| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-16 | 2009-09-30 | 13F-HR | Ancora Advisors Llc | Institution | 10,100 | No Change | 0 | 0 % | $14,645 | $14,342 | $-303 | -2.06 % | $0 | | | | | | News Article | History of Ancora Advisors Llc Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bvf Inc Il | Institution | 8,819,600 | No Change | 0 | 0 % | $12,788,420 | $12,523,832 | $-264,588 | -2.06 % | $0 | | | | | | News Article | History of Bvf Inc Il Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 200 | No Change | 0 | 0 % | $290 | $284 | $-6 | -2.06 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loeb Arbitrage Management Inc | Institution | 128,074 | New Holding | 128,074 | 100 % | $185,707 | $181,865 | $-3,842 | -2.06 % | $-3,842 | | | | | | News Article | History of Loeb Arbitrage Management Inc Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 940,175 | No Change | 0 | 0 % | $1,363,254 | $1,335,049 | $-28,205 | -2.06 % | $0 | | | | | | News Article | History of Millennium Management Llc Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 28,810 | New Holding | 28,810 | 100 % | $41,775 | $40,910 | $-864 | -2.06 % | $-864 | | | | | | News Article | History of Morgan Stanley Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 89,776 | Added More | 30,470 | 51.37 % | $130,175 | $127,482 | $-2,693 | -2.06 % | $-914 | | | | | | News Article | History of Northern Trust Corp Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 150,935 | Sold Some | -81,792 | -35.14 % | $218,856 | $214,328 | $-4,528 | -2.06 % | $2,454 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Southpaw Asset Management Lp | Institution | 2,683,421 | Added More | 1,296,821 | 93.52 % | $3,890,960 | $3,810,458 | $-80,503 | -2.06 % | $-38,905 | | | | | | News Article | History of Southpaw Asset Management Lp Ownership Of Avigen Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 24,700 | New Holding | 24,700 | 100 % | $35,815 | $35,074 | $-741 | -2.06 % | $-741 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Avigen Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 47,548 | Added More | 8,184 | 20.79 % | $69,420 | $67,518 | $-1,902 | -2.73 % | $-327 | | | | | | News Article | History of Credit Agricole S A Ownership Of Avigen Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 26,230 | No Change | 0 | 0 % | $38,296 | $37,247 | $-1,049 | -2.73 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Avigen Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 1,020,900 | Added More | 71,300 | 7.50 % | $1,490,514 | $1,449,678 | $-40,836 | -2.73 % | $-2,852 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Avigen Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | | Sold All | -12,600 | -100 % | | | | -2.73 % | $504 | | | | | | News Article | History of Spark Lp Ownership Of Avigen Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 671,630 | Added More | 36,146 | 5.68 % | $980,580 | $953,715 | $-26,865 | -2.73 % | $-1,446 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Avigen Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 596,587 | Added More | 85,382 | 16.70 % | $853,119 | $847,154 | $-5,966 | -0.69 % | $-854 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Avigen Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 1,640 | New Holding | 1,640 | 100 % | $2,345 | $2,329 | $-16 | -0.69 % | $-16 | | | | | | News Article | History of Credit Suisse Ownership Of Avigen Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 1,000 | No Change | 0 | 0 % | $1,430 | $1,420 | $-10 | -0.69 % | $0 | | | | | | News Article | History of Kbc Group Nv Ownership Of Avigen Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 2,000 | No Change | 0 | 0 % | $2,860 | $2,840 | $-20 | -0.69 % | $0 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Avigen Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -28,778 | -100 % | | | | -1.38 % | $576 | | | | | | News Article | History of Citigroup Inc Ownership Of Avigen Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 6,868 | Added More | 1,440 | 26.52 % | $9,890 | $9,753 | $-137 | -1.38 % | $-29 | | | | | | News Article | History of Ubs Ag Ownership Of Avigen Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Rima Management Llc | Institution | | Sold All | -18,480 | -100 % | | | | -6.57 % | $1,848 | | | | | | News Article | History of Rima Management Llc Ownership Of Avigen Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 3,640 | Sold Some | -90,000 | -96.11 % | $5,278 | $5,169 | $-109 | -2.06 % | $2,700 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Avigen Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Longfellow Investment Management Co Ltd Partnership | Institution | | Sold All | -17,081 | -100 % | | | | -2.06 % | $512 | | | | | | News Article | History of Longfellow Investment Management Co Ltd Partnership Ownership Of Avigen Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,050,974 | No Change | 0 | 0 % | $1,544,932 | $1,492,383 | $-52,549 | -3.40 % | $0 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Avigen Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Wedbush Morgan Securities Inc | Institution | 20,809 | No Change | 0 | 0 % | $31,214 | $29,549 | $-1,665 | -5.33 % | $0 | | | | | | News Article | History of Wedbush Morgan Securities Inc Ownership Of Avigen Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 1,000 | No Change | 0 | 0 % | $1,550 | $1,420 | $-130 | -8.38 % | $0 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Avigen Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 34,640 | No Change | 0 | 0 % | $51,614 | $49,189 | $-2,425 | -4.69 % | $0 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Avigen Inc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Natcan Investment Management Inc | Institution | 16,700 | No Change | 0 | 0 % | $25,217 | $23,714 | $-1,503 | -5.96 % | $0 | | | | | | News Article | History of Natcan Investment Management Inc Ownership Of Avigen Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 23,179 | No Change | 0 | 0 % | $35,927 | $32,914 | $-3,013 | -8.38 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Avigen Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 300,630 | No Change | 0 | 0 % | $465,977 | $426,895 | $-39,082 | -8.38 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Avigen Inc |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 1,000 | No Change | 0 | 0 % | $1,510 | $1,420 | $-90 | -5.96 % | $0 | | | | | | News Article | History of Kbc Group Nv Ownership Of Avigen Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 39,364 | No Change | 0 | 0 % | $60,227 | $55,897 | $-4,330 | -7.18 % | $0 | | | | | | News Article | History of Credit Agricole S A Ownership Of Avigen Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 511,205 | Added More | 98,538 | 23.87 % | $787,256 | $725,911 | $-61,345 | -7.79 % | $-11,825 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Avigen Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Pennsylvania Avenue Funds - Pennsylvania Avenue Event Driven Fund | Specialty & Misc | 10,000 | New Holding | 10,000 | 100 % | $13,000 | $14,200 | $1,200 | 9.23 % | $1,200 | | | | | | News Article | History of Pennsylvania Avenue Funds - Pennsylvania Avenue Event Driven Fund Ownership Of Avigen Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 31,139 | New Holding | 31,139 | 100 % | $40,481 | $44,217 | $3,737 | 9.23 % | $3,737 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Avigen Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 58,966 | Added More | 16,092 | 37.53 % | $76,066 | $83,732 | $7,666 | 10.07 % | $2,092 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Avigen Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 330,665 | New Holding | 330,665 | 100 % | $426,558 | $469,544 | $42,986 | 10.07 % | $42,986 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Avigen Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 263,250 | New Holding | 263,250 | 100 % | $339,593 | $373,815 | $34,223 | 10.07 % | $34,223 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Avigen Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 7,930 | No Change | 0 | 0 % | $10,230 | $11,261 | $1,031 | 10.07 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Avigen Inc |
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