| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-CSR | Ariel Investment Trust - Ariel Appreciation Fund | Specialty & Misc | 651,000 | New Holding | 651,000 | 100 % | $12,870,270 | $12,870,270 | $0 | 0.00 % | $0 | | | | | | News Article | History of Ariel Investment Trust - Ariel Appreciation Fund Ownership Of Sothebys |
| 2009-11-20 | 2009-09-30 | N-CSR | Ariel Investment Trust - Ariel Fund | Specialty & Misc | 1,349,367 | Sold Some | -779,625 | -36.61 % | $26,676,986 | $26,676,986 | $0 | 0.00 % | $0 | | | | | | News Article | History of Ariel Investment Trust - Ariel Fund Ownership Of Sothebys |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 150 | Sold Some | -1,817 | -92.37 % | $2,951 | $2,966 | $15 | 0.50 % | $-182 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Sothebys |
| 2009-11-18 | 2009-09-30 | 13F-HR | Timber Hill Llc | No Data | 35,559 | Added More | 6,218 | 21.19 % | $737,138 | $703,001 | $-34,137 | -4.63 % | $-5,969 | | | | | | News Article | History of Timber Hill Llc Ownership Of Sothebys |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 13,266 | Sold Some | -8,455 | -38.92 % | $277,127 | $262,269 | $-14,858 | -5.36 % | $9,470 | | | | | | News Article | History of Amvescap Plc Ownership Of Sothebys |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 44,905 | Sold Some | -81,143 | -64.37 % | $938,065 | $887,772 | $-50,294 | -5.36 % | $90,880 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Sothebys |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Level Global Investors Lp | Institution | | Sold All | -275,000 | -100 % | | | | -5.36 % | $308,000 | | | | | | News Article | History of Level Global Investors Lp Ownership Of Sothebys |
| 2009-11-17 | 2009-09-30 | 13F-HR | Rathbone Brothers Plc | Institution | 45,855 | No Change | 0 | 0 % | $957,911 | $906,553 | $-51,358 | -5.36 % | $0 | | | | | | News Article | History of Rathbone Brothers Plc Ownership Of Sothebys |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 113,939 | Sold Some | -11,538 | -9.19 % | $2,380,186 | $2,252,574 | $-127,612 | -5.36 % | $12,923 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 204,236 | Sold Some | -1,900 | -0.92 % | $4,099,017 | $4,037,746 | $-61,271 | -1.49 % | $570 | | | | | | News Article | History of American International Group Inc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Baring Asset Management Inc | Institution | 84,023 | New Holding | 84,023 | 100 % | $1,686,342 | $1,661,135 | $-25,207 | -1.49 % | $-25,207 | | | | | | News Article | History of Baring Asset Management Inc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bluestein R H And Co | Institution | 16,000 | Added More | 6,000 | 60.00 % | $321,120 | $316,320 | $-4,800 | -1.49 % | $-1,800 | | | | | | News Article | History of Bluestein R H And Co Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Chesapeake Partners Management Co Inc | Institution | 100,100 | Added More | 40,100 | 66.83 % | $2,009,007 | $1,978,977 | $-30,030 | -1.49 % | $-12,030 | | | | | | News Article | History of Chesapeake Partners Management Co Inc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Chilton Investment Co Llc | Institution | 1,018,000 | Added More | 893,000 | 714.40 % | $20,431,260 | $20,125,860 | $-305,400 | -1.49 % | $-267,900 | | | | | | News Article | History of Chilton Investment Co Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 4,918 | Sold Some | -14,207 | -74.28 % | $98,704 | $97,229 | $-1,475 | -1.49 % | $4,262 | | | | | | News Article | History of Citadel L P Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 224,000 | No Change | 0 | 0 % | $4,495,680 | $4,428,480 | $-67,200 | -1.49 % | $0 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 1,371,039 | Added More | 101,238 | 7.97 % | $27,516,753 | $27,105,441 | $-411,312 | -1.49 % | $-30,371 | | | | | | News Article | History of Fmr Corp Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 29,382 | Sold Some | -980 | -3.22 % | $589,697 | $580,882 | $-8,815 | -1.49 % | $294 | | | | | | News Article | History of Ing Groep Nv Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Julius Baer Investment Management Llc | Institution | 3,050 | Sold Some | -81,780 | -96.40 % | $61,214 | $60,299 | $-915 | -1.49 % | $24,534 | | | | | | News Article | History of Julius Baer Investment Management Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Karsch Capital Management Lp | Institution | | Sold All | -225,000 | -100 % | | | | -1.49 % | $67,500 | | | | | | News Article | History of Karsch Capital Management Lp Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Kleinheinz Capital Partners Inc | Institution | | Sold All | -150,000 | -100 % | | | | -1.49 % | $45,000 | | | | | | News Article | History of Kleinheinz Capital Partners Inc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loomis Sayles And Co L P | Institution | | Sold All | -51,385 | -100 % | | | | -1.49 % | $15,416 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | | Sold All | -435,500 | -100 % | | | | -1.49 % | $130,650 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -6,997 | -100 % | | | | -1.49 % | $2,099 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Street Partners Llc | Institution | 257,569 | Added More | 5,572 | 2.21 % | $5,169,410 | $5,092,139 | $-77,271 | -1.49 % | $-1,672 | | | | | | News Article | History of Madison Street Partners Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mak Capital One Llc | Institution | 1,109,654 | Sold Some | -890,278 | -44.51 % | $22,270,756 | $21,937,860 | $-332,896 | -1.49 % | $267,083 | | | | | | News Article | History of Mak Capital One Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 20,228 | New Holding | 20,228 | 100 % | $405,976 | $399,908 | $-6,068 | -1.49 % | $-6,068 | | | | | | News Article | History of Millennium Management Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 598,286 | Added More | 543,648 | 994.99 % | $12,007,600 | $11,828,114 | $-179,486 | -1.49 % | $-163,094 | | | | | | News Article | History of Morgan Stanley Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 110,810 | New Holding | 110,810 | 100 % | $2,223,957 | $2,190,714 | $-33,243 | -1.49 % | $-33,243 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,037,832 | Added More | 55,937 | 5.69 % | $20,829,288 | $20,517,939 | $-311,350 | -1.49 % | $-16,781 | | | | | | News Article | History of Northern Trust Corp Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 3,001,900 | Added More | 1,150,400 | 62.13 % | $60,248,133 | $59,347,563 | $-900,570 | -1.49 % | $-345,120 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Quantlab Capital Management Ltd | Institution | | Sold All | -10,263 | -100 % | | | | -1.49 % | $3,079 | | | | | | News Article | History of Quantlab Capital Management Ltd Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 14,050 | Sold Some | -6,769 | -32.51 % | $281,984 | $277,769 | $-4,215 | -1.49 % | $2,031 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 943,405 | Added More | 5,114 | 0.54 % | $18,934,138 | $18,651,117 | $-283,022 | -1.49 % | $-1,534 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 42,327 | Sold Some | -800 | -1.85 % | $849,503 | $836,805 | $-12,698 | -1.49 % | $240 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Transamerica Investment Management Llc | Institution | 606,210 | New Holding | 606,210 | 100 % | $12,166,635 | $11,984,772 | $-181,863 | -1.49 % | $-181,863 | | | | | | News Article | History of Transamerica Investment Management Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 500 | No Change | 0 | 0 % | $10,035 | $9,885 | $-150 | -1.49 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Vinik Asset Management L P | Institution | | Sold All | -30,000 | -100 % | | | | -1.49 % | $9,000 | | | | | | News Article | History of Vinik Asset Management L P Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | Visium Asset Management Llc | Institution | 275,000 | New Holding | 275,000 | 100 % | $5,519,250 | $5,436,750 | $-82,500 | -1.49 % | $-82,500 | | | | | | News Article | History of Visium Asset Management Llc Ownership Of Sothebys |
| 2009-11-16 | 2009-09-30 | 13F-HR | York Asset Management Ltd | Institution | 19,406 | Added More | 2,000 | 11.49 % | $389,478 | $383,657 | $-5,822 | -1.49 % | $-600 | | | | | | News Article | History of York Asset Management Ltd Ownership Of Sothebys |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Fsb | Institution | 10,761 | New Holding | 10,761 | 100 % | $200,477 | $212,745 | $12,268 | 6.11 % | $12,268 | | | | | | News Article | History of Wilmington Trust Fsb Ownership Of Sothebys |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -132,141 | -100 % | | | | 6.11 % | $-150,641 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisory Research Inc | Institution | 4,699,267 | Added More | 1,475,577 | 45.77 % | $87,547,344 | $92,904,509 | $5,357,164 | 6.11 % | $1,682,158 | | | | | | News Article | History of Advisory Research Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 1,575,885 | Added More | 481,109 | 43.94 % | $29,358,738 | $31,155,246 | $1,796,509 | 6.11 % | $548,464 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ariel Capital Management Llc | Institution | 3,106,108 | Sold Some | -507,265 | -14.03 % | $57,866,792 | $61,407,755 | $3,540,963 | 6.11 % | $-578,282 | | | | | | News Article | History of Ariel Capital Management Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Aston Asset Management Llc | Institution | 262,330 | Added More | 256,756 | 4606.31 % | $4,887,208 | $5,186,264 | $299,056 | 6.11 % | $292,702 | | | | | | News Article | History of Aston Asset Management Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Aston Asset Management Llc | Institution | 262,330 | Sold Some | -132,680 | -33.58 % | $4,887,208 | $5,186,264 | $299,056 | 6.11 % | $-151,255 | | | | | | News Article | History of Aston Asset Management Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Atticus Capital Lp | Institution | 2,435,842 | Sold Some | -1,021,668 | -29.54 % | $45,379,736 | $48,156,596 | $2,776,860 | 6.11 % | $-1,164,702 | | | | | | News Article | History of Atticus Capital Lp Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 192,129 | Sold Some | -412,282 | -68.21 % | $3,579,363 | $3,798,390 | $219,027 | 6.11 % | $-470,001 | | | | | | News Article | History of Axa Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 11,414 | Added More | 6,643 | 139.23 % | $212,643 | $225,655 | $13,012 | 6.11 % | $7,573 | | | | | | News Article | History of Barclays Plc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 51,895 | Added More | 32,367 | 165.74 % | $966,804 | $1,025,964 | $59,160 | 6.11 % | $36,898 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | | Sold All | -21,870 | -100 % | | | | 6.11 % | $-24,932 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 208,658 | Added More | 5,032 | 2.47 % | $3,887,299 | $4,125,169 | $237,870 | 6.11 % | $5,736 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Daruma Asset Management Inc | Institution | 2,031,100 | Sold Some | -264,800 | -11.53 % | $37,839,393 | $40,154,847 | $2,315,454 | 6.11 % | $-301,872 | | | | | | News Article | History of Daruma Asset Management Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ferox Capital Management Lp | Institution | 6,400 | No Change | 0 | 0 % | $119,232 | $126,528 | $7,296 | 6.11 % | $0 | | | | | | News Article | History of Ferox Capital Management Lp Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 27,800 | No Change | 0 | 0 % | $517,914 | $549,606 | $31,692 | 6.11 % | $0 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 3,167 | Sold Some | -191,231 | -98.37 % | $59,001 | $62,612 | $3,610 | 6.11 % | $-218,003 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 161,928 | Added More | 5,005 | 3.18 % | $3,016,719 | $3,201,317 | $184,598 | 6.11 % | $5,706 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 375,453 | Sold Some | -220,745 | -37.02 % | $6,994,689 | $7,422,706 | $428,016 | 6.11 % | $-251,649 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 109,799 | New Holding | 109,799 | 100 % | $2,045,555 | $2,170,726 | $125,171 | 6.11 % | $125,171 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 49,125 | Added More | 38,361 | 356.38 % | $915,199 | $971,201 | $56,003 | 6.11 % | $43,732 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Marshall Ilsley Corp | Institution | 188,349 | New Holding | 188,349 | 100 % | $3,508,942 | $3,723,660 | $214,718 | 6.11 % | $214,718 | | | | | | News Article | History of Marshall Ilsley Corp Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 28,200 | Sold Some | -400 | -1.39 % | $525,366 | $557,514 | $32,148 | 6.11 % | $-456 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 2,515,802 | Added More | 357,278 | 16.55 % | $46,869,391 | $49,737,406 | $2,868,014 | 6.11 % | $407,297 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 245,713 | Added More | 18,000 | 7.90 % | $4,577,633 | $4,857,746 | $280,113 | 6.11 % | $20,520 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 72,600 | New Holding | 72,600 | 100 % | $1,352,538 | $1,435,302 | $82,764 | 6.11 % | $82,764 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 1,700 | No Change | 0 | 0 % | $31,671 | $33,609 | $1,938 | 6.11 % | $0 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 3,100 | Sold Some | -200 | -6.06 % | $57,753 | $61,287 | $3,534 | 6.11 % | $-228 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 19,665 | Sold Some | -1,100 | -5.29 % | $366,359 | $388,777 | $22,418 | 6.11 % | $-1,254 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Private Capital Management | Institution | | Sold All | -2,464,980 | -100 % | | | | 6.11 % | $-2,810,077 | | | | | | News Article | History of Private Capital Management Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -6,677 | -100 % | | | | 6.11 % | $-7,612 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 1,489 | Sold Some | -2,912 | -66.16 % | $27,740 | $29,438 | $1,697 | 6.11 % | $-3,320 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 98,623 | Added More | 2,088 | 2.16 % | $1,837,346 | $1,949,777 | $112,430 | 6.11 % | $2,380 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rudman Errol M | Institution | 212,708 | Sold Some | -6,492 | -2.96 % | $3,962,750 | $4,205,237 | $242,487 | 6.11 % | $-7,401 | | | | | | News Article | History of Rudman Errol M Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 75,426 | Added More | 60,091 | 391.85 % | $1,405,186 | $1,491,172 | $85,986 | 6.11 % | $68,504 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Sothebys |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 2,618,774 | Added More | 38,837 | 1.50 % | $48,787,760 | $51,773,162 | $2,985,402 | 6.11 % | $44,274 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 1,906,446 | Added More | 168,657 | 9.70 % | $34,735,446 | $37,690,437 | $2,954,991 | 8.50 % | $261,418 | | | | | | News Article | History of Bank Of America Corp Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 4,104,901 | Added More | 271,967 | 7.09 % | $74,791,296 | $81,153,893 | $6,362,597 | 8.50 % | $421,549 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Brandes Investment Partners Lp | Institution | 31,590 | Sold Some | -35,630 | -53.00 % | $575,570 | $624,534 | $48,965 | 8.50 % | $-55,227 | | | | | | News Article | History of Brandes Investment Partners Lp Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 188,919 | New Holding | 188,919 | 100 % | $3,442,104 | $3,734,929 | $292,824 | 8.50 % | $292,824 | | | | | | News Article | History of Credit Suisse Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 5,957 | Added More | 4,637 | 351.28 % | $108,537 | $117,770 | $9,233 | 8.50 % | $7,187 | | | | | | News Article | History of Davidson D A And Co Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 5,957 | New Holding | 5,957 | 100 % | $108,537 | $117,770 | $9,233 | 8.50 % | $9,233 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 22,150 | Sold Some | -7,000 | -24.01 % | $403,573 | $437,906 | $34,333 | 8.50 % | $-10,850 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Horizon Global Advisers Llc | Institution | | Sold All | -17,700 | -100 % | | | | 8.50 % | $-27,435 | | | | | | News Article | History of Horizon Global Advisers Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hotchkiss Associates Llc | Institution | 15,000 | No Change | 0 | 0 % | $273,300 | $296,550 | $23,250 | 8.50 % | $0 | | | | | | News Article | History of Hotchkiss Associates Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Indus Capital Partners Llc | Institution | 15,400 | Sold Some | -23,000 | -59.89 % | $280,588 | $304,458 | $23,870 | 8.50 % | $-35,650 | | | | | | News Article | History of Indus Capital Partners Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 27,630 | Added More | 4,630 | 20.13 % | $503,419 | $546,245 | $42,827 | 8.50 % | $7,177 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 160 | Sold Some | -9,990 | -98.42 % | $2,915 | $3,163 | $248 | 8.50 % | $-15,485 | | | | | | News Article | History of Kbc Group Nv Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinetics Asset Management Inc | Institution | 737,697 | New Holding | 737,697 | 100 % | $13,440,839 | $14,584,270 | $1,143,430 | 8.50 % | $1,143,430 | | | | | | News Article | History of Kinetics Asset Management Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | N-Q | M Fund Inc - Frontier Capital Appreciation Fund | Specialty & Misc | 43,300 | Sold Some | -2,400 | -5.25 % | $788,926 | $856,041 | $67,115 | 8.50 % | $-3,720 | | | | | | News Article | History of M Fund Inc - Frontier Capital Appreciation Fund Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 64,207 | Sold Some | -44,153 | -40.74 % | $1,169,852 | $1,269,372 | $99,521 | 8.50 % | $-68,437 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 176,603 | Added More | 6,654 | 3.91 % | $3,217,707 | $3,491,441 | $273,735 | 8.50 % | $10,314 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mycio Wealth Partners Llc | Institution | 2 | Added More | 1 | 100.00 % | $36 | $40 | $3 | 8.50 % | $2 | | | | | | News Article | History of Mycio Wealth Partners Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 162,846 | Added More | 4,220 | 2.66 % | $2,967,054 | $3,219,465 | $252,411 | 8.50 % | $6,541 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 63,579 | Sold Some | -152,177 | -70.53 % | $1,158,409 | $1,256,957 | $98,547 | 8.50 % | $-235,874 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 10,961 | New Holding | 10,961 | 100 % | $199,709 | $216,699 | $16,990 | 8.50 % | $16,990 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portolan Capital Management Llc | Institution | | Sold All | -1,000 | -100 % | | | | 8.50 % | $-1,550 | | | | | | News Article | History of Portolan Capital Management Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 76,711 | Added More | 2,052 | 2.74 % | $1,397,674 | $1,516,576 | $118,902 | 8.50 % | $3,181 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 5 | No Change | 0 | 0 % | $91 | $99 | $8 | 8.50 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | | Sold All | -14,450 | -100 % | | | | 8.50 % | $-22,398 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 10,000 | No Change | 0 | 0 % | $182,200 | $197,700 | $15,500 | 8.50 % | $0 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Shannon River Fund Management Co Llc | Institution | 150,000 | Sold Some | -76,000 | -33.62 % | $2,733,000 | $2,965,500 | $232,500 | 8.50 % | $-117,800 | | | | | | News Article | History of Shannon River Fund Management Co Llc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | | Sold All | -928,851 | -100 % | | | | 8.50 % | $-1,439,719 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -10,604 | -100 % | | | | 8.50 % | $-16,436 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Sothebys |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 10,794 | New Holding | 10,794 | 100 % | $196,667 | $213,397 | $16,731 | 8.50 % | $16,731 | | | | | | News Article | History of World Asset Management Inc Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 311,138 | New Holding | 311,138 | 100 % | $5,522,700 | $6,151,198 | $628,499 | 11.38 % | $628,499 | | | | | | News Article | History of American Century Companies Inc Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 41,926 | Sold Some | -111,877 | -72.74 % | $744,187 | $828,877 | $84,691 | 11.38 % | $-225,992 | | | | | | News Article | History of Citigroup Inc Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 56,238 | Sold Some | -329 | -0.58 % | $998,225 | $1,111,825 | $113,601 | 11.38 % | $-665 | | | | | | News Article | History of Comerica Bank Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 142,071 | New Holding | 142,071 | 100 % | $2,521,760 | $2,808,744 | $286,983 | 11.38 % | $286,983 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 295,114 | Added More | 37,522 | 14.56 % | $5,238,274 | $5,834,404 | $596,130 | 11.38 % | $75,794 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 3,025,288 | Added More | 128,994 | 4.45 % | $53,698,862 | $59,809,944 | $6,111,082 | 11.38 % | $260,568 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | Stafford Capital Management Llc | Institution | | Sold All | -22,225 | -100 % | | | | 11.38 % | $-44,895 | | | | | | News Article | History of Stafford Capital Management Llc Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 54,275 | Added More | 44,184 | 437.85 % | $963,381 | $1,073,017 | $109,636 | 11.38 % | $89,252 | | | | | | News Article | History of Ubs Ag Ownership Of Sothebys |
| 2009-11-10 | 2009-09-30 | 13F-HR | Wetherby Asset Management Inc | Institution | 15,520 | Sold Some | -1,000 | -6.05 % | $275,480 | $306,830 | $31,350 | 11.38 % | $-2,020 | | | | | | News Article | History of Wetherby Asset Management Inc Ownership Of Sothebys |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cambiar Investors Llc | Institution | 65,146 | Sold Some | -18,637 | -22.24 % | $1,155,690 | $1,287,936 | $132,246 | 11.44 % | $-37,833 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Sothebys |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 9,743 | No Change | 0 | 0 % | $172,841 | $192,619 | $19,778 | 11.44 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Sothebys |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lee Munder Capital Group Llc | No Data | 20,000 | No Compare | | | $354,800 | $395,400 | $40,600 | 11.44 % | | | | | | | News Article | History of Lee Munder Capital Group Llc Ownership Of Sothebys |
| 2009-11-09 | 2009-09-30 | 13F-HR | Massachusetts Financial Services Co | Institution | | Sold All | -29,780 | -100 % | | | | 11.44 % | $-60,453 | | | | | | News Article | History of Massachusetts Financial Services Co Ownership Of Sothebys |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -54 | -100 % | | | | 11.44 % | $-110 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 34,130 | Added More | 10,170 | 42.44 % | $594,545 | $674,750 | $80,206 | 13.49 % | $23,900 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | | Sold All | -18,205 | -100 % | | | | 13.49 % | $-42,782 | | | | | | News Article | History of Blair William And Co Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 9,514 | Sold Some | -80 | -0.83 % | $165,734 | $188,092 | $22,358 | 13.49 % | $-188 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 92,461 | Added More | 385 | 0.41 % | $1,610,671 | $1,827,954 | $217,283 | 13.49 % | $905 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 1,886 | Sold Some | -873 | -31.64 % | $32,854 | $37,286 | $4,432 | 13.49 % | $-2,052 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 171,350 | Added More | 392 | 0.22 % | $2,984,917 | $3,387,590 | $402,673 | 13.49 % | $921 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 59,222 | No Change | 0 | 0 % | $1,031,647 | $1,170,819 | $139,172 | 13.49 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Sothebys |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 455,417 | Sold Some | -247,620 | -35.22 % | $7,933,364 | $9,003,594 | $1,070,230 | 13.49 % | $-581,907 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Sothebys |
| 2009-11-05 | 2009-09-30 | 13F-HR | Apex Capital Llc | Institution | 750,000 | Sold Some | -650,000 | -46.42 % | $13,657,500 | $14,827,500 | $1,170,000 | 8.56 % | $-1,014,000 | | | | | | News Article | History of Apex Capital Llc Ownership Of Sothebys |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 2,600 | Sold Some | -300 | -10.34 % | $47,346 | $51,402 | $4,056 | 8.56 % | $-468 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Sothebys |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 33,070 | Sold Some | -1,389 | -4.03 % | $602,205 | $653,794 | $51,589 | 8.56 % | $-2,167 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Sothebys |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 15,316 | Added More | 2,696 | 21.36 % | $278,904 | $302,797 | $23,893 | 8.56 % | $4,206 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Sothebys |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 25,626 | Sold Some | -13,389 | -34.31 % | $466,649 | $506,626 | $39,977 | 8.56 % | $-20,887 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Sothebys |
| 2009-11-04 | 2009-09-30 | 13F-HR | Fort Washington Investment Advisors Inc | Institution | 162,550 | New Holding | 162,550 | 100 % | $2,582,920 | $3,213,614 | $630,694 | 24.41 % | $630,694 | | | | | | News Article | History of Fort Washington Investment Advisors Inc Ownership Of Sothebys |
| 2009-11-04 | 2009-09-30 | 13F-HR | Frontier Capital Management Co Inc | Institution | 496,780 | Sold Some | -5,700 | -1.13 % | $7,893,834 | $9,821,341 | $1,927,506 | 24.41 % | $-22,116 | | | | | | News Article | History of Frontier Capital Management Co Inc Ownership Of Sothebys |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 150,053 | Sold Some | -39,500 | -20.83 % | $2,384,342 | $2,966,548 | $582,206 | 24.41 % | $-153,260 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Sothebys |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 410,054 | Sold Some | -15,766 | -3.70 % | $6,515,758 | $8,106,768 | $1,591,010 | 24.41 % | $-61,172 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Sothebys |
| 2009-11-04 | 2009-09-30 | 13F-HR | Marathon Asset Management Llp | Institution | 2,921,997 | Added More | 44,405 | 1.54 % | $46,430,532 | $57,767,881 | $11,337,348 | 24.41 % | $172,291 | | | | | | News Article | History of Marathon Asset Management Llp Ownership Of Sothebys |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 35,325 | Sold Some | -1,999 | -5.35 % | $573,325 | $698,375 | $125,051 | 21.81 % | $-7,076 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Sothebys |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -34 | -100 % | | | | 21.81 % | $-120 | | | | | | News Article | History of Private Trust Co Na Ownership Of Sothebys |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 31,546 | Added More | 1,500 | 4.99 % | $511,992 | $623,664 | $111,673 | 21.81 % | $5,310 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Sothebys |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Midcap Index Fund | Mid-Cap Core | 9,743 | No Change | 0 | 0 % | $158,129 | $192,619 | $34,490 | 21.81 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Midcap Index Fund Ownership Of Sothebys |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 106,639 | Added More | 96,251 | 926.55 % | $1,691,295 | $2,108,253 | $416,958 | 24.65 % | $376,341 | | | | | | News Article | History of Oxford Asset Management Ownership Of Sothebys |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 107,449 | Sold Some | -1,254 | -1.15 % | $1,704,141 | $2,124,267 | $420,126 | 24.65 % | $-4,903 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Sothebys |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Consumer Discretionary Index Fund | Specialty & Misc | 8,649 | Added More | 1,508 | 21.11 % | $137,173 | $170,991 | $33,818 | 24.65 % | $5,896 | | | | | | News Article | History of Vanguard World Fund - Vanguard Consumer Discretionary Index Fund Ownership Of Sothebys |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 483,811 | Sold Some | -11,787 | -2.37 % | $7,915,148 | $9,564,943 | $1,649,796 | 20.84 % | $-40,194 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Sothebys |
| 2009-10-29 | 2009-09-30 | 13F-HR | Greenwich Wealth Management Llc | Institution | 939,700 | No Change | 0 | 0 % | $15,373,492 | $18,577,869 | $3,204,377 | 20.84 % | $0 | | | | | | News Article | History of Greenwich Wealth Management Llc Ownership Of Sothebys |
| 2009-10-29 | 2009-09-30 | 13F-HR | Prudential Corp Plc | Institution | | Sold All | -47,812 | -100 % | | | | 20.84 % | $-163,039 | | | | | | News Article | History of Prudential Corp Plc Ownership Of Sothebys |
| 2009-10-29 | 2009-09-30 | 13F-HR | Roaring Brook Capital L P | No Data | | Sold All | -45,000 | -100 % | | | | 20.84 % | $-153,450 | | | | | | News Article | History of Roaring Brook Capital L P Ownership Of Sothebys |
| 2009-10-29 | 2009-08-31 | N-Q | Riversource Managers Series Inc - Riversource Small Cap Equity Fund | Small-Cap Core | 100,000 | New Holding | 100,000 | 100 % | $1,636,000 | $1,977,000 | $341,000 | 20.84 % | $341,000 | | | | | | News Article | History of Riversource Managers Series Inc - Riversource Small Cap Equity Fund Ownership Of Sothebys |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 54,236 | New Holding | 54,236 | 100 % | $887,301 | $1,072,246 | $184,945 | 20.84 % | $184,945 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Sothebys |
| 2009-10-27 | 2009-09-30 | 13F-HR | Piedra Capital Ltd | Institution | 10,150 | Sold Some | -128,500 | -92.67 % | $167,069 | $200,666 | $33,597 | 20.10 % | $-425,335 | | | | | | News Article | History of Piedra Capital Ltd Ownership Of Sothebys |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 300 | No Change | 0 | 0 % | $5,118 | $5,931 | $813 | 15.88 % | $0 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Sothebys |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 36 | No Change | 0 | 0 % | $614 | $712 | $98 | 15.88 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Sothebys |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymorerobb Report Global Luxury Etf | Global Flex Port | 1,979 | No Change | 0 | 0 % | $33,762 | $39,125 | $5,363 | 15.88 % | $0 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymorerobb Report Global Luxury Etf Ownership Of Sothebys |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 1,094,776 | Sold Some | -28,495 | -2.53 % | $18,676,879 | $21,643,722 | $2,966,843 | 15.88 % | $-77,221 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Sothebys |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 21,100 | No Change | 0 | 0 % | $383,598 | $417,147 | $33,549 | 8.74 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Sothebys |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 3,155 | Sold Some | -21,370 | -87.13 % | $57,358 | $62,374 | $5,016 | 8.74 % | $-33,978 | | | | | | News Article | History of Blackrock Inc Ownership Of Sothebys |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 328,229 | Added More | 97,688 | 42.37 % | $5,967,203 | $6,489,087 | $521,884 | 8.74 % | $155,324 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Sothebys |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 1,023,324 | Sold Some | -292,322 | -22.21 % | $18,604,030 | $20,231,115 | $1,627,085 | 8.74 % | $-464,792 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Sothebys |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 666,819 | Sold Some | -12,988 | -1.91 % | $11,802,696 | $13,183,012 | $1,380,315 | 11.69 % | $-26,885 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Sothebys |
| 2009-10-21 | 2009-09-30 | 13F-HR | River Road Asset Management Llc | Institution | 727,535 | Sold Some | -387,350 | -34.74 % | $12,877,370 | $14,383,367 | $1,505,997 | 11.69 % | $-801,815 | | | | | | News Article | History of River Road Asset Management Llc Ownership Of Sothebys |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 89,737 | Added More | 22,931 | 34.32 % | $1,588,345 | $1,774,100 | $185,756 | 11.69 % | $47,467 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Sothebys |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 42,700 | No Change | 0 | 0 % | $765,184 | $844,179 | $78,995 | 10.32 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Sothebys |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 25,100 | No Change | 0 | 0 % | $449,792 | $496,227 | $46,435 | 10.32 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Sothebys |
| 2009-10-19 | 2009-09-30 | 13F-HR | Manley Asset Management L P | Institution | | Sold All | -26,000 | -100 % | | | | 5.94 % | $-28,860 | | | | | | News Article | History of Manley Asset Management L P Ownership Of Sothebys |
| 2009-10-19 | 2009-09-30 | 13F-HR | Riverpoint Capital Management | Institution | 12,650 | Sold Some | -1,500 | -10.60 % | $236,049 | $250,091 | $14,042 | 5.94 % | $-1,665 | | | | | | News Article | History of Riverpoint Capital Management Ownership Of Sothebys |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 89,200 | Added More | 73,000 | 450.61 % | $1,664,472 | $1,763,484 | $99,012 | 5.94 % | $81,030 | | | | | | News Article | History of Strs Ohio Ownership Of Sothebys |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 14,280 | Added More | 80 | 0.56 % | $264,037 | $282,316 | $18,278 | 6.92 % | $102 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Sothebys |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 47,113 | New Holding | 47,113 | 100 % | $888,551 | $931,424 | $42,873 | 4.82 % | $42,873 | | | | | | News Article | History of Harris Financial Corp Ownership Of Sothebys |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 81,722 | No Change | 0 | 0 % | $1,541,277 | $1,615,644 | $74,367 | 4.82 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Sothebys |
| 2009-10-13 | 2009-09-30 | 13F-HR | Private Wealth Partners Llc | Institution | 11,000 | Sold Some | -1,000 | -8.33 % | $200,310 | $217,470 | $17,160 | 8.56 % | $-1,560 | | | | | | News Article | History of Private Wealth Partners Llc Ownership Of Sothebys |
| 2009-10-13 | 2009-09-30 | 13F-HR | Wb Capital Management Inc | Institution | 14,170 | No Change | 0 | 0 % | $258,036 | $280,141 | $22,105 | 8.56 % | $0 | | | | | | News Article | History of Wb Capital Management Inc Ownership Of Sothebys |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 151,612 | Sold Some | -1,030 | -0.67 % | $2,721,435 | $2,997,369 | $275,934 | 10.13 % | $-1,875 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Sothebys |
| 2009-10-07 | 2009-09-30 | 13F-HR | America First Investment Advisors Llc | Institution | 230 | New Holding | 230 | 100 % | $3,945 | $4,547 | $603 | 15.27 % | $603 | | | | | | News Article | History of America First Investment Advisors Llc Ownership Of Sothebys |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 6,744 | Sold Some | -2,502 | -27.06 % | $115,660 | $133,329 | $17,669 | 15.27 % | $-6,555 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Sothebys |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Consumer Services Ultrasector Profund | Specialty & Misc | 84 | Sold Some | -24 | -22.22 % | $1,441 | $1,661 | $220 | 15.27 % | $-63 | | | | | | News Article | History of Profunds - Consumer Services Ultrasector Profund Ownership Of Sothebys |
| 2009-10-05 | 2009-09-30 | 13F-HR | Bb And T Corp | Institution | 12,809 | New Holding | 12,809 | 100 % | $218,650 | $253,234 | $34,584 | 15.81 % | $34,584 | | | | | | News Article | History of Bb And T Corp Ownership Of Sothebys |
| 2009-09-29 | 2009-07-31 | N-Q | Heritage Series Trust - Diversified Growth Fund | Multi-Cap Growth | 205,955 | New Holding | 205,955 | 100 % | $3,503,295 | $4,071,730 | $568,436 | 16.22 % | $568,436 | | | | | | News Article | History of Heritage Series Trust - Diversified Growth Fund Ownership Of Sothebys |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Growth Index Fund | Small-Cap Growth | 22,337 | New Holding | 22,337 | 100 % | $379,952 | $441,602 | $61,650 | 16.22 % | $61,650 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Growth Index Fund Ownership Of Sothebys |
| 2009-09-28 | 2009-07-31 | N-Q | Advisors Inner Circle Fund - Cambiar Conquistador Fund | Small-Cap Core | 71,000 | New Holding | 71,000 | 100 % | $1,166,530 | $1,403,670 | $237,140 | 20.32 % | $237,140 | | | | | | News Article | History of Advisors Inner Circle Fund - Cambiar Conquistador Fund Ownership Of Sothebys |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 5,300 | No Change | 0 | 0 % | $87,079 | $104,781 | $17,702 | 20.32 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Sothebys |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 25,420 | New Holding | 25,420 | 100 % | $417,651 | $502,553 | $84,903 | 20.32 % | $84,903 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Sothebys |
| 2009-09-25 | 2009-07-31 | N-Q | Aston Funds - Astontamro Small Cap Fund | Small-Cap Core | 297,840 | Added More | 16,400 | 5.82 % | $4,664,174 | $5,888,297 | $1,224,122 | 26.24 % | $67,404 | | | | | | News Article | History of Aston Funds - Astontamro Small Cap Fund Ownership Of Sothebys |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 17,640 | Sold Some | -43,052 | -70.93 % | $276,242 | $348,743 | $72,500 | 26.24 % | $-176,944 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Sothebys |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 10,150 | Sold Some | -28 | -0.27 % | $158,949 | $200,666 | $41,717 | 26.24 % | $-115 | | | | | | News Article | History of Kbc Group Nv Ownership Of Sothebys |
| 2009-09-24 | 2009-07-31 | N-Q | Forum Funds - Liberty Street Horizon Fund | Specialty & Misc | 76,037 | No Change | 0 | 0 % | $1,217,352 | $1,503,251 | $285,899 | 23.48 % | $0 | | | | | | News Article | History of Forum Funds - Liberty Street Horizon Fund Ownership Of Sothebys |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund | Mid-Cap Core | | Sold All | -59,200 | -100 % | | | | 23.48 % | $-222,592 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund Ownership Of Sothebys |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,440 | New Holding | 1,440 | 100 % | $24,206 | $28,469 | $4,262 | 17.60 % | $4,262 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Sothebys |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Midcap 400 Pure Growth Etf | Mid-Cap Growth | 71,325 | New Holding | 71,325 | 100 % | $1,198,973 | $1,410,095 | $211,122 | 17.60 % | $211,122 | | | | | | News Article | History of Rydex Etf Trust - S And P Midcap 400 Pure Growth Etf Ownership Of Sothebys |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio | Small-Cap Growth | 1,225 | Sold Some | -200 | -14.03 % | $20,433 | $24,218 | $3,785 | 18.52 % | $-618 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio Ownership Of Sothebys |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Value Portfolio | Small-Cap Value | 600 | No Change | 0 | 0 % | $10,008 | $11,862 | $1,854 | 18.52 % | $0 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Value Portfolio Ownership Of Sothebys |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 3,832,934 | Added More | 228,310 | 6.33 % | $64,546,609 | $75,777,105 | $11,230,497 | 17.39 % | $668,948 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Sothebys |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Columbia Technology Fund | Science & Tech | 14,660 | Added More | 6,250 | 74.31 % | $231,042 | $289,828 | $58,787 | 25.44 % | $25,063 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Columbia Technology Fund Ownership Of Sothebys |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund | No Data | 2,626 | No Compare | | | $41,386 | $51,916 | $10,530 | 25.44 % | | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund Ownership Of Sothebys |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Mid Cap Fund | Mid-Cap Core | 1,955 | Added More | 976 | 99.69 % | $30,811 | $38,650 | $7,840 | 25.44 % | $3,914 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Mid Cap Fund Ownership Of Sothebys |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 215,756 | Added More | 171,666 | 389.35 % | $3,400,315 | $4,265,496 | $865,182 | 25.44 % | $688,381 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Sothebys |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 83,497 | Added More | 52,020 | 165.26 % | $1,315,913 | $1,650,736 | $334,823 | 25.44 % | $208,600 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Sothebys |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 8,298 | No Change | 0 | 0 % | $130,776 | $164,051 | $33,275 | 25.44 % | $0 | | | | | | News Article | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Sothebys |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Company Growth Fund | Small-Cap Growth | 28,775 | New Holding | 28,775 | 100 % | $438,531 | $568,882 | $130,351 | 29.72 % | $130,351 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Company Growth Fund Ownership Of Sothebys |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 9,246 | Added More | 2,194 | 31.11 % | $140,909 | $182,793 | $41,884 | 29.72 % | $9,939 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Sothebys |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Consumer Services | Specialty & Misc | 256 | Added More | 164 | 178.26 % | $3,901 | $5,061 | $1,160 | 29.72 % | $743 | | | | | | News Article | History of Profunds - Profund Vp Consumer Services Ownership Of Sothebys |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 60,831 | Sold Some | -1,800 | -2.87 % | $927,064 | $1,202,629 | $275,564 | 29.72 % | $-8,154 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Sothebys |
| 2009-09-03 | 2009-06-30 | N-CSRS | Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio | No Data | 9,955 | Added More | 191 | 1.95 % | $151,316 | $196,810 | $45,494 | 30.06 % | $873 | | | | | | News Article | History of Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio Ownership Of Sothebys |
| 2009-09-03 | 2009-06-30 | N-CSRS | Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio | No Data | | Sold All | -28,900 | -100 % | | | | 30.06 % | $-132,073 | | | | | | News Article | History of Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio Ownership Of Sothebys |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 1,054 | No Compare | | | $16,021 | $20,838 | $4,817 | 30.06 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Sothebys |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 109 | No Compare | | | $1,657 | $2,155 | $498 | 30.06 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Sothebys |
| 2009-09-03 | 2009-06-30 | N-CSRS | Royce Fund - Royce Premier Fund | Small-Cap Core | 1,694,800 | Added More | 185,000 | 12.25 % | $25,760,960 | $33,506,196 | $7,745,236 | 30.06 % | $845,450 | | | | | | News Article | History of Royce Fund - Royce Premier Fund Ownership Of Sothebys |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 14,274 | Added More | 590 | 4.31 % | $216,965 | $282,197 | $65,232 | 30.06 % | $2,696 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Sothebys |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -3,600 | -100 % | | | | 32.77 % | $-17,568 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Sothebys |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 21,721 | Sold Some | -1,103 | -4.83 % | $328,204 | $429,424 | $101,220 | 30.84 % | $-5,140 | | | | | | News Article | History of Amvescap Plc Ownership Of Sothebys |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 1,269,801 | Added More | 1,268,201 | 79262.56 % | $19,186,693 | $25,103,966 | $5,917,273 | 30.84 % | $5,909,817 | | | | | | News Article | History of Fmr Corp Ownership Of Sothebys |
| 2009-08-31 | 2009-06-30 | N-Q/A | Assetmark Funds - Assetmark Large Cap Value Fund | Multi-Cap Value | 29,040 | New Holding | 29,040 | 100 % | $460,574 | $574,121 | $113,546 | 24.65 % | $113,546 | | | | | | News Article | History of Assetmark Funds - Assetmark Large Cap Value Fund Ownership Of Sothebys |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 810 | Added More | 90 | 12.50 % | $12,847 | $16,014 | $3,167 | 24.65 % | $352 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Sothebys |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | 4,910 | Sold Some | -730 | -12.94 % | $77,873 | $97,071 | $19,198 | 24.65 % | $-2,854 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Sothebys |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Earnings Fund | Mid-Cap Core | 3,071 | No Change | 0 | 0 % | $48,706 | $60,714 | $12,008 | 24.65 % | $0 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Earnings Fund Ownership Of Sothebys |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund | Small-Cap Core | 46,910 | Added More | 2,710 | 6.13 % | $743,993 | $927,411 | $183,418 | 24.65 % | $10,596 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund Ownership Of Sothebys |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | 2,088 | Added More | 102 | 5.13 % | $33,116 | $41,280 | $8,164 | 24.65 % | $399 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of Sothebys |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | 410 | Added More | 32 | 8.46 % | $6,503 | $8,106 | $1,603 | 24.65 % | $125 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Social Index Series Inc - Calvert Social Index Fund | Multi-Cap Core | 1,050 | No Change | 0 | 0 % | $17,220 | $20,759 | $3,539 | 20.54 % | $0 | | | | | | News Article | History of Calvert Social Index Series Inc - Calvert Social Index Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust - Columbia Asset Allocation Fund Variable Series | Specialty & Misc | 470 | Sold Some | -10 | -2.08 % | $7,708 | $9,292 | $1,584 | 20.54 % | $-34 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust - Columbia Asset Allocation Fund Variable Series Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series | Global Flex Port | 72,130 | Added More | 5,660 | 8.51 % | $1,182,932 | $1,426,010 | $243,078 | 20.54 % | $19,074 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 435,040 | New Holding | 435,040 | 100 % | $7,134,656 | $8,600,741 | $1,466,085 | 20.54 % | $1,466,085 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 807,963 | New Holding | 807,963 | 100 % | $13,250,593 | $15,973,429 | $2,722,835 | 20.54 % | $2,722,835 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 46,250 | New Holding | 46,250 | 100 % | $758,500 | $914,363 | $155,863 | 20.54 % | $155,863 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 3,945 | New Holding | 3,945 | 100 % | $64,698 | $77,993 | $13,295 | 20.54 % | $13,295 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 19,260 | New Holding | 19,260 | 100 % | $315,864 | $380,770 | $64,906 | 20.54 % | $64,906 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 348 | New Holding | 348 | 100 % | $5,707 | $6,880 | $1,173 | 20.54 % | $1,173 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Riversource Strategy Series Inc - Riversource Small Cap Advantage Fund | Small-Cap Core | 300,000 | New Holding | 300,000 | 100 % | $4,920,000 | $5,931,000 | $1,011,000 | 20.54 % | $1,011,000 | | | | | | News Article | History of Riversource Strategy Series Inc - Riversource Small Cap Advantage Fund Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Small Cap Portfolio | Small-Cap Core | 8,290 | New Holding | 8,290 | 100 % | $135,956 | $163,893 | $27,937 | 20.54 % | $27,937 | | | | | | News Article | History of Seasons Series Trust - Small Cap Portfolio Ownership Of Sothebys |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 125,477 | Sold Some | -423 | -0.33 % | $2,057,823 | $2,480,680 | $422,857 | 20.54 % | $-1,426 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Sothebys |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Global Equity Fund | Global Flex Port | 260,939 | Sold Some | -84,950 | -24.55 % | $4,279,400 | $5,158,764 | $879,364 | 20.54 % | $-286,282 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Global Equity Fund Ownership Of Sothebys |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Equity Fund | Specialty & Misc | | Sold All | -1,134,978 | -100 % | | | | 20.54 % | $-3,824,876 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Equity Fund Ownership Of Sothebys |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund | Small-Cap Core | | Sold All | -24,911 | -100 % | | | | 20.54 % | $-83,950 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Discover Value Fund | No Data | | Sold All | -12,100 | -100 % | | | | 20.40 % | $-40,535 | | | | | | News Article | History of Old Mutual Advisor Funds Ii - Old Mutual Discover Value Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Growth Fund | Mid-Cap Growth | | Sold All | -75,850 | -100 % | | | | 20.40 % | $-254,098 | | | | | | News Article | History of Old Mutual Advisor Funds Ii - Old Mutual Growth Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 45,273 | Added More | 28,511 | 170.09 % | $743,383 | $895,047 | $151,665 | 20.40 % | $95,512 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -24,131 | -100 % | | | | 20.40 % | $-80,839 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -1,275,534 | -100 % | | | | 20.40 % | $-4,273,039 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 408,546 | Added More | 15,331 | 3.89 % | $6,708,325 | $8,076,954 | $1,368,629 | 20.40 % | $51,359 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 625,746 | Added More | 14,700 | 2.40 % | $10,274,749 | $12,370,998 | $2,096,249 | 20.40 % | $49,245 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Sothebys |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 531,037 | New Holding | 531,037 | 100 % | $8,719,628 | $10,498,601 | $1,778,974 | 20.40 % | $1,778,974 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Sothebys |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 26,224 | Added More | 2,850 | 12.19 % | $430,598 | $518,448 | $87,850 | 20.40 % | $9,548 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Sothebys |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 32,924 | Added More | 9,550 | 40.85 % | $540,612 | $650,907 | $110,295 | 20.40 % | $31,993 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Sothebys |
| 2009-08-26 | 2009-06-30 | N-CSRS | M Fund Inc - Frontier Capital Appreciation Fund | Specialty & Misc | 45,700 | No Change | 0 | 0 % | $767,760 | $903,489 | $135,729 | 17.67 % | $0 | | | | | | News Article | History of M Fund Inc - Frontier Capital Appreciation Fund Ownership Of Sothebys |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Ariel Midcap Value Portfolio | No Data | 20,800 | Sold Some | -20,200 | -49.26 % | $361,088 | $411,216 | $50,128 | 13.88 % | $-48,682 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Ariel Midcap Value Portfolio Ownership Of Sothebys |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Ariel Small-Cap Value Portfolio | No Data | 166,875 | Sold Some | -100,100 | -37.49 % | $2,896,950 | $3,299,119 | $402,169 | 13.88 % | $-241,241 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Ariel Small-Cap Value Portfolio Ownership Of Sothebys |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Stock Index Portfolio | No Data | 1,878 | Sold Some | -33 | -1.72 % | $32,602 | $37,128 | $4,526 | 13.88 % | $-80 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Stock Index Portfolio Ownership Of Sothebys |
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