| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | | Sold All | -2,000 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Axt Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,656 | No Compare | | | $6,135 | $6,667 | $531 | 8.65 % | | | | | | | News Article | History of Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Axt Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,975,683 | Added More | 18,580 | 0.94 % | $3,793,311 | $4,958,964 | $1,165,653 | 30.72 % | $10,962 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Axt Inc |
| 2009-10-13 | 2009-09-30 | N-Q | Ancora Trust-Ancora Microcap Fund | No Data | 30,000 | Added More | 5,000 | 20.00 % | $54,600 | $75,300 | $20,700 | 37.91 % | $3,450 | | | | | | News Article | History of Ancora Trust-Ancora Microcap Fund Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Core Equity Portfolio | International Small-Mid-Cap Value | 42,323 | No Change | 0 | 0 % | $82,953 | $106,231 | $23,278 | 28.06 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Core Equity Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Vector Equity Portfolio | No Data | 6,861 | No Change | 0 | 0 % | $13,448 | $17,221 | $3,774 | 28.06 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Vector Equity Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-Va International Value Portfolio | Multi-Cap Value | 7,406 | No Change | 0 | 0 % | $14,516 | $18,589 | $4,073 | 28.06 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va International Value Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-Va Small Value Portfolio | Small-Cap Value | 317,739 | No Change | 0 | 0 % | $622,768 | $797,525 | $174,756 | 28.06 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Va Small Value Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co-International Value Serie | Multi-Cap Value | 17,200 | No Change | 0 | 0 % | $33,712 | $43,172 | $9,460 | 28.06 % | $0 | | | | | | News Article | History of Dfa Investment Trust Co-International Value Serie Ownership Of Axt Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds-Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -2,200 | -100 % | | | | 26.13 % | $-1,144 | | | | | | News Article | History of Nationwide Mutual Funds-Nationwide Large Cap Value Fund Ownership Of Axt Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Funds Inc-Perritt Emerging Opportunities Fund | Small-Cap Value | 350,000 | Added More | 250,000 | 250.00 % | $724,500 | $878,500 | $154,000 | 21.25 % | $110,000 | | | | | | News Article | History of Perritt Funds Inc-Perritt Emerging Opportunities Fund Ownership Of Axt Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Microcap Opportunities Fund Inc-Perritt Microcap Opportunities Fund | Specialty & Misc | | Sold All | -100,000 | -100 % | | | | 21.25 % | $-44,000 | | | | | | News Article | History of Perritt Microcap Opportunities Fund Inc-Perritt Microcap Opportunities Fund Ownership Of Axt Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Bridgeway Funds Inc-Balanced Fund | Mixed-Asset Target Allocation Moderate | 327,728 | New Holding | 327,728 | 100 % | $622,683 | $822,597 | $199,914 | 32.10 % | $199,914 | | | | | | News Article | History of Bridgeway Funds Inc-Balanced Fund Ownership Of Axt Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Treettracks Series Trust-Spdr Dividend Etf | Specialty & Misc | 8,943 | Added More | 573 | 6.84 % | | $22,447 | | - % | | | | | | | News Article | History of Treettracks Series Trust-Spdr Dividend Etf Ownership Of Axt Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Adirondack Funds-Adirondack Small Cap Fund | Small-Cap Value | 25,560 | Sold Some | -6,900 | -21.25 % | $44,730 | $64,156 | $19,426 | 43.42 % | $-5,244 | | | | | | News Article | History of Adirondack Funds-Adirondack Small Cap Fund Ownership Of Axt Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell Microcap Index Fund | Specialty & Misc | 55,058 | Added More | 15,789 | 40.20 % | $99,655 | $138,196 | $38,541 | 38.67 % | $11,052 | | | | | | News Article | History of Ishares Trust-Ishares Russell Microcap Index Fund Ownership Of Axt Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Extended Market Index Fund | Mid-Cap Core | 319,575 | New Holding | 319,575 | 100 % | $584,822 | $802,133 | $217,311 | 37.15 % | $217,311 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Extended Market Index Fund Ownership Of Axt Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 831,770 | Added More | 146,688 | 21.41 % | $1,563,728 | $2,087,743 | $524,015 | 33.51 % | $92,413 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Ancora Advisors Llc | Institution | 90,000 | Added More | 40,000 | 80.00 % | $163,800 | $225,900 | $62,100 | 37.91 % | $27,600 | | | | | | News Article | History of Ancora Advisors Llc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 327,728 | No Change | 0 | 0 % | $596,465 | $822,597 | $226,132 | 37.91 % | $0 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Croft Leominster Inc | Institution | 13,000 | No Change | 0 | 0 % | $23,660 | $32,630 | $8,970 | 37.91 % | $0 | | | | | | News Article | History of Croft Leominster Inc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 616,260 | Sold Some | -1,100 | -0.17 % | $1,121,593 | $1,546,813 | $425,219 | 37.91 % | $-759 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Geode Capital Management Llc | Institution | 43,228 | Added More | 531 | 1.24 % | $78,675 | $108,502 | $29,827 | 37.91 % | $366 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northern Trust Corp | Institution | 53,269 | Sold Some | -2,500 | -4.48 % | $96,950 | $133,705 | $36,756 | 37.91 % | $-1,725 | | | | | | News Article | History of Northern Trust Corp Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Oberweis Asset Management Inc | Institution | | Sold All | -280,000 | -100 % | | | | 37.91 % | $-193,200 | | | | | | News Article | History of Oberweis Asset Management Inc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Paradigm Capital Management Inc | Institution | | Sold All | -30,000 | -100 % | | | | 37.91 % | $-20,700 | | | | | | News Article | History of Paradigm Capital Management Inc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,500 | No Change | 0 | 0 % | $4,550 | $6,275 | $1,725 | 37.91 % | $0 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vanguard Group Inc | Institution | 335,675 | Added More | 6,336 | 1.92 % | $610,929 | $842,544 | $231,616 | 37.91 % | $4,372 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 200,000 | New Holding | 200,000 | 100 % | $364,000 | $502,000 | $138,000 | 37.91 % | $138,000 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Axt Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 80,000 | Added More | 33,000 | 70.21 % | $145,600 | $200,800 | $55,200 | 37.91 % | $22,770 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Axt Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 46,020 | No Change | 0 | 0 % | $86,518 | $115,510 | $28,993 | 33.51 % | $0 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Axt Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Knight Capital Group Inc | Institution | 18,761 | New Holding | 18,761 | 100 % | $35,271 | $47,090 | $11,819 | 33.51 % | $11,819 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Axt Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Renaissance Technologies Corp | Institution | 327,700 | Sold Some | -4,700 | -1.41 % | $616,076 | $822,527 | $206,451 | 33.51 % | $-2,961 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Axt Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | 3,241 | New Holding | 3,241 | 100 % | $6,093 | $8,135 | $2,042 | 33.51 % | $2,042 | | | | | | News Article | History of Ubs Ag Ownership Of Axt Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | White Pine Capital Llc | Institution | 25,000 | New Holding | 25,000 | 100 % | $49,500 | $62,750 | $13,250 | 26.76 % | $13,250 | | | | | | News Article | History of White Pine Capital Llc Ownership Of Axt Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,957,103 | Sold Some | -26,711 | -1.34 % | $3,835,922 | $4,912,329 | $1,076,407 | 28.06 % | $-14,691 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Axt Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Technical Financial Services Llc | Institution | | Sold All | -51,359 | -100 % | | | | 28.06 % | $-28,247 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Axt Inc |
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Note: All amounts are based on price of stock at date reported versus the current price! They do not represent actual profit/loss! There has been no adjustmentsfor splits! |
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