| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2009-07-02 | 2009-04-30 | N-CSRS | John Hancock Investment Trust Ii-Financial Industries Fund | Specialty & Misc | 171,720 | Added More | 45,930 | 36.51 % | $4,007,945 | $4,007,945 | $0 | 0.00 % | $0 | | | | | | History of John Hancock Investment Trust Ii-Financial Industries Fund Ownership Of Ameriprise Financial Inc |
| 2009-07-02 | 2009-04-30 | N-CSRS | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | 27,520 | New Holding | 27,520 | 100 % | $642,317 | $642,317 | $0 | 0.00 % | $0 | | | | | | History of Old Westbury Funds Inc-International Fund Ownership Of Ameriprise Financial Inc |
| 2009-07-02 | 2009-04-30 | N-CSRS | Vanguard Whitehall Funds-Vanguard High Dividend Yield Index Fund | Specialty & Misc | 24,870 | New Holding | 24,870 | 100 % | $580,466 | $580,466 | $0 | 0.00 % | $0 | | | | | | History of Vanguard Whitehall Funds-Vanguard High Dividend Yield Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-07-02 | 2009-03-31 | 13F-HR/A | Managed Account Advisors Llc | Institution | | Sold All | -6,952 | -100 % | | | | 0.00 % | $0 | | | | | | History of Managed Account Advisors Llc Ownership Of Ameriprise Financial Inc |
| 2009-07-01 | 2009-04-30 | N-CSRS | Alliancebernstein Growth And Income Fund Inc-Alliancebernstein Growth And Income Fund Inc | Multi-Cap Growth | | Sold All | -528,120 | -100 % | | | | -5.16 % | $670,712 | | | | | | History of Alliancebernstein Growth And Income Fund Inc-Alliancebernstein Growth And Income Fund Inc Ownership Of Ameriprise Financial Inc |
| 2009-07-01 | 2009-04-30 | N-CSRS | Nationwide Mutual Funds-Nationwide Bond Fund | Specialty & Misc | | Sold All | -45,451 | -100 % | | | | -5.16 % | $57,723 | | | | | | History of Nationwide Mutual Funds-Nationwide Bond Fund Ownership Of Ameriprise Financial Inc |
| 2009-07-01 | 2009-04-30 | N-CSRS | Russell Investment Co-International Fund | International Multi-Cap Core | 62,680 | New Holding | 62,680 | 100 % | $1,542,555 | $1,462,951 | $-79,604 | -5.16 % | $-79,604 | | | | | | History of Russell Investment Co-International Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-30 | 2009-04-30 | N-CSRS | Dryden Small Cap Core Equity Fund Inc-Dryden Small Cap Core Equity Fund Inc | Small-Cap Core | | Sold All | -28,200 | -100 % | | | | -3.83 % | $26,226 | | | | | | History of Dryden Small Cap Core Equity Fund Inc-Dryden Small Cap Core Equity Fund Inc Ownership Of Ameriprise Financial Inc |
| 2009-06-30 | 2009-04-30 | N-CSRS | Dryden Tax Managed Funds-Dryden Large Cap Core Equity Fund | Large-Cap Core | | Sold All | -25,600 | -100 % | | | | -3.83 % | $23,808 | | | | | | History of Dryden Tax Managed Funds-Dryden Large Cap Core Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-30 | 2009-04-30 | N-CSR | Forum Funds-Shaker Fund | Specialty & Misc | | Sold All | -1,280 | -100 % | | | | -3.83 % | $1,190 | | | | | | History of Forum Funds-Shaker Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-30 | 2008-09-30 | 13F-HR/A | Russell Frank Co | Institution | 578,855 | Sold Some | -756,295 | -56.64 % | $14,048,811 | $13,510,476 | $-538,335 | -3.83 % | $703,354 | | | | | | History of Russell Frank Co Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-05-31 | N-Q | Allstate Financial Investment Trust-Allstate Large Cap Index Fund | No Data | 154 | New Holding | 154 | 100 % | $3,719 | $3,594 | $-125 | -3.35 % | $-125 | | | | | | History of Allstate Financial Investment Trust-Allstate Large Cap Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Evergreen Equity Trust De-Evergreen Disciplined Value Fund | Multi-Cap Value | 23,236 | New Holding | 23,236 | 100 % | $561,149 | $542,328 | $-18,821 | -3.35 % | $-18,821 | | | | | | History of Evergreen Equity Trust De-Evergreen Disciplined Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Evergreen Equity Trust De-Evergreen Golden Core Opportunities Fund | No Data | | Sold All | -26,745 | -100 % | | | | -3.35 % | $21,663 | | | | | | History of Evergreen Equity Trust De-Evergreen Golden Core Opportunities Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Evergreen Equity Trust De-Evergreen Golden Mid Cap Core Fund | No Data | | Sold All | -2,240 | -100 % | | | | -3.35 % | $1,814 | | | | | | History of Evergreen Equity Trust De-Evergreen Golden Mid Cap Core Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Evergreen Equity Trust De-Evergreen Growth Fund | Multi-Cap Growth | 114,728 | New Holding | 114,728 | 100 % | $2,770,681 | $2,677,752 | $-92,930 | -3.35 % | $-92,930 | | | | | | History of Evergreen Equity Trust De-Evergreen Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-CSRS | Fidelity Advisor Series I-Value Strategie | Multi-Cap Core | | Sold All | -327,400 | -100 % | | | | -3.35 % | $265,194 | | | | | | History of Fidelity Advisor Series I-Value Strategie Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Fidelity Devonshire Trust-Fidelity Mid Cap Value Fund | Mid-Cap Value | 317,400 | New Holding | 317,400 | 100 % | $7,665,210 | $7,408,116 | $-257,094 | -3.35 % | $-257,094 | | | | | | History of Fidelity Devonshire Trust-Fidelity Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Fidelity Puritan Trust-Fidelity Balanced Fund | Flexible Portfolio | | Sold All | -398,640 | -100 % | | | | -3.35 % | $322,898 | | | | | | History of Fidelity Puritan Trust-Fidelity Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Fidelity Securities Fund-Agressive Growth Fund | Global Small/Mid-Cap Growth | 490,000 | New Holding | 490,000 | 100 % | $11,833,500 | $11,436,600 | $-396,900 | -3.35 % | $-396,900 | | | | | | History of Fidelity Securities Fund-Agressive Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Fidelity Securities Fund-Dividend Growth Fund | Equity Income | 220,700 | Added More | 3,000 | 1.37 % | $5,329,905 | $5,151,138 | $-178,767 | -3.35 % | $-2,430 | | | | | | History of Fidelity Securities Fund-Dividend Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-CSRS | Harbor Funds-Harbor Mid Cap Value Fund | Mid-Cap Value | 14,500 | No Change | 0 | 0 % | $350,175 | $338,430 | $-11,745 | -3.35 % | $0 | | | | | | History of Harbor Funds-Harbor Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Ishares Trust-Ishares Msci Acwi Index Fund | No Data | 6,175 | Added More | 1,900 | 44.44 % | $149,126 | $144,125 | $-5,002 | -3.35 % | $-1,539 | | | | | | History of Ishares Trust-Ishares Msci Acwi Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Ishares Trust-Ishares Msci Kokusai Index Fund | No Data | 1,196 | Added More | 828 | 225.00 % | $28,883 | $27,915 | $-969 | -3.35 % | $-671 | | | | | | History of Ishares Trust-Ishares Msci Kokusai Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Ishares Trust-Ishares Nyse Composite Index Fund | Specialty & Misc | 1,747 | Sold Some | -100 | -5.41 % | $42,190 | $40,775 | $-1,415 | -3.35 % | $81 | | | | | | History of Ishares Trust-Ishares Nyse Composite Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Janus Adviser Series-Janus Adviser Balanced Fund | Mixed-Asset Target Allocation Growth | 1,500 | New Holding | 1,500 | 100 % | $36,225 | $35,010 | $-1,215 | -3.35 % | $-1,215 | | | | | | History of Janus Adviser Series-Janus Adviser Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-CSRS | Members Mutual Funds-Mid Cap Growth Fund | No Data | | Sold All | -18,100 | -100 % | | | | -3.35 % | $14,661 | | | | | | History of Members Mutual Funds-Mid Cap Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Usaa Mutual Funds Trust-Growth Fund | Multi-Cap Growth | 7,600 | New Holding | 7,600 | 100 % | $183,540 | $177,384 | $-6,156 | -3.35 % | $-6,156 | | | | | | History of Usaa Mutual Funds Trust-Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Usaa Mutual Funds Trust-Income Fund | Equity Income | 53,000 | New Holding | 53,000 | 100 % | $1,279,950 | $1,237,020 | $-42,930 | -3.35 % | $-42,930 | | | | | | History of Usaa Mutual Funds Trust-Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-Q | Usaa Mutual Funds Trust-Value Fund | Multi-Cap Value | | Sold All | -60,860 | -100 % | | | | -3.35 % | $49,297 | | | | | | History of Usaa Mutual Funds Trust-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-29 | 2009-04-30 | N-CSRS | Vanguard International Equity Index Funds-Vanguard Total World Stock Index Fund | No Data | 7,800 | Added More | 600 | 8.33 % | $188,370 | $182,052 | $-6,318 | -3.35 % | $-486 | | | | | | History of Vanguard International Equity Index Funds-Vanguard Total World Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2009-04-30 | N-CSRS | Federated Stock Trust-Federated Stock Trust | Specialty & Misc | 238,358 | New Holding | 238,358 | 100 % | $5,694,373 | $5,563,276 | $-131,097 | -2.30 % | $-131,097 | | | | | | History of Federated Stock Trust-Federated Stock Trust Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2009-04-30 | N-CSRS | Janus Investment Fund-Janus Fund | Large-Cap Growth | 2,300 | New Holding | 2,300 | 100 % | $54,947 | $53,682 | $-1,265 | -2.30 % | $-1,265 | | | | | | History of Janus Investment Fund-Janus Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2009-04-30 | N-CSR | Putnam Investment Funds-Putnam Mid Cap Value Fund | Mid-Cap Value | 226,662 | Sold Some | -31,400 | -12.16 % | $5,414,955 | $5,290,291 | $-124,664 | -2.30 % | $17,270 | | | | | | History of Putnam Investment Funds-Putnam Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2009-04-30 | N-Q | Putnam Investors Fund-Putnam Investors Fund | Large-Cap Core | 424,900 | Sold Some | -30,800 | -6.75 % | $10,150,861 | $9,917,166 | $-233,695 | -2.30 % | $16,940 | | | | | | History of Putnam Investors Fund-Putnam Investors Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2009-04-30 | N-Q | Unamerica Series Trust-Balanced Portfolio | Flexible Portfolio | 969 | New Holding | 969 | 100 % | $23,149 | $22,616 | $-533 | -2.30 % | $-533 | | | | | | History of Unamerica Series Trust-Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2009-04-30 | N-CSRS | Vanguard Windsor Funds-Vanguard Windsor Fund | Multi-Cap Value | 6,454,900 | Added More | 3,040,200 | 89.03 % | $154,207,561 | $150,657,366 | $-3,550,195 | -2.30 % | $-1,672,110 | | | | | | History of Vanguard Windsor Funds-Vanguard Windsor Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2008-12-31 | 13F-HR/A | Legal And General Group Plc | Institution | 789,605 | Sold Some | -48,100 | -5.74 % | $18,863,663 | $18,429,381 | $-434,283 | -2.30 % | $26,455 | | | | | | History of Legal And General Group Plc Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2008-09-30 | 13F-HR/A | Legal And General Group Plc | Institution | 837,705 | Added More | 77,303 | 10.16 % | $20,012,772 | $19,552,035 | $-460,738 | -2.30 % | $-42,517 | | | | | | History of Legal And General Group Plc Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2008-06-30 | 13F-HR/A | Legal And General Group Plc | Institution | 760,402 | Added More | 52,926 | 7.48 % | $18,166,004 | $17,747,783 | $-418,221 | -2.30 % | $-29,109 | | | | | | History of Legal And General Group Plc Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2008-03-31 | 13F-HR/A | Legal And General Group Plc | Institution | 707,476 | Added More | 12,933 | 1.86 % | $16,901,602 | $16,512,490 | $-389,112 | -2.30 % | $-7,113 | | | | | | History of Legal And General Group Plc Ownership Of Ameriprise Financial Inc |
| 2009-06-26 | 2007-12-31 | 13F-HR/A | Legal And General Group Plc | Institution | 694,543 | Added More | 142,360 | 25.78 % | $16,592,632 | $16,210,634 | $-381,999 | -2.30 % | $-78,298 | | | | | | History of Legal And General Group Plc Ownership Of Ameriprise Financial Inc |
| 2009-06-25 | 2009-06-23 | 4 | Hunter Kelli A | Insider | 12,830 | Sold Some | -579 | -4.31 % | $308,305 | $299,452 | $-8,853 | -2.87 % | $400 | | X | | | Exec Vp Of Human Resources | History of Hunter Kelli A Ownership Of Ameriprise Financial Inc |
| 2009-06-25 | 2009-04-30 | N-Q | Federated Mdt Series-Federated Mdt All Cap Core Fund | Multi-Cap Core | | Sold All | -23,064 | -100 % | | | | -2.87 % | $15,914 | | | | | | History of Federated Mdt Series-Federated Mdt All Cap Core Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-25 | 2009-04-30 | N-Q | Federated Mdt Series-Federated Mdt Balanced Fund | Mixed-Asset Target Allocation Growth | | Sold All | -900 | -100 % | | | | -2.87 % | $621 | | | | | | History of Federated Mdt Series-Federated Mdt Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-25 | 2009-04-30 | N-Q | Federated Mdt Series-Federated Mdt Large Cap Value Fund | No Data | 779 | Added More | 519 | 199.61 % | $18,719 | $18,182 | $-538 | -2.87 % | $-358 | | | | | | History of Federated Mdt Series-Federated Mdt Large Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-18 | 2009-04-30 | N-Q | Oppenheimer Main Street Opportunity Fund-Oppenheimer Main Street Opportunity Fund | Multi-Cap Core | | Sold All | -55,400 | -100 % | | | | -2.09 % | $27,700 | | | | | | History of Oppenheimer Main Street Opportunity Fund-Oppenheimer Main Street Opportunity Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-18 | 2009-03-31 | 13F-HR/A | Ilvercrest Asset Management Group Llc | Institution | 798,588 | Sold Some | -153 | -0.01 % | $19,038,338 | $18,639,044 | $-399,294 | -2.09 % | $77 | | | | | | History of Ilvercrest Asset Management Group Llc Ownership Of Ameriprise Financial Inc |
| 2009-06-16 | 2008-06-30 | 13F-HR/A | Egall Bryant And Hamill | Institution | 169,240 | Sold Some | -95 | -0.05 % | $4,131,148 | $3,950,062 | $-181,087 | -4.38 % | $102 | | | | | | History of Egall Bryant And Hamill Ownership Of Ameriprise Financial Inc |
| 2009-06-11 | 2009-03-31 | 13F-HR/A | Davis Selected Adviser | Institution | 12,827,846 | Sold Some | -174,074 | -1.33 % | $329,547,364 | $299,401,926 | $-30,145,438 | -9.14 % | $409,074 | | | | | | History of Davis Selected Adviser Ownership Of Ameriprise Financial Inc |
| 2009-06-10 | 2009-03-31 | N-CSR | Ti Classic Funds-Balanced Fund | Flexible Portfolio | 21,440 | New Holding | 21,440 | 100 % | $564,515 | $500,410 | $-64,106 | -11.35 % | $-64,106 | | | | | | History of Ti Classic Funds-Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-10 | 2009-03-31 | 13F-HR/A | Weiss Multi-Strategy Advisers Llc | Institution | 12,200 | New Holding | 12,200 | 100 % | $321,226 | $284,748 | $-36,478 | -11.35 % | $-36,478 | | | | | | History of Weiss Multi-Strategy Advisers Llc Ownership Of Ameriprise Financial Inc |
| 2009-06-10 | 2009-03-31 | N-CSR | Wisdomtree Trust-Wisdomtree Diefa Fund | Specialty & Misc | 4,016 | Added More | 133 | 3.42 % | $105,741 | $93,733 | $-12,008 | -11.35 % | $-398 | | | | | | History of Wisdomtree Trust-Wisdomtree Diefa Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-10 | 2009-03-31 | N-CSR | Wisdomtree Trust-Wisdomtree Largecap Dividend Fund | Large-Cap Core | 9,684 | Sold Some | -222 | -2.24 % | $254,980 | $226,025 | $-28,955 | -11.35 % | $664 | | | | | | History of Wisdomtree Trust-Wisdomtree Largecap Dividend Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-10 | 2009-03-31 | N-CSR | Wisdomtree Trust-Wisdomtree Total Dividend Fund | Specialty & Misc | 2,580 | Added More | 89 | 3.57 % | $67,931 | $60,217 | $-7,714 | -11.35 % | $-266 | | | | | | History of Wisdomtree Trust-Wisdomtree Total Dividend Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-10 | 2009-03-31 | N-CSR | Wisdomtree Trust-Wisdomtree Total Earnings Fund | Specialty & Misc | 588 | No Change | 0 | 0 % | $15,482 | $13,724 | $-1,758 | -11.35 % | $0 | | | | | | History of Wisdomtree Trust-Wisdomtree Total Earnings Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-09 | 2009-03-31 | N-CSR | Assetmark Funds-Assetmark Large Cap Value Fund | Multi-Cap Value | | Sold All | -14,970 | -100 % | | | | -17.78 % | $75,599 | | | | | | History of Assetmark Funds-Assetmark Large Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-09 | 2009-03-31 | 13F-HR/A | Delaware Management Business Trust | Institution | | Sold All | -2,500 | -100 % | | | | -17.78 % | $12,625 | | | | | | History of Delaware Management Business Trust Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Easons Series Trust-Large Cap Composite Portfolio | Large-Cap Core | | Sold All | -205 | -100 % | | | | -18.22 % | $1,066 | | | | | | History of Easons Series Trust-Large Cap Composite Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Easons Series Trust-Large Cap Value Portfolio | Large-Cap Value | | Sold All | -4,767 | -100 % | | | | -18.22 % | $24,788 | | | | | | History of Easons Series Trust-Large Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Easons Series Trust-Mid Cap Growth Portfolio | Mid-Cap Growth | | Sold All | -6,200 | -100 % | | | | -18.22 % | $32,240 | | | | | | History of Easons Series Trust-Mid Cap Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Easons Series Trust-Mid Cap Value Portfolio | Mid-Cap Value | | Sold All | -6,990 | -100 % | | | | -18.22 % | $36,348 | | | | | | History of Easons Series Trust-Mid Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Easons Series Trust-Stock Portfolio | Multi-Cap Core | | Sold All | -10,779 | -100 % | | | | -18.22 % | $56,051 | | | | | | History of Easons Series Trust-Stock Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSRS | First Investors Equity Funds-Global Fund | Global Flex Port | 17,300 | New Holding | 17,300 | 100 % | $493,742 | $403,782 | $-89,960 | -18.22 % | $-89,960 | | | | | | History of First Investors Equity Funds-Global Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSRS | Morgan Stanley Institutional Fund Trust-Value Portfolio | Multi-Cap Value | 500 | New Holding | 500 | 100 % | $14,270 | $11,670 | $-2,600 | -18.22 % | $-2,600 | | | | | | History of Morgan Stanley Institutional Fund Trust-Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Pacific Life Funds-Pl Comstock Fund | Specialty & Misc | 58,670 | Added More | 4,460 | 8.22 % | $1,674,442 | $1,369,358 | $-305,084 | -18.22 % | $-23,192 | | | | | | History of Pacific Life Funds-Pl Comstock Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-08 | 2009-03-31 | N-CSR | Pacific Life Funds-Pl Main Street Core Fund | Multi-Cap Core | | Sold All | -2,990 | -100 % | | | | -18.22 % | $15,548 | | | | | | History of Pacific Life Funds-Pl Main Street Core Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | 13F-HR/A | Amvescap Plc | Institution | 1,478,262 | Added More | 658,871 | 80.40 % | $43,830,468 | $34,502,635 | $-9,327,833 | -21.28 % | $-4,157,476 | | | | | | History of Amvescap Plc Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Forum Funds-Absolute Strategies Fund | Equity Mkt Neutral Funds | | Sold All | -33,700 | -100 % | | | | -21.28 % | $212,647 | | | | | | History of Forum Funds-Absolute Strategies Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSRS | Ge Institutional Funds-Income Fund | Equity Income | | Sold All | -65,557 | -100 % | | | | -21.28 % | $413,665 | | | | | | History of Ge Institutional Funds-Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSRS | Ge Institutional Funds-Value Equity Fund | Multi-Cap Value | | Sold All | -35,816 | -100 % | | | | -21.28 % | $225,999 | | | | | | History of Ge Institutional Funds-Value Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 1000 Index Fund | Specialty & Misc | 111,396 | Sold Some | -33,166 | -22.94 % | $3,302,891 | $2,599,983 | $-702,909 | -21.28 % | $209,277 | | | | | | History of Ishares Trust-Ishares Russell 1000 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 1000 Value Index Fund | Multi-Cap Value | 377,390 | Sold Some | -80,363 | -17.55 % | $11,189,614 | $8,808,283 | $-2,381,331 | -21.28 % | $507,091 | | | | | | History of Ishares Trust-Ishares Russell 1000 Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | 59,261 | Sold Some | -14,247 | -19.38 % | $1,757,089 | $1,383,152 | $-373,937 | -21.28 % | $89,899 | | | | | | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 14,958 | Sold Some | -3,984 | -21.03 % | $443,505 | $349,120 | $-94,385 | -21.28 % | $25,139 | | | | | | History of Ishares Trust-Ishares Russell 3000 Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell Midcap Index Fund | Mid-Cap Core | 361,823 | Added More | 217 | 0.06 % | $10,728,052 | $8,444,949 | $-2,283,103 | -21.28 % | $-1,369 | | | | | | History of Ishares Trust-Ishares Russell Midcap Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell Midcap Value Index Fund | Mid-Cap Value | 394,384 | Sold Some | -51,607 | -11.57 % | $11,693,486 | $9,204,923 | $-2,488,563 | -21.28 % | $325,640 | | | | | | History of Ishares Trust-Ishares Russell Midcap Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Mgi Funds-Mgi Us Large Cap Value Equity Fund | Large-Cap Value | | Sold All | -32,525 | -100 % | | | | -21.28 % | $205,233 | | | | | | History of Mgi Funds-Mgi Us Large Cap Value Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Rainier Investment Management Mutual Funds-Rainier Intermediate Fixed Income Portfolio | Equity Income | | Sold All | -189,650 | -100 % | | | | -21.28 % | $1,196,692 | | | | | | History of Rainier Investment Management Mutual Funds-Rainier Intermediate Fixed Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Rydex Series Funds-Absolute Return Strategies Fund | Equity Mkt Neutral Funds | 50 | Sold Some | -4,510 | -98.90 % | $1,483 | $1,167 | $-316 | -21.28 % | $28,458 | | | | | | History of Rydex Series Funds-Absolute Return Strategies Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Rydex Series Funds-Banking Fund | Financial Services | 4,990 | Sold Some | -10,855 | -68.50 % | $147,954 | $116,467 | $-31,487 | -21.28 % | $68,495 | | | | | | History of Rydex Series Funds-Banking Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Rydex Series Funds-Financial Services Fund | Financial Services | 6,257 | Added More | 3,987 | 175.63 % | $185,520 | $146,038 | $-39,482 | -21.28 % | $-25,158 | | | | | | History of Rydex Series Funds-Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Rydex Series Funds-Nova Fund | Large-Cap Core | 1,371 | Added More | 92 | 7.19 % | $40,650 | $31,999 | $-8,651 | -21.28 % | $-581 | | | | | | History of Rydex Series Funds-Nova Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | N-CSR | Rydex Series Funds-Sector Rotation Fund | Multi-Cap Core | 5,600 | New Holding | 5,600 | 100 % | $166,040 | $130,704 | $-35,336 | -21.28 % | $-35,336 | | | | | | History of Rydex Series Funds-Sector Rotation Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-05 | 2009-03-31 | 13F-HR/A | Teachers Advisors Inc | Institution | 600,793 | Added More | 346,893 | 136.62 % | $17,813,512 | $14,022,509 | $-3,791,004 | -21.28 % | $-2,188,895 | | | | | | History of Teachers Advisors Inc Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2009-03-31 | N-CSR | Dws Value Builder Fund Inc-Dws Value Builder Fund | Multi-Cap Value | | Sold All | -6,350 | -100 % | | | | -23.60 % | $45,784 | | | | | | History of Dws Value Builder Fund Inc-Dws Value Builder Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2009-03-31 | N-CSRS | Elect Sector Spdr Trust-Financial Select Sector Spdr Fund | Specialty & Misc | 1,218,825 | New Holding | 1,218,825 | 100 % | $37,235,104 | $28,447,376 | $-8,787,728 | -23.60 % | $-8,787,728 | | | | | | History of Elect Sector Spdr Trust-Financial Select Sector Spdr Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2009-03-31 | N-CSRS | Keeley Funds Inc-Keeley Mid Cap Value Fund | Mid-Cap Core | 48,000 | New Holding | 48,000 | 100 % | $1,466,400 | $1,120,320 | $-346,080 | -23.60 % | $-346,080 | | | | | | History of Keeley Funds Inc-Keeley Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2009-03-31 | N-CSR | Legg Mason Partners Equity Trust-Legg Mason Partners Financial Services Fund | Specialty & Misc | 40,000 | New Holding | 40,000 | 100 % | $1,222,000 | $933,600 | $-288,400 | -23.60 % | $-288,400 | | | | | | History of Legg Mason Partners Equity Trust-Legg Mason Partners Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2009-03-31 | 13F-HR | National Bank Of Indianapolis Corp | Institution | 613 | No Change | 0 | 0 % | $18,727 | $14,307 | $-4,420 | -23.60 % | $0 | | | | | | History of National Bank Of Indianapolis Corp Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2009-03-31 | N-CSR | Usaa Mutual Funds Trust-Value Fund | Multi-Cap Value | 60,860 | Added More | 55,660 | 1070.38 % | $1,859,273 | $1,420,472 | $-438,801 | -23.60 % | $-401,309 | | | | | | History of Usaa Mutual Funds Trust-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2009-03-31 | N-CSRS | Vanguard Fenway Funds-Vanguard Equity Income Fund | Equity Income | 133,500 | No Change | 0 | 0 % | $4,078,425 | $3,115,890 | $-962,535 | -23.60 % | $0 | | | | | | History of Vanguard Fenway Funds-Vanguard Equity Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-04 | 2008-12-31 | 13F-HR/A | Kbc Group Nv | Institution | 21,220 | Sold Some | -101 | -0.47 % | $648,271 | $495,275 | $-152,996 | -23.60 % | $728 | | | | | | History of Kbc Group Nv Ownership Of Ameriprise Financial Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Dryden Index Series Fund-Dryden Stock Index Fund | Specialty & Misc | | Sold All | -23,471 | -100 % | | | | -20.58 % | $142,000 | | | | | | History of Dryden Index Series Fund-Dryden Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-03 | 2009-03-31 | 13F-HR/A | Loeb Arbitrage Management Inc | Institution | 19,033 | New Holding | 19,033 | 100 % | $559,380 | $444,230 | $-115,150 | -20.58 % | $-115,150 | | | | | | History of Loeb Arbitrage Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Loomis Sayles Funds Ii-Loomis Sayles Value Fund | Large-Cap Value | 194,864 | Added More | 26,299 | 15.60 % | $5,727,053 | $4,548,126 | $-1,178,927 | -20.58 % | $-159,109 | | | | | | History of Loomis Sayles Funds Ii-Loomis Sayles Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Tiaa Cref Institutional Mutual Funds-Bond Fund | Specialty & Misc | 132,318 | Added More | 32,318 | 32.31 % | $3,888,826 | $3,088,302 | $-800,524 | -20.58 % | $-195,524 | | | | | | History of Tiaa Cref Institutional Mutual Funds-Bond Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Tiaa Cref Institutional Mutual Funds-Enhanced Large-Cap Value Index Fund | No Data | 619 | Sold Some | -20,441 | -97.06 % | $18,192 | $14,447 | $-3,745 | -20.58 % | $123,668 | | | | | | History of Tiaa Cref Institutional Mutual Funds-Enhanced Large-Cap Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | 84,942 | Added More | 3,310 | 4.05 % | $2,496,445 | $1,982,546 | $-513,899 | -20.58 % | $-20,026 | | | | | | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-03 | 2009-03-31 | N-CSRS | Tiaa Cref Institutional Mutual Funds-Growth Equity Fund | Multi-Cap Growth | 306,413 | New Holding | 306,413 | 100 % | $9,005,478 | $7,151,679 | $-1,853,799 | -20.58 % | $-1,853,799 | | | | | | History of Tiaa Cref Institutional Mutual Funds-Growth Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-02 | 2009-06-01 | 4 | Davey Deirdre N | Insider | 4,048 | Sold Some | -57 | -1.38 % | $121,319 | $94,480 | $-26,838 | -22.12 % | $378 | | X | | | Sr Vp Corp Commcmnity Rltns | History of Davey Deirdre N Ownership Of Ameriprise Financial Inc |
| 2009-06-02 | 2006-12-31 | 13F-HR | Sandy Spring Bank | No Data | 2,370 | No Change | 0 | 0 % | $71,029 | $55,316 | $-15,713 | -22.12 % | $0 | | | | | | History of Sandy Spring Bank Ownership Of Ameriprise Financial Inc |
| 2009-06-02 | 2006-09-30 | 13F-HR | Sandy Spring Bank | No Data | 2,370 | Sold Some | -10 | -0.42 % | $71,029 | $55,316 | $-15,713 | -22.12 % | $66 | | | | | | History of Sandy Spring Bank Ownership Of Ameriprise Financial Inc |
| 2009-06-02 | 2006-06-30 | 13F-HR | Sandy Spring Bank | No Data | 2,380 | Added More | 10 | 0.42 % | $71,329 | $55,549 | $-15,779 | -22.12 % | $-66 | | | | | | History of Sandy Spring Bank Ownership Of Ameriprise Financial Inc |
| 2009-06-02 | 2006-03-31 | 13F-HR | Sandy Spring Bank | No Data | 2,370 | Sold Some | -114 | -4.58 % | $71,029 | $55,316 | $-15,713 | -22.12 % | $756 | | | | | | History of Sandy Spring Bank Ownership Of Ameriprise Financial Inc |
| 2009-06-02 | 2005-12-31 | 13F-HR | Sandy Spring Bank | No Data | 2,484 | No Compare | | | $74,445 | $57,977 | $-16,469 | -22.12 % | | | | | | | History of Sandy Spring Bank Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Advanced Series Trust-Ast Advanced Strategies Portfolio | Specialty & Misc | 81,600 | Added More | 37,800 | 86.30 % | $2,523,888 | $1,904,544 | $-619,344 | -24.53 % | $-286,902 | | | | | | History of Advanced Series Trust-Ast Advanced Strategies Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Advanced Series Trust-Ast Global Allocation Portfolio | Global Flex Port | 20,700 | Sold Some | -30,400 | -59.49 % | $640,251 | $483,138 | $-157,113 | -24.53 % | $230,736 | | | | | | History of Advanced Series Trust-Ast Global Allocation Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Advanced Series Trust-Ast International Value Portfolio | Multi-Cap Value | | Sold All | -70,200 | -100 % | | | | -24.53 % | $532,818 | | | | | | History of Advanced Series Trust-Ast International Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Advanced Series Trust-Ast Western Asset Core Plus Bond Portfolio | No Data | 5,200 | New Holding | 5,200 | 100 % | $160,836 | $121,368 | $-39,468 | -24.53 % | $-39,468 | | | | | | History of Advanced Series Trust-Ast Western Asset Core Plus Bond Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q/A | Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 21,180 | Sold Some | -12,020 | -36.20 % | $655,097 | $494,341 | $-160,756 | -24.53 % | $91,232 | | | | | | History of Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q/A | Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio | Small-Cap Value | 73,540 | Sold Some | -45,160 | -38.04 % | $2,274,592 | $1,716,424 | $-558,169 | -24.53 % | $342,764 | | | | | | History of Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Bb And T Funds-Equity Index Fund | S&P 500 Index | 45,188 | No Change | 0 | 0 % | $1,397,665 | $1,054,688 | $-342,977 | -24.53 % | $0 | | | | | | History of Bb And T Funds-Equity Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Massmutual Institutional Funds-Massmutual Select Diversified Growth Fund | No Data | 5,773 | Added More | 5,573 | 2786.50 % | $178,559 | $134,742 | $-43,817 | -24.53 % | $-42,299 | | | | | | History of Massmutual Institutional Funds-Massmutual Select Diversified Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Massmutual Select Funds-Massmutual Select Strategic Balanced Fund | Mixed-Asset Target Allocation Moderate | 994 | Sold Some | -877 | -46.87 % | $30,744 | $23,200 | $-7,544 | -24.53 % | $6,656 | | | | | | History of Massmutual Select Funds-Massmutual Select Strategic Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Northern Lights Fund Trust-Free Enterprise Action Fund | No Data | 206 | No Change | 0 | 0 % | $6,372 | $4,808 | $-1,564 | -24.53 % | $0 | | | | | | History of Northern Lights Fund Trust-Free Enterprise Action Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Prudential Series Fund-Conservative Balanced Portfolio | Flexible Portfolio | 31,220 | Added More | 6,400 | 25.78 % | $965,635 | $728,675 | $-236,960 | -24.53 % | $-48,576 | | | | | | History of Prudential Series Fund-Conservative Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Prudential Series Fund-Flexible Managed Portfolio | Specialty & Misc | 205,800 | New Holding | 205,800 | 100 % | $6,365,394 | $4,803,372 | $-1,562,022 | -24.53 % | $-1,562,022 | | | | | | History of Prudential Series Fund-Flexible Managed Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Prudential Series Fund-Global Portfolio | Global Flex Port | 59,500 | Sold Some | -2,300 | -3.72 % | $1,840,335 | $1,388,730 | $-451,605 | -24.53 % | $17,457 | | | | | | History of Prudential Series Fund-Global Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Prudential Series Fund-Sp Davis Value Portfolio | Multi-Cap Value | 38,160 | No Change | 0 | 0 % | $1,180,289 | $890,654 | $-289,634 | -24.53 % | $0 | | | | | | History of Prudential Series Fund-Sp Davis Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Variable Trust-Absolute Return Strategies Fund | Specialty & Misc | 10 | Sold Some | -980 | -98.98 % | $309 | $233 | $-76 | -24.53 % | $7,438 | | | | | | History of Rydex Variable Trust-Absolute Return Strategies Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 2,515 | Added More | 293 | 13.18 % | $77,789 | $58,700 | $-19,089 | -24.53 % | $-2,224 | | | | | | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Variable Trust-Financial Services Fund | Specialty & Misc | 2,274 | Added More | 500 | 28.18 % | $70,335 | $53,075 | $-17,260 | -24.53 % | $-3,795 | | | | | | History of Rydex Variable Trust-Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Variable Trust-Nova Fund | Specialty & Misc | 590 | Sold Some | -100 | -14.49 % | $18,249 | $13,771 | $-4,478 | -24.53 % | $759 | | | | | | History of Rydex Variable Trust-Nova Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Variable Trust-Sector Rotation Fund | Specialty & Misc | 2,100 | New Holding | 2,100 | 100 % | $64,953 | $49,014 | $-15,939 | -24.53 % | $-15,939 | | | | | | History of Rydex Variable Trust-Sector Rotation Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Un Capital Advisers Trust-Sc Davis Venture Value Fund | Multi-Cap Value | 38,575 | Added More | 14,900 | 62.93 % | $1,193,125 | $900,341 | $-292,784 | -24.53 % | $-113,091 | | | | | | History of Un Capital Advisers Trust-Sc Davis Venture Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Un Capital Advisers Trust-Sc Goldman Sachs Mid Cap Value Fund | No Data | | Sold All | -2,344 | -100 % | | | | -24.53 % | $17,791 | | | | | | History of Un Capital Advisers Trust-Sc Goldman Sachs Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-06-01 | 2009-03-31 | N-Q | Un Capital Advisers Trust-Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 3,800 | Added More | 1,000 | 35.71 % | $117,534 | $88,692 | $-28,842 | -24.53 % | $-7,590 | | | | | | History of Un Capital Advisers Trust-Sc Oppenheimer Main Street Small Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Alliancebernstein Variable Products Series Fund Inc-Alliancebernstein Balanced Wealth Strategy Portfolio | Flexible Portfolio | 6,700 | No Change | 0 | 0 % | $202,340 | $156,378 | $-45,962 | -22.71 % | $0 | | | | | | History of Alliancebernstein Variable Products Series Fund Inc-Alliancebernstein Balanced Wealth Strategy Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Allianz Funds-Occ Renaissance | Multi-Cap Core | 719,283 | Sold Some | -1,229,817 | -63.09 % | $21,722,347 | $16,788,065 | $-4,934,281 | -22.71 % | $8,436,545 | | | | | | History of Allianz Funds-Occ Renaissance Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Allianz Variable Insurance Products Trust-Azl Columbia Technology Fund | Science & Tech | 61,900 | Added More | 21,300 | 52.46 % | $1,869,380 | $1,444,746 | $-424,634 | -22.71 % | $-146,118 | | | | | | History of Allianz Variable Insurance Products Trust-Azl Columbia Technology Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Allianz Variable Insurance Products Trust-Azl Davis Ny Venture Fund | Specialty & Misc | 102,800 | No Change | 0 | 0 % | $3,104,560 | $2,399,352 | $-705,208 | -22.71 % | $0 | | | | | | History of Allianz Variable Insurance Products Trust-Azl Davis Ny Venture Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Allianz Variable Insurance Products Trust-Azl S And P 500 Index Fund | S&P 500 Index | 7,363 | Added More | 597 | 8.82 % | $222,363 | $171,852 | $-50,510 | -22.71 % | $-4,095 | | | | | | History of Allianz Variable Insurance Products Trust-Azl S And P 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | American Century Variable Portfolios Inc-Vp Large Company Value Fund | Large-Cap Value | 800 | New Holding | 800 | 100 % | $24,160 | $18,672 | $-5,488 | -22.71 % | $-5,488 | | | | | | History of American Century Variable Portfolios Inc-Vp Large Company Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | American Century Variable Portfolios Inc-Vp Mid Cap Value Fund | Mid-Cap Value | 139,881 | Added More | 60,440 | 76.08 % | $4,224,406 | $3,264,823 | $-959,584 | -22.71 % | $-414,618 | | | | | | History of American Century Variable Portfolios Inc-Vp Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | American Century Variable Portfolios Inc-Vp Value Fund | Multi-Cap Value | 247,400 | Sold Some | -102,610 | -29.31 % | $7,471,480 | $5,774,316 | $-1,697,164 | -22.71 % | $703,905 | | | | | | History of American Century Variable Portfolios Inc-Vp Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Anchor Series Trust-Growth And Income Portfolio | Multi-Cap Growth | 1,400 | No Compare | | | $42,280 | $32,676 | $-9,604 | -22.71 % | | | | | | | History of Anchor Series Trust-Growth And Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Anchor Series Trust-Growth Portfolio | Multi-Cap Growth | 2,800 | New Holding | 2,800 | 100 % | $84,560 | $65,352 | $-19,208 | -22.71 % | $-19,208 | | | | | | History of Anchor Series Trust-Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Barclays Global Investors Funds-Bond Index Fund | Specialty & Misc | 45,188 | No Change | 0 | 0 % | $1,364,678 | $1,054,688 | $-309,990 | -22.71 % | $0 | | | | | | History of Barclays Global Investors Funds-Bond Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | 13F-HR/A | Credit Agricole S A | Institution | 897,351 | Added More | 789,352 | 730.88 % | $27,100,000 | $20,944,172 | $-6,155,828 | -22.71 % | $-5,414,955 | | | | | | History of Credit Agricole S A Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Equity 500 Index Portfolio-Dws Equity 500 Index Portfolio | S&P 500 Index | 60,808 | Sold Some | -600 | -0.97 % | $1,836,402 | $1,419,259 | $-417,143 | -22.71 % | $4,116 | | | | | | History of Dws Equity 500 Index Portfolio-Dws Equity 500 Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Institutional Funds-Dws Equity 500 Index Fund | S&P 500 Index | 60,808 | Sold Some | -600 | -0.97 % | $1,836,402 | $1,419,259 | $-417,143 | -22.71 % | $4,116 | | | | | | History of Dws Institutional Funds-Dws Equity 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Investment Trust-Dws S And P 500 Index Fund | S&P 500 Index | 60,808 | Sold Some | -1,000 | -1.61 % | $1,836,402 | $1,419,259 | $-417,143 | -22.71 % | $6,860 | | | | | | History of Dws Investment Trust-Dws S And P 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Investments Vit Funds-Dws Equity 500 Index Vip | S&P 500 Index | 17,105 | Sold Some | -1,000 | -5.52 % | $516,571 | $399,231 | $-117,340 | -22.71 % | $6,860 | | | | | | History of Dws Investments Vit Funds-Dws Equity 500 Index Vip Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Variable Series Ii-Dws Balanced Vip | Flexible Portfolio | | Sold All | -3,400 | -100 % | | | | -22.71 % | $23,324 | | | | | | History of Dws Variable Series Ii-Dws Balanced Vip Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Variable Series Ii-Dws Davis Venture Value Vip | Multi-Cap Value | 27,720 | Sold Some | -2,500 | -8.27 % | $837,144 | $646,985 | $-190,159 | -22.71 % | $17,150 | | | | | | History of Dws Variable Series Ii-Dws Davis Venture Value Vip Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqalliancebernstein Common Stock Portfolio | Specialty & Misc | 108,000 | No Change | 0 | 0 % | $3,261,600 | $2,520,720 | $-740,880 | -22.71 % | $0 | | | | | | History of Eq Advisors Trust-Eqalliancebernstein Common Stock Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqalliancebernstein Value Portfolio | Multi-Cap Value | 397,380 | Added More | 39,852 | 11.14 % | $12,000,876 | $9,274,849 | $-2,726,027 | -22.71 % | $-273,385 | | | | | | History of Eq Advisors Trust-Eqalliancebernstein Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqboston Advisors Equity Income Portfolio | Equity Income | 142,500 | Added More | 21,900 | 18.15 % | $4,303,500 | $3,325,950 | $-977,550 | -22.71 % | $-150,234 | | | | | | History of Eq Advisors Trust-Eqboston Advisors Equity Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqdavis New York Venture Portfolio | Specialty & Misc | 60,150 | Sold Some | -128,100 | -68.04 % | $1,816,530 | $1,403,901 | $-412,629 | -22.71 % | $878,766 | | | | | | History of Eq Advisors Trust-Eqdavis New York Venture Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqequity 500 Index Portfolio | S&P 500 Index | 61,457 | Added More | 900 | 1.48 % | $1,856,001 | $1,434,406 | $-421,595 | -22.71 % | $-6,174 | | | | | | History of Eq Advisors Trust-Eqequity 500 Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqoppenheimer Main Street Opportunity Portfolio | Specialty & Misc | 1,210 | New Holding | 1,210 | 100 % | $36,542 | $28,241 | $-8,301 | -22.71 % | $-8,301 | | | | | | History of Eq Advisors Trust-Eqoppenheimer Main Street Opportunity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqoppenheimer Main Street Small Cap Portfolio | Small-Cap Core | 1,470 | Added More | 200 | 15.74 % | $44,394 | $34,310 | $-10,084 | -22.71 % | $-1,372 | | | | | | History of Eq Advisors Trust-Eqoppenheimer Main Street Small Cap Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Fidelity Exchange Fund-Fidelity Exchange Fund | Large-Cap Core | 39,100 | No Change | 0 | 0 % | $1,180,820 | $912,594 | $-268,226 | -22.71 % | $0 | | | | | | History of Fidelity Exchange Fund-Fidelity Exchange Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | 13F-HR/A | Fmr Corp | Institution | 2,163,701 | Added More | 1,049,161 | 94.13 % | $65,343,770 | $50,500,781 | $-14,842,989 | -22.71 % | $-7,197,244 | | | | | | History of Fmr Corp Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Gartmore Variable Insurance Trust-American Century Nvit Multi Cap Value Fund | No Data | 785 | No Compare | | | $23,707 | $18,322 | $-5,385 | -22.71 % | | | | | | | History of Gartmore Variable Insurance Trust-American Century Nvit Multi Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Hartford Hls Series Fund Ii Inc-Hartford Growth Opportunities Hls Fund | Multi-Cap Growth | 27 | New Holding | 27 | 100 % | $815 | $630 | $-185 | -22.71 % | $-185 | | | | | | History of Hartford Hls Series Fund Ii Inc-Hartford Growth Opportunities Hls Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Hartford Series Fund Inc-Hartford Advisers Hls Fund | Specialty & Misc | 27 | New Holding | 27 | 100 % | $815 | $630 | $-185 | -22.71 % | $-185 | | | | | | History of Hartford Series Fund Inc-Hartford Advisers Hls Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Homestead Funds Inc-Value Fund | Multi-Cap Value | 45,188 | New Holding | 45,188 | 100 % | $1,364,678 | $1,054,688 | $-309,990 | -22.71 % | $-309,990 | | | | | | History of Homestead Funds Inc-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Investors Trust-Ing International Portfolio | Global Flex Port | | Sold All | -990,568 | -100 % | | | | -22.71 % | $6,795,296 | | | | | | History of Ing Investors Trust-Ing International Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Investors Trust-Ing Oppenheimer Main Street Portfolio | Specialty & Misc | 8,100 | Sold Some | -100 | -1.21 % | $244,620 | $189,054 | $-55,566 | -22.71 % | $686 | | | | | | History of Ing Investors Trust-Ing Oppenheimer Main Street Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Investors Trust-Ing Stock Index Portfolio | Specialty & Misc | 837,426 | Added More | 827,968 | 8754.15 % | $25,290,265 | $19,545,523 | $-5,744,742 | -22.71 % | $-5,679,860 | | | | | | History of Ing Investors Trust-Ing Stock Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Partners Inc-Ing American Century Large Company Value Portfolio | Large-Cap Value | 15,300 | Added More | 2,500 | 19.53 % | $462,060 | $357,102 | $-104,958 | -22.71 % | $-17,150 | | | | | | History of Ing Partners Inc-Ing American Century Large Company Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Partners Inc-Ing Davis Venture Value Portfolio | Multi-Cap Value | 76,530 | Added More | 6,700 | 9.59 % | $2,311,206 | $1,786,210 | $-524,996 | -22.71 % | $-45,962 | | | | | | History of Ing Partners Inc-Ing Davis Venture Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Partners Inc-Ing Van Kampen Equity And Income Portfolio | Equity Income | 2,400 | New Holding | 2,400 | 100 % | $72,480 | $56,016 | $-16,464 | -22.71 % | $-16,464 | | | | | | History of Ing Partners Inc-Ing Van Kampen Equity And Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Variable Funds-Ing Vp Growth And Income Portfolio | Multi-Cap Growth | | Sold All | -72,880 | -100 % | | | | -22.71 % | $499,957 | | | | | | History of Ing Variable Funds-Ing Vp Growth And Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Variable Portfolios Inc-Ing Russell Large Cap Index Portfolio | No Data | 15,300 | Added More | 2,500 | 19.53 % | $462,060 | $357,102 | $-104,958 | -22.71 % | $-17,150 | | | | | | History of Ing Variable Portfolios Inc-Ing Russell Large Cap Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Variable Portfolios Inc-Ing Vp Growth Portfolio | Multi-Cap Growth | | Sold All | -72,880 | -100 % | | | | -22.71 % | $499,957 | | | | | | History of Ing Variable Portfolios Inc-Ing Vp Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Variable Portfolios Inc-Ing Vp Index Plus Largecap Portfolio | Large-Cap Core | | Sold All | -189,550 | -100 % | | | | -22.71 % | $1,300,313 | | | | | | History of Ing Variable Portfolios Inc-Ing Vp Index Plus Largecap Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Vp Balanced Portfolio Inc-Ing Vp Balanced Portfolio | Flexible Portfolio | | Sold All | -72,880 | -100 % | | | | -22.71 % | $499,957 | | | | | | History of Ing Vp Balanced Portfolio Inc-Ing Vp Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Ing Vp Intermediate Bond Portfolio-Ing Vp Intermediate Bond Portfolio | Specialty & Misc | | Sold All | -72,880 | -100 % | | | | -22.71 % | $499,957 | | | | | | History of Ing Vp Intermediate Bond Portfolio-Ing Vp Intermediate Bond Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | John Hancock Trust-Blue Chip Growth Trust | Multi-Cap Growth | | Sold All | -23,351 | -100 % | | | | -22.71 % | $160,188 | | | | | | History of John Hancock Trust-Blue Chip Growth Trust Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | John Hancock Trust-Financial Services Trust | Specialty & Misc | 58,440 | New Holding | 58,440 | 100 % | $1,764,888 | $1,363,990 | $-400,898 | -22.71 % | $-400,898 | | | | | | History of John Hancock Trust-Financial Services Trust Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | John Hancock Trust-Fundamental Value Trust | Multi-Cap Value | 339,027 | Added More | 5,600 | 1.67 % | $10,238,615 | $7,912,890 | $-2,325,725 | -22.71 % | $-38,416 | | | | | | History of John Hancock Trust-Fundamental Value Trust Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | John Hancock Trust-Large Cap Value Trust | Large-Cap Value | | Sold All | -24,000 | -100 % | | | | -22.71 % | $164,640 | | | | | | History of John Hancock Trust-Large Cap Value Trust Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | John Hancock Trust-Mid Cap Intersection Trust | Mid-Cap Core | | Sold All | -27,690 | -100 % | | | | -22.71 % | $189,953 | | | | | | History of John Hancock Trust-Mid Cap Intersection Trust Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | John Hancock Trust-Value Trust | Multi-Cap Value | | Sold All | -56,600 | -100 % | | | | -22.71 % | $388,276 | | | | | | History of John Hancock Trust-Value Trust Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Jp Morgan Mutual Fund Series-Jpmorgan Value Discovery Fund | No Data | 830 | No Compare | | | $25,066 | $19,372 | $-5,694 | -22.71 % | | | | | | | History of Jp Morgan Mutual Fund Series-Jpmorgan Value Discovery Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Jpmorgan Insurance Trust-Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | 2,920 | New Holding | 2,920 | 100 % | $88,184 | $68,153 | $-20,031 | -22.71 % | $-20,031 | | | | | | History of Jpmorgan Insurance Trust-Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Jpmorgan Trust I-Jpmorgan Asia Equity Fund | Specialty & Misc | 45 | New Holding | 45 | 100 % | $1,359 | $1,050 | $-309 | -22.71 % | $-309 | | | | | | History of Jpmorgan Trust I-Jpmorgan Asia Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Jpmorgan Trust I-Jpmorgan Diversified Fund | Flexible Portfolio | 2 | Sold Some | -1 | -33.33 % | $60 | $47 | $-14 | -22.71 % | $7 | | | | | | History of Jpmorgan Trust I-Jpmorgan Diversified Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Jpmorgan Trust I-Jpmorgan Japan Fund | Japanese | 94 | Sold Some | -41 | -30.37 % | $2,839 | $2,194 | $-645 | -22.71 % | $281 | | | | | | History of Jpmorgan Trust I-Jpmorgan Japan Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Lazard Funds Inc-Lazard Equity Portfolio | Specialty & Misc | 177,700 | Sold Some | -2,800 | -1.55 % | $5,366,540 | $4,147,518 | $-1,219,022 | -22.71 % | $19,208 | | | | | | History of Lazard Funds Inc-Lazard Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Lazard Retirement Series Inc-Lazard Retirement International Equity Portfolio | Global Flex Port | | Sold All | -1,500 | -100 % | | | | -22.71 % | $10,290 | | | | | | History of Lazard Retirement Series Inc-Lazard Retirement International Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Lazard Retirement Series Inc-Lazard Retirement Us Strategic Equity Portfolio | No Data | 1,950 | No Compare | | | $58,890 | $45,513 | $-13,377 | -22.71 % | | | | | | | History of Lazard Retirement Series Inc-Lazard Retirement Us Strategic Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Master Investment Portfolio-Active Stock Portfolio | Specialty & Misc | 19,093 | Sold Some | -62,805 | -76.68 % | $576,609 | $445,631 | $-130,978 | -22.71 % | $430,842 | | | | | | History of Master Investment Portfolio-Active Stock Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Master Investment Portfolio-S And P 500 Index Master Portfolio | S&P 500 Index | 45,188 | No Change | 0 | 0 % | $1,364,678 | $1,054,688 | $-309,990 | -22.71 % | $0 | | | | | | History of Master Investment Portfolio-S And P 500 Index Master Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Maxim Series Fund Inc-Maxim Bond Index Portfolio | No Data | | Sold All | -15,669 | -100 % | | | | -22.71 % | $107,489 | | | | | | History of Maxim Series Fund Inc-Maxim Bond Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Maxim Series Fund Inc-Maxim Small-Cap Growth Portfolio | No Data | | Sold All | -55,000 | -100 % | | | | -22.71 % | $377,300 | | | | | | History of Maxim Series Fund Inc-Maxim Small-Cap Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Maxim Series Fund Inc-Maxim Stock Index Portfolio | No Data | | Sold All | -6,388 | -100 % | | | | -22.71 % | $43,822 | | | | | | History of Maxim Series Fund Inc-Maxim Stock Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Morgan Stanley Equally Weighted S And P 500 Fund-None | Specialty & Misc | 68,868 | Sold Some | -7,458 | -9.77 % | $2,079,814 | $1,607,379 | $-472,434 | -22.71 % | $51,162 | | | | | | History of Morgan Stanley Equally Weighted S And P 500 Fund-None Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Munder Series Trust-Munder Index 500 Fund | S&P 500 Index | 7,931 | New Holding | 7,931 | 100 % | $239,516 | $185,110 | $-54,407 | -22.71 % | $-54,407 | | | | | | History of Munder Series Trust-Munder Index 500 Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Northwestern Mutual Series Fund Inc-Balanced Portfolio | Flexible Portfolio | 41,947 | New Holding | 41,947 | 100 % | $1,266,799 | $979,043 | $-287,756 | -22.71 % | $-287,756 | | | | | | History of Northwestern Mutual Series Fund Inc-Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Northwestern Mutual Series Fund Inc-Index 500 Stock Portfolio | S&P 500 Index | 33,555 | Added More | 300 | 0.90 % | $1,013,361 | $783,174 | $-230,187 | -22.71 % | $-2,058 | | | | | | History of Northwestern Mutual Series Fund Inc-Index 500 Stock Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Nuveen Investment Trust-Nuveen Enhanced Mid-Cap Fund | No Data | 370 | No Compare | | | $11,174 | $8,636 | $-2,538 | -22.71 % | | | | | | | History of Nuveen Investment Trust-Nuveen Enhanced Mid-Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Oppenheimer Variable Account Funds-Oppenheimer Main Street Fundva | Specialty & Misc | | Sold All | -60,000 | -100 % | | | | -22.71 % | $411,600 | | | | | | History of Oppenheimer Variable Account Funds-Oppenheimer Main Street Fundva Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Putnam Variable Trust-Putnam Vt Investors Fund | Specialty & Misc | 85,210 | Added More | 32,110 | 60.47 % | $2,573,342 | $1,988,801 | $-584,541 | -22.71 % | $-220,275 | | | | | | History of Putnam Variable Trust-Putnam Vt Investors Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Putnam Variable Trust-Putnam Vt Mid Cap Value Fund | Mid-Cap Value | 15,618 | Added More | 140 | 0.90 % | $471,664 | $364,524 | $-107,139 | -22.71 % | $-960 | | | | | | History of Putnam Variable Trust-Putnam Vt Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Tiff Investment Program Inc-Tiff Us Equity Fund | Specialty & Misc | 12,700 | No Change | 0 | 0 % | $383,540 | $296,418 | $-87,122 | -22.71 % | $0 | | | | | | History of Tiff Investment Program Inc-Tiff Us Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Treettracks Series Trust-Kbw Insurance Etf | Specialty & Misc | 134,075 | New Holding | 134,075 | 100 % | $4,049,065 | $3,129,311 | $-919,755 | -22.71 % | $-919,755 | | | | | | History of Treettracks Series Trust-Kbw Insurance Etf Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Treettracks Series Trust-Spdr Dividend Etf | Specialty & Misc | 8,348 | New Holding | 8,348 | 100 % | $252,110 | $194,842 | $-57,267 | -22.71 % | $-57,267 | | | | | | History of Treettracks Series Trust-Spdr Dividend Etf Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Usaa Mutual Funds Trust-Global Opportunities Fund | No Data | | Sold All | -2,800 | -100 % | | | | -22.71 % | $19,208 | | | | | | History of Usaa Mutual Funds Trust-Global Opportunities Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Usaa Mutual Funds Trust-Income Fund | Equity Income | | Sold All | -30,800 | -100 % | | | | -22.71 % | $211,288 | | | | | | History of Usaa Mutual Funds Trust-Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Usaa Mutual Funds Trust-Total Return Strategy Fund | Specialty & Misc | | Sold All | -2,500 | -100 % | | | | -22.71 % | $17,150 | | | | | | History of Usaa Mutual Funds Trust-Total Return Strategy Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | 1,645,507 | Added More | 128,397 | 8.46 % | $49,694,311 | $38,406,133 | $-11,288,178 | -22.71 % | $-880,803 | | | | | | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Vanguard Variable Insurance Funds-Equity Income Portfolio | Equity Income | 18,900 | No Change | 0 | 0 % | $570,780 | $441,126 | $-129,654 | -22.71 % | $0 | | | | | | History of Vanguard Variable Insurance Funds-Equity Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Vanguard Variable Insurance Funds-Equity Index Portfolio | Specialty & Misc | 43,088 | Added More | 1,800 | 4.35 % | $1,301,258 | $1,005,674 | $-295,584 | -22.71 % | $-12,348 | | | | | | History of Vanguard Variable Insurance Funds-Equity Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Variable Insurance Products Fund Ii-Index 500 Portfolio | S&P 500 Index | 46,391 | Added More | 589 | 1.28 % | $1,401,008 | $1,082,766 | $-318,242 | -22.71 % | $-4,041 | | | | | | History of Variable Insurance Products Fund Ii-Index 500 Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Variable Insurance Products Fund-Value Portfolio | Multi-Cap Value | 4,800 | New Holding | 4,800 | 100 % | $144,960 | $112,032 | $-32,928 | -22.71 % | $-32,928 | | | | | | History of Variable Insurance Products Fund-Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Variable Insurance Products Iii-Aggressive Growth Portfolio | Multi-Cap Growth | 39,601 | Sold Some | -82,900 | -67.67 % | $1,195,950 | $924,287 | $-271,663 | -22.71 % | $568,694 | | | | | | History of Variable Insurance Products Iii-Aggressive Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Variable Insurance Products Iii-Balanced Portfolio | Flexible Portfolio | 28,400 | New Holding | 28,400 | 100 % | $857,680 | $662,856 | $-194,824 | -22.71 % | $-194,824 | | | | | | History of Variable Insurance Products Iii-Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | Wilshire Mutual Funds Inc-Dow Jones Wilshire 5000 Index Portfolio | Multi-Cap Core | 770 | New Holding | 770 | 100 % | $23,254 | $17,972 | $-5,282 | -22.71 % | $-5,282 | | | | | | History of Wilshire Mutual Funds Inc-Dow Jones Wilshire 5000 Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-29 | 2009-03-31 | N-Q | World Funds Inc Md-Csi Equity Fund | Specialty & Misc | 134,650 | New Holding | 134,650 | 100 % | $4,066,430 | $3,142,731 | $-923,699 | -22.71 % | $-923,699 | | | | | | History of World Funds Inc Md-Csi Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Aegontransamerica Series Trust-American Century Large Company Value | Large-Cap Value | 52,100 | New Holding | 52,100 | 100 % | $1,535,908 | $1,216,014 | $-319,894 | -20.82 % | $-319,894 | | | | | | History of Aegontransamerica Series Trust-American Century Large Company Value Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Aegontransamerica Series Trust-Blackrock Large Cap Value | Large-Cap Value | | Sold All | -9,000 | -100 % | | | | -20.82 % | $55,260 | | | | | | History of Aegontransamerica Series Trust-Blackrock Large Cap Value Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Bank Of America Corp | Institution | | Sold All | -3,759,353 | -100 % | | | | -20.82 % | $23,082,427 | | | | | | History of Bank Of America Corp Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Boyar Value Fund Inc-Boyar Value Fund Inc | Multi-Cap Value | 14,500 | No Change | 0 | 0 % | $427,460 | $338,430 | $-89,030 | -20.82 % | $0 | | | | | | History of Boyar Value Fund Inc-Boyar Value Fund Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Clearbridge Advisors Llc | Institution | 9,164 | Sold Some | -935 | -9.25 % | $270,155 | $213,888 | $-56,267 | -20.82 % | $5,741 | | | | | | History of Clearbridge Advisors Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Legg Mason Partners Equity Trust-Legg Mason Partners S And P 500 Index Fund | S&P 500 Index | | Sold All | -7,137 | -100 % | | | | -20.82 % | $43,821 | | | | | | History of Legg Mason Partners Equity Trust-Legg Mason Partners S And P 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Merrill Lynch And Co Inc | Institution | | Sold All | -149,580 | -100 % | | | | -20.82 % | $918,421 | | | | | | History of Merrill Lynch And Co Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Mma Praxis Mutual Funds-Mma Praxis Core Stock Fund | Large-Cap Core | 45,500 | No Change | 0 | 0 % | $1,341,340 | $1,061,970 | $-279,370 | -20.82 % | $0 | | | | | | History of Mma Praxis Mutual Funds-Mma Praxis Core Stock Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Mma Praxis Mutual Funds-Mma Praxis Value Index Fund | Large-Cap Value | 4,536 | No Change | 0 | 0 % | $133,721 | $105,870 | $-27,851 | -20.82 % | $0 | | | | | | History of Mma Praxis Mutual Funds-Mma Praxis Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Morgan Stanley Select Dimensions Investment Series-Utilities Portfolio | Utility | 6,821 | No Change | 0 | 0 % | $201,083 | $159,202 | $-41,881 | -20.82 % | $0 | | | | | | History of Morgan Stanley Select Dimensions Investment Series-Utilities Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Morgan Stanley Variable Investment Series-Information Portfolio | Specialty & Misc | 3,059 | No Change | 0 | 0 % | $90,179 | $71,397 | $-18,782 | -20.82 % | $0 | | | | | | History of Morgan Stanley Variable Investment Series-Information Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | New Covenant Funds-New Covenant Growth Fund | No Data | 75,300 | New Holding | 75,300 | 100 % | $2,219,844 | $1,757,502 | $-462,342 | -20.82 % | $-462,342 | | | | | | History of New Covenant Funds-New Covenant Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | 13F-HR | Northern Trust Co Of Connecticut | Institution | 66,200 | Added More | 688 | 1.05 % | $1,951,576 | $1,545,108 | $-406,468 | -20.82 % | $-4,224 | | | | | | History of Northern Trust Co Of Connecticut Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 614,658 | Sold Some | -65,434 | -9.62 % | $18,120,118 | $14,346,118 | $-3,774,000 | -20.82 % | $401,765 | | | | | | History of Oppenheimer Funds Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Pacific Select Fund-Equity Index Portfolio | No Data | 46,640 | No Compare | | | $1,374,947 | $1,088,578 | $-286,370 | -20.82 % | | | | | | | History of Pacific Select Fund-Equity Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Pacific Select Fund-Equity Portfolio | No Data | 2,389,300 | No Compare | | | $70,436,564 | $55,766,262 | $-14,670,302 | -20.82 % | | | | | | | History of Pacific Select Fund-Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Pacific Select Fund-Pacific Select Fund | Pacific Region | 59,291 | Sold Some | -2,455,540 | -97.64 % | $1,747,899 | $1,383,852 | $-364,047 | -20.82 % | $15,077,016 | | | | | | History of Pacific Select Fund-Pacific Select Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Rs Variable Products Trust-Rs Value Vip Serie | Multi-Cap Value | | Sold All | -1,198 | -100 % | | | | -20.82 % | $7,356 | | | | | | History of Rs Variable Products Trust-Rs Value Vip Serie Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Tax Managed Growth Portfolio-Tax Managed Growth Portfolio | Multi-Cap Growth | 76,345 | New Holding | 76,345 | 100 % | $2,250,651 | $1,781,892 | $-468,758 | -20.82 % | $-468,758 | | | | | | History of Tax Managed Growth Portfolio-Tax Managed Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 106,691 | Added More | 6,300 | 6.27 % | $3,145,251 | $2,490,168 | $-655,083 | -20.82 % | $-38,682 | | | | | | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Index Funds-Vanguard 500 Index Fund | S&P 500 Index | 2,078,182 | Added More | 27,000 | 1.31 % | $61,264,805 | $48,504,768 | $-12,760,037 | -20.82 % | $-165,780 | | | | | | History of Vanguard Index Funds-Vanguard 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Index Funds-Vanguard Large Cap Index Fund | Large-Cap Core | 77,177 | Added More | 31,481 | 68.89 % | $2,275,178 | $1,801,311 | $-473,867 | -20.82 % | $-193,293 | | | | | | History of Vanguard Index Funds-Vanguard Large Cap Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Index Funds-Vanguard Total Stock Market Index Fund | Multi-Cap Core | 1,951,302 | Added More | 114,763 | 6.24 % | $57,524,383 | $45,543,389 | $-11,980,994 | -20.82 % | $-704,645 | | | | | | History of Vanguard Index Funds-Vanguard Total Stock Market Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Index Funds-Vanguard Value Index Fund | Large-Cap Value | 465,596 | Added More | 32,342 | 7.46 % | $13,725,770 | $10,867,011 | $-2,858,759 | -20.82 % | $-198,580 | | | | | | History of Vanguard Index Funds-Vanguard Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-CSRS | Vanguard Malvern Funds-Vanguard Asset Allocation Fund | Flexible Portfolio | 182,888 | No Change | 0 | 0 % | $5,391,538 | $4,268,606 | $-1,122,932 | -20.82 % | $0 | | | | | | History of Vanguard Malvern Funds-Vanguard Asset Allocation Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-CSRS | Vanguard Malvern Funds-Vanguard Capital Value Fund | Multi-Cap Value | | Sold All | -32,078 | -100 % | | | | -20.82 % | $196,959 | | | | | | History of Vanguard Malvern Funds-Vanguard Capital Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-28 | 2009-03-31 | N-CSRS | Vanguard Quantitative Funds-Vanguard Structured Broad Market | Multi-Cap Core | 23,600 | No Change | 0 | 0 % | $695,728 | $550,824 | $-144,904 | -20.82 % | $0 | | | | | | History of Vanguard Quantitative Funds-Vanguard Structured Broad Market Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Advantus Series Fund Inc-Index 500 Portfolio | No Data | 9,613 | New Holding | 9,613 | 100 % | $275,412 | $224,367 | $-51,045 | -18.53 % | $-51,045 | | | | | | History of Advantus Series Fund Inc-Index 500 Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Huntington Funds-Huntington Macro 100 Fund | Multi-Cap Core | | Sold All | -7,400 | -100 % | | | | -18.53 % | $39,294 | | | | | | History of Huntington Funds-Huntington Macro 100 Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Huntington Funds-Huntington Va Growth Fund | Multi-Cap Growth | | Sold All | -4,300 | -100 % | | | | -18.53 % | $22,833 | | | | | | History of Huntington Funds-Huntington Va Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Huntington Funds-Huntington Va Macro 100 Fund | Specialty & Misc | | Sold All | -1,700 | -100 % | | | | -18.53 % | $9,027 | | | | | | History of Huntington Funds-Huntington Va Macro 100 Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Jpmorgan Trust Ii-Jpmorgan Technology Fund | Science & Tech | | Sold All | -21 | -100 % | | | | -18.53 % | $112 | | | | | | History of Jpmorgan Trust Ii-Jpmorgan Technology Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund Ii-Mml Blend Fund | Specialty & Misc | | Sold All | -8,880 | -100 % | | | | -18.53 % | $47,153 | | | | | | History of Mml Series Investment Fund Ii-Mml Blend Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund Ii-Mml Enhanced Index Core Equity Fund | Multi-Cap Core | 460 | No Change | 0 | 0 % | $13,179 | $10,736 | $-2,443 | -18.53 % | $0 | | | | | | History of Mml Series Investment Fund Ii-Mml Enhanced Index Core Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund Ii-Mml Small Cap Equity Fund | Small-Cap Core | 1,980 | Added More | 180 | 10.00 % | $56,727 | $46,213 | $-10,514 | -18.53 % | $-956 | | | | | | History of Mml Series Investment Fund Ii-Mml Small Cap Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund-Mml Blue Chip Growth Fund | Multi-Cap Growth | | Sold All | -1,800 | -100 % | | | | -18.53 % | $9,558 | | | | | | History of Mml Series Investment Fund-Mml Blue Chip Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund-Mml Equity Index | Specialty & Misc | | Sold All | -6,521 | -100 % | | | | -18.53 % | $34,627 | | | | | | History of Mml Series Investment Fund-Mml Equity Index Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund-Mml Growth Equity Fund | Multi-Cap Growth | 700 | Added More | 600 | 600.00 % | $20,055 | $16,338 | $-3,717 | -18.53 % | $-3,186 | | | | | | History of Mml Series Investment Fund-Mml Growth Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund-Mml Large Cap Value Fund | Large-Cap Value | | Sold All | -40,780 | -100 % | | | | -18.53 % | $216,542 | | | | | | History of Mml Series Investment Fund-Mml Large Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund-Mml Mid Cap Growth Fund | Mid-Cap Growth | | Sold All | -33,000 | -100 % | | | | -18.53 % | $175,230 | | | | | | History of Mml Series Investment Fund-Mml Mid Cap Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund-Mml Mid Cap Value Fund | Mid-Cap Value | | Sold All | -139,100 | -100 % | | | | -18.53 % | $738,621 | | | | | | History of Mml Series Investment Fund-Mml Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund-Mml Small Cap Growth Equity Fund | Small-Cap Growth | | Sold All | -3,900 | -100 % | | | | -18.53 % | $20,709 | | | | | | History of Mml Series Investment Fund-Mml Small Cap Growth Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | 13F-HR | Obermeyer Asset Management Co | Institution | 72 | New Holding | 72 | 100 % | $2,063 | $1,680 | $-382 | -18.53 % | $-382 | | | | | | History of Obermeyer Asset Management Co Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Oppenheimer Main Street Small Cap Fund-Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -72,300 | -100 % | | | | -18.53 % | $383,913 | | | | | | History of Oppenheimer Main Street Small Cap Fund-Oppenheimer Main Street Small Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Oppenheimer Panorama Series Fund Inc-Growth Portfolio | Multi-Cap Growth | | Sold All | -2,310 | -100 % | | | | -18.53 % | $12,266 | | | | | | History of Oppenheimer Panorama Series Fund Inc-Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Oppenheimer Panorama Series Fund Inc-Total Return Portfolio | No Data | | Sold All | -28,400 | -100 % | | | | -18.53 % | $150,804 | | | | | | History of Oppenheimer Panorama Series Fund Inc-Total Return Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Premier Vit-Opcap Mid Cap Portfolio | Mid-Cap Core | 60,112 | New Holding | 60,112 | 100 % | $1,722,209 | $1,403,014 | $-319,195 | -18.53 % | $-319,195 | | | | | | History of Premier Vit-Opcap Mid Cap Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Tate Street Institutional Investment Trust-State Street Equity 500 Index Fund | S&P 500 Index | | Sold All | -39,907 | -100 % | | | | -18.53 % | $211,906 | | | | | | History of Tate Street Institutional Investment Trust-State Street Equity 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-27 | 2009-03-31 | N-Q | Tate Street Master Funds-State Street Equity 500 Index Portfolio | S&P 500 Index | | Sold All | -39,907 | -100 % | | | | -18.53 % | $211,906 | | | | | | History of Tate Street Master Funds-State Street Equity 500 Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Forum Funds-Shaker Fund | Specialty & Misc | 1,280 | New Holding | 1,280 | 100 % | $38,042 | $29,875 | $-8,166 | -21.46 % | $-8,166 | | | | | | History of Forum Funds-Shaker Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Ge Investment Funds Inc-Income Fund | No Data | 6,913 | New Holding | 6,913 | 100 % | $205,454 | $161,349 | $-44,105 | -21.46 % | $-44,105 | | | | | | History of Ge Investment Funds Inc-Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Ge Investment Funds Inc-Money Market Fund | Specialty & Misc | 5,504 | Sold Some | -1,400 | -20.27 % | $163,579 | $128,463 | $-35,116 | -21.46 % | $8,932 | | | | | | History of Ge Investment Funds Inc-Money Market Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Ge Investment Funds Inc-Value Equity Fund | Large-Cap Core | 8,857 | New Holding | 8,857 | 100 % | $263,230 | $206,722 | $-56,508 | -21.46 % | $-56,508 | | | | | | History of Ge Investment Funds Inc-Value Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | General Electric S And S Program Mutual Fund-General Electric S And S Program Mutual Fund | Specialty & Misc | 1,104,266 | Sold Some | -676,354 | -37.98 % | $32,818,786 | $25,773,568 | $-7,045,217 | -21.46 % | $4,315,139 | | | | | | History of General Electric S And S Program Mutual Fund-General Electric S And S Program Mutual Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Jnl Variable Fund Llc-Jnlmcm Financial Sector Fund | Specialty & Misc | 18 | Sold Some | -8 | -30.76 % | $535 | $420 | $-115 | -21.46 % | $51 | | | | | | History of Jnl Variable Fund Llc-Jnlmcm Financial Sector Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Ohio National Fund Inc-Money Market Portfolio | Specialty & Misc | 2,980 | No Compare | | | $88,566 | $69,553 | $-19,012 | -21.46 % | | | | | | | History of Ohio National Fund Inc-Money Market Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | 13F-HR | Private Trust Co Na | Institution | 1,835 | No Change | 0 | 0 % | $54,536 | $42,829 | $-11,707 | -21.46 % | $0 | | | | | | History of Private Trust Co Na Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | 13F-HR | Qa3 Financial Llc | No Data | 540 | Sold Some | -18 | -3.22 % | $16,049 | $12,604 | $-3,445 | -21.46 % | $115 | | | | | | History of Qa3 Financial Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | 13F-HR/A | Royal Bank Of Canada Investment Management Uk Ltd | Institution | 510 | Sold Some | -237 | -31.72 % | $15,157 | $11,903 | $-3,254 | -21.46 % | $1,512 | | | | | | History of Royal Bank Of Canada Investment Management Uk Ltd Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | 13F-HR/A | Td Asset Management Inc | Institution | 159,364 | Added More | 9,500 | 6.33 % | $4,736,298 | $3,719,556 | $-1,016,742 | -21.46 % | $-60,610 | | | | | | History of Td Asset Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Tiaa Cref Life Fund-Growth Equity Fund | Large-Cap Growth | 7,400 | New Holding | 7,400 | 100 % | $219,928 | $172,716 | $-47,212 | -21.46 % | $-47,212 | | | | | | History of Tiaa Cref Life Fund-Growth Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Tiaa Cref Life Fund-Social Choice Equity Fund | Multi-Cap Core | | Sold All | -692 | -100 % | | | | -21.46 % | $4,415 | | | | | | History of Tiaa Cref Life Fund-Social Choice Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | 2,526 | No Change | 0 | 0 % | $75,073 | $58,957 | $-16,116 | -21.46 % | $0 | | | | | | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Tiaa Separate Account Va 1-Stock Index Account | Specialty & Misc | 13,287 | No Change | 0 | 0 % | $394,890 | $310,119 | $-84,771 | -21.46 % | $0 | | | | | | History of Tiaa Separate Account Va 1-Stock Index Account Ownership Of Ameriprise Financial Inc |
| 2009-05-26 | 2009-03-31 | N-Q | Ultra Series Fund-Mid Cap Growth Fund | No Data | 125,900 | New Holding | 125,900 | 100 % | $3,741,748 | $2,938,506 | $-803,242 | -21.46 % | $-803,242 | | | | | | History of Ultra Series Fund-Mid Cap Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-22 | 2008-12-31 | 13F-HR/A | Macquarie Group Ltd | Institution | 9,080 | Added More | 3,778 | 71.25 % | $260,868 | $211,927 | $-48,941 | -18.76 % | $-20,363 | | | | | | History of Macquarie Group Ltd Ownership Of Ameriprise Financial Inc |
| 2009-05-22 | 2008-06-30 | 13F-HR/A | Nli International Inc | Institution | 12,300 | New Holding | 12,300 | 100 % | $353,379 | $287,082 | $-66,297 | -18.76 % | $-66,297 | | | | | | History of Nli International Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-21 | 2009-03-31 | 13F-HR/A | Allianz Global Investors Of America L P | Institution | 985,152 | Added More | 87,324 | 9.72 % | $27,948,762 | $22,993,448 | $-4,955,315 | -17.72 % | $-439,240 | | | | | | History of Allianz Global Investors Of America L P Ownership Of Ameriprise Financial Inc |
| 2009-05-21 | 2009-03-31 | 13F-HR/A | Analytic Investors Inc | Institution | 42,029 | Sold Some | -237,650 | -84.97 % | $1,192,363 | $980,957 | $-211,406 | -17.72 % | $1,195,380 | | | | | | History of Analytic Investors Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-21 | 2009-03-31 | 13F-HR/A | Analytic Investors Inc | Institution | 3,300 | Sold Some | -276,379 | -98.82 % | $93,621 | $77,022 | $-16,599 | -17.72 % | $1,390,186 | | | | | | History of Analytic Investors Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-21 | 2009-03-31 | N-Q | Chwab Annuity Portfolios-Schwab Markettrack Growth Portfolio Ii | Mixed-Asset Target Allocation Growth | 118 | No Change | 0 | 0 % | $3,348 | $2,754 | $-594 | -17.72 % | $0 | | | | | | History of Chwab Annuity Portfolios-Schwab Markettrack Growth Portfolio Ii Ownership Of Ameriprise Financial Inc |
| 2009-05-21 | 2009-03-31 | 13F-HR | Kbc Group Nv | Institution | 21,641 | Added More | 421 | 1.98 % | $613,955 | $505,101 | $-108,854 | -17.72 % | $-2,118 | | | | | | History of Kbc Group Nv Ownership Of Ameriprise Financial Inc |
| 2009-05-21 | 2009-03-31 | N-Q | Monetta Trust-Monetta Balanced Fund | Flexible Portfolio | | Sold All | -1,700 | -100 % | | | | -17.72 % | $8,551 | | | | | | History of Monetta Trust-Monetta Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-20 | 2009-03-31 | N-Q | Chestnut Street Exchange Fund-Chestnut Street Exchange Fund | Large-Cap Core | 22,266 | No Change | 0 | 0 % | $624,784 | $519,688 | $-105,096 | -16.82 % | $0 | | | | | | History of Chestnut Street Exchange Fund-Chestnut Street Exchange Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-20 | 2009-03-31 | N-Q | Revenueshares Etf Trust-Revenueshares Financials Sector Fund | No Data | 1,459 | Added More | 777 | 113.92 % | $40,940 | $34,053 | $-6,886 | -16.82 % | $-3,667 | | | | | | History of Revenueshares Etf Trust-Revenueshares Financials Sector Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-20 | 2009-03-31 | N-Q | Revenueshares Etf Trust-Revenueshares Large Cap Fund | Large-Cap Core | 1,826 | Sold Some | -45 | -2.40 % | $51,238 | $42,619 | $-8,619 | -16.82 % | $212 | | | | | | History of Revenueshares Etf Trust-Revenueshares Large Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-20 | 2009-03-31 | 13F-HR/A | Vtl Associates Llc | Institution | 239 | Sold Some | -11,349 | -97.93 % | $6,706 | $5,578 | $-1,128 | -16.82 % | $53,567 | | | | | | History of Vtl Associates Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-19 | 2009-03-31 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 604,238 | Sold Some | -273,807 | -31.18 % | $17,486,648 | $14,102,915 | $-3,383,733 | -19.35 % | $1,533,319 | | | | | | History of Adage Capital Partners Gp Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-19 | 2009-03-31 | 13F-HR/A | General Electric Co | Institution | | Sold All | -2,120,591 | -100 % | | | | -19.35 % | $11,875,310 | | | | | | History of General Electric Co Ownership Of Ameriprise Financial Inc |
| 2009-05-19 | 2009-03-31 | 13F-HR/A | Zebra Capital Management Llc | Institution | | Sold All | -200 | -100 % | | | | -19.35 % | $1,120 | | | | | | History of Zebra Capital Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Ashfield Capital Partners Llc | Institution | 6,856 | Sold Some | -120 | -1.72 % | $188,129 | $160,019 | $-28,110 | -14.94 % | $492 | | | | | | History of Ashfield Capital Partners Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR | Carret Asset Management | Institution | 22,727 | Sold Some | -2,950 | -11.48 % | $623,629 | $530,448 | $-93,181 | -14.94 % | $12,095 | | | | | | History of Carret Asset Management Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR | Caxton Associates Llc | Institution | 42,432 | New Holding | 42,432 | 100 % | $1,164,334 | $990,363 | $-173,971 | -14.94 % | $-173,971 | | | | | | History of Caxton Associates Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR | Davidson D A And Co | Institution | 2,340 | Added More | 610 | 35.26 % | $64,210 | $54,616 | $-9,594 | -14.94 % | $-2,501 | | | | | | History of Davidson D A And Co Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR | Davidson Investment Advisor | Institution | 6,674 | Sold Some | -19 | -0.28 % | $183,135 | $155,771 | $-27,363 | -14.94 % | $78 | | | | | | History of Davidson Investment Advisor Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Diamondback Capital Management Llc | Institution | | Sold All | -156,697 | -100 % | | | | -14.94 % | $642,458 | | | | | | History of Diamondback Capital Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Eaton Vance Management | Institution | | Sold All | -93,868 | -100 % | | | | -14.94 % | $384,859 | | | | | | History of Eaton Vance Management Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR | Employees Retirement System Of Texa | Institution | 67,000 | Sold Some | -24,000 | -26.37 % | $1,838,480 | $1,563,780 | $-274,700 | -14.94 % | $98,400 | | | | | | History of Employees Retirement System Of Texa Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Fixed Income Securities Lp | Institution | 2,140 | Sold Some | -200 | -8.54 % | $58,722 | $49,948 | $-8,774 | -14.94 % | $820 | | | | | | History of Fixed Income Securities Lp Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 94,360 | New Holding | 94,360 | 100 % | $2,589,238 | $2,202,362 | $-386,876 | -14.94 % | $-386,876 | | | | | | History of Highbridge Capital Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | N-Q | Mlig Variable Insurance Trust-Roszeldavis Large Cap Value Portfolio | Large-Cap Value | 380 | New Holding | 380 | 100 % | $10,427 | $8,869 | $-1,558 | -14.94 % | $-1,558 | | | | | | History of Mlig Variable Insurance Trust-Roszeldavis Large Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | N-Q | Mutual Of America Investment Corp-Bond Fund | Specialty & Misc | 15,376 | No Change | 0 | 0 % | $421,917 | $358,876 | $-63,042 | -14.94 % | $0 | | | | | | History of Mutual Of America Investment Corp-Bond Fund Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Teacher Retirement System Of Texa | Institution | 247,113 | No Change | 0 | 0 % | $6,780,781 | $5,767,617 | $-1,013,163 | -14.94 % | $0 | | | | | | History of Teacher Retirement System Of Texa Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2009-03-31 | 13F-HR | Value Line Inc | Institution | 20,000 | Sold Some | -10,500 | -34.42 % | $548,800 | $466,800 | $-82,000 | -14.94 % | $43,050 | | | | | | History of Value Line Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2008-12-31 | 13F-HR/A | Value Line Inc | Institution | 30,500 | Added More | 9,800 | 47.34 % | $836,920 | $711,870 | $-125,050 | -14.94 % | $-40,180 | | | | | | History of Value Line Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-18 | 2008-09-30 | 13F-HR/A | Value Line Inc | Institution | 20,700 | Added More | 700 | 3.50 % | $568,008 | $483,138 | $-84,870 | -14.94 % | $-2,870 | | | | | | History of Value Line Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-05-15 | 13F-HR | Credit Suisse | Institution | | Sold All | -367,814 | -100 % | | | | -8.11 % | $757,697 | | | | | | History of Credit Suisse Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Aic Ltd | Institution | 64,851 | Added More | 21,271 | 48.80 % | $1,647,215 | $1,513,622 | $-133,593 | -8.11 % | $-43,818 | | | | | | History of Aic Ltd Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Al Frank Asset Management Inc | Institution | 32,434 | Added More | 8,334 | 34.58 % | $823,824 | $757,010 | $-66,814 | -8.11 % | $-17,168 | | | | | | History of Al Frank Asset Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Algert Coldiron Investors Llc | Institution | | Sold All | -10 | -100 % | | | | -8.11 % | $21 | | | | | | History of Algert Coldiron Investors Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Amlyn Capital Llc | Institution | | Sold All | -524,900 | -100 % | | | | -8.11 % | $1,081,294 | | | | | | History of Amlyn Capital Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Ancora Advisors Llc | Institution | | Sold All | -19,000 | -100 % | | | | -8.11 % | $39,140 | | | | | | History of Ancora Advisors Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Aqr Capital Management Llc | Institution | 345,396 | Sold Some | -54,539 | -13.63 % | $8,773,058 | $8,061,543 | $-711,516 | -8.11 % | $112,350 | | | | | | History of Aqr Capital Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Ashfield And Co Inc | Institution | 6,856 | New Holding | 6,856 | 100 % | $174,142 | $160,019 | $-14,123 | -8.11 % | $-14,123 | | | | | | History of Ashfield And Co Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Axa | Institution | 689,047 | Sold Some | -2,300,732 | -76.95 % | $17,501,794 | $16,082,357 | $-1,419,437 | -8.11 % | $4,739,508 | | | | | | History of Axa Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Bancorpsouth Inc | Institution | 4,292 | Added More | 15 | 0.35 % | $109,017 | $100,175 | $-8,842 | -8.11 % | $-31 | | | | | | History of Bancorpsouth Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Barrett Associates Inc Ny | Institution | 40,640 | Sold Some | -10 | -0.02 % | $1,032,256 | $948,538 | $-83,718 | -8.11 % | $21 | | | | | | History of Barrett Associates Inc Ny Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Bartlett And Co | Institution | 20,104 | Sold Some | -860 | -4.10 % | $510,642 | $469,227 | $-41,414 | -8.11 % | $1,772 | | | | | | History of Bartlett And Co Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Batterymarch Financial Management Inc | Institution | 156,410 | Added More | 108,694 | 227.79 % | $3,972,814 | $3,650,609 | $-322,205 | -8.11 % | $-223,910 | | | | | | History of Batterymarch Financial Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Blair William And Co | Institution | | Sold All | -10,286 | -100 % | | | | -8.11 % | $21,189 | | | | | | History of Blair William And Co Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Boston Trust And Investment Management Co | Institution | 820 | Sold Some | -1,770 | -68.33 % | $20,828 | $19,139 | $-1,689 | -8.11 % | $3,646 | | | | | | History of Boston Trust And Investment Management Co Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Brahman Capital Corp | Institution | | Sold All | -2,134,320 | -100 % | | | | -8.11 % | $4,396,699 | | | | | | History of Brahman Capital Corp Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Brandywine Asset Management Llc | Institution | 201,712 | Sold Some | -1,780 | -0.87 % | $5,123,485 | $4,707,958 | $-415,527 | -8.11 % | $3,667 | | | | | | History of Brandywine Asset Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Caisse De Depot Et Placement Du Quebec | Institution | 25,000 | No Change | 0 | 0 % | $635,000 | $583,500 | $-51,500 | -8.11 % | $0 | | | | | | History of Caisse De Depot Et Placement Du Quebec Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | California State Teachers Retirement System | Institution | 372,196 | Added More | 5,118 | 1.39 % | $9,453,778 | $8,687,055 | $-766,724 | -8.11 % | $-10,543 | | | | | | History of California State Teachers Retirement System Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Canada Pension Plan Investment Board | Institution | 222,875 | Sold Some | -35,634 | -13.78 % | $5,661,025 | $5,201,903 | $-459,123 | -8.11 % | $73,406 | | | | | | History of Canada Pension Plan Investment Board Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Capital One Financial Corp | Institution | 244 | New Holding | 244 | 100 % | $6,198 | $5,695 | $-503 | -8.11 % | $-503 | | | | | | History of Capital One Financial Corp Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Capstone Investment Advisors Llc | Institution | 15,652 | New Holding | 15,652 | 100 % | $397,561 | $365,318 | $-32,243 | -8.11 % | $-32,243 | | | | | | History of Capstone Investment Advisors Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Citadel L P | Institution | 139,378 | New Holding | 139,378 | 100 % | $3,540,201 | $3,253,083 | $-287,119 | -8.11 % | $-287,119 | | | | | | History of Citadel L P Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Citigroup Inc | Institution | 298,451 | Added More | 62,197 | 26.32 % | $7,580,655 | $6,965,846 | $-614,809 | -8.11 % | $-128,126 | | | | | | History of Citigroup Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Cna Financial Corp | Institution | 450 | No Change | 0 | 0 % | $11,430 | $10,503 | $-927 | -8.11 % | $0 | | | | | | History of Cna Financial Corp Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Concert Wealth Management Inc | No Data | 60 | New Holding | 60 | 100 % | $1,524 | $1,400 | $-124 | -8.11 % | $-124 | | | | | | History of Concert Wealth Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Dnb Asset Management Us Inc | Institution | 87,793 | Added More | 13,247 | 17.77 % | $2,229,942 | $2,049,089 | $-180,854 | -8.11 % | $-27,289 | | | | | | History of Dnb Asset Management Us Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Egall Bryant And Hamill | Institution | 14,416 | Sold Some | -80,122 | -84.75 % | $366,166 | $336,469 | $-29,697 | -8.11 % | $165,051 | | | | | | History of Egall Bryant And Hamill Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Ei Trust Co | Institution | 25,400 | New Holding | 25,400 | 100 % | $645,160 | $592,836 | $-52,324 | -8.11 % | $-52,324 | | | | | | History of Ei Trust Co Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Entinel Asset Management Inc | Institution | | Sold All | -63,162 | -100 % | | | | -8.11 % | $130,114 | | | | | | History of Entinel Asset Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Epoch Investment Partners Inc | Institution | 2,584,165 | Added More | 1,092,947 | 73.29 % | $65,637,791 | $60,314,411 | $-5,323,380 | -8.11 % | $-2,251,471 | | | | | | History of Epoch Investment Partners Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Equitrust Investment Management Services Inc | Institution | 17,082 | No Change | 0 | 0 % | $433,883 | $398,694 | $-35,189 | -8.11 % | $0 | | | | | | History of Equitrust Investment Management Services Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | F And C Asset Management Plc | Institution | 27,279 | Sold Some | -10,008 | -26.84 % | $692,887 | $636,692 | $-56,195 | -8.11 % | $20,616 | | | | | | History of F And C Asset Management Plc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Fairfield Research Corp | Institution | 3,010 | No Change | 0 | 0 % | $76,454 | $70,253 | $-6,201 | -8.11 % | $0 | | | | | | History of Fairfield Research Corp Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Fifth Third Asset Management Inc | Institution | 27,208 | Added More | 3,088 | 12.80 % | $691,083 | $635,035 | $-56,048 | -8.11 % | $-6,361 | | | | | | History of Fifth Third Asset Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Fifth Third Bancorp | Institution | 19,018 | Sold Some | -513 | -2.62 % | $483,057 | $443,880 | $-39,177 | -8.11 % | $1,057 | | | | | | History of Fifth Third Bancorp Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Fifth Third Securitie | Institution | 1,416 | Sold Some | -502 | -26.17 % | $35,966 | $33,049 | $-2,917 | -8.11 % | $1,034 | | | | | | History of Fifth Third Securitie Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Gamco Investors Inc Et Al | Institution | 245,818 | Added More | 585 | 0.23 % | $6,243,777 | $5,737,392 | $-506,385 | -8.11 % | $-1,205 | | | | | | History of Gamco Investors Inc Et Al Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 167,874 | Added More | 8,518 | 5.34 % | $4,264,000 | $3,918,179 | $-345,820 | -8.11 % | $-17,547 | | | | | | History of Gartmore Mutual Fund Capital Trust Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | General Re New England Asset Management Inc | Institution | 72,140 | Sold Some | -1,900 | -2.56 % | $1,832,356 | $1,683,748 | $-148,608 | -8.11 % | $3,914 | | | | | | History of General Re New England Asset Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Geode Capital Management Llc | Institution | 1,016,016 | Added More | 55,522 | 5.78 % | $25,806,806 | $23,713,813 | $-2,092,993 | -8.11 % | $-114,375 | | | | | | History of Geode Capital Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Ghp Investment Advisors Inc | Institution | 358 | No Change | 0 | 0 % | $9,093 | $8,356 | $-737 | -8.11 % | $0 | | | | | | History of Ghp Investment Advisors Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Harris Financial Corp | Institution | 182,152 | Sold Some | -35,071 | -16.14 % | $4,626,661 | $4,251,428 | $-375,233 | -8.11 % | $72,246 | | | | | | History of Harris Financial Corp Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Haw D E And Co Inc | Institution | 2,564,902 | Added More | 537,863 | 26.53 % | $65,148,511 | $59,864,813 | $-5,283,698 | -8.11 % | $-1,107,998 | | | | | | History of Haw D E And Co Inc Ownership Of Ameriprise Financial Inc |
| 2009-05-15 | 2009-03-31 | 13F-HR | Hbk Investments L P | Institution | 52,400 | New Holding | 52,400 | 100 % | $1,330,960 | $1,223,016 | $-107,944 | -8.11 % | $-107,944 | | | | | | History of Hbk Investments L P Ownership Of Ameriprise Financial Inc |
| 2009-05-15 |
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