| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-16 | 2009-09-30 | 13F-HR | Ancora Advisors Llc | Institution | 90,000 | No Change | 0 | 0 % | $216,000 | $203,400 | $-12,600 | -5.83 % | $0 | | | | | | News Article | History of Ancora Advisors Llc Ownership Of Axt Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | | Sold All | -327,728 | -100 % | | | | -5.83 % | $45,882 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Axt Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Croft Leominster Inc | Institution | 13,000 | No Change | 0 | 0 % | $31,200 | $29,380 | $-1,820 | -5.83 % | $0 | | | | | | News Article | History of Croft Leominster Inc Ownership Of Axt Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 620,660 | Added More | 4,400 | 0.71 % | $1,489,584 | $1,402,692 | $-86,892 | -5.83 % | $-616 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Axt Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 86,115 | Added More | 32,846 | 61.66 % | $206,676 | $194,620 | $-12,056 | -5.83 % | $-4,598 | | | | | | News Article | History of Northern Trust Corp Ownership Of Axt Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 200,000 | No Change | 0 | 0 % | $480,000 | $452,000 | $-28,000 | -5.83 % | $0 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Axt Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 80,000 | No Change | 0 | 0 % | $192,000 | $180,800 | $-11,200 | -5.83 % | $0 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Axt Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 19,100 | New Holding | 19,100 | 100 % | $45,840 | $43,166 | $-2,674 | -5.83 % | $-2,674 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Axt Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cannell J Carlo | Institution | 649,800 | Added More | 59,800 | 10.13 % | $1,553,022 | $1,468,548 | $-84,474 | -5.43 % | $-7,774 | | | | | | News Article | History of Cannell J Carlo Ownership Of Axt Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 4 | New Holding | 4 | 100 % | $10 | $9 | $-1 | -5.43 % | $-1 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Axt Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 43,228 | No Change | 0 | 0 % | $103,315 | $97,695 | $-5,620 | -5.43 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Axt Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -18,761 | -100 % | | | | -5.43 % | $2,439 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Axt Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,500 | No Change | 0 | 0 % | $5,975 | $5,650 | $-325 | -5.43 % | $0 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Axt Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 304,800 | Sold Some | -22,900 | -6.98 % | $728,472 | $688,848 | $-39,624 | -5.43 % | $2,977 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Axt Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 345,231 | Added More | 9,556 | 2.84 % | $825,102 | $780,222 | $-44,880 | -5.43 % | $-1,242 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Axt Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 782,075 | Sold Some | -49,695 | -5.97 % | $1,861,339 | $1,767,490 | $-93,849 | -5.04 % | $5,963 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Axt Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | White Pine Capital Llc | Institution | | Sold All | -25,000 | -100 % | | | | -5.04 % | $3,000 | | | | | | News Article | History of White Pine Capital Llc Ownership Of Axt Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Paradigm Capital Management Inc | Institution | 31,000 | New Holding | 31,000 | 100 % | $77,500 | $70,060 | $-7,440 | -9.60 % | $-7,440 | | | | | | News Article | History of Paradigm Capital Management Inc Ownership Of Axt Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 2,544,600 | Added More | 283,990 | 12.56 % | $6,361,500 | $5,750,796 | $-610,704 | -9.60 % | $-68,158 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Axt Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | | Sold All | -3,241 | -100 % | | | | -9.60 % | $778 | | | | | | News Article | History of Ubs Ag Ownership Of Axt Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | State Of Wisconsin Investment Board | Institution | 82,969 | No Change | 0 | 0 % | $208,252 | $187,510 | $-20,742 | -9.96 % | $0 | | | | | | News Article | History of State Of Wisconsin Investment Board Ownership Of Axt Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | | Sold All | -2,000 | -100 % | | | | -9.96 % | $500 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Axt Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,656 | No Compare | | | $6,135 | $6,003 | $-133 | -2.16 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Axt Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,975,683 | Added More | 18,580 | 0.94 % | $3,793,311 | $4,465,044 | $671,732 | 17.70 % | $6,317 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Axt Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Marathon Capital Management | Institution | 1,979,980 | Sold Some | -74,669 | -3.63 % | $4,039,159 | $4,474,755 | $435,596 | 10.78 % | $-16,427 | | | | | | News Article | History of Marathon Capital Management Ownership Of Axt Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 1,958 | No Change | 0 | 0 % | $4,406 | $4,425 | $20 | 0.44 % | $0 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Axt Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 46,020 | No Change | 0 | 0 % | $105,386 | $104,005 | $-1,381 | -1.31 % | $0 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Axt Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Princeton Capital Management Inc | Institution | 689,100 | Sold Some | -5,800 | -0.83 % | $1,412,655 | $1,557,366 | $144,711 | 10.24 % | $-1,218 | | | | | | News Article | History of Princeton Capital Management Inc Ownership Of Axt Inc |
| 2009-10-15 | 2008-06-30 | 13F-HR/A | Clarivest Asset Management Llc | Institution | 22,000 | New Holding | 22,000 | 100 % | $42,900 | $49,720 | $6,820 | 15.89 % | $6,820 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Axt Inc |
| 2009-10-13 | 2009-09-30 | N-Q | Ancora Trust - Ancora Microcap Fund | No Data | 30,000 | Added More | 5,000 | 20.00 % | $54,600 | $67,800 | $13,200 | 24.17 % | $2,200 | | | | | | News Article | History of Ancora Trust - Ancora Microcap Fund Ownership Of Axt Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Perritt Capital Management Inc | Institution | 350,000 | No Change | 0 | 0 % | $637,000 | $791,000 | $154,000 | 24.17 % | $0 | | | | | | News Article | History of Perritt Capital Management Inc Ownership Of Axt Inc |
| 2009-10-07 | 2009-09-30 | 13F-HR | Roanoke Asset Management Corp | Institution | 422,693 | Sold Some | -140,092 | -24.89 % | $828,478 | $955,286 | $126,808 | 15.30 % | $-42,028 | | | | | | News Article | History of Roanoke Asset Management Corp Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 42,323 | No Change | 0 | 0 % | $82,953 | $95,650 | $12,697 | 15.30 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 6,861 | No Change | 0 | 0 % | $13,448 | $15,506 | $2,058 | 15.30 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 7,406 | No Change | 0 | 0 % | $14,516 | $16,738 | $2,222 | 15.30 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 317,739 | No Change | 0 | 0 % | $622,768 | $718,090 | $95,322 | 15.30 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Axt Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 17,200 | No Change | 0 | 0 % | $33,712 | $38,872 | $5,160 | 15.30 % | $0 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Axt Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -2,200 | -100 % | | | | 13.56 % | $-594 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Axt Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Funds Inc - Perritt Emerging Opportunities Fund | Small-Cap Value | 350,000 | Added More | 250,000 | 250.00 % | $724,500 | $791,000 | $66,500 | 9.17 % | $47,500 | | | | | | News Article | History of Perritt Funds Inc - Perritt Emerging Opportunities Fund Ownership Of Axt Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund | Specialty & Misc | | Sold All | -100,000 | -100 % | | | | 9.17 % | $-19,000 | | | | | | News Article | History of Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund Ownership Of Axt Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 831,770 | Added More | 146,688 | 21.41 % | $1,755,035 | $1,879,800 | $124,766 | 7.10 % | $22,003 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Axt Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Bridgeway Funds Inc - Balanced Fund | Mixed-Asset Target Allocation Moderate | 327,728 | New Holding | 327,728 | 100 % | $622,683 | $740,665 | $117,982 | 18.94 % | $117,982 | | | | | | News Article | History of Bridgeway Funds Inc - Balanced Fund Ownership Of Axt Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 8,943 | Added More | 573 | 6.84 % | | $20,211 | | - % | | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Axt Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Adirondack Funds - Adirondack Small Cap Fund | Small-Cap Value | 25,560 | Sold Some | -6,900 | -21.25 % | $44,730 | $57,766 | $13,036 | 29.14 % | $-3,519 | | | | | | News Article | History of Adirondack Funds - Adirondack Small Cap Fund Ownership Of Axt Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 55,058 | Added More | 15,789 | 40.20 % | $99,655 | $124,431 | $24,776 | 24.86 % | $7,105 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Axt Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 319,575 | New Holding | 319,575 | 100 % | $584,822 | $722,240 | $137,417 | 23.49 % | $137,417 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Axt Inc |
| 2009-08-20 | 2009-06-30 | 13F-HR | Cannell J Carlo | Institution | 590,000 | New Holding | 590,000 | 100 % | $991,200 | $1,333,400 | $342,200 | 34.52 % | $342,200 | | | | | | News Article | History of Cannell J Carlo Ownership Of Axt Inc |
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