| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 425,900 | No Change | 0 | 0 % | $958,275 | $971,052 | $12,777 | 1.33 % | $0 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -35,808 | -100 % | | | | 1.33 % | $-1,074 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -98,331 | -100 % | | | | 1.78 % | $-3,933 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 400 | No Change | 0 | 0 % | $896 | $912 | $16 | 1.78 % | $0 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Conus Partners Inc | Institution | 884,311 | Added More | 410,000 | 86.44 % | $1,972,014 | $2,016,229 | $44,216 | 2.24 % | $20,500 | | | | | | News Article | History of Conus Partners Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 160,325 | No Change | 0 | 0 % | $357,525 | $365,541 | $8,016 | 2.24 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 31,912 | Sold Some | -97,150 | -75.27 % | $71,164 | $72,759 | $1,596 | 2.24 % | $-4,858 | | | | | | News Article | History of Morgan Stanley Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 71,069 | Sold Some | -89,300 | -55.68 % | $158,484 | $162,037 | $3,553 | 2.24 % | $-4,465 | | | | | | News Article | History of Northern Trust Corp Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Orbimed Advisors Llc | Institution | 1,670,000 | New Holding | 1,670,000 | 100 % | $3,724,100 | $3,807,600 | $83,500 | 2.24 % | $83,500 | | | | | | News Article | History of Orbimed Advisors Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | | Sold All | -21,460 | -100 % | | | | 2.24 % | $-1,073 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 2,058,591 | Added More | 810,508 | 64.94 % | $4,590,658 | $4,693,587 | $102,930 | 2.24 % | $40,525 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 10,800 | New Holding | 10,800 | 100 % | $24,084 | $24,624 | $540 | 2.24 % | $540 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 1,000 | Sold Some | -150 | -13.04 % | $2,150 | $2,280 | $130 | 6.04 % | $-20 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 6,111 | Sold Some | -127,089 | -95.41 % | $13,139 | $13,933 | $794 | 6.04 % | $-16,522 | | | | | | News Article | History of Barclays Plc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 45,848 | No Change | 0 | 0 % | $98,573 | $104,533 | $5,960 | 6.04 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 10,290 | Sold Some | -134,375 | -92.88 % | $22,124 | $23,461 | $1,338 | 6.04 % | $-17,469 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hightower Advisors Llc | No Data | 11,200 | No Change | 0 | 0 % | $24,080 | $25,536 | $1,456 | 6.04 % | $0 | | | | | | News Article | History of Hightower Advisors Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -10,300 | -100 % | | | | 6.04 % | $-1,339 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 21,973 | No Change | 0 | 0 % | $47,242 | $50,098 | $2,856 | 6.04 % | $0 | | | | | | News Article | History of Keybank National Association Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 1,397,200 | Added More | 72,400 | 5.46 % | $3,003,980 | $3,185,616 | $181,636 | 6.04 % | $9,412 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 86,645 | Added More | 47,445 | 121.03 % | $186,287 | $197,551 | $11,264 | 6.04 % | $6,168 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 149,426 | Added More | 60,026 | 67.14 % | $321,266 | $340,691 | $19,425 | 6.04 % | $7,803 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 510,612 | No Change | 0 | 0 % | $1,097,816 | $1,164,195 | $66,380 | 6.04 % | $0 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Zesiger Capital Group Llc | Institution | 2,473,912 | Added More | 25,000 | 1.02 % | $5,318,911 | $5,640,519 | $321,609 | 6.04 % | $3,250 | | | | | | News Article | History of Zesiger Capital Group Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 23,200 | No Change | 0 | 0 % | $48,720 | $52,896 | $4,176 | 8.57 % | $0 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 355,255 | Added More | 14,035 | 4.11 % | $746,036 | $809,981 | $63,946 | 8.57 % | $2,526 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 47,740 | New Holding | 47,740 | 100 % | $100,254 | $108,847 | $8,593 | 8.57 % | $8,593 | | | | | | News Article | History of Credit Suisse Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 125,792 | No Change | 0 | 0 % | $264,163 | $286,806 | $22,643 | 8.57 % | $0 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 54,421 | Sold Some | -19,634 | -26.51 % | $114,284 | $124,080 | $9,796 | 8.57 % | $-3,534 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 70,763 | Sold Some | -79 | -0.11 % | $146,479 | $161,340 | $14,860 | 10.14 % | $-17 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -11,561 | -100 % | | | | 10.14 % | $-2,428 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 2,153 | Sold Some | -41,456 | -95.06 % | $4,457 | $4,909 | $452 | 10.14 % | $-8,706 | | | | | | News Article | History of Ubs Ag Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 11,000 | No Change | 0 | 0 % | $23,100 | $25,080 | $1,980 | 8.57 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 12,795 | No Change | 0 | 0 % | $26,870 | $29,173 | $2,303 | 8.57 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 91,661 | No Change | 0 | 0 % | $192,488 | $208,987 | $16,499 | 8.57 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Glynn Capital Management Llc | Institution | | Sold All | -57,213 | -100 % | | | | 6.04 % | $-7,438 | | | | | | News Article | History of Glynn Capital Management Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Technology Portfolio | Science & Tech | 153,744 | No Change | 0 | 0 % | $310,563 | $350,536 | $39,973 | 12.87 % | $0 | | | | | | News Article | History of Fidelity Select Portfolios - Technology Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Hughes Howard Medical Institute | Institution | 1,489,147 | Added More | 930,000 | 166.32 % | $3,186,775 | $3,395,255 | $208,481 | 6.54 % | $130,200 | | | | | | News Article | History of Hughes Howard Medical Institute Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 17,699 | Sold Some | -44,929 | -71.73 % | $37,876 | $40,354 | $2,478 | 6.54 % | $-6,290 | | | | | | News Article | History of Oxford Asset Management Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 1,260 | No Compare | | | $2,696 | $2,873 | $176 | 6.54 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 469,225 | Added More | 15,095 | 3.32 % | $985,373 | $1,069,833 | $84,461 | 8.57 % | $2,717 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -1,000 | -100 % | | | | 8.57 % | $-180 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Health Sciences Fund | Health/Biotech | 29,100 | No Change | 0 | 0 % | $61,110 | $66,348 | $5,238 | 8.57 % | $0 | | | | | | News Article | History of Valic Co I - Health Sciences Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Global Equity Llc | Institution | | Sold All | -10,400 | -100 % | | | | 6.04 % | $-1,352 | | | | | | News Article | History of Global Equity Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 1,150 | No Change | 0 | 0 % | $2,599 | $2,622 | $23 | 0.88 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 3,600 | No Change | 0 | 0 % | $8,892 | $8,208 | $-684 | -7.69 % | $0 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 36,562 | Sold Some | -1,950 | -5.06 % | $88,846 | $83,361 | $-5,484 | -6.17 % | $293 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Biotechnology Fund | Health/Biotech | 13,162 | Added More | 6,581 | 100.00 % | $31,852 | $30,009 | $-1,843 | -5.78 % | $-921 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Biotechnology Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Alliancebernstein Cap Fund Inc - Alliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -38,900 | -100 % | | | | 2.70 % | $-2,334 | | | | | | News Article | History of Alliancebernstein Cap Fund Inc - Alliancebernstein Small Cap Growth Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 65,516 | Added More | 14,647 | 28.79 % | $151,997 | $149,376 | $-2,621 | -1.72 % | $-586 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 17,836 | Added More | 3,902 | 28.00 % | $41,380 | $40,666 | $-713 | -1.72 % | $-156 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 400 | No Change | 0 | 0 % | $928 | $912 | $-16 | -1.72 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 7,000 | No Change | 0 | 0 % | $16,310 | $15,960 | $-350 | -2.14 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio | Small-Cap Growth | | Sold All | -250 | -100 % | | | | -7.69 % | $48 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 341,220 | Sold Some | -584,094 | -63.12 % | $989,538 | $777,982 | $-211,556 | -21.37 % | $362,138 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | | Sold All | -770 | -100 % | | | | -17.68 % | $377 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | | Sold All | -202 | -100 % | | | | -17.68 % | $99 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -20,000 | -100 % | | | | -16.78 % | $9,200 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -34,700 | -100 % | | | | -16.78 % | $15,962 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 60,905 | New Holding | 60,905 | 100 % | $166,880 | $138,863 | $-28,016 | -16.78 % | $-28,016 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | | Sold All | -10,311 | -100 % | | | | - % | | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Alexza Pharmaceuticals Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 160,325 | No Change | 0 | 0 % | $410,432 | $365,541 | $-44,891 | -10.93 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Small Cap Growth Fund | Small-Cap Growth | 656,923 | No Change | 0 | 0 % | $1,740,846 | $1,497,784 | $-243,062 | -13.96 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Small Cap Growth Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Ultra Growth Fund | Small-Cap Growth | 57,562 | No Change | 0 | 0 % | $152,539 | $131,241 | $-21,298 | -13.96 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Ultra Growth Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Nasdaq Biotechnology Index Fund | Health/Biotech | 293,541 | Sold Some | -14,166 | -4.60 % | $792,561 | $669,273 | $-123,287 | -15.55 % | $5,950 | | | | | | News Article | History of Ishares Trust - Ishares Nasdaq Biotechnology Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | | Sold All | -162,362 | -100 % | | | | -15.55 % | $68,192 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -292,212 | -100 % | | | | -15.55 % | $122,729 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | | Sold All | -1,238 | -100 % | | | | -15.55 % | $520 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | | Sold All | -5,026 | -100 % | | | | -15.55 % | $2,111 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 47,679 | Added More | 4,658 | 10.82 % | $128,733 | $108,708 | $-20,025 | -15.55 % | $-1,956 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 400 | No Change | 0 | 0 % | $1,080 | $912 | $-168 | -15.55 % | $0 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | | Sold All | -5,447 | -100 % | | | | -17.68 % | $2,669 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -7,190 | -100 % | | | | -17.68 % | $3,523 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 160,135 | New Holding | 160,135 | 100 % | $443,574 | $365,108 | $-78,466 | -17.68 % | $-78,466 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 285,876 | New Holding | 285,876 | 100 % | $791,877 | $651,797 | $-140,079 | -17.68 % | $-140,079 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 3,696 | No Change | 0 | 0 % | $10,238 | $8,427 | $-1,811 | -17.68 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Alexza Pharmaceuticals Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 10,300 | New Holding | 10,300 | 100 % | $27,913 | $23,484 | $-4,429 | -15.86 % | $-4,429 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Alexza Pharmaceuticals Inc |
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