| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii-Fidelity Advisor Communications Equipment Fund | Specialty & Misc | | Sold All | -1,546 | -100 % | | | | - % | | | | | | | News Article | History of Fidelity Advisor Series Vii-Fidelity Advisor Communications Equipment Fund Ownership Of Avanex Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds-Banking Fund | Financial Services | | Sold All | -431 | -100 % | | | | - % | | | | | | | News Article | History of Rydex Series Funds-Banking Fund Ownership Of Avanex Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | | Sold All | -107 | -100 % | | | | - % | | | | | | | News Article | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Avanex Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -14,400 | -100 % | | | | - % | | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio Ownership Of Avanex Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | | Sold All | -4,700 | -100 % | | | | - % | | | | | | | News Article | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Avanex Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | | Sold All | -29,116 | -100 % | | | | - % | | | | | | | News Article | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Avanex Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | | Sold All | -121 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Avanex Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | | Sold All | -90,793 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Growth Index Fund Ownership Of Avanex Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -164,367 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Index Fund Ownership Of Avanex Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | | Sold All | -764 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Growth Index Fund Ownership Of Avanex Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | | Sold All | -3,143 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Avanex Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell Microcap Index Fund | Specialty & Misc | | Sold All | -16,686 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Trust-Ishares Russell Microcap Index Fund Ownership Of Avanex Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | | Sold All | -4,636 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Avanex Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Growth Equity Fund | Multi-Cap Growth | | Sold All | -3,600 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Growth Equity Fund Ownership Of Avanex Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Extended Market Index Fund | Mid-Cap Core | | Sold All | -3,011 | -100 % | | | | - % | | | | | | | News Article | History of Vanguard Index Funds-Vanguard Extended Market Index Fund Ownership Of Avanex Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 83,862 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Avanex Corp |
| 2009-08-18 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | | Sold All | -742,086 | -100 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Avanex Corp |
| 2009-08-18 | 2009-06-30 | 13F-HR | Us Bancorp De | Institution | | Sold All | -876 | -100 % | | | | - % | | | | | | | News Article | History of Us Bancorp De Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | American International Group Inc | Institution | | Sold All | -10,927 | -100 % | | | | - % | | | | | | | News Article | History of American International Group Inc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Aqr Capital Management Llc | Institution | | Sold All | -154,204 | -100 % | | | | - % | | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Axa | Institution | | Sold All | -4,700 | -100 % | | | | - % | | | | | | | News Article | History of Axa Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Cnh Partners Llc | Institution | | Sold All | -106,370 | -100 % | | | | - % | | | | | | | News Article | History of Cnh Partners Llc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Community Bank System Inc | Institution | | Sold All | -33 | -100 % | | | | - % | | | | | | | News Article | History of Community Bank System Inc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Fmr Corp | Institution | | Sold All | -773 | -100 % | | | | - % | | | | | | | News Article | History of Fmr Corp Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Geode Capital Management Llc | Institution | | Sold All | -16,931 | -100 % | | | | - % | | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Goldman Sachs Group Inc | Institution | | Sold All | -289,790 | -100 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Loeb Arbitrage Management Inc | Institution | | Sold All | -65,918 | -100 % | | | | - % | | | | | | | News Article | History of Loeb Arbitrage Management Inc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northern Trust Corp | Institution | | Sold All | -128,734 | -100 % | | | | - % | | | | | | | News Article | History of Northern Trust Corp Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Oppenheimer Funds Inc | Institution | | Sold All | -10,448 | -100 % | | | | - % | | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Price T Rowe Associates Inc | Institution | | Sold All | -15,352 | -100 % | | | | - % | | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | | Sold All | -272 | -100 % | | | | - % | | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Royal Bank Of Canada Trust Co Ltd | Institution | | Sold All | -10,000 | -100 % | | | | - % | | | | | | | News Article | History of Royal Bank Of Canada Trust Co Ltd Ownership Of Avanex Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vanguard Group Inc | Institution | | Sold All | -81,729 | -100 % | | | | - % | | | | | | | News Article | History of Vanguard Group Inc Ownership Of Avanex Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | | Sold All | -42,344 | -100 % | | | | - % | | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Avanex Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Barclays Plc | Institution | | Sold All | -737 | -100 % | | | | - % | | | | | | | News Article | History of Barclays Plc Ownership Of Avanex Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -13,540 | -100 % | | | | - % | | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Avanex Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -42,886 | -100 % | | | | - % | | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Avanex Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | | Sold All | -725 | -100 % | | | | - % | | | | | | | News Article | History of Ubs Ag Ownership Of Avanex Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wells Fargo And Co | Institution | | Sold All | -106 | -100 % | | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of Avanex Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wexford Capital Llc | Institution | | Sold All | -19,200 | -100 % | | | | - % | | | | | | | News Article | History of Wexford Capital Llc Ownership Of Avanex Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR/A | Blair William And Co | Institution | | Sold All | -16,000 | -100 % | | | | - % | | | | | | | News Article | History of Blair William And Co Ownership Of Avanex Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Vertex One Asset Management Inc | Institution | | Sold All | -200,000 | -100 % | | | | - % | | | | | | | News Article | History of Vertex One Asset Management Inc Ownership Of Avanex Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Ii Inc | Institution | | Sold All | -397 | -100 % | | | | - % | | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Avanex Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Inc | Institution | | Sold All | -663 | -100 % | | | | - % | | | | | | | News Article | History of Padco Advisors Inc Ownership Of Avanex Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -183,214 | -100 % | | | | - % | | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Avanex Corp |
| 2009-08-10 | 2009-06-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | | Sold All | -184,559 | -100 % | | | | - % | | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Avanex Corp |
| 2009-08-10 | 2009-06-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | | Sold All | -13,625 | -100 % | | | | - % | | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Avanex Corp |
| 2009-08-10 | 2009-06-30 | 13F-HR | New Generation Advisers Inc | Institution | | Sold All | -164,666 | -100 % | | | | - % | | | | | | | News Article | History of New Generation Advisers Inc Ownership Of Avanex Corp |
| 2009-08-07 | 2009-06-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | | Sold All | -332 | -100 % | | | | - % | | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Avanex Corp |
| 2009-08-07 | 2009-05-31 | N-CSR | Valic Co I-Small Cap Index Fund | Small-Cap Core | | Sold All | -10,927 | -100 % | | | | - % | | | | | | | News Article | History of Valic Co I-Small Cap Index Fund Ownership Of Avanex Corp |
| 2009-08-06 | 2009-06-30 | 13F-HR | Teachers Advisors Inc | Institution | | Sold All | -10,562 | -100 % | | | | - % | | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Avanex Corp |
| 2009-08-06 | 2009-06-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | | Sold All | -111,120 | -100 % | | | | - % | | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Avanex Corp |
| 2009-08-05 | 2009-06-30 | 13F-HR | Blackrock Investment Management Llc | Institution | | Sold All | -18,702 | -100 % | | | | - % | | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Avanex Corp |
| 2009-08-05 | 2009-06-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | | Sold All | -10,292 | -100 % | | | | - % | | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Avanex Corp |
| 2009-07-31 | 2009-06-30 | 13F-HR | First Community Bank Trust And Financial Services Divison | Institution | | Sold All | -4 | -100 % | | | | - % | | | | | | | News Article | History of First Community Bank Trust And Financial Services Divison Ownership Of Avanex Corp |
| 2009-07-30 | 2009-06-30 | 13F-HR | Tate Board Of Administration Of Florida Retirement System | Institution | | Sold All | -12,100 | -100 % | | | | - % | | | | | | | News Article | History of Tate Board Of Administration Of Florida Retirement System Ownership Of Avanex Corp |
| 2009-07-29 | 2009-06-30 | 13F-HR | California Public Employees Retirement System | Institution | | Sold All | -2,652 | -100 % | | | | - % | | | | | | | News Article | History of California Public Employees Retirement System Ownership Of Avanex Corp |
| 2009-07-28 | 2009-06-30 | 13F-HR | Trs Ohio | Institution | | Sold All | -168,500 | -100 % | | | | - % | | | | | | | News Article | History of Trs Ohio Ownership Of Avanex Corp |
| 2009-07-23 | 2009-05-31 | N-CSRS | Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Fund | Specialty & Misc | | Sold All | -492 | -100 % | | | | - % | | | | | | | News Article | History of Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Fund Ownership Of Avanex Corp |
| 2009-07-17 | 2009-06-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | | Sold All | -18,225 | -100 % | | | | - % | | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Avanex Corp |
| 2009-07-16 | 2009-03-31 | 13F-HR/A | Goldman Sachs Group Inc | Institution | 289,790 | Sold Some | -31,490 | -9.80 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Avanex Corp |
| 2009-07-13 | 2009-06-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | | Sold All | -6,046 | -100 % | | | | - % | | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Avanex Corp |
| 2009-07-09 | 2009-04-30 | N-CSRS | Dfa Investment Dimensions Group Inc-Va International Value Portfolio | Multi-Cap Value | | Sold All | -360 | -100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va International Value Portfolio Ownership Of Avanex Corp |
| 2009-07-09 | 2009-04-30 | N-CSRS | Dfa Investment Dimensions Group Inc-Va Small Value Portfolio | Small-Cap Value | | Sold All | -5,400 | -100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va Small Value Portfolio Ownership Of Avanex Corp |
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