| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 16,851 | New Holding | 16,851 | 100 % | | | | - % | | | | | | | News Article | History of Jane Street Holding Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 109,578 | Sold Some | -10,526 | -8.76 % | | | | - % | | | | | | | News Article | History of Amvescap Plc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 30,668 | Sold Some | -22,353 | -42.15 % | | | | - % | | | | | | | News Article | History of Credit Suisse First Boston Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 86,359 | Added More | 83,659 | 3098.48 % | | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 4,900 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Black River Asset Management Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 4,034 | Added More | 2,759 | 216.39 % | | | | - % | | | | | | | News Article | History of Citadel L P Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -27,910 | -100 % | | | | - % | | | | | | | News Article | History of Millennium Management Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 266,595 | Sold Some | -64,826 | -19.56 % | | | | - % | | | | | | | News Article | History of Morgan Stanley Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 53,020 | New Holding | 53,020 | 100 % | | | | - % | | | | | | | News Article | History of Northern Trust Corp Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 79,020 | Added More | 25,615 | 47.96 % | | | | - % | | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 65,060 | New Holding | 65,060 | 100 % | | | | - % | | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sunrise Partners Llc | Institution | | Sold All | -10,300 | -100 % | | | | - % | | | | | | | News Article | History of Sunrise Partners Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 112,579 | Sold Some | -31,069 | -21.62 % | | | | - % | | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | | Sold All | -177,940 | -100 % | | | | - % | | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -71,382 | -100 % | | | | - % | | | | | | | News Article | History of Peak6 Investments L P Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 900 | Sold Some | -17,523 | -95.11 % | | | | - % | | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | | Sold All | -200 | -100 % | | | | - % | | | | | | | News Article | History of Barclays Plc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 29,518 | Sold Some | -37,762 | -56.12 % | | | | - % | | | | | | | News Article | History of Credit Agricole S A Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dialectic Capital Management Llc | Institution | 141,450 | New Holding | 141,450 | 100 % | | | | - % | | | | | | | News Article | History of Dialectic Capital Management Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 242,974 | Added More | 53,156 | 28.00 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | 27,047 | New Holding | 27,047 | 100 % | | | | - % | | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 14,775 | New Holding | 14,775 | 100 % | | | | - % | | | | | | | News Article | History of Knight Capital Group Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Labranche And Co Inc | Institution | 59,878 | Sold Some | -51,985 | -46.47 % | | | | - % | | | | | | | News Article | History of Labranche And Co Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | | Sold All | -500 | -100 % | | | | - % | | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 200 | New Holding | 200 | 100 % | | | | - % | | | | | | | News Article | History of Toronto Dominion Bank Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,300 | Sold Some | -31,676 | -96.05 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 13,000 | New Holding | 13,000 | 100 % | | | | - % | | | | | | | News Article | History of Credit Suisse Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 49,551 | Added More | 11,839 | 31.39 % | | | | - % | | | | | | | News Article | History of First Trust Advisors Lp Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | | Sold All | -10,000 | -100 % | | | | - % | | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icon Advisers Inc | Institution | 50,000 | New Holding | 50,000 | 100 % | | | | - % | | | | | | | News Article | History of Icon Advisers Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 1,800 | New Holding | 1,800 | 100 % | | | | - % | | | | | | | News Article | History of Kbc Group Nv Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 14,158 | Sold Some | -21,742 | -60.56 % | | | | - % | | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 69,353 | Sold Some | -17,845 | -20.46 % | | | | - % | | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | | Sold All | -1,839 | -100 % | | | | - % | | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 61,835 | Sold Some | -114,905 | -65.01 % | | | | - % | | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 64,300 | Added More | 33,900 | 111.51 % | | | | - % | | | | | | | News Article | History of Technical Financial Services Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 10,887 | Sold Some | -75,790 | -87.43 % | | | | - % | | | | | | | News Article | History of Citigroup Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Clarivest Asset Management Llc | Institution | | Sold All | -6,061 | -100 % | | | | - % | | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 850 | New Holding | 850 | 100 % | | | | - % | | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 112,954 | Added More | 73,637 | 187.29 % | | | | - % | | | | | | | News Article | History of Ubs Ag Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | | Sold All | -14,400 | -100 % | | | | - % | | | | | | | News Article | History of Numeric Investors Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | | Sold All | -13,000 | -100 % | | | | - % | | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 735 | Added More | 155 | 26.72 % | | | | - % | | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 57,500 | Added More | 45,000 | 360.00 % | | | | - % | | | | | | | News Article | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-04 | 2009-09-30 | 13F-HR | Evergreen Capital Management Llc | Institution | 16,860 | Added More | 5,660 | 50.53 % | | | | - % | | | | | | | News Article | History of Evergreen Capital Management Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | | Sold All | -334 | -100 % | | | | - % | | | | | | | News Article | History of M And T Bank Corp Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -187 | -100 % | | | | - % | | | | | | | News Article | History of Private Trust Co Na Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wealthtrust Axiom Llc | Institution | 11,000 | New Holding | 11,000 | 100 % | | | | - % | | | | | | | News Article | History of Wealthtrust Axiom Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-10-28 | 2009-09-30 | 13F-HR | Carl Domino Inc | Institution | 40,000 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Carl Domino Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 445,923 | Sold Some | -681,093 | -60.43 % | | | | - % | | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 18,423 | Sold Some | -281 | -1.50 % | | | | - % | | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-10-21 | 2009-09-30 | 13F-HR | Stifel Nicolaus And Co Inc Mo | Institution | 12,016 | New Holding | 12,016 | 100 % | | | | - % | | | | | | | News Article | History of Stifel Nicolaus And Co Inc Mo Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-10-15 | 2009-09-30 | 13F-HR | Sena Weller Rohs Williams Inc | Institution | 49,400 | Sold Some | -7,500 | -13.18 % | | | | - % | | | | | | | News Article | History of Sena Weller Rohs Williams Inc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-10-15 | 2008-06-30 | 13F-HR/A | Clarivest Asset Management Llc | Institution | | Sold All | -29,400 | -100 % | | | | - % | | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 67,280 | Added More | 62,280 | 1245.60 % | | | | - % | | | | | | | News Article | History of Credit Agricole S A Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 32,976 | Added More | 545 | 1.68 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 120,104 | Sold Some | -146,530 | -54.95 % | | | | - % | | | | | | | News Article | History of Amvescap Plc Ownership Of A-Power Energy Generation Systems Ltd |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 2,700 | Added More | 500 | 22.72 % | | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of A-Power Energy Generation Systems Ltd |
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