| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 11,103 | Sold Some | -664 | -5.64 % | $420,026 | $420,026 | $0 | 0.00 % | $0 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 9,756 | New Holding | 9,756 | 100 % | $369,069 | $369,069 | $0 | 0.00 % | $0 | | | | | | News Article | History of Blair William And Co Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Chwab Charles Investment Management Inc | Institution | 845,063 | Sold Some | -135,284 | -13.79 % | $31,968,733 | $31,968,733 | $0 | 0.00 % | $0 | | | | | | News Article | History of Chwab Charles Investment Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Credit Suisse First Boston | Institution | 580,444 | Sold Some | -78,256 | -11.88 % | $21,958,197 | $21,958,197 | $0 | 0.00 % | $0 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 73,696 | Sold Some | -26,800 | -26.66 % | $2,787,920 | $2,787,920 | $0 | 0.00 % | $0 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Markston International Llc | Institution | 232,777 | Sold Some | -500 | -0.21 % | $8,805,954 | $8,805,954 | $0 | 0.00 % | $0 | | | | | | News Article | History of Markston International Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 126 | Sold Some | -98 | -43.75 % | $4,767 | $4,767 | $0 | 0.00 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 216,552 | Sold Some | -7,503 | -3.34 % | $8,192,162 | $8,192,162 | $0 | 0.00 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 1,322 | Sold Some | -8 | -0.60 % | $50,011 | $50,011 | $0 | 0.00 % | $0 | | | | | | News Article | History of Nbt Bank N A Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 24,194 | Sold Some | -49,570 | -67.20 % | $915,259 | $915,259 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tcw Group Inc | Institution | 1,811,191 | Added More | 1,603,572 | 772.36 % | $68,517,356 | $68,517,356 | $0 | 0.00 % | $0 | | | | | | News Article | History of Tcw Group Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 308,792 | Added More | 65,122 | 26.72 % | $11,681,601 | $11,681,601 | $0 | 0.00 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 1,170,288 | Sold Some | -48,243 | -3.95 % | $44,271,995 | $44,271,995 | $0 | 0.00 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Trilogy Global Advisors Llc | Institution | 2,235,426 | Added More | 9,535 | 0.42 % | $84,566,166 | $84,566,166 | $0 | 0.00 % | $0 | | | | | | News Article | History of Trilogy Global Advisors Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 97,954 | Sold Some | -295 | -0.30 % | $3,705,600 | $3,705,600 | $0 | 0.00 % | $0 | | | | | | News Article | History of Unionbancal Corp Ownership Of Ameriprise Financial Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 186 | Sold Some | -2,132 | -91.97 % | $7,036 | $7,036 | $0 | 0.00 % | $0 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 1,250 | No Change | 0 | 0 % | $46,538 | $47,288 | $750 | 1.61 % | $0 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 2,140 | No Change | 0 | 0 % | $79,672 | $80,956 | $1,284 | 1.61 % | $0 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Guardian Investor Services Llc | Institution | 7,027 | Added More | 780 | 12.48 % | $261,615 | $265,831 | $4,216 | 1.61 % | $468 | | | | | | News Article | History of Guardian Investor Services Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Hudson Canyon Investment Counselors Llc | Institution | 83,425 | Added More | 566 | 0.68 % | $3,105,913 | $3,155,968 | $50,055 | 1.61 % | $340 | | | | | | News Article | History of Hudson Canyon Investment Counselors Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 7,831 | Sold Some | -922 | -10.53 % | $291,548 | $296,247 | $4,699 | 1.61 % | $-553 | | | | | | News Article | History of Huntington National Bank Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 72,100 | No Change | 0 | 0 % | $2,684,283 | $2,727,543 | $43,260 | 1.61 % | $0 | | | | | | News Article | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 40,867 | Added More | 5,200 | 14.57 % | $1,521,478 | $1,545,999 | $24,520 | 1.61 % | $3,120 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associate | Institution | 309,311 | Added More | 11,821 | 3.97 % | $11,515,649 | $11,701,235 | $185,587 | 1.61 % | $7,093 | | | | | | News Article | History of Parametric Portfolio Associate Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 15,046 | Added More | 2,569 | 20.58 % | $560,163 | $569,190 | $9,028 | 1.61 % | $1,541 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 286,627 | Sold Some | -166,773 | -36.78 % | $10,671,123 | $10,843,099 | $171,976 | 1.61 % | $-100,064 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Punch And Associates Investment Management Inc | Institution | 51,472 | Added More | 1,858 | 3.74 % | $1,916,303 | $1,947,186 | $30,883 | 1.61 % | $1,115 | | | | | | News Article | History of Punch And Associates Investment Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Rafferty Asset Management Llc | Institution | 255,832 | No Change | 0 | 0 % | $9,524,625 | $9,678,125 | $153,499 | 1.61 % | $0 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tal Global Asset Management Inc | Institution | 40,582 | Added More | 7,218 | 21.63 % | $1,510,868 | $1,535,217 | $24,349 | 1.61 % | $4,331 | | | | | | News Article | History of Tal Global Asset Management Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texa | Institution | 1,150,947 | Sold Some | -232,176 | -16.78 % | $42,849,757 | $43,540,325 | $690,568 | 1.61 % | $-139,306 | | | | | | News Article | History of Teacher Retirement System Of Texa Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Value Line Inc | Institution | 15,000 | No Change | 0 | 0 % | $558,450 | $567,450 | $9,000 | 1.61 % | $0 | | | | | | News Article | History of Value Line Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Yhb Investment Advisors Inc | No Data | 7,633 | New Holding | 7,633 | 100 % | $284,177 | $288,756 | $4,580 | 1.61 % | $4,580 | | | | | | News Article | History of Yhb Investment Advisors Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | 26,277 | Sold Some | -29,600 | -52.97 % | $971,986 | $994,059 | $22,073 | 2.27 % | $-24,864 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Curian Capital Llc | Institution | 194,254 | Added More | 86,618 | 80.47 % | $7,185,455 | $7,348,629 | $163,173 | 2.27 % | $72,759 | | | | | | News Article | History of Curian Capital Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | First Community Bank Trust And Financial Services Divison | Institution | 530 | No Change | 0 | 0 % | $19,605 | $20,050 | $445 | 2.27 % | $0 | | | | | | News Article | History of First Community Bank Trust And Financial Services Divison Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | | Sold All | -800 | -100 % | | | | 2.27 % | $-672 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 73,219 | No Change | 0 | 0 % | $2,708,371 | $2,769,875 | $61,504 | 2.27 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Marathon Asset Management Llp | Institution | 105,950 | Added More | 1,200 | 1.14 % | $3,919,091 | $4,008,089 | $88,998 | 2.27 % | $1,008 | | | | | | News Article | History of Marathon Asset Management Llp Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Trust Banking Corp | No Data | 238,726 | Added More | 33,271 | 16.19 % | $8,830,475 | $9,031,005 | $200,530 | 2.27 % | $27,948 | | | | | | News Article | History of Mitsubishi Ufj Trust Banking Corp Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 16,991 | New Holding | 16,991 | 100 % | $628,497 | $642,770 | $14,272 | 2.27 % | $14,272 | | | | | | News Article | History of Tradeworx Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Ymphony Asset Management Llc | Institution | 11,360 | Sold Some | -10,734 | -48.58 % | $420,206 | $429,749 | $9,542 | 2.27 % | $-9,017 | | | | | | News Article | History of Ymphony Asset Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios-Alliancebernstein Wealth Preservation Strategy | Mixed-Asset Target Allocation Conserv | 13,800 | No Change | 0 | 0 % | $510,462 | $522,054 | $11,592 | 2.27 % | $0 | | | | | | News Article | History of Alliancebernstein Portfolios-Alliancebernstein Wealth Preservation Strategy Ownership Of Ameriprise Financial Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ga Funds-Ssga Iam Shares Fund | Specialty & Misc | 3,340 | No Change | 0 | 0 % | $123,547 | $126,352 | $2,806 | 2.27 % | $0 | | | | | | News Article | History of Ga Funds-Ssga Iam Shares Fund Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Apg All Pensions Group | Institution | 119,737 | Added More | 89,181 | 291.86 % | $4,219,532 | $4,529,651 | $310,119 | 7.34 % | $230,979 | | | | | | News Article | History of Apg All Pensions Group Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | N-Q | Burnham Investors Trust-Burnham Financial Industries Fund | Specialty & Misc | 92,500 | Sold Some | -55,000 | -37.28 % | $3,259,700 | $3,499,275 | $239,575 | 7.34 % | $-142,450 | | | | | | News Article | History of Burnham Investors Trust-Burnham Financial Industries Fund Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | N-Q | Burnham Investors Trust-Burnham Financial Services Fund | Specialty & Misc | 30,000 | Sold Some | -45,000 | -60.00 % | $1,057,200 | $1,134,900 | $77,700 | 7.34 % | $-116,550 | | | | | | News Article | History of Burnham Investors Trust-Burnham Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR/A | Cohen Klingenstein Llc | No Data | 11,132 | No Change | 0 | 0 % | $392,292 | $421,124 | $28,832 | 7.34 % | $0 | | | | | | News Article | History of Cohen Klingenstein Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Conning Asset Management Co | Institution | 14,266 | Added More | 1,220 | 9.35 % | $502,734 | $539,683 | $36,949 | 7.34 % | $3,160 | | | | | | News Article | History of Conning Asset Management Co Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Fox Asset Management Llc | Institution | 22,275 | Added More | 2,685 | 13.70 % | $784,971 | $842,663 | $57,692 | 7.34 % | $6,954 | | | | | | News Article | History of Fox Asset Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ignia Capital Management Llc | Institution | 56,894 | Added More | 41,926 | 280.10 % | $2,004,945 | $2,152,300 | $147,355 | 7.34 % | $108,588 | | | | | | News Article | History of Ignia Capital Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 26,060 | Added More | 8,546 | 48.79 % | $918,354 | $985,850 | $67,495 | 7.34 % | $22,134 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 5,584 | No Change | 0 | 0 % | $196,780 | $211,243 | $14,463 | 7.34 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -401 | -100 % | | | | 7.34 % | $-1,039 | | | | | | News Article | History of Private Trust Co Na Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 1,692,554 | Sold Some | -223,659 | -11.67 % | $59,645,603 | $64,029,318 | $4,383,715 | 7.34 % | $-579,277 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Qwest Asset Management Co | Institution | 23,891 | Sold Some | -1,987 | -7.67 % | $841,919 | $903,797 | $61,878 | 7.34 % | $-5,146 | | | | | | News Article | History of Qwest Asset Management Co Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 1,802,229 | New Holding | 1,802,229 | 100 % | $63,510,550 | $68,178,323 | $4,667,773 | 7.34 % | $4,667,773 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust-S And P 500 Index Fund | S&P 500 Index | 1,978 | No Change | 0 | 0 % | $69,705 | $74,828 | $5,123 | 7.34 % | $0 | | | | | | News Article | History of California Investment Trust-S And P 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-11-03 | 2009-06-30 | 13F-HR/A | Cohen Klingenstein Llc | No Data | 11,132 | No Change | 0 | 0 % | $392,292 | $421,124 | $28,832 | 7.34 % | $0 | | | | | | News Article | History of Cohen Klingenstein Llc Ownership Of Ameriprise Financial Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 72 | New Holding | 72 | 100 % | $2,534 | $2,724 | $189 | 7.47 % | $189 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Ameriprise Financial Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | 358 | No Change | 0 | 0 % | $12,602 | $13,543 | $942 | 7.47 % | $0 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Ameriprise Financial Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutheran | Institution | 1,609,810 | Sold Some | -1,669,430 | -50.90 % | $56,665,312 | $60,899,112 | $4,233,800 | 7.47 % | $-4,390,601 | | | | | | News Article | History of Thrivent Financial For Lutheran Ownership Of Ameriprise Financial Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios-Brokerage And Investment Management Portfolio | Specialty & Misc | | Sold All | -900 | -100 % | | | | 7.47 % | $-2,367 | | | | | | News Article | History of Fidelity Select Portfolios-Brokerage And Investment Management Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Clinton Group Inc | Institution | 8,400 | Sold Some | -10,900 | -56.47 % | $291,228 | $317,772 | $26,544 | 9.11 % | $-34,444 | | | | | | News Article | History of Clinton Group Inc Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-09-30 | N-Q | Forum Funds-Auxier Focus Fund | Multi-Cap Value | 1,280 | No Change | 0 | 0 % | $44,378 | $48,422 | $4,045 | 9.11 % | $0 | | | | | | News Article | History of Forum Funds-Auxier Focus Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 1,649,438 | Sold Some | -450,883 | -21.46 % | $57,186,015 | $62,398,240 | $5,212,224 | 9.11 % | $-1,424,790 | | | | | | News Article | History of General Electric Co Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Mainstream Investment Advisers Llc | Institution | 12,350 | No Change | 0 | 0 % | $428,175 | $467,201 | $39,026 | 9.11 % | $0 | | | | | | News Article | History of Mainstream Investment Advisers Llc Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -123,249 | -100 % | | | | 9.11 % | $-389,467 | | | | | | News Article | History of Oxford Asset Management Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 219,235 | Sold Some | -709 | -0.32 % | $7,600,877 | $8,293,660 | $692,783 | 9.11 % | $-2,240 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Wedge Capital Management L L P | Institution | 995,655 | Sold Some | -10,400 | -1.03 % | $34,519,359 | $37,665,629 | $3,146,270 | 9.11 % | $-32,864 | | | | | | News Article | History of Wedge Capital Management L L P Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I-Balanced Fund | Mixed-Asset Target Allocation Moderate | 106,759 | New Holding | 106,759 | 100 % | $3,701,335 | $4,038,693 | $337,358 | 9.11 % | $337,358 | | | | | | News Article | History of Fidelity Advisor Series I-Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I-Growth Opportunities Fund | Large-Cap Core | | Sold All | -24,100 | -100 % | | | | 9.11 % | $-76,156 | | | | | | News Article | History of Fidelity Advisor Series I-Growth Opportunities Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii-Fidelity Mid Cap Enhanced Index Fund | Mid-Cap Core | 1,200 | Sold Some | -1,200 | -50.00 % | $41,604 | $45,396 | $3,792 | 9.11 % | $-3,792 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii-Fidelity Mid Cap Enhanced Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Securities Fund-Agressive Growth Fund | Global Small/Mid-Cap Growth | | Sold All | -490,000 | -100 % | | | | 9.11 % | $-1,548,400 | | | | | | News Article | History of Fidelity Securities Fund-Agressive Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Jennison Sector Funds Inc-Jennison Financial Services Fund | Financial Services | 183,700 | New Holding | 183,700 | 100 % | $6,368,879 | $6,949,371 | $580,492 | 9.11 % | $580,492 | | | | | | News Article | History of Jennison Sector Funds Inc-Jennison Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund-Vanguard Financials Index Fund | Specialty & Misc | 93,875 | Added More | 9,750 | 11.58 % | $3,254,646 | $3,551,291 | $296,645 | 9.11 % | $30,810 | | | | | | News Article | History of Vanguard World Fund-Vanguard Financials Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund-Vanguard Ftse Social Index Fund | Large-Cap Core | 32,519 | Added More | 4,244 | 15.00 % | $1,127,434 | $1,230,194 | $102,760 | 9.11 % | $13,411 | | | | | | News Article | History of Vanguard World Fund-Vanguard Ftse Social Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund-Vanguard Mega Cap 300 Index Fund | No Data | 23,240 | Added More | 15,763 | 210.81 % | $805,731 | $879,169 | $73,438 | 9.11 % | $49,811 | | | | | | News Article | History of Vanguard World Fund-Vanguard Mega Cap 300 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,009,405 | Added More | 71,974 | 7.67 % | $35,823,783 | $38,185,791 | $2,362,008 | 6.59 % | $168,419 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De-Evergreen Market Index Fund | Specialty & Misc | 7,416 | Sold Some | -20,173 | -73.11 % | $263,194 | $280,547 | $17,353 | 6.59 % | $-47,205 | | | | | | News Article | History of Evergreen Equity Trust De-Evergreen Market Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De-Evergreen Market Index Growth Fund | Multi-Cap Growth | 1,806 | New Holding | 1,806 | 100 % | $64,095 | $68,321 | $4,226 | 6.59 % | $4,226 | | | | | | News Article | History of Evergreen Equity Trust De-Evergreen Market Index Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De-Evergreen Market Index Value Fund | Multi-Cap Value | 21,321 | Added More | 327 | 1.55 % | $756,682 | $806,573 | $49,891 | 6.59 % | $765 | | | | | | News Article | History of Evergreen Equity Trust De-Evergreen Market Index Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust-Balanced Strategy Fund | Flexible Portfolio | | Sold All | -5,200 | -100 % | | | | 6.59 % | $-12,168 | | | | | | News Article | History of Usaa Mutual Funds Trust-Balanced Strategy Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust-Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -1,600 | -100 % | | | | 6.59 % | $-3,744 | | | | | | News Article | History of Usaa Mutual Funds Trust-Cornerstone Strategy Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I-Asset Allocation Fund | Specialty & Misc | 1,042 | New Holding | 1,042 | 100 % | $36,981 | $39,419 | $2,438 | 6.59 % | $2,438 | | | | | | News Article | History of Valic Co I-Asset Allocation Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I-Blue Chip Growth Fund | Multi-Cap Growth | 41,140 | Sold Some | -27,100 | -39.71 % | $1,460,059 | $1,556,326 | $96,268 | 6.59 % | $-63,414 | | | | | | News Article | History of Valic Co I-Blue Chip Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I-Value Fund | Multi-Cap Value | 16,700 | New Holding | 16,700 | 100 % | $592,683 | $631,761 | $39,078 | 6.59 % | $39,078 | | | | | | News Article | History of Valic Co I-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 8,753 | New Holding | 8,753 | 100 % | $310,644 | $331,126 | $20,482 | 6.59 % | $20,482 | | | | | | News Article | History of Huntington National Bank Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Capital City Trust Co | Institution | | Sold All | -30 | -100 % | | | | 7.38 % | $-78 | | | | | | News Article | History of Capital City Trust Co Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 242,573 | Sold Some | -7,050 | -2.82 % | $8,545,847 | $9,176,537 | $630,690 | 7.38 % | $-18,330 | | | | | | News Article | History of Chevy Chase Trust Holdings Inc Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Courier Capital Corp | Institution | 5,669 | No Compare | | | $199,719 | $214,458 | $14,739 | 7.38 % | | | | | | | News Article | History of Courier Capital Corp Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 450,129 | New Holding | 450,129 | 100 % | $15,858,045 | $17,028,380 | $1,170,335 | 7.38 % | $1,170,335 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Guaranty Trust Co Of Missouri | Institution | 7,540 | Sold Some | -6 | -0.07 % | $265,634 | $285,238 | $19,604 | 7.38 % | $-16 | | | | | | News Article | History of Guaranty Trust Co Of Missouri Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Pf Beheer Bv | Institution | 24,291 | No Change | 0 | 0 % | $855,772 | $918,929 | $63,157 | 7.38 % | $0 | | | | | | News Article | History of Pf Beheer Bv Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Sandy Spring Bank | No Data | 2,070 | Sold Some | -320 | -13.38 % | $72,926 | $78,308 | $5,382 | 7.38 % | $-832 | | | | | | News Article | History of Sandy Spring Bank Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Wallington Asset Management Llc | Institution | 50 | Sold Some | -34 | -40.47 % | $1,762 | $1,892 | $130 | 7.38 % | $-88 | | | | | | News Article | History of Wallington Asset Management Llc Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-08-31 | N-Q | American Century Strategic Asset Allocations Inc-Newton Fund | Small-Cap Core | 157,122 | Added More | 90,438 | 135.62 % | $5,535,408 | $5,943,925 | $408,517 | 7.38 % | $235,139 | | | | | | News Article | History of American Century Strategic Asset Allocations Inc-Newton Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-08-31 | N-Q | Dws Value Series Inc-Dws Dreman Mid Cap Value Fund | Mid-Cap Value | 96,200 | Sold Some | -39,600 | -29.16 % | $3,389,126 | $3,639,246 | $250,120 | 7.38 % | $-102,960 | | | | | | News Article | History of Dws Value Series Inc-Dws Dreman Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-08-31 | N-Q | Dws Value Series Inc-Dws Large Cap Value Fund | Large-Cap Value | 296,321 | New Holding | 296,321 | 100 % | $10,439,389 | $11,209,823 | $770,435 | 7.38 % | $770,435 | | | | | | News Article | History of Dws Value Series Inc-Dws Large Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust-Spartan International Index Fund | Global Flex Port | | Sold All | -502,659 | -100 % | | | | 7.38 % | $-1,306,913 | | | | | | News Article | History of Fidelity Concord Street Trust-Spartan International Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | 54,950 | Sold Some | -30,850 | -35.95 % | $1,981,497 | $2,078,759 | $97,262 | 4.90 % | $-54,605 | | | | | | News Article | History of Dupont Capital Management Ownership Of Ameriprise Financial Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | First Manhattan Co | Institution | 52,695 | Sold Some | -4,520 | -7.90 % | $1,900,182 | $1,993,452 | $93,270 | 4.90 % | $-8,000 | | | | | | News Article | History of First Manhattan Co Ownership Of Ameriprise Financial Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 119 | No Change | 0 | 0 % | $4,359 | $4,502 | $143 | 3.27 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf Ownership Of Ameriprise Financial Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2-Claymoreclear Global Exchanges Brokers Asset Manager | Global Flex Port | 1,499 | Sold Some | -177 | -10.56 % | $54,908 | $56,707 | $1,799 | 3.27 % | $-212 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2-Claymoreclear Global Exchanges Brokers Asset Manager Ownership Of Ameriprise Financial Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 203,606 | Sold Some | -639 | -0.31 % | $7,785,893 | $7,702,415 | $-83,478 | -1.07 % | $262 | | | | | | News Article | History of Blackrock Inc Ownership Of Ameriprise Financial Inc |
| 2009-10-07 | 2009-07-31 | N-CSRS | Unamerica Series Trust-Balanced Portfolio | Flexible Portfolio | | Sold All | -969 | -100 % | | | | 2.93 % | $-1,047 | | | | | | News Article | History of Unamerica Series Trust-Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust-Income Fund | Equity Income | 55,400 | New Holding | 55,400 | 100 % | $2,018,222 | $2,095,782 | $77,560 | 3.84 % | $77,560 | | | | | | News Article | History of Usaa Mutual Funds Trust-Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust-Income Stock Fund | Equity Income | 111,900 | New Holding | 111,900 | 100 % | $4,076,517 | $4,233,177 | $156,660 | 3.84 % | $156,660 | | | | | | News Article | History of Usaa Mutual Funds Trust-Income Stock Fund Ownership Of Ameriprise Financial Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust-Value Fund | Multi-Cap Value | | Sold All | -70,060 | -100 % | | | | 3.84 % | $-98,084 | | | | | | News Article | History of Usaa Mutual Funds Trust-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc-Capital Value Fund | Large-Cap Value | 51,900 | New Holding | 51,900 | 100 % | $1,678,446 | $1,963,377 | $284,931 | 16.97 % | $284,931 | | | | | | News Article | History of American Century Mutual Funds Inc-Capital Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Core Equity Portfolio | International Small-Mid-Cap Value | 164,005 | Added More | 39,311 | 31.52 % | $5,303,922 | $6,204,309 | $900,387 | 16.97 % | $215,817 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Core Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Vector Equity Portfolio | No Data | 88,108 | Added More | 5,478 | 6.62 % | $2,849,413 | $3,333,126 | $483,713 | 16.97 % | $30,074 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Vector Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-Va International Value Portfolio | Multi-Cap Value | 3,900 | No Change | 0 | 0 % | $126,126 | $147,537 | $21,411 | 16.97 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va International Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co-Global Large Company Serie | Large-Cap Core | 95,135 | Added More | 13,341 | 16.31 % | $3,076,666 | $3,598,957 | $522,291 | 16.97 % | $73,242 | | | | | | News Article | History of Dfa Investment Trust Co-Global Large Company Serie Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co-International Value Serie | Multi-Cap Value | 423,078 | Added More | 159,700 | 60.63 % | $13,682,343 | $16,005,041 | $2,322,698 | 16.97 % | $876,753 | | | | | | News Article | History of Dfa Investment Trust Co-International Value Serie Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Balanced Fund-Dws Balanced Fund | Flexible Portfolio | 21,567 | New Holding | 21,567 | 100 % | $697,477 | $815,880 | $118,403 | 16.97 % | $118,403 | | | | | | News Article | History of Dws Balanced Fund-Dws Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc-Mainstay 13030 Core Fund | No Data | 1,146 | New Holding | 1,146 | 100 % | $37,062 | $43,353 | $6,292 | 16.97 % | $6,292 | | | | | | News Article | History of Eclipse Funds Inc-Mainstay 13030 Core Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc-Mainstay All Cap Growth Fund | Multi-Cap Growth | 131,800 | New Holding | 131,800 | 100 % | $4,262,412 | $4,985,994 | $723,582 | 16.97 % | $723,582 | | | | | | News Article | History of Eclipse Funds Inc-Mainstay All Cap Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc-Mainstay S And P 500 Index Fund | S&P 500 Index | 32,246 | New Holding | 32,246 | 100 % | $1,042,836 | $1,219,866 | $177,031 | 16.97 % | $177,031 | | | | | | News Article | History of Eclipse Funds Inc-Mainstay S And P 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series I-Value Fund | Multi-Cap Value | 5,494 | Added More | 3,794 | 223.17 % | $177,676 | $207,838 | $30,162 | 16.97 % | $20,829 | | | | | | News Article | History of Fidelity Advisor Series I-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Capital Trust-Fidelity Stock Selector | Specialty & Misc | 43,720 | Added More | 36,500 | 505.54 % | $1,413,905 | $1,653,928 | $240,023 | 16.97 % | $200,385 | | | | | | News Article | History of Fidelity Capital Trust-Fidelity Stock Selector Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Commonwealth Trust-Spartan 500 Index Fund | S&P 500 Index | 367,016 | Added More | 65,064 | 21.54 % | $11,869,297 | $13,884,215 | $2,014,918 | 16.97 % | $357,201 | | | | | | News Article | History of Fidelity Commonwealth Trust-Spartan 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Hartford Mutual Funds Incct-Hartford Advisers Fund | Mixed-Asset Target Allocation Growth | 18 | Sold Some | -4 | -18.18 % | $582 | $681 | $99 | 16.97 % | $-22 | | | | | | News Article | History of Hartford Mutual Funds Incct-Hartford Advisers Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Hartford Mutual Funds Incct-Hartford Global Financial Services Fund | Financial Services | 14 | Sold Some | -1 | -6.66 % | $453 | $530 | $77 | 16.97 % | $-5 | | | | | | News Article | History of Hartford Mutual Funds Incct-Hartford Global Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Heritage Series Trust-Diversified Growth Fund | Multi-Cap Growth | 89,675 | New Holding | 89,675 | 100 % | $2,900,090 | $3,392,405 | $492,316 | 16.97 % | $492,316 | | | | | | News Article | History of Heritage Series Trust-Diversified Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust-Ishares Kld Select Social Index Fund | Specialty & Misc | 3,980 | No Compare | | | $128,713 | $150,563 | $21,850 | 16.97 % | | | | | | | News Article | History of Ishares Trust-Ishares Kld Select Social Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust-Ishares Morningstar Mid Value Index Fund | Mid-Cap Value | 31,214 | Added More | 4,991 | 19.03 % | $1,009,461 | $1,180,826 | $171,365 | 16.97 % | $27,401 | | | | | | News Article | History of Ishares Trust-Ishares Morningstar Mid Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-CSR | Janus Investment Fund-Intech Risk-Managed Value Fund | No Data | 3,800 | No Compare | | | $122,892 | $143,754 | $20,862 | 16.97 % | | | | | | | News Article | History of Janus Investment Fund-Intech Risk-Managed Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund-Janus Fund | Large-Cap Growth | | Sold All | -2,300 | -100 % | | | | 16.97 % | $-12,627 | | | | | | News Article | History of Janus Investment Fund-Janus Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust-Jackson Perspective Index 5 Fund | Specialty & Misc | 202 | No Change | 0 | 0 % | $6,533 | $7,642 | $1,109 | 16.97 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust-Jackson Perspective Index 5 Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds-Mainstay Common Stock Fund | Large-Cap Core | | Sold All | -34,153 | -100 % | | | | 16.97 % | $-187,500 | | | | | | News Article | History of Mainstay Funds-Mainstay Common Stock Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds-Mainstay Equity Index Fund | Specialty & Misc | 6,409 | Added More | 639 | 11.07 % | $207,267 | $242,452 | $35,185 | 16.97 % | $3,508 | | | | | | News Article | History of Mainstay Funds-Mainstay Equity Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds-Mainstay Map Fund | Multi-Cap Core | 179,166 | Added More | 49,306 | 37.96 % | $5,794,228 | $6,777,850 | $983,621 | 16.97 % | $270,690 | | | | | | News Article | History of Mainstay Funds-Mainstay Map Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds-Mainstay Mid Cap Value Fund | Mid-Cap Value | 68,618 | Added More | 33,218 | 93.83 % | $2,219,106 | $2,595,819 | $376,713 | 16.97 % | $182,367 | | | | | | News Article | History of Mainstay Funds-Mainstay Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-CSR | Putnam Investors Fund-Putnam Investors Fund | Large-Cap Core | | Sold All | -424,900 | -100 % | | | | 16.97 % | $-2,332,701 | | | | | | News Article | History of Putnam Investors Fund-Putnam Investors Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co-International Fund | International Multi-Cap Core | 77,380 | Added More | 14,700 | 23.45 % | $2,502,469 | $2,927,285 | $424,816 | 16.97 % | $80,703 | | | | | | News Article | History of Russell Investment Co-International Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Van Kampen Trust Ii-Global Tactical Asset Allocation Fund | No Data | 100 | New Holding | 100 | 100 % | $3,234 | $3,783 | $549 | 16.97 % | $549 | | | | | | News Article | History of Van Kampen Trust Ii-Global Tactical Asset Allocation Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds-Vanguard Total World Stock Index Fund | No Data | 5,229 | Sold Some | -2,571 | -32.96 % | $169,106 | $197,813 | $28,707 | 16.97 % | $-14,115 | | | | | | News Article | History of Vanguard International Equity Index Funds-Vanguard Total World Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Chwab Capital Trust-Schwab Financial Services Fund | Specialty & Misc | 9,600 | Sold Some | -108,300 | -91.85 % | $314,208 | $363,168 | $48,960 | 15.58 % | $-552,330 | | | | | | News Article | History of Chwab Capital Trust-Schwab Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Chwab Capital Trust-Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | 4,500 | Sold Some | -4,000 | -47.05 % | $147,285 | $170,235 | $22,950 | 15.58 % | $-20,400 | | | | | | News Article | History of Chwab Capital Trust-Schwab Fundamental Us Large Company Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Chwab Capital Trust-Schwab Technology Fund | Science & Tech | 217,414 | New Holding | 217,414 | 100 % | $7,115,960 | $8,224,772 | $1,108,811 | 15.58 % | $1,108,811 | | | | | | News Article | History of Chwab Capital Trust-Schwab Technology Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Small Cap Core Equity Fund Inc-Dryden Small Cap Core Equity Fund Inc | Small-Cap Core | 13,200 | New Holding | 13,200 | 100 % | $432,036 | $499,356 | $67,320 | 15.58 % | $67,320 | | | | | | News Article | History of Dryden Small Cap Core Equity Fund Inc-Dryden Small Cap Core Equity Fund Inc Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Tax Managed Funds-Dryden Large Cap Core Equity Fund | Large-Cap Core | 20,200 | New Holding | 20,200 | 100 % | $661,146 | $764,166 | $103,020 | 15.58 % | $103,020 | | | | | | News Article | History of Dryden Tax Managed Funds-Dryden Large Cap Core Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds-Fbr Large Cap Financial Fund | Financial Services | | Sold All | -4,000 | -100 % | | | | 15.58 % | $-20,400 | | | | | | News Article | History of Fbr Funds-Fbr Large Cap Financial Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Federated Stock Trust-Federated Stock Trust | Specialty & Misc | 8,384 | Sold Some | -229,974 | -96.48 % | $274,408 | $317,167 | $42,758 | 15.58 % | $-1,172,867 | | | | | | News Article | History of Federated Stock Trust-Federated Stock Trust Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds-Harbor Mid Cap Growth Fund | Mid-Cap Growth | 201,500 | New Holding | 201,500 | 100 % | $6,595,095 | $7,622,745 | $1,027,650 | 15.58 % | $1,027,650 | | | | | | News Article | History of Harbor Funds-Harbor Mid Cap Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds-Harbor Mid Cap Value Fund | Mid-Cap Value | 14,500 | No Change | 0 | 0 % | $474,585 | $548,535 | $73,950 | 15.58 % | $0 | | | | | | News Article | History of Harbor Funds-Harbor Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I-Jpmorgan Tax Aware Core Equity Fund | Multi-Cap Core | 38 | Sold Some | -2 | -5.00 % | $1,244 | $1,438 | $194 | 15.58 % | $-10 | | | | | | News Article | History of Jpmorgan Trust I-Jpmorgan Tax Aware Core Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I-Jpmorgan Tax Aware Disciplined Equity Fund | Specialty & Misc | 49 | Added More | 15 | 44.11 % | $1,604 | $1,854 | $250 | 15.58 % | $77 | | | | | | News Article | History of Jpmorgan Trust I-Jpmorgan Tax Aware Disciplined Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds-Massmutual Premier Balanced Fund | Mixed-Asset Target Allocation Growth | 1,940 | Added More | 100 | 5.43 % | $63,496 | $73,390 | $9,894 | 15.58 % | $510 | | | | | | News Article | History of Massmutual Premier Funds-Massmutual Premier Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds-Massmutual Premier Enhanced Index Core Equity Fund | Large-Cap Core | 510 | No Change | 0 | 0 % | $16,692 | $19,293 | $2,601 | 15.58 % | $0 | | | | | | News Article | History of Massmutual Premier Funds-Massmutual Premier Enhanced Index Core Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds-Massmutual Premier Enhanced Index Growth Fund | Large-Cap Core | 3,900 | New Holding | 3,900 | 100 % | $127,647 | $147,537 | $19,890 | 15.58 % | $19,890 | | | | | | News Article | History of Massmutual Premier Funds-Massmutual Premier Enhanced Index Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds-Massmutual Premier Enhanced Index Value Fund | Multi-Cap Value | 10,730 | New Holding | 10,730 | 100 % | $351,193 | $405,916 | $54,723 | 15.58 % | $54,723 | | | | | | News Article | History of Massmutual Premier Funds-Massmutual Premier Enhanced Index Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds-Massmutual Premier Main Street Fund | Small-Cap Core | | Sold All | -5,400 | -100 % | | | | 15.58 % | $-27,540 | | | | | | News Article | History of Massmutual Premier Funds-Massmutual Premier Main Street Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds-Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -2,010 | -100 % | | | | 15.58 % | $-10,251 | | | | | | News Article | History of Massmutual Premier Funds-Massmutual Premier Main Street Small Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds-Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -3,800 | -100 % | | | | 15.58 % | $-19,380 | | | | | | News Article | History of Massmutual Premier Funds-Massmutual Premier Small Company Opportunities Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | 27,520 | No Change | 0 | 0 % | $900,730 | $1,041,082 | $140,352 | 15.58 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc-International Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust-Powershares Dividend Achievers Portfolio | Specialty & Misc | 13,056 | New Holding | 13,056 | 100 % | $427,323 | $493,908 | $66,586 | 15.58 % | $66,586 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust-Powershares Dividend Achievers Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust-Powershares Dynamic Financial Sector Portfolio | Specialty & Misc | | Sold All | -25,093 | -100 % | | | | 15.58 % | $-127,974 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust-Powershares Dynamic Financial Sector Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Windsor Funds-Vanguard Windsor Fund | Multi-Cap Value | 3,811,400 | Sold Some | -2,643,500 | -40.95 % | $124,747,122 | $144,185,262 | $19,438,140 | 15.58 % | $-13,481,850 | | | | | | News Article | History of Vanguard Windsor Funds-Vanguard Windsor Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Windsor Funds-Vanguard Windsor Ii Fund | Large-Cap Value | 3,237,700 | Added More | 749,900 | 30.14 % | $105,969,921 | $122,482,191 | $16,512,270 | 15.58 % | $3,824,490 | | | | | | News Article | History of Vanguard Windsor Funds-Vanguard Windsor Ii Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Victory Portfolios-Victory Special Value Fund | Mid-Cap Value | 384,500 | Sold Some | -124,625 | -24.47 % | $12,584,685 | $14,545,635 | $1,960,950 | 15.58 % | $-635,588 | | | | | | News Article | History of Victory Portfolios-Victory Special Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Victory Portfolios-Victory Stock Index Fund | S&P 500 Index | 960 | Added More | 106 | 12.41 % | $31,421 | $36,317 | $4,896 | 15.58 % | $541 | | | | | | News Article | History of Victory Portfolios-Victory Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Victory Portfolios-Victory Value Fund | Large-Cap Core | 66,000 | Added More | 18,000 | 37.50 % | $2,160,180 | $2,496,780 | $336,600 | 15.58 % | $91,800 | | | | | | News Article | History of Victory Portfolios-Victory Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust-Direxion Daily Financial Bull 3x Shares | No Data | 152,656 | Sold Some | -26,442 | -14.76 % | $4,723,177 | $5,774,976 | $1,051,800 | 22.26 % | $-182,185 | | | | | | News Article | History of Direxion Shares Etf Trust-Direxion Daily Financial Bull 3x Shares Ownership Of Ameriprise Financial Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust-Direxion Daily Large Cap Bull 3x Shares | No Data | | Sold All | -13,894 | -100 % | | | | 22.26 % | $-95,730 | | | | | | News Article | History of Direxion Shares Etf Trust-Direxion Daily Large Cap Bull 3x Shares Ownership Of Ameriprise Financial Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust-Direxion Daily Mid Cap Bull 3x Shares | No Data | 3,090 | Added More | 2,048 | 196.54 % | $95,605 | $116,895 | $21,290 | 22.26 % | $14,111 | | | | | | News Article | History of Direxion Shares Etf Trust-Direxion Daily Mid Cap Bull 3x Shares Ownership Of Ameriprise Financial Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Dreman Contrarian Funds-Dreman Contrarian Mid Cap Value Fund | Mid-Cap Value | 750 | No Change | 0 | 0 % | $24,068 | $28,373 | $4,305 | 17.88 % | $0 | | | | | | News Article | History of Dreman Contrarian Funds-Dreman Contrarian Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust-Russell Top 50 Etf | Specialty & Misc | 3,110 | New Holding | 3,110 | 100 % | $101,479 | $117,651 | $16,172 | 15.93 % | $16,172 | | | | | | News Article | History of Rydex Etf Trust-Russell Top 50 Etf Ownership Of Ameriprise Financial Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust-S And P Equal Weight Etf | Specialty & Misc | 106,670 | Added More | 102,294 | 2337.61 % | $3,480,642 | $4,035,326 | $554,684 | 15.93 % | $531,929 | | | | | | News Article | History of Rydex Etf Trust-S And P Equal Weight Etf Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust-Azl Columbia Technology Fund | Science & Tech | 44,200 | Sold Some | -17,700 | -28.59 % | $1,306,994 | $1,672,086 | $365,092 | 27.93 % | $-146,202 | | | | | | News Article | History of Allianz Variable Insurance Products Trust-Azl Columbia Technology Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust-Azl Davis Ny Venture Fund | Specialty & Misc | 97,500 | Sold Some | -5,300 | -5.15 % | $2,883,075 | $3,688,425 | $805,350 | 27.93 % | $-43,778 | | | | | | News Article | History of Allianz Variable Insurance Products Trust-Azl Davis Ny Venture Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust-Azl S And P 500 Index Fund | S&P 500 Index | 11,858 | Added More | 4,495 | 61.04 % | $350,641 | $448,588 | $97,947 | 27.93 % | $37,129 | | | | | | News Article | History of Allianz Variable Insurance Products Trust-Azl S And P 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Barclays Global Investors Funds-Bond Index Fund | Specialty & Misc | 52,301 | Added More | 7,113 | 15.74 % | $1,546,541 | $1,978,547 | $432,006 | 27.93 % | $58,753 | | | | | | News Article | History of Barclays Global Investors Funds-Bond Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Boyar Value Fund Inc-Boyar Value Fund Inc | Multi-Cap Value | 16,500 | Added More | 2,000 | 13.79 % | $487,905 | $624,195 | $136,290 | 27.93 % | $16,520 | | | | | | News Article | History of Boyar Value Fund Inc-Boyar Value Fund Inc Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Lazard Funds Inc-Lazard Equity Portfolio | Specialty & Misc | 182,650 | Added More | 4,950 | 2.78 % | $5,400,961 | $6,909,650 | $1,508,689 | 27.93 % | $40,887 | | | | | | News Article | History of Lazard Funds Inc-Lazard Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio-Active Stock Portfolio | Specialty & Misc | 79,443 | Added More | 60,350 | 316.08 % | $2,349,130 | $3,005,329 | $656,199 | 27.93 % | $498,491 | | | | | | News Article | History of Master Investment Portfolio-Active Stock Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio-S And P 500 Index Master Portfolio | S&P 500 Index | 52,301 | Added More | 7,113 | 15.74 % | $1,546,541 | $1,978,547 | $432,006 | 27.93 % | $58,753 | | | | | | News Article | History of Master Investment Portfolio-S And P 500 Index Master Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Morgan Stanley Equally Weighted S And P 500 Fund-None | Specialty & Misc | 68,868 | No Change | 0 | 0 % | $2,036,427 | $2,605,276 | $568,850 | 27.93 % | $0 | | | | | | News Article | History of Morgan Stanley Equally Weighted S And P 500 Fund-None Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Select Dimensions Investment Series-Utilities Portfolio | Utility | 6,821 | No Change | 0 | 0 % | $201,697 | $258,038 | $56,341 | 27.93 % | $0 | | | | | | News Article | History of Morgan Stanley Select Dimensions Investment Series-Utilities Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Variable Investment Series-Information Portfolio | Specialty & Misc | 3,059 | No Change | 0 | 0 % | $90,455 | $115,722 | $25,267 | 27.93 % | $0 | | | | | | News Article | History of Morgan Stanley Variable Investment Series-Information Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Northern Lights Fund Trust-Free Enterprise Action Fund | No Data | | Sold All | -206 | -100 % | | | | 27.93 % | $-1,702 | | | | | | News Article | History of Northern Lights Fund Trust-Free Enterprise Action Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Nuveen Investment Trust-Nuveen Enhanced Mid-Cap Fund | No Data | 290 | Sold Some | -80 | -21.62 % | $8,575 | $10,971 | $2,395 | 27.93 % | $-661 | | | | | | News Article | History of Nuveen Investment Trust-Nuveen Enhanced Mid-Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust-Revenueshares Financials Sector Fund | No Data | 1,833 | Added More | 374 | 25.63 % | $54,202 | $69,342 | $15,141 | 27.93 % | $3,089 | | | | | | News Article | History of Revenueshares Etf Trust-Revenueshares Financials Sector Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust-Revenueshares Large Cap Fund | Large-Cap Core | 2,246 | Added More | 420 | 23.00 % | $66,414 | $84,966 | $18,552 | 27.93 % | $3,469 | | | | | | News Article | History of Revenueshares Etf Trust-Revenueshares Large Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds-Banking Fund | Financial Services | 20,361 | Added More | 15,371 | 308.03 % | $602,075 | $770,257 | $168,182 | 27.93 % | $126,964 | | | | | | News Article | History of Rydex Series Funds-Banking Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 7,059 | Added More | 4,544 | 180.67 % | $208,735 | $267,042 | $58,307 | 27.93 % | $37,533 | | | | | | News Article | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Financial Services Fund | Specialty & Misc | 3,524 | Added More | 1,250 | 54.96 % | $104,205 | $133,313 | $29,108 | 27.93 % | $10,325 | | | | | | News Article | History of Rydex Variable Trust-Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Nova Fund | Specialty & Misc | 905 | Added More | 315 | 53.38 % | $26,761 | $34,236 | $7,475 | 27.93 % | $2,602 | | | | | | News Article | History of Rydex Variable Trust-Nova Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Ummit Mutual Funds Inc-Balanced Index Portfolio | Flexible Portfolio | 247 | No Change | 0 | 0 % | $7,304 | $9,344 | $2,040 | 27.93 % | $0 | | | | | | News Article | History of Ummit Mutual Funds Inc-Balanced Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Ummit Mutual Funds Inc-Zenith Portfolio | Specialty & Misc | 6,629 | Added More | 772 | 13.18 % | $196,020 | $250,775 | $54,756 | 27.93 % | $6,377 | | | | | | News Article | History of Ummit Mutual Funds Inc-Zenith Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust-Blue Chip Growth Trust | Multi-Cap Growth | 120,451 | New Holding | 120,451 | 100 % | $3,493,079 | $4,556,661 | $1,063,582 | 30.44 % | $1,063,582 | | | | | | News Article | History of John Hancock Trust-Blue Chip Growth Trust Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust-Financial Services Trust | Specialty & Misc | 58,440 | No Change | 0 | 0 % | $1,694,760 | $2,210,785 | $516,025 | 30.44 % | $0 | | | | | | News Article | History of John Hancock Trust-Financial Services Trust Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust-Fundamental Value Trust | Multi-Cap Value | 357,937 | Added More | 18,910 | 5.57 % | $10,380,173 | $13,540,757 | $3,160,584 | 30.44 % | $166,975 | | | | | | News Article | History of John Hancock Trust-Fundamental Value Trust Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust-Value Trust | Multi-Cap Value | 78,600 | New Holding | 78,600 | 100 % | $2,279,400 | $2,973,438 | $694,038 | 30.44 % | $694,038 | | | | | | News Article | History of John Hancock Trust-Value Trust Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust-Ast Advanced Strategies Portfolio | Specialty & Misc | | Sold All | -81,600 | -100 % | | | | 30.44 % | $-720,528 | | | | | | News Article | History of Advanced Series Trust-Ast Advanced Strategies Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust-Ast Global Allocation Portfolio | Global Flex Port | | Sold All | -20,700 | -100 % | | | | 30.44 % | $-182,781 | | | | | | News Article | History of Advanced Series Trust-Ast Global Allocation Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust-Ast Western Asset Core Plus Bond Portfolio | No Data | | Sold All | -5,200 | -100 % | | | | 30.44 % | $-45,916 | | | | | | News Article | History of Advanced Series Trust-Ast Western Asset Core Plus Bond Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advisors Series Trust-Al Frank Fund | Specialty & Misc | 20,000 | New Holding | 20,000 | 100 % | $580,000 | $756,600 | $176,600 | 30.44 % | $176,600 | | | | | | News Article | History of Advisors Series Trust-Al Frank Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 400 | Sold Some | -20,780 | -98.11 % | $11,600 | $15,132 | $3,532 | 30.44 % | $-183,487 | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio | Small-Cap Value | 64,440 | Sold Some | -9,100 | -12.37 % | $1,868,760 | $2,437,765 | $569,005 | 30.44 % | $-80,353 | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Blackrock Funds-Blackrock Exchange Portfolio | Large-Cap Core | 61,125 | No Change | 0 | 0 % | $1,772,625 | $2,312,359 | $539,734 | 30.44 % | $0 | | | | | | News Article | History of Blackrock Funds-Blackrock Exchange Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Chestnut Street Exchange Fund-Chestnut Street Exchange Fund | Large-Cap Core | 22,266 | No Change | 0 | 0 % | $645,714 | $842,323 | $196,609 | 30.44 % | $0 | | | | | | News Article | History of Chestnut Street Exchange Fund-Chestnut Street Exchange Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqalliancebernstein Value Portfolio | Multi-Cap Value | 616,881 | Added More | 219,501 | 55.23 % | $17,889,549 | $23,336,608 | $5,447,059 | 30.44 % | $1,938,194 | | | | | | News Article | History of Eq Advisors Trust-Eqalliancebernstein Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | 118,560 | New Holding | 118,560 | 100 % | $3,438,240 | $4,485,125 | $1,046,885 | 30.44 % | $1,046,885 | | | | | | News Article | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqboston Advisors Equity Income Portfolio | Equity Income | 146,600 | Added More | 4,100 | 2.87 % | $4,251,400 | $5,545,878 | $1,294,478 | 30.44 % | $36,203 | | | | | | News Article | History of Eq Advisors Trust-Eqboston Advisors Equity Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqdavis New York Venture Portfolio | Specialty & Misc | 63,750 | Added More | 3,600 | 5.98 % | $1,848,750 | $2,411,663 | $562,913 | 30.44 % | $31,788 | | | | | | News Article | History of Eq Advisors Trust-Eqdavis New York Venture Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqequity 500 Index Portfolio | S&P 500 Index | 73,457 | Added More | 12,000 | 19.52 % | $2,130,253 | $2,778,878 | $648,625 | 30.44 % | $105,960 | | | | | | News Article | History of Eq Advisors Trust-Eqequity 500 Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqinternational Growth Portfolio | Multi-Cap Growth | 8,700 | New Holding | 8,700 | 100 % | $252,300 | $329,121 | $76,821 | 30.44 % | $76,821 | | | | | | News Article | History of Eq Advisors Trust-Eqinternational Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqmutual Shares Portfolio | Specialty & Misc | 34,700 | New Holding | 34,700 | 100 % | $1,006,300 | $1,312,701 | $306,401 | 30.44 % | $306,401 | | | | | | News Article | History of Eq Advisors Trust-Eqmutual Shares Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqtcw Equity Portfolio | Specialty & Misc | 21,681 | New Holding | 21,681 | 100 % | $628,749 | $820,192 | $191,443 | 30.44 % | $191,443 | | | | | | News Article | History of Eq Advisors Trust-Eqtcw Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Forum Funds-Auxier Focus Fund | Multi-Cap Value | 1,280 | No Change | 0 | 0 % | $37,120 | $48,422 | $11,302 | 30.44 % | $0 | | | | | | News Article | History of Forum Funds-Auxier Focus Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Ge Investment Funds Inc-Income Fund | No Data | | Sold All | -6,913 | -100 % | | | | 30.44 % | $-61,042 | | | | | | News Article | History of Ge Investment Funds Inc-Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Ge Investment Funds Inc-Value Equity Fund | Large-Cap Core | | Sold All | -8,857 | -100 % | | | | 30.44 % | $-78,207 | | | | | | News Article | History of Ge Investment Funds Inc-Value Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Hartford Hls Series Fund Ii Inc-Hartford Growth Opportunities Hls Fund | Multi-Cap Growth | 29 | Added More | 2 | 7.40 % | $841 | $1,097 | $256 | 30.44 % | $18 | | | | | | News Article | History of Hartford Hls Series Fund Ii Inc-Hartford Growth Opportunities Hls Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Hartford Series Fund Inc-Hartford Advisers Hls Fund | Specialty & Misc | 29 | Added More | 2 | 7.40 % | $841 | $1,097 | $256 | 30.44 % | $18 | | | | | | News Article | History of Hartford Series Fund Inc-Hartford Advisers Hls Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc-Stock Index Fund | Specialty & Misc | | Sold All | -45,188 | -100 % | | | | 30.44 % | $-399,010 | | | | | | News Article | History of Homestead Funds Inc-Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc-Value Fund | Multi-Cap Value | 52,301 | Added More | 7,113 | 15.74 % | $1,516,729 | $1,978,547 | $461,818 | 30.44 % | $62,808 | | | | | | News Article | History of Homestead Funds Inc-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jp Morgan Mutual Fund Series-Jpmorgan Value Discovery Fund | No Data | 830 | No Change | 0 | 0 % | $24,070 | $31,399 | $7,329 | 30.44 % | $0 | | | | | | News Article | History of Jp Morgan Mutual Fund Series-Jpmorgan Value Discovery Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I-Jpmorgan Japan Fund | Japanese | 100 | Added More | 6 | 6.38 % | $2,900 | $3,783 | $883 | 30.44 % | $53 | | | | | | News Article | History of Jpmorgan Trust I-Jpmorgan Japan Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii-Jpmorgan Core Bond Fund | Multi-Cap Core | 100 | Sold Some | -35 | -25.92 % | $2,900 | $3,783 | $883 | 30.44 % | $-309 | | | | | | News Article | History of Jpmorgan Trust Ii-Jpmorgan Core Bond Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds-Massmutual Select Mid Cap Growth Equity Fund | Mid-Cap Growth | 10,580 | New Holding | 10,580 | 100 % | $306,820 | $400,241 | $93,421 | 30.44 % | $93,421 | | | | | | News Article | History of Massmutual Select Funds-Massmutual Select Mid Cap Growth Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds-Massmutual Select Strategic Balanced Fund | Mixed-Asset Target Allocation Moderate | 1,002 | Added More | 8 | 0.80 % | $29,058 | $37,906 | $8,848 | 30.44 % | $71 | | | | | | News Article | History of Massmutual Select Funds-Massmutual Select Strategic Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Mma Praxis Mutual Funds-Mma Praxis Core Stock Fund | Large-Cap Core | 45,500 | No Change | 0 | 0 % | $1,319,500 | $1,721,265 | $401,765 | 30.44 % | $0 | | | | | | News Article | History of Mma Praxis Mutual Funds-Mma Praxis Core Stock Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Mma Praxis Mutual Funds-Mma Praxis Value Index Fund | Large-Cap Value | 4,047 | Sold Some | -489 | -10.78 % | $117,363 | $153,098 | $35,735 | 30.44 % | $-4,318 | | | | | | News Article | History of Mma Praxis Mutual Funds-Mma Praxis Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Prudential Series Fund-Flexible Managed Portfolio | Specialty & Misc | | Sold All | -205,800 | -100 % | | | | 30.44 % | $-1,817,214 | | | | | | News Article | History of Prudential Series Fund-Flexible Managed Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Un Capital Advisers Trust-Sc Davis Venture Value Fund | Multi-Cap Value | 49,445 | Added More | 10,870 | 28.17 % | $1,433,905 | $1,870,504 | $436,599 | 30.44 % | $95,982 | | | | | | News Article | History of Un Capital Advisers Trust-Sc Davis Venture Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Un Capital Advisers Trust-Sc Goldman Sachs Mid Cap Value Fund | No Data | 26,253 | New Holding | 26,253 | 100 % | $761,337 | $993,151 | $231,814 | 30.44 % | $231,814 | | | | | | News Article | History of Un Capital Advisers Trust-Sc Goldman Sachs Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Un Capital Advisers Trust-Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 20 | Sold Some | -3,780 | -99.47 % | $580 | $757 | $177 | 30.44 % | $-33,377 | | | | | | News Article | History of Un Capital Advisers Trust-Sc Oppenheimer Main Street Small Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | 1,971,372 | Added More | 325,865 | 19.80 % | $57,169,788 | $74,577,003 | $17,407,215 | 30.44 % | $2,877,388 | | | | | | News Article | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds-Equity Income Portfolio | Equity Income | 28,596 | Added More | 9,696 | 51.30 % | $829,284 | $1,081,787 | $252,503 | 30.44 % | $85,616 | | | | | | News Article | History of Vanguard Variable Insurance Funds-Equity Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds-Equity Index Portfolio | Specialty & Misc | 50,288 | Added More | 7,200 | 16.70 % | $1,458,352 | $1,902,395 | $444,043 | 30.44 % | $63,576 | | | | | | News Article | History of Vanguard Variable Insurance Funds-Equity Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust-Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | | Sold All | -2,920 | -100 % | | | | 30.44 % | $-25,784 | | | | | | News Article | History of Jpmorgan Insurance Trust-Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust-Jpmorgan Insurance Trust Equity Index Portfolio | Specialty & Misc | | Sold All | -2,020 | -100 % | | | | 30.44 % | $-17,837 | | | | | | News Article | History of Jpmorgan Insurance Trust-Jpmorgan Insurance Trust Equity Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Advantus Series Fund Inc-Index 500 Portfolio | No Data | | Sold All | -9,613 | -100 % | | | | 30.85 % | $-85,748 | | | | | | News Article | History of Advantus Series Fund Inc-Index 500 Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Anchor Series Trust-Growth Portfolio | Multi-Cap Growth | | Sold All | -2,800 | -100 % | | | | 30.85 % | $-24,976 | | | | | | News Article | History of Anchor Series Trust-Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Burnham Investors Trust-Burnham Financial Industries Fund | Specialty & Misc | 147,500 | Added More | 97,500 | 195.00 % | $4,264,225 | $5,579,925 | $1,315,700 | 30.85 % | $869,700 | | | | | | News Article | History of Burnham Investors Trust-Burnham Financial Industries Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Burnham Investors Trust-Burnham Financial Services Fund | Specialty & Misc | 75,000 | Added More | 25,000 | 50.00 % | $2,168,250 | $2,837,250 | $669,000 | 30.85 % | $223,000 | | | | | | News Article | History of Burnham Investors Trust-Burnham Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust-Ing Franklin Mutual Shares Portfolio | Specialty & Misc | 32,500 | New Holding | 32,500 | 100 % | $939,575 | $1,229,475 | $289,900 | 30.85 % | $289,900 | | | | | | News Article | History of Ing Investors Trust-Ing Franklin Mutual Shares Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust-Ing International Portfolio | Global Flex Port | 873,068 | New Holding | 873,068 | 100 % | $25,240,396 | $33,028,162 | $7,787,767 | 30.85 % | $7,787,767 | | | | | | News Article | History of Ing Investors Trust-Ing International Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust-Ing Oppenheimer Main Street Portfolio | Specialty & Misc | 8,100 | No Change | 0 | 0 % | $234,171 | $306,423 | $72,252 | 30.85 % | $0 | | | | | | News Article | History of Ing Investors Trust-Ing Oppenheimer Main Street Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust-Ing Stock Index Portfolio | Specialty & Misc | 20,658 | Sold Some | -816,768 | -97.53 % | $597,223 | $781,492 | $184,269 | 30.85 % | $-7,285,571 | | | | | | News Article | History of Ing Investors Trust-Ing Stock Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Partners Inc-Ing American Century Large Company Value Portfolio | Large-Cap Value | 20,766 | Added More | 5,466 | 35.72 % | $600,345 | $785,578 | $185,233 | 30.85 % | $48,757 | | | | | | News Article | History of Ing Partners Inc-Ing American Century Large Company Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Partners Inc-Ing American Century Select Portfolio | Specialty & Misc | 4,649 | New Holding | 4,649 | 100 % | $134,403 | $175,872 | $41,469 | 30.85 % | $41,469 | | | | | | News Article | History of Ing Partners Inc-Ing American Century Select Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc-Ing International Index Portfolio | No Data | 31,400 | New Holding | 31,400 | 100 % | $907,774 | $1,187,862 | $280,088 | 30.85 % | $280,088 | | | | | | News Article | History of Ing Variable Portfolios Inc-Ing International Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc-Jnlmcm Financial Sector Fund | Specialty & Misc | 48 | Added More | 30 | 166.66 % | $1,388 | $1,816 | $428 | 30.85 % | $268 | | | | | | News Article | History of Jnl Variable Fund Llc-Jnlmcm Financial Sector Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc-Vp Balanced Portfolio | Flexible Portfolio | | Sold All | -5,309 | -100 % | | | | 30.85 % | $-47,356 | | | | | | News Article | History of Mainstay Vp Series Fund Inc-Vp Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc-Vp Common Stock Portfolio | Specialty & Misc | | Sold All | -65,929 | -100 % | | | | 30.85 % | $-588,087 | | | | | | News Article | History of Mainstay Vp Series Fund Inc-Vp Common Stock Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc-Vp Mid Cap Core Portfolio | Mid-Cap Core | | Sold All | -39,863 | -100 % | | | | 30.85 % | $-355,578 | | | | | | News Article | History of Mainstay Vp Series Fund Inc-Vp Mid Cap Core Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc-Vp Mid Cap Value Portfolio | Mid-Cap Value | | Sold All | -123,900 | -100 % | | | | 30.85 % | $-1,105,188 | | | | | | News Article | History of Mainstay Vp Series Fund Inc-Vp Mid Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc-Vp Value Portfolio | Multi-Cap Value | | Sold All | -20,710 | -100 % | | | | 30.85 % | $-184,733 | | | | | | News Article | History of Mainstay Vp Series Fund Inc-Vp Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii-Mml Enhanced Index Core Equity Fund | Multi-Cap Core | 860 | Added More | 400 | 86.95 % | $24,863 | $32,534 | $7,671 | 30.85 % | $3,568 | | | | | | News Article | History of Mml Series Investment Fund Ii-Mml Enhanced Index Core Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii-Mml Small Cap Equity Fund | Small-Cap Core | 60 | Sold Some | -1,920 | -96.96 % | $1,735 | $2,270 | $535 | 30.85 % | $-17,126 | | | | | | News Article | History of Mml Series Investment Fund Ii-Mml Small Cap Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | New Covenant Funds-New Covenant Growth Fund | No Data | | Sold All | -75,300 | -100 % | | | | 30.85 % | $-671,676 | | | | | | News Article | History of New Covenant Funds-New Covenant Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Northwestern Mutual Series Fund Inc-Balanced Portfolio | Flexible Portfolio | | Sold All | -41,947 | -100 % | | | | 30.85 % | $-374,167 | | | | | | News Article | History of Northwestern Mutual Series Fund Inc-Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Equity Index Portfolio | No Data | 99,740 | Added More | 53,100 | 113.85 % | $2,883,483 | $3,773,164 | $889,681 | 30.85 % | $473,652 | | | | | | News Article | History of Pacific Select Fund-Equity Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Equity Portfolio | No Data | 1,291,900 | Sold Some | -1,097,400 | -45.92 % | $37,348,829 | $48,872,577 | $11,523,748 | 30.85 % | $-9,788,808 | | | | | | News Article | History of Pacific Select Fund-Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Pacific Select Fund | Pacific Region | 46,571 | Sold Some | -12,720 | -21.45 % | $1,346,368 | $1,761,781 | $415,413 | 30.85 % | $-113,462 | | | | | | News Article | History of Pacific Select Fund-Pacific Select Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Pd Large-Cap Growth Index Portfolio | No Data | 50 | No Compare | | | $1,446 | $1,892 | $446 | 30.85 % | | | | | | | News Article | History of Pacific Select Fund-Pd Large-Cap Growth Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Pd Large-Cap Value Index Portfolio | No Data | 600 | No Compare | | | $17,346 | $22,698 | $5,352 | 30.85 % | | | | | | | News Article | History of Pacific Select Fund-Pd Large-Cap Value Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Treettracks Series Trust-Kbw Insurance Etf | Specialty & Misc | 309,134 | Added More | 175,059 | 130.56 % | $8,937,064 | $11,694,539 | $2,757,475 | 30.85 % | $1,561,526 | | | | | | News Article | History of Treettracks Series Trust-Kbw Insurance Etf Ownership Of Ameriprise Financial Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Treettracks Series Trust-Spdr Dividend Etf | Specialty & Misc | 9,201 | Added More | 853 | 10.21 % | $266,001 | $348,074 | $82,073 | 30.85 % | $7,609 | | | | | | News Article | History of Treettracks Series Trust-Spdr Dividend Etf Ownership Of Ameriprise Financial Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Chwab Capital Trust-Schwab Technology Fund | Science & Tech | | Sold All | -209,408 | -100 % | | | | 35.05 % | $-2,056,387 | | | | | | News Article | History of Chwab Capital Trust-Schwab Technology Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Dws Equity 500 Index Portfolio-Dws Equity 500 Index Portfolio | S&P 500 Index | 66,608 | Added More | 5,800 | 9.53 % | $1,865,690 | $2,519,781 | $654,091 | 35.05 % | $56,956 | | | | | | News Article | History of Dws Equity 500 Index Portfolio-Dws Equity 500 Index Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Dws Institutional Funds-Dws Equity 500 Index Fund | S&P 500 Index | 66,608 | Added More | 5,800 | 9.53 % | $1,865,690 | $2,519,781 | $654,091 | 35.05 % | $56,956 | | | | | | News Article | History of Dws Institutional Funds-Dws Equity 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Legg Mason Partners Equity Trust-Legg Mason Partners S And P 500 Index Fund | S&P 500 Index | 7,723 | New Holding | 7,723 | 100 % | $216,321 | $292,161 | $75,840 | 35.05 % | $75,840 | | | | | | News Article | History of Legg Mason Partners Equity Trust-Legg Mason Partners S And P 500 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust-Batterymarch Growth And Income Portfolio | Multi-Cap Growth | 37,382 | Added More | 5,350 | 16.70 % | $1,047,070 | $1,414,161 | $367,091 | 35.05 % | $52,537 | | | | | | News Article | History of Met Investors Series Trust-Batterymarch Growth And Income Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust-Lazard Mid Cap Portfolio | Mid-Cap Core | 491,500 | Sold Some | -262,900 | -34.84 % | $13,766,915 | $18,593,445 | $4,826,530 | 35.05 % | $-2,581,678 | | | | | | News Article | History of Met Investors Series Trust-Lazard Mid Cap Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Lazard Retirement Series Inc-Lazard Retirement Us Strategic Equity Portfolio | No Data | 2,350 | Added More | 400 | 20.51 % | $66,388 | $88,901 | $22,513 | 33.91 % | $3,832 | | | | | | News Article | History of Lazard Retirement Series Inc-Lazard Retirement Us Strategic Equity Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Mlig Variable Insurance Trust-Roszeldavis Large Cap Value Portfolio | Large-Cap Value | | Sold All | -380 | -100 % | | | | 33.91 % | $-3,640 | | | | | | News Article | History of Mlig Variable Insurance Trust-Roszeldavis Large Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-09-01 | 2009-06-30 | N-CSR | Munder Series Trust-Munder Index 500 Fund | S&P 500 Index | | Sold All | -7,931 | -100 % | | | | 33.91 % | $-75,979 | | | | | | News Article | History of Munder Series Trust-Munder Index 500 Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Variable Products Trust-Rs Value Vip Serie | Multi-Cap Value | 2,008 | New Holding | 2,008 | 100 % | $56,726 | $75,963 | $19,237 | 33.91 % | $19,237 | | | | | | News Article | History of Rs Variable Products Trust-Rs Value Vip Serie Ownership Of Ameriprise Financial Inc |
| 2009-09-01 | 2009-06-30 | N-Q/A | Rydex Series Funds-Financial Services Fund | Financial Services | 4,354 | Sold Some | -1,903 | -30.41 % | $123,001 | $164,712 | $41,711 | 33.91 % | $-18,231 | | | | | | News Article | History of Rydex Series Funds-Financial Services Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-01 | 2009-06-30 | N-Q/A | Rydex Series Funds-Nova Fund | Large-Cap Core | 1,530 | Added More | 159 | 11.59 % | $43,223 | $57,880 | $14,657 | 33.91 % | $1,523 | | | | | | News Article | History of Rydex Series Funds-Nova Fund Ownership Of Ameriprise Financial Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1-Stock Index Account | Specialty & Misc | 12,727 | Sold Some | -560 | -4.21 % | $359,538 | $481,462 | $121,925 | 33.91 % | $-5,365 | | | | | | News Article | History of Tiaa Separate Account Va 1-Stock Index Account Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Aegontransamerica Series Trust-Transamerica Balanced | Flexible Portfolio | 102,785 | New Holding | 102,785 | 100 % | $3,086,634 | $3,888,357 | $801,723 | 25.97 % | $801,723 | | | | | | News Article | History of Aegontransamerica Series Trust-Transamerica Balanced Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Afba 5star Fund Inc-Afba 5star Mid Cap Fund | Mid-Cap Core | 5,800 | No Compare | | | $174,174 | $219,414 | $45,240 | 25.97 % | | | | | | | News Article | History of Afba 5star Fund Inc-Afba 5star Mid Cap Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Bb And T Funds-Equity Index Fund | S&P 500 Index | 52,301 | Added More | 7,113 | 15.74 % | $1,570,599 | $1,978,547 | $407,948 | 25.97 % | $55,481 | | | | | | News Article | History of Bb And T Funds-Equity Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust I-Columbia Marsico Growth Fund Variable Serie | Multi-Cap Growth | 4,820 | New Holding | 4,820 | 100 % | $144,745 | $182,341 | $37,596 | 25.97 % | $37,596 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust I-Columbia Marsico Growth Fund Variable Serie Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Dryden Index Series Fund-Dryden Stock Index Fund | Specialty & Misc | 21,771 | New Holding | 21,771 | 100 % | $653,783 | $823,597 | $169,814 | 25.97 % | $169,814 | | | | | | News Article | History of Dryden Index Series Fund-Dryden Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q/A | Elect Sector Spdr Trust-Financial Select Sector Spdr Fund | Specialty & Misc | | Sold All | -1,218,825 | -100 % | | | | 25.97 % | $-9,506,835 | | | | | | News Article | History of Elect Sector Spdr Trust-Financial Select Sector Spdr Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Destiny Portfolios-Capital Development Fund | Specialty & Misc | 1,200,000 | New Holding | 1,200,000 | 100 % | $36,036,000 | $45,396,000 | $9,360,000 | 25.97 % | $9,360,000 | | | | | | News Article | History of Fidelity Destiny Portfolios-Capital Development Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Destiny Portfolios-Diversified Stock Fund | Large-Cap Growth | | Sold All | -225,000 | -100 % | | | | 25.97 % | $-1,755,000 | | | | | | News Article | History of Fidelity Destiny Portfolios-Diversified Stock Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Mutual Of America Investment Corp-Bond Fund | Specialty & Misc | 15,376 | No Change | 0 | 0 % | $461,741 | $581,674 | $119,933 | 25.97 % | $0 | | | | | | News Article | History of Mutual Of America Investment Corp-Bond Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund-Growth Equity Fund | Large-Cap Growth | | Sold All | -7,400 | -100 % | | | | 25.97 % | $-57,720 | | | | | | News Article | History of Tiaa Cref Life Fund-Growth Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | 2,600 | Added More | 74 | 2.92 % | $78,078 | $98,358 | $20,280 | 25.97 % | $577 | | | | | | News Article | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Ultra Series Fund-Mid Cap Growth Fund | No Data | | Sold All | -125,900 | -100 % | | | | 25.97 % | $-982,020 | | | | | | News Article | History of Ultra Series Fund-Mid Cap Growth Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust-Value Fund | Multi-Cap Value | 70,060 | New Holding | 70,060 | 100 % | $2,103,902 | $2,650,370 | $546,468 | 25.97 % | $546,468 | | | | | | News Article | History of Usaa Mutual Funds Trust-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust-Wisdomtree Diefa Fund | Specialty & Misc | 1,668 | Sold Some | -2,348 | -58.46 % | $50,090 | $63,100 | $13,010 | 25.97 % | $-18,314 | | | | | | News Article | History of Wisdomtree Trust-Wisdomtree Diefa Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust-Wisdomtree Largecap Dividend Fund | Large-Cap Core | 10,291 | Added More | 607 | 6.26 % | $309,039 | $389,309 | $80,270 | 25.97 % | $4,735 | | | | | | News Article | History of Wisdomtree Trust-Wisdomtree Largecap Dividend Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust-Wisdomtree Total Dividend Fund | Specialty & Misc | 2,712 | Added More | 132 | 5.11 % | $81,441 | $102,595 | $21,154 | 25.97 % | $1,030 | | | | | | News Article | History of Wisdomtree Trust-Wisdomtree Total Dividend Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust-Wisdomtree Total Earnings Fund | Specialty & Misc | 638 | Added More | 50 | 8.50 % | $19,159 | $24,136 | $4,976 | 25.97 % | $390 | | | | | | News Article | History of Wisdomtree Trust-Wisdomtree Total Earnings Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc-Equity Income Fund | Equity Income | 1,690,645 | New Holding | 1,690,645 | 100 % | $51,057,479 | $63,957,100 | $12,899,621 | 25.26 % | $12,899,621 | | | | | | News Article | History of American Century Capital Portfolios Inc-Equity Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc-Large Company Value Fund | Large-Cap Value | 373,658 | New Holding | 373,658 | 100 % | $11,284,472 | $14,135,482 | $2,851,011 | 25.26 % | $2,851,011 | | | | | | News Article | History of American Century Capital Portfolios Inc-Large Company Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc-Mid Cap Value Fund | Multi-Cap Value | 253,984 | Added More | 101,784 | 66.87 % | $7,670,317 | $9,608,215 | $1,937,898 | 25.26 % | $776,612 | | | | | | News Article | History of American Century Capital Portfolios Inc-Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc-Value Fund | Multi-Cap Value | 446,780 | Added More | 173,110 | 63.25 % | $13,492,756 | $16,901,687 | $3,408,931 | 25.26 % | $1,320,829 | | | | | | News Article | History of American Century Capital Portfolios Inc-Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust-Columbia Asset Allocation Fund Variable Serie | Specialty & Misc | 2,900 | Added More | 500 | 20.83 % | $87,580 | $109,707 | $22,127 | 25.26 % | $3,815 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust-Columbia Asset Allocation Fund Variable Serie Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust-Columbia International Fund Variable Serie | Global Flex Port | 12,929 | Added More | 212 | 1.66 % | $390,456 | $489,104 | $98,648 | 25.26 % | $1,618 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust-Columbia International Fund Variable Serie Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii-Dws Dreman Small Mid Cap Value Vip | Mid-Cap Value | 103,800 | New Holding | 103,800 | 100 % | $3,134,760 | $3,926,754 | $791,994 | 25.26 % | $791,994 | | | | | | News Article | History of Dws Variable Series Ii-Dws Dreman Small Mid Cap Value Vip Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Easons Series Trust-Large Cap Composite Portfolio | Large-Cap Core | 222 | New Holding | 222 | 100 % | $6,704 | $8,398 | $1,694 | 25.26 % | $1,694 | | | | | | News Article | History of Easons Series Trust-Large Cap Composite Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Easons Series Trust-Large Cap Value Portfolio | Large-Cap Value | 43,851 | New Holding | 43,851 | 100 % | $1,324,300 | $1,658,883 | $334,583 | 25.26 % | $334,583 | | | | | | News Article | History of Easons Series Trust-Large Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Easons Series Trust-Mid Cap Growth Portfolio | Mid-Cap Growth | 10,563 | New Holding | 10,563 | 100 % | $319,003 | $399,598 | $80,596 | 25.26 % | $80,596 | | | | | | News Article | History of Easons Series Trust-Mid Cap Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Easons Series Trust-Mid Cap Value Portfolio | Mid-Cap Value | 6,012 | New Holding | 6,012 | 100 % | $181,562 | $227,434 | $45,872 | 25.26 % | $45,872 | | | | | | News Article | History of Easons Series Trust-Mid Cap Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Easons Series Trust-Stock Portfolio | Multi-Cap Core | 5,200 | New Holding | 5,200 | 100 % | $157,040 | $196,716 | $39,676 | 25.26 % | $39,676 | | | | | | News Article | History of Easons Series Trust-Stock Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Eaton Vance Series Trust-Eaton Vance Tax Managed Growth Fund 1 0 | Multi-Cap Growth | | Sold All | -80,154 | -100 % | | | | 25.26 % | $-611,575 | | | | | | News Article | History of Eaton Vance Series Trust-Eaton Vance Tax Managed Growth Fund 1 0 Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | First Investors Equity Funds-Global Fund | Global Flex Port | | Sold All | -17,300 | -100 % | | | | 25.26 % | $-131,999 | | | | | | News Article | History of First Investors Equity Funds-Global Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Forum Funds-Absolute Strategies Fund | Equity Mkt Neutral Funds | 20,700 | New Holding | 20,700 | 100 % | $625,140 | $783,081 | $157,941 | 25.26 % | $157,941 | | | | | | News Article | History of Forum Funds-Absolute Strategies Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 1000 Growth Index Fund | Multi-Cap Growth | 35,279 | New Holding | 35,279 | 100 % | $1,065,426 | $1,334,605 | $269,179 | 25.26 % | $269,179 | | | | | | News Article | History of Ishares Trust-Ishares Russell 1000 Growth Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 1000 Index Fund | Specialty & Misc | 110,528 | Sold Some | -868 | -0.77 % | $3,337,946 | $4,181,274 | $843,329 | 25.26 % | $-6,623 | | | | | | News Article | History of Ishares Trust-Ishares Russell 1000 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 1000 Value Index Fund | Multi-Cap Value | 320,595 | Sold Some | -56,795 | -15.04 % | $9,681,969 | $12,128,109 | $2,446,140 | 25.26 % | $-433,346 | | | | | | News Article | History of Ishares Trust-Ishares Russell 1000 Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 1,079 | New Holding | 1,079 | 100 % | $32,586 | $40,819 | $8,233 | 25.26 % | $8,233 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Growth Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | 62,921 | Added More | 3,660 | 6.17 % | $1,900,214 | $2,380,301 | $480,087 | 25.26 % | $27,926 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 13,515 | Sold Some | -1,443 | -9.64 % | $408,153 | $511,272 | $103,119 | 25.26 % | $-11,010 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell Midcap Growth Index Fund | Mid-Cap Growth | 29,714 | New Holding | 29,714 | 100 % | $897,363 | $1,124,081 | $226,718 | 25.26 % | $226,718 | | | | | | News Article | History of Ishares Trust-Ishares Russell Midcap Growth Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell Midcap Index Fund | Mid-Cap Core | 329,656 | Sold Some | -32,167 | -8.89 % | $9,955,611 | $12,470,886 | $2,515,275 | 25.26 % | $-245,434 | | | | | | News Article | History of Ishares Trust-Ishares Russell Midcap Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell Midcap Value Index Fund | Mid-Cap Value | 343,838 | Sold Some | -50,546 | -12.81 % | $10,383,908 | $13,007,392 | $2,623,484 | 25.26 % | $-385,666 | | | | | | News Article | History of Ishares Trust-Ishares Russell Midcap Value Index Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds Ii-Loomis Sayles Value Fund | Large-Cap Value | 212,146 | Added More | 17,282 | 8.86 % | $6,406,809 | $8,025,483 | $1,618,674 | 25.26 % | $131,862 | | | | | | News Article | History of Loomis Sayles Funds Ii-Loomis Sayles Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Morgan Stanley Institutional Fund Trust-Value Portfolio | Multi-Cap Value | | Sold All | -500 | -100 % | | | | 25.26 % | $-3,815 | | | | | | News Article | History of Morgan Stanley Institutional Fund Trust-Value Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Pacific Life Funds-Pl Comstock Fund | Specialty & Misc | 55,510 | Sold Some | -3,160 | -5.38 % | $1,676,402 | $2,099,943 | $423,541 | 25.26 % | $-24,111 | | | | | | News Article | History of Pacific Life Funds-Pl Comstock Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Pacific Life Funds-Pl Main Street Core Fund | Multi-Cap Core | 2,460 | New Holding | 2,460 | 100 % | $74,292 | $93,062 | $18,770 | 25.26 % | $18,770 | | | | | | News Article | History of Pacific Life Funds-Pl Main Street Core Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust-Putnam Vt Global Asset Allocation Fund | Global Flex Port | 4,400 | Sold Some | -5,281 | -54.55 % | $132,880 | $166,452 | $33,572 | 25.26 % | $-40,294 | | | | | | News Article | History of Putnam Variable Trust-Putnam Vt Global Asset Allocation Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust-Putnam Vt Investors Fund | Specialty & Misc | | Sold All | -85,210 | -100 % | | | | 25.26 % | $-650,152 | | | | | | News Article | History of Putnam Variable Trust-Putnam Vt Investors Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust-Putnam Vt Mid Cap Value Fund | Mid-Cap Value | 14,648 | Sold Some | -970 | -6.21 % | $442,370 | $554,134 | $111,764 | 25.26 % | $-7,401 | | | | | | News Article | History of Putnam Variable Trust-Putnam Vt Mid Cap Value Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Tax Managed Growth Portfolio-Tax Managed Growth Portfolio | Multi-Cap Growth | | Sold All | -76,345 | -100 % | | | | 25.26 % | $-582,512 | | | | | | News Article | History of Tax Managed Growth Portfolio-Tax Managed Growth Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ti Classic Funds-Balanced Fund | Flexible Portfolio | 184,500 | Added More | 163,060 | 760.54 % | $5,571,900 | $6,979,635 | $1,407,735 | 25.26 % | $1,244,148 | | | | | | News Article | History of Ti Classic Funds-Balanced Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS/A | Tiff Investment Program Inc-Tiff Us Equity Fund | Specialty & Misc | | Sold All | -12,700 | -100 % | | | | 25.26 % | $-96,901 | | | | | | News Article | History of Tiff Investment Program Inc-Tiff Us Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Variable Insurance Products Iii-Balanced Portfolio | Flexible Portfolio | 22,800 | Sold Some | -5,600 | -19.71 % | $688,560 | $862,524 | $173,964 | 25.26 % | $-42,728 | | | | | | News Article | History of Variable Insurance Products Iii-Balanced Portfolio Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Fenway Funds-Vanguard Equity Income Fund | Equity Income | 339,802 | New Holding | 339,802 | 100 % | $10,262,020 | $12,854,710 | $2,592,689 | 25.26 % | $2,592,689 | | | | | | News Article | History of Vanguard Fenway Funds-Vanguard Equity Income Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds-Vanguard Global Equity Fund | Global Flex Port | 9,332 | Sold Some | -12,127 | -56.51 % | $281,826 | $353,030 | $71,203 | 25.26 % | $-92,529 | | | | | | News Article | History of Vanguard Horizon Funds-Vanguard Global Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds-Vanguard Strategic Equity Fund | Specialty & Misc | | Sold All | -913,721 | -100 % | | | | 25.26 % | $-6,971,691 | | | | | | News Article | History of Vanguard Horizon Funds-Vanguard Strategic Equity Fund Ownership Of Ameriprise Financial Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds-Vanguard Asset Allocation Fund | Flexible Portfolio | 191,148 | Sold Some | -4,181 | -2.14 % | $5,772,670 |
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