| Alpine Dynamic Financial Services Fund (Alpine Series Trust) |
Specialty & Misc |
-14.64 % |
2008-03-31 |
None |
- |
- |
- % |
Sold All |
-10,650 |
-100.00 % |
$28,223 |
| Alpine Woods Capital Investors Llc |
Institution |
-14.71 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-84,915 |
-100.00 % |
$241,159 |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
31,042 |
|
|
% |
Sold Some |
-7,213 |
-18.85 % |
|
| Aqr Capital Management Llc |
Institution |
-10.32 % |
2008-05-15 |
570,807 |
$5,462,623 |
$-1,632,508 |
-23.00 % |
New Holding |
570,807 |
100.00 % |
$-1,632,508 |
| Assetmark Fundamental Index Small Company Value Fund (Assetmark Funds) |
Small-Cap Value |
-10.58 % |
2008-06-09 |
275 |
$2,632 |
$-371 |
-12.36 % |
Added More |
24 |
9.56 % |
$-32 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-8.08 % |
2008-04-30 |
63,531 |
$607,992 |
$-174,710 |
-22.32 % |
Added More |
51,392 |
423.36 % |
$-141,328 |
| Bear Stearns And Co Inc |
Institution |
-8.86 % |
2008-05-15 |
4,000 |
$38,280 |
$-11,440 |
-23.00 % |
Added More |
700 |
21.21 % |
$-2,002 |
| Bernard L. Madoff Investment Securities Llc |
Institution |
-6.46 % |
2008-05-12 |
None |
- |
- |
- % |
Sold All |
-52,698 |
-100.00 % |
$151,243 |
| Blackrock Investment Management Llc |
Institution |
-7.58 % |
2008-04-23 |
3,200 |
$30,624 |
$-8,768 |
-22.25 % |
New Holding |
3,200 |
100.00 % |
$-8,768 |
| Brandywine Asset Management Llc |
Institution |
-11.87 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-91,220 |
-100.00 % |
$260,889 |
| California Public Employees Retirement System |
Institution |
-8.45 % |
2008-04-28 |
65,383 |
$625,715 |
$-181,765 |
-22.51 % |
No Change |
65,383 |
0 % |
- |
| Cnh Partners Llc |
Institution |
-8.97 % |
2008-05-15 |
157,688 |
$1,509,074 |
$-450,988 |
-23.00 % |
New Holding |
157,688 |
100.00 % |
$-450,988 |
| Credit Suisse/ |
Institution |
-10.10 % |
2008-05-15 |
1,691,968 |
$16,192,134 |
$-4,839,028 |
-23.00 % |
No Change |
1,691,968 |
0 % |
- |
| Delaware Management Business Trust |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-266,600 |
-100.00 % |
|
| Delaware Reit Fund (Delaware Pooled Trust Inc) |
Real Estate |
0.56 % |
2008-03-28 |
None |
- |
- |
- % |
Sold All |
-2,700 |
-100.00 % |
$7,209 |
| Dimensional Fund Advisors Inc |
Institution |
-10.50 % |
2008-05-05 |
785,538 |
$7,517,599 |
$-2,230,928 |
-22.88 % |
Added More |
12,050 |
1.55 % |
$-34,222 |
| Dow Jones Wilshire 5000 Index Portfolio (Wilshire Mutual Funds Inc) |
Multi-Cap Core |
-4.72 % |
2008-05-23 |
None |
- |
- |
- % |
Sold All |
-1,200 |
-100.00 % |
$3,444 |
| Drake Asset Management Llc |
Institution |
-10.65 % |
2008-05-13 |
31,000 |
$296,670 |
$-88,970 |
-23.07 % |
Sold Some |
-14,000 |
-31.11 % |
$40,180 |
| Dreman Value Management L L C |
Institution |
-11.80 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-52,850 |
-100.00 % |
$151,680 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-6.70 % |
2008-04-29 |
417 |
$3,991 |
$-1,151 |
-22.38 % |
No Compare |
- |
- % |
- |
| Fifth Third Asset Management Inc |
Institution |
-9.53 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-57,492 |
-100.00 % |
$164,427 |
| Financial Stocks Inc |
Institution |
-13.07 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-124,278 |
-100.00 % |
$352,950 |
| First Wilshire Securities Management Inc |
Institution |
-13.09 % |
2008-05-15 |
55,556 |
$531,671 |
$-158,890 |
-23.00 % |
No Change |
55,556 |
0 % |
- |
| Geode Capital Management Llc |
Institution |
-10.14 % |
2008-05-15 |
12,307 |
$117,778 |
$-35,198 |
-23.00 % |
Sold Some |
-93 |
-0.75 % |
$266 |
| Global Equity Portfolio (Dimensional Investment Group Inc) |
Global Multi-Cap Core |
-8.24 % |
2008-04-29 |
10,200 |
$97,614 |
$-28,152 |
-22.38 % |
No Change |
10,200 |
0 % |
- |
| Harris Financial Corp |
Institution |
% |
2008-04-15 |
27,319 |
|
|
% |
New Holding |
27,319 |
100.00 % |
|
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-8.12 % |
2008-04-29 |
13,298 |
$127,262 |
$-36,702 |
-22.38 % |
Added More |
2,200 |
19.82 % |
$-6,072 |
| International Value Series (Dfa Investment Trust Co) |
Multi-Cap Value |
-9.90 % |
2008-04-29 |
322,661 |
$3,087,866 |
$-890,544 |
-22.38 % |
Added More |
18,628 |
6.12 % |
$-51,413 |
| Ishares Russell Microcap Index Fund (Ishares Trust) |
Specialty & Misc |
-9.19 % |
2008-06-09 |
7,667 |
$73,373 |
$-10,350 |
-12.36 % |
No Compare |
- |
- % |
- |
| Ixis Asset Management Advisors L P |
Institution |
-9.29 % |
2008-05-05 |
None |
- |
- |
- % |
Sold All |
-54,716 |
-100.00 % |
$155,393 |
| Kennedy Capital Management Inc |
Institution |
% |
2008-05-14 |
406,896 |
|
|
% |
Added More |
10,000 |
2.51 % |
|
| Loeb Arbitrage Management Inc |
Institution |
% |
2008-05-14 |
419,778 |
|
|
% |
New Holding |
419,778 |
100.00 % |
|
| Longfellow Investment Management Co Ltd Partnership |
Institution |
-2.76 % |
2008-04-21 |
83,535 |
$799,430 |
$-228,051 |
-22.19 % |
New Holding |
83,535 |
100.00 % |
$-228,051 |
| Loomis Sayles And Co L P |
Institution |
-9.05 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-375,750 |
-100.00 % |
$1,074,645 |
| Lotsoff Capital Management |
Institution |
-6.97 % |
2008-04-10 |
900 |
$8,613 |
$-2,412 |
-21.87 % |
Sold Some |
-92,400 |
-99.03 % |
$247,632 |
| Mallet Capital Management Llc |
Institution |
-4.20 % |
2008-05-13 |
71,495 |
$684,207 |
$-205,191 |
-23.07 % |
New Holding |
71,495 |
100.00 % |
$-205,191 |
| Marxe Austin W And Greenhouse David M |
Institution |
-2.68 % |
2008-05-12 |
695,647 |
$6,657,342 |
$-1,996,507 |
-23.07 % |
Sold Some |
-119,433 |
-14.65 % |
$342,773 |
| Merrill Lynch And Co Inc |
Institution |
-10.20 % |
2008-05-01 |
None |
- |
- |
- % |
Sold All |
-113 |
-100.00 % |
$320 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-9.45 % |
2008-05-12 |
1,599 |
$15,302 |
$-4,589 |
-23.07 % |
New Holding |
1,599 |
100.00 % |
$-4,589 |
| Natixis Moderate Diversified Portfolio (Natixis Funds Trust Iii) |
Flexible Portfolio |
-10.13 % |
2008-05-29 |
None |
- |
- |
- % |
Sold All |
-158,373 |
-100.00 % |
$259,732 |
| Newcastle Partners L P |
Institution |
-14.42 % |
2008-05-15 |
1,191,215 |
$11,399,928 |
$-3,406,875 |
-23.00 % |
Added More |
52,509 |
4.61 % |
$-150,176 |
| Oshaughnessy Asset Management Llc |
Institution |
-8.05 % |
2008-04-30 |
505 |
$4,833 |
$-1,389 |
-22.32 % |
New Holding |
505 |
100.00 % |
$-1,389 |
| Partners Smallcap Value Fund I (Principal Investors Fund Inc) |
Small-Cap Value |
-9.07 % |
2008-04-01 |
28,900 |
$276,573 |
$-77,163 |
-21.81 % |
No Change |
28,900 |
0 % |
- |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-9.11 % |
2008-03-31 |
29,868 |
$285,837 |
$-79,150 |
-21.68 % |
Sold Some |
-10,636 |
-26.25 % |
$28,185 |
| Renaissance Technologies Corp |
Institution |
-9.43 % |
2008-05-15 |
190,600 |
$1,824,042 |
$-545,116 |
-23.00 % |
Added More |
55,300 |
40.87 % |
$-158,158 |
| Robeco Investment Management Inc. |
Institution |
-6.23 % |
2008-05-08 |
None |
- |
- |
- % |
Sold All |
-69,670 |
-100.00 % |
|
| Royce And Associates Llc |
Institution |
-0.02 % |
2008-05-08 |
479,114 |
|
|
% |
Sold Some |
-542,700 |
-53.11 % |
|
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-7.77 % |
2008-05-23 |
3,700 |
$35,409 |
$-10,619 |
-23.07 % |
New Holding |
3,700 |
100.00 % |
$-10,619 |
| Sandler Oneill Asset Management Llc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-22,800 |
-100.00 % |
|
| Shaw D E And Co Inc |
Institution |
-10.12 % |
2008-05-15 |
16,734 |
$160,144 |
$-47,859 |
-23.00 % |
New Holding |
16,734 |
100.00 % |
$-47,859 |
| Spark Lp |
Institution |
-8.11 % |
2008-05-13 |
11,900 |
$113,883 |
$-34,153 |
-23.07 % |
Added More |
200 |
1.70 % |
$-574 |
| Special Situations Fund Iii L P |
Institution |
3.99 % |
2008-05-28 |
86,153 |
$824,484 |
$-139,568 |
-14.47 % |
Sold Some |
-13,847 |
-13.84 % |
$22,432 |
| Sunova Capital L P |
Institution |
-13.30 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-1,365,000 |
-100.00 % |
$3,876,600 |
| Tamarack Microcap Value Fund (Tamarack Funds Trust) |
Multi-Cap Value |
-10.05 % |
2008-06-04 |
71,000 |
$679,470 |
$-113,600 |
-14.32 % |
No Change |
71,000 |
0 % |
- |
| Tcw Group Inc |
Institution |
-9.97 % |
2008-05-02 |
2,715,768 |
$25,989,900 |
$-7,739,939 |
-22.94 % |
Added More |
1,719,806 |
172.67 % |
$-4,901,447 |
| Tewksbury Capital Management Ltd |
Institution |
% |
2008-05-14 |
6,723 |
|
|
% |
New Holding |
6,723 |
100.00 % |
|
| The Arbitrage Fund (Arbitrage Funds) |
Equity Mkt Neutral Fu ... |
-3.35 % |
2008-04-29 |
311,788 |
$2,983,811 |
$-860,535 |
-22.38 % |
New Holding |
311,788 |
100.00 % |
$-860,535 |
| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
-8.18 % |
2008-05-30 |
984 |
$9,417 |
$-1,496 |
-13.70 % |
New Holding |
984 |
100.00 % |
$-1,496 |
| Ubs Ag |
Institution |
-10.62 % |
2008-05-13 |
3,506 |
$33,552 |
$-10,062 |
-23.07 % |
New Holding |
3,506 |
100.00 % |
$-10,062 |
| Va Small Value Portfolio (Dfa Investment Dimensions Group Inc) |
Small-Cap Value |
-9.45 % |
2008-04-29 |
3,787 |
$36,242 |
$-10,452 |
-22.38 % |
Added More |
287 |
8.20 % |
$-792 |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
-9.51 % |
2008-05-30 |
300 |
$2,871 |
$-456 |
-13.70 % |
New Holding |
300 |
100.00 % |
$-456 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
-8.47 % |
2008-05-30 |
69,370 |
$663,871 |
$-105,442 |
-13.70 % |
No Change |
69,370 |
0 % |
- |
| Vanguard Group Inc |
Institution |
-9.53 % |
2008-05-01 |
75,570 |
$723,205 |
$-213,863 |
-22.82 % |
Added More |
74,921 |
11544.06 % |
$-212,026 |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
-9.47 % |
2008-05-30 |
5,900 |
$56,463 |
$-8,968 |
-13.70 % |
New Holding |
5,900 |
100.00 % |
$-8,968 |
| Voyageur Asset Management Inc |
Institution |
-6.66 % |
2008-05-08 |
71,000 |
|
|
% |
No Change |
71,000 |
0 % |
- |
| Water Island Capital Llc |
Institution |
-5.27 % |
2008-05-01 |
360,708 |
$3,451,976 |
$-1,020,804 |
-22.82 % |
New Holding |
360,708 |
100.00 % |
$-1,020,804 |
| Wegener Investment Trust (Wegener Investment Trust) |
Specialty & Misc |
-8.10 % |
2008-05-20 |
1,300 |
$12,441 |
$-3,718 |
-23.00 % |
No Change |
1,300 |
0 % |
- |
| Weiss Multi-Strategy Advisers Llc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-379,030 |
-100.00 % |
|
| Wellington Management Co Llp |
Institution |
-7.76 % |
2008-05-15 |
166,000 |
$1,588,620 |
$-474,760 |
-23.00 % |
No Change |
166,000 |
0 % |
- |
| Wic Advisors Llc |
Institution |
-4.37 % |
2008-05-01 |
2,164 |
$20,709 |
$-6,124 |
-22.82 % |
No Compare |
- |
- % |
- |
| Wolverine Asset Management Llc |
Institution |
% |
2008-05-14 |
164,839 |
|
|
% |
New Holding |
164,839 |
100.00 % |
|
| York Asset Management Ltd |
Institution |
-9.42 % |
2008-04-17 |
642,183 |
$6,145,691 |
$-1,766,003 |
-22.32 % |
New Holding |
642,183 |
100.00 % |
$-1,766,003 |
| Zacks Investment Management |
Institution |
-9.94 % |
2008-05-16 |
12,996 |
$124,372 |
$-37,428 |
-23.13 % |
New Holding |
12,996 |
100.00 % |
$-37,428 |