-78.94 % |
$-856 |
| Berkshire Asset Management Inc/Pa |
Institution |
% |
2008-07-17 |
1,341 |
|
|
% |
Added More |
660 |
96.91 % |
|
| Blackrock Inc |
Institution |
-4.86 % |
2008-04-23 |
None |
- |
- |
- % |
Sold All |
-7,300 |
-100.00 % |
$1,460 |
| Blackrock Investment Management Llc |
Institution |
-6.88 % |
2008-04-23 |
110,200 |
$490,390 |
$-22,040 |
-4.30 % |
Sold Some |
-5,300 |
-4.58 % |
$1,060 |
| Brencourt Advisors Llc |
Institution |
-7.45 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-100,000 |
-100.00 % |
$-24,000 |
| California Public Employees Retirement System |
Institution |
-7.66 % |
2008-04-28 |
205,500 |
$914,475 |
$-63,705 |
-6.51 % |
Sold Some |
-5,200 |
-2.46 % |
$1,612 |
| Carlyle-Blue Wave Partners Management Lp |
Institution |
-6.01 % |
2008-05-07 |
10,000 |
$44,500 |
$1,100 |
2.53 % |
Sold Some |
-5,000 |
-33.33 % |
$-550 |
| Claymore Advisors Llc |
Institution |
-8.91 % |
2008-05-09 |
28 |
$125 |
$2 |
1.83 % |
No Change |
28 |
0 % |
- |
| Claymoremorningstar Services Super Sector Index Etf (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-9.89 % |
2008-05-05 |
28 |
$125 |
$-5 |
-3.88 % |
New Holding |
28 |
100.00 % |
$-5 |
| Credit Agricole S A |
Institution |
% |
2008-05-14 |
257,700 |
|
|
% |
New Holding |
257,700 |
100.00 % |
|
| Credit Suisse/ |
Institution |
-11.12 % |
2008-05-16 |
10,512 |
$46,778 |
$1,997 |
4.46 % |
Sold Some |
-5,158 |
-32.91 % |
$-980 |
| Davidson D A And Co |
Institution |
-7.96 % |
2008-05-13 |
400 |
$1,780 |
$96 |
5.70 % |
No Change |
400 |
0 % |
- |
| Dimensional Fund Advisors Inc |
Institution |
-7.82 % |
2008-05-05 |
1,617,087 |
$7,196,037 |
$-291,076 |
-3.88 % |
Added More |
120,173 |
8.02 % |
$-21,631 |
| Dow Jones Wilshire 5000 Index Portfolio (Wilshire Mutual Funds Inc) |
Multi-Cap Core |
-6.73 % |
2008-05-23 |
None |
- |
- |
- % |
Sold All |
-1,300 |
-100.00 % |
$-78 |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
-5.04 % |
2008-05-29 |
14,400 |
$64,080 |
$-6,624 |
-9.36 % |
No Compare |
- |
- % |
- |
| Equity Index Account (College Retirement Equities Fund) |
Specialty & Misc |
-3.85 % |
2008-05-30 |
149 |
$663 |
$-45 |
-6.31 % |
New Holding |
149 |
100.00 % |
$-45 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-9.28 % |
2008-06-05 |
47,522 |
$211,473 |
$-7,604 |
-3.47 % |
Added More |
44,533 |
1489.89 % |
$-7,125 |
| Etrade Russell 2000 Index Fund (E Trade Funds) |
Small-Cap Core |
-4.43 % |
2008-05-28 |
5,077 |
$22,593 |
$-203 |
-0.89 % |
No Compare |
- |
- % |
- |
| Fidelity Advisor Biotechnology Fund (Fidelity Advisor Series Vii) |
Health/Biotech |
12.54 % |
2008-06-30 |
262,558 |
$1,168,383 |
$299,316 |
34.44 % |
No Compare |
- |
- % |
- |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-1.04 % |
2008-06-26 |
1,948 |
$8,669 |
$1,578 |
22.25 % |
No Compare |
- |
- % |
- |
| Fmr Corp |
Institution |
% |
2008-05-14 |
5,644,728 |
|
|
% |
Added More |
76,200 |
1.36 % |
|
| Galleon Management L P |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-490,797 |
-100.00 % |
|
| Gartmore Mutual Fund Capital Trust |
Institution |
-9.12 % |
2008-05-15 |
31,200 |
$138,840 |
$8,112 |
6.20 % |
Added More |
13,900 |
80.34 % |
$3,614 |
| Geode Capital Management Llc |
Institution |
-9.25 % |
2008-05-15 |
92,920 |
$413,494 |
$24,159 |
6.20 % |
Sold Some |
-434 |
-0.46 % |
$-113 |
| Goldman Sachs Group Inc |
Institution |
-9.30 % |
2008-05-13 |
89,328 |
$397,510 |
$21,439 |
5.70 % |
Added More |
7,518 |
9.18 % |
$1,804 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-9.20 % |
2008-06-05 |
51,964 |
$231,240 |
$-8,314 |
-3.47 % |
New Holding |
51,964 |
100.00 % |
$-8,314 |
| Gruber & Mcbaine Capital Management Llc |
Institution |
% |
2008-05-14 |
782,550 |
|
|
% |
Sold Some |
-30,500 |
-3.75 % |
|
| Hambrecht And Quist Capital Management Llc |
Institution |
3.81 % |
2008-05-15 |
1,162,089 |
$5,171,296 |
$302,143 |
6.20 % |
Added More |
244,600 |
26.65 % |
$63,596 |
| Highbridge Capital Management Llc |
Institution |
-8.10 % |
2008-05-13 |
20,236 |
$90,050 |
$4,857 |
5.70 % |
New Holding |
20,236 |
100.00 % |
$4,857 |
| Hq Healthcare Investors |
Institution |
3.31 % |
2008-06-09 |
741,268 |
$3,298,643 |
$148,254 |
4.70 % |
Added More |
144,350 |
24.18 % |
$28,870 |
| Hq Life Sciences Investors |
Institution |
4.17 % |
2008-06-09 |
420,821 |
$1,872,653 |
$84,164 |
4.70 % |
Added More |
100,250 |
31.27 % |
$20,050 |
| Hsbc Holdings Plc |
Institution |
-10.18 % |
2008-05-15 |
20,000 |
$89,000 |
$5,200 |
6.20 % |
Sold Some |
-60,000 |
-75.00 % |
$-15,600 |
| Ig Investment Management Ltd |
Institution |
-10.12 % |
2008-05-15 |
4,775 |
$21,249 |
$1,242 |
6.20 % |
No Change |
4,775 |
0 % |
- |
| Ing Investment Management Co |
Institution |
% |
2008-05-14 |
1,013,143 |
|
|
% |
Sold Some |
-63,332 |
-5.88 % |
|
| Ing Investments Llc |
Institution |
% |
2008-05-14 |
326,068 |
|
|
% |
Added More |
38,500 |
13.38 % |
|
| International Growth Fund (Nicholas Applegate Institutional Funds) |
Multi-Cap Growth |
-5.97 % |
2008-06-09 |
51,200 |
$227,840 |
$10,240 |
4.70 % |
New Holding |
51,200 |
100.00 % |
$10,240 |
| Ishares Nasdaq Biotechnology Index Fund (Ishares Trust) |
Health/Biotech |
10.19 % |
2008-07-07 |
776,880 |
$3,457,116 |
$862,337 |
33.23 % |
No Compare |
- |
- % |
- |
| Ishares Russell 2000 Growth Index Fund (Ishares Trust) |
Multi-Cap Growth |
6.14 % |
2008-07-07 |
248,047 |
$1,103,809 |
$275,332 |
33.23 % |
No Compare |
- |
- % |
- |
| Ishares Russell 2000 Index Fund (Ishares Trust) |
Specialty & Misc |
6.47 % |
2008-07-07 |
502,405 |
$2,235,702 |
$557,670 |
33.23 % |
No Compare |
- |
- % |
- |
| Ishares Russell 3000 Growth Index Fund (Ishares Trust) |
Multi-Cap Growth |
1.06 % |
2008-07-07 |
2,359 |
$10,498 |
$2,618 |
33.23 % |
No Compare |
- |
- % |
- |
| Ishares Russell 3000 Index Fund (Ishares Trust) |
Specialty & Misc |
1.55 % |
2008-07-07 |
10,154 |
$45,185 |
$11,271 |
33.23 % |
No Compare |
- |
- % |
- |
| Ishares Russell Microcap Index Fund (Ishares Trust) |
Specialty & Misc |
9.09 % |
2008-07-07 |
28,187 |
$125,432 |
$31,288 |
33.23 % |
No Compare |
- |
- % |
- |
| J P Morgan Chase And Co |
Institution |
-8.35 % |
2008-05-09 |
30,500 |
$135,725 |
$2,440 |
1.83 % |
New Holding |
30,500 |
100.00 % |
$2,440 |
| Jennison Associates Llc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-1,127,300 |
-100.00 % |
|
| Jennison Health Sciences Fund (Jennison Sector Funds Inc) |
Health/Biotech |
3.69 % |
2008-04-29 |
None |
- |
- |
- % |
Sold All |
-975,000 |
-100.00 % |
$175,500 |
| Labranche And Co Inc |
Institution |
% |
2008-05-14 |
27,893 |
|
|
% |
New Holding |
27,893 |
100.00 % |
|
| Lotsoff Capital Management |
Institution |
1.28 % |
2008-07-18 |
246,297 |
$1,096,022 |
$9,852 |
0.90 % |
Added More |
22,238 |
9.92 % |
$890 |
| Mercury Asset Management International Ltd |
Institution |
-10.74 % |
2008-04-23 |
10,000 |
$44,500 |
$-2,000 |
-4.30 % |
New Holding |
10,000 |
100.00 % |
$-2,000 |
| Metropolitan Life Insurance Co |
Institution |
-7.69 % |
2008-05-09 |
45,021 |
$200,343 |
$3,602 |
1.83 % |
Added More |
13,025 |
40.70 % |
$1,042 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-8.40 % |
2008-05-12 |
22,805 |
$101,482 |
$0 |
0.00 % |
Added More |
429 |
1.91 % |
$0 |
| Mid Cap Ii Fund (Fidelity Advisor Series I) |
Mid-Cap Core |
-0.99 % |
2008-06-30 |
462,489 |
$2,058,076 |
$527,237 |
34.44 % |
No Compare |
- |
- % |
- |
| Mid Cap Portfolio (Variable Insurance Products Iii) |
Mid-Cap Core |
-6.27 % |
2008-05-30 |
1,828,539 |
$8,136,999 |
$-548,562 |
-6.31 % |
No Compare |
- |
- % |
- |
| Millennium Management L.L.C. |
Institution |
-7.40 % |
2008-05-15 |
949,119 |
$4,223,580 |
$246,771 |
6.20 % |
Added More |
782,452 |
469.47 % |
$203,438 |
| Morgan Stanley |
Institution |
-9.61 % |
2008-05-15 |
82,318 |
$366,315 |
$21,403 |
6.20 % |
Added More |
3,209 |
4.05 % |
$834 |
| Nationwide Mutual Funds |
Institution |
-0.82 % |
2008-07-01 |
31,200 |
$138,840 |
$36,816 |
36.08 % |
No Compare |
- |
- % |
- |
| Norges Bank |
Institution |
-8.50 % |
2008-05-09 |
105,661 |
$470,191 |
$8,453 |
1.83 % |
Added More |
42,726 |
67.88 % |
$3,418 |
| Northern Trust Corp |
Institution |
-8.86 % |
2008-05-15 |
371,550 |
$1,653,398 |
$96,603 |
6.20 % |
Added More |
24,180 |
6.96 % |
$6,287 |
| Northwestern Mutual Wealth Management Co |
Institution |
-9.54 % |
2008-05-16 |
None |
- |
- |
- % |
Sold All |
-1,625 |
-100.00 % |
$-309 |
| Oppenheimer Funds Inc |
Institution |
% |
2008-05-14 |
400 |
|
|
% |
No Change |
400 |
0 % |
- |
| Padco Advisors Ii Inc |
Institution |
-7.49 % |
2008-05-15 |
106 |
$472 |
$28 |
6.20 % |
Sold Some |
-284 |
-72.82 % |
$-74 |
| Pequot Capital Management Inc |
Institution |
-12.07 % |
2008-05-15 |
26,049,580 |
$115,920,631 |
$6,772,891 |
6.20 % |
Added More |
1,531,242 |
6.24 % |
$398,123 |
| Pharmaceuticals Portfolio (Fidelity Select Portfolios) |
Health/Biotech |
-1.09 % |
2008-04-29 |
130,600 |
$581,170 |
$-23,508 |
-3.88 % |
No Change |
130,600 |
0 % |
- |
| Piper Jaffray Companies |
Institution |
-12.70 % |
2008-04-29 |
4,600 |
$20,470 |
$-828 |
-3.88 % |
New Holding |
4,600 |
100.00 % |
$-828 |
| Placemark Investments Inc |
Institution |
-10.10 % |
2008-05-19 |
None |
- |
- |
- % |
Sold All |
-34,705 |
-100.00 % |
$-10,064 |
| Public Employees Retirement System Of Ohio |
Institution |
-7.38 % |
2008-06-03 |
81,090 |
$360,851 |
$4,865 |
1.36 % |
No Change |
81,090 |
0 % |
- |
| Rbc Capital Markets Arbitrage S A |
Institution |
% |
2008-05-14 |
8,455 |
|
|
% |
New Holding |
8,455 |
100.00 % |
|
| Rbc Dain Rauscher Inc |
Institution |
% |
2008-05-14 |
1,000 |
|
|
% |
New Holding |
1,000 |
100.00 % |
|
| Rice Hall James And Associates Llc |
Institution |
2.31 % |
2008-07-18 |
None |
- |
- |
- % |
Sold All |
-275,389 |
-100.00 % |
$-11,016 |
| Rydex Inverse Russell 2000 Etf (Rydex Etf Trust) |
Specialty & Misc |
4.98 % |
2008-07-07 |
470 |
$2,092 |
$522 |
33.23 % |
Added More |
240 |
104.34 % |
$266 |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-2.78 % |
2008-05-23 |
22,000 |
$97,900 |
$1,320 |
1.36 % |
New Holding |
22,000 |
100.00 % |
$1,320 |
| Sac Capital Advisors Llc |
Institution |
-8.08 % |
2008-05-15 |
265,000 |
$1,179,250 |
$68,900 |
6.20 % |
No Compare |
- |
- % |
- |
| Sandelman Partners Lp |
Institution |
0.00 % |
2008-07-22 |
351,234 |
$1,562,991 |
$0 |
0.00 % |
Added More |
50,000 |
16.59 % |
$0 |
| Shaw D E And Co Inc |
Institution |
-8.42 % |
2008-05-15 |
10,000 |
$44,500 |
$2,600 |
6.20 % |
New Holding |
10,000 |
100.00 % |
$2,600 |
| Shell Asset Management Co |
Institution |
-7.66 % |
2008-04-22 |
63,700 |
$283,465 |
$-12,103 |
-4.09 % |
Sold Some |
-77,300 |
-54.82 % |
$14,687 |
| Sigma Capital Management Llc |
Institution |
-3.05 % |
2008-05-15 |
554,982 |
$2,469,670 |
$144,295 |
6.20 % |
No Compare |
- |
- % |
- |
| Small Cap Blend Index Fund (Tiaa Cref Institutional Mutual Funds) |
Small-Cap Core |
-7.14 % |
2008-06-05 |
10,047 |
$44,709 |
$-1,608 |
-3.47 % |
No Compare |
- |
- % |
- |
| Small Cap Growth Index Fund (Tiaa Cref Institutional Mutual Funds) |
Small-Cap Growth |
-6.21 % |
2008-06-05 |
10,986 |
$48,888 |
$-1,758 |
-3.47 % |
No Compare |
- |
- % |
- |
| Small Cap Index Fund (John Hancock Funds Ii) |
Small-Cap Core |
-5.76 % |
2008-05-30 |
2,254 |
$10,030 |
$-676 |
-6.31 % |
No Compare |
- |
- % |
- |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-1.50 % |
2008-04-29 |
46,836 |
$208,420 |
$-8,430 |
-3.88 % |
No Change |
46,836 |
0 % |
- |
| Small Cap Index Trust (John Hancock Trust) |
Small-Cap Core |
-3.84 % |
2008-05-30 |
16,373 |
$72,860 |
$-4,912 |
-6.31 % |
Sold Some |
-537 |
-3.17 % |
$161 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-5.70 % |
2008-06-06 |
3,135 |
$13,951 |
$-125 |
-0.89 % |
Added More |
131 |
4.36 % |
$-5 |
| Social Choice Account (College Retirement Equities Fund) |
Specialty & Misc |
-9.19 % |
2008-05-30 |
117 |
$521 |
$-35 |
-6.31 % |
Sold Some |
-65 |
-35.71 % |
$20 |
| Social Choice Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-6.46 % |
2008-06-05 |
30,035 |
$133,656 |
$-4,806 |
-3.47 % |
Added More |
23,685 |
372.99 % |
$-3,790 |
| State Farm Equity Fund (State Farm Mutual Fund Trust) |
Specialty & Misc |
-8.76 % |
2008-05-27 |
11,400 |
$50,730 |
$-912 |
-1.76 % |
No Compare |
- |
- % |
- |
| Summit Investment Partners Inc |
Institution |
% |
2008-05-14 |
4,240 |
|
|
% |
Added More |
828 |
24.26 % |
|
| Teachers Advisors Inc |
Institution |
% |
2008-05-14 |
35,055 |
|
|
% |
No Change |
35,055 |
0 % |
- |
| Technology Portfolio (Fidelity Select Portfolios) |
Science & Tech |
2.06 % |
2008-04-29 |
2,829,695 |
$12,592,143 |
$-509,345 |
-3.88 % |
Sold Some |
-169,858 |
-5.66 % |
$30,574 |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
-7.70 % |
2008-05-30 |
62,442 |
$277,867 |
$-18,733 |
-6.31 % |
New Holding |
62,442 |
100.00 % |
$-18,733 |
| Tiaa Cref Investment Management Llc |
Institution |
% |
2008-05-14 |
316,290 |
|
|
% |
No Change |
316,290 |
0 % |
- |
| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
-8.62 % |
2008-05-30 |
2,617 |
$11,646 |
$-785 |
-6.31 % |
No Change |
2,617 |
0 % |
- |
| Ultra Russell2000 Growth Proshares (Proshares Trust) |
Multi-Cap Growth |
0.15 % |
2008-04-25 |
634 |
$2,821 |
$-235 |
-7.67 % |
Sold Some |
-85 |
-11.82 % |
$31 |
| Us Bancorp De |
Institution |
-7.49 % |
2008-05-15 |
4,231 |
$18,828 |
$1,100 |
6.20 % |
No Change |
4,231 |
0 % |
- |
| Vanguard 500 Index Fund (Vanguard Index Funds) |
S&P 500 Index |
-8.92 % |
2008-05-30 |
384,480 |
$1,710,936 |
$-115,344 |
-6.31 % |
No Compare |
- |
- % |
- |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
-8.82 % |
2008-05-30 |
22,400 |
$99,680 |
$-6,720 |
-6.31 % |
No Change |
22,400 |
0 % |
- |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
-7.21 % |
2008-05-30 |
203,940 |
$907,533 |
$-61,182 |
-6.31 % |
Added More |
11,200 |
5.81 % |
$-3,360 |
| Vanguard Group Inc |
Institution |
-8.57 % |
2008-05-01 |
1,240,724 |
$5,521,222 |
$-297,774 |
-5.11 % |
Added More |
1,232,112 |
14306.92 % |
$-295,707 |
| Vanguard Growth Index Fund (Vanguard Index Funds) |
Large-Cap Growth |
-8.08 % |
2008-05-30 |
216,919 |
$965,290 |
$-65,076 |
-6.31 % |
No Compare |
- |
- % |
- |
| Vanguard Institutional Total Stock Market Index Fund (Vanguard Institutional Index Funds) |
Specialty & Misc |
-8.98 % |
2008-05-30 |
70,980 |
$315,861 |
$-21,294 |
-6.31 % |
No Compare |
- |
- % |
- |
| Vanguard Small Cap Growth Index Fund (Vanguard Index Funds) |
Small-Cap Growth |
-6.18 % |
2008-05-30 |
234,176 |
$1,042,083 |
$-70,253 |
-6.31 % |
No Compare |
- |
- % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
-8.91 % |
2008-05-30 |
261,160 |
$1,162,162 |
$-78,348 |
-6.31 % |
Added More |
10,300 |
4.10 % |
$-3,090 |
| Wall Street Associates |
Institution |
% |
2008-05-14 |
335,500 |
|
|
% |
No Change |
335,500 |
0 % |
- |
| World Asset Management Inc |
Institution |
% |
2008-05-14 |
7,269 |
|
|
% |
No Change |
7,269 |
0 % |
- |
| Zebra Capital Management Llc |
Institution |
6.41 % |
2008-07-15 |
1,256 |
$5,589 |
$578 |
11.52 % |
New Holding |
1,256 |
100.00 % |
$578 |